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Luginbyhl v. Commonwealth
628 S.E.2d 74
Va. Ct. App.
2006
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*1 S.E.2d LUGINBYHL, Luginbyhl Alan Alan Kurt s/k/a Virginia.

COMMONWEALTH of Record No. 1333-04-4. Appeals Virginia, Court of

Richmond. April *2 (Devine Michael F. Connell, P.L.C., Devine briefs), & on appellant.

Stephen (Judith R. McCullough, Assistant Attorney General Jagdmann, General, Williams Attorney brief), on for appellee. FELTON,* C.J., BENTON, Present: and ELDER, FRANK, HUMPHREYS, CLEMENTS, KELSEY, McCLANAHAN, HALEY, JJ., FITZPATRICK, Ret. J.**

UPON REHEARING EN BANC HALEY, Judge.

I.

PROCEDURAL HISTORY This matter comes before the Court from a panel divided 30, 2005, decision rendered on August and reported as Lugin- Commonwealth, byhl (2005). 46 Va.App. 618 S.E.2d 347 The trial court convicted appellant of drunk driving viola- tion of Code 18.2-266. The question presented by appellant panel read as follows: Is the certificate of analysis produced breath specifically for prove use trial to the guilt of the accused testimonial evidence and thus constitutionally inadmissible when the analyst is not unavailable and there had not a prior been opportunity for cross-examination by the accused? panel (1) The affirmed the trial court’s refusal to suppress a (2) written breath test result and an accompanying certificate which verified the operability both of the testing * argued, Judge When Fitzpatrick presided. Judge the case was Felton Judge April was elected Chief effective 2006. ** Judge Fitzpatrick participated hearing in the and decision of this case prior to the effective date of her retirement on March license. operator’s machine of the validity and the machine pro was “testimonial” that neither The held panel States of the United Clause by the Confrontation scribed Washington, as addressed Constitution 1354, 158L.Ed.2d U.S. 12, 2005, appellant’s granted we September dated By order banc, mandate of stayed the rehearing en petition decision, appeal.1 and reinstated on banc, conviction appellant’s en we affirm rehearing

Upon of, panel than, independent narrow more grounds decision.

II.

FACTS agreed an 5A:8(c), parties presented Pursuant to Rule trial court facts, transcript, in lieu of statement contains summary of the evidence following The proceedings. from statement. quotations on patrol on 25, 2003, Day Darren was Officer

On November County. in Fairfax Highway Richmond abruptly, in front of him brake the three cars observed [H]e Day noticed white Officer in order to avoid accident. from Highway onto Richmond pulled had wagon station of travel. to the lanes perpendicular lot and was parking and then road a few seconds That vehicle remained weaving, wagon turn. The station a slow made by approximately the curb hitting missed point and at one into a left turn made a slow two inches. The vehicle it center, approaching the vehicles causing shopping *4 their Those vehicles flashed avoid a collision. brake horns. and honked their lights the driver a traffic and identified Day stop effected

Officer appellant. as the beverage alcoholic odor of Day strong detected

Officer glassy eyes appeared defendant. The defendant’s about the 620 S.E.2d 125 1. 46

and bloodshot. Mr. Luginbyhl’s red, face was and he sluggish exhibited motor skills. When asked how much he drink, had to Mr. Luginbyhl responded, “I had a lot.” He indicated that he had had approximately six to eight vodka drinks. The defendant began to fall forward as he stepped vehicle, from his so Officer Day put his hand on defendant’s chest to steady him. The officer directed Mr. Luginbyhl to against lean the car for support. The defendant stated “6, he had consumed 7 or 8 vodka drinks” which were size of a 12-ounce cup inside the vehicle. The defendant was cooperative in performing sobriety field tests. In per- forming finger-to-nose test, the defendant attempted to touch his nose four times. time, He succeeded one touched his cheek and forehead on other attempts. Which attempting perform a one-legged test, stand the defen- dant stopped, began cry, drunk; and stated: “I’m I’m an alcoholic.”

Officer Day conducted a preliminary breath test at the scene. Subsequently, Mr. Luginbyhl agreed to take a breath analysis at the police Caine, station. Officer who was not present trial, performed that analysis while Day Officer observed.

The analysis showed blood alcohol concentration of 0.24%. Officer Caine executed the accompanying certificate. The certificate read:

ATTEST:

I CERTIFY THAT THE ABOVE IS AN ACCURATE CONDUCTED; RECORD OF THE TEST THAT THE TEST WAS CONDUCTED THE WITH TYPE OF EQUIPMENT AND IN ACCORDANCE THE WITH METHODS APPROVED BY THE DEPARTMENT OF SERVICES, CRIMINAL JUSTICE OF DIVISION FO- SCIENCE; RENSIC THAT THE TEST WAS CON- IN DUCTED ACCORDANCE WITH THE DIVISION’S SPECIFICATIONS; THAT EQUIPMENT THE ON WHICH THE BREATH TEST WAS CONDUCTED HAS BEEN TESTED WITHIN THE PAST SIX MONTHS *5 TO ACCURATE; THAT PRIOR BE TO AND FOUND THE ACCUSED THE TEST OF ADMINISTRATION THE TO OBSERVE RIGHT OF HIS ADVISED WAS READ- ALCOHOL THE BLOOD AND SEE PROCESS PERFORM THE TO USED EQUIPMENT THE ING ON LI- A VALID TEST, AND THAT I POSSESS BREATH TEST, UNDER GIVEN SUCH TO CONDUCT CENSE NOVEMBER, 2003. DAY 25TH OF HAND THIS MY analysis admitted the trial court objection, Over The trial § 18.2-268.9.2 to Code pursuant and certificate in intoxicated viola while driving appellant court convicted jail in days him to 180 and sentenced § 18.2-266 tion Code of the days 170 of the fine and The entire and a fine $350. suspended.3 jail sentence were

III. BASIS DECISIONAL substantively address should maintains we Appellant decline to do opinion. We panel decided issue so. certifícate, part: when § relevant "This 18.2-268.9 states in

2. Code test, conducting shall be admissible by the breath attested the individual evidence of the facts any proceeding as any criminal ... court analysis.” of the results of such therein stated and time that the appellant for the first argument maintained 3. At oral may the trial court have caused breath test 0.24% days. jail sentence of 10 appellant’s punishment to an effective enhance 2003, offense, penally provisions of day November On 18.2-266, 18.2-270, provided § for a applicable to Code as Code days. mandatory of 5 minimum incarceration and, accordingly, was presented to the trial court was not That issue Also, by appellant does required Rule 5A:18. preserved appeal as 5A:18, justice exception to Rule ends of this Court to invoke the not ask consider, ends-of-justice "[tjhis sponte, will not sua and Commonwealth, Va.App. argument under Rule 5A:18.” Widdifield Moreover, banc). (2004) (en 559, 564, if the even 600 S.E.2d below, question present it was not preserved this issue appellant had 12(c), nor was the appeal required Rule 5A: petition for as ed in the Accordingly, the issue required Rule 5A:20. issue briefed defaulted, Commonwealth, 46 Gregoryv. See we do not consider it. S.E.2d “It is a well recognized principle appellate review questions constitutional should not decided if permits record final of a disposition cause on non-constitution *6 Denny, Keller v. 516, al grounds.” 512, 232 Va. 352 S.E.2d Smit, 327, Volkswagen See also v. America 329 266 454, (2003) 444, 526, (“[A] Va. 587 532 S.E.2d court will not rule upon constitutionality a statute unless such a determination is absolutely to necessary decide the merits of case.”). A congruent is an principle appellate one that court decides cases “on ground the best and narrowest avail Union, able.” Air Courier v. Am. Postal Workers Conference 517, 531, 913, (1991) 922, 498 U.S. 111 112 L.Ed.2d 1125 (Stevens, J., concurring).

Coupled with these principles judicial prudence is the proposition that an court appellate may structure a deci upon sion “assuming deciding” but basis. Such a basis does and, not foreclose future of a review constitutional issue moreover, those—here, does not potentially bind the Common wealth—subject jurisdiction to the court’s to the effect of a Finally, decision. “assuming deciding” but not is basis useful for a analysis. “harmless error” as specifically applicable case, and to the instant McClain, in United States v. (2d 219, 377 222 F.3d Cir.2004), held:

It is well established that violations of the Confrontation Clause, if preserved appellate review, subject are to' review, however, error harmless does not Crawford See, e.g., Iowa, Coy v. suggest 1012, otherwise. 487 U.S. (1988) 1021, 2798, [2803,] 101 L.Ed.2d 857 (holding subject denial face-to-face confrontation is harm- v. review); Tropeano, United States less 252 error F.3d (2d Cir.2001) (“[H]armless applies 659 error evidentiary errors and to violations of Confrontation Clause.”).

See Crawford, (Rehnquist, U.S. C.J., concurring judgment) (noting that “implicitly] majority recogniti[zed] applica- that the mistaken toas guess wrong which rule courts tion its new analysis”); subject rule to harmless-error is scope Cir.2005) (8th Williams, 429 F.3d United States occurred,” error but “that a Confrontation Clause (assuming statement hearsay] admitting the error in holding [the “that doubt,” reasoning that beyond a reasonable was harmless overwhelming” was so independent “[t]he inad- [the cannot be attributed the defendant’s “conviction omitted)); see (internal also quotations statement” missible] Commonwealth, Pitt 260 Va. S.E.2d (2000) decision to admit the (assuming that the trial court’s the defendant’s hearsay co-conspirator of a violated statement holding then that the error was Amendment but rights, Sixth doubt because “the evidence beyond harmless reasonable statement, hearsay] overwhelmingly whole, excluding [the and, therefore, “there guilty,” proved defendant] that [the *7 possibility might no statement have reasonable [the] v. conviction”); Dearing Com- defendant’s] contributed [the (2000) monwealth, 674, 671, 260 536 S.E.2d Va. that, (holding the trial court violated the defendant’s although hearsay statement rights admitting Sixth Amendment a beyond of a that error was harmless reason- co-conspirator, doubt). able (1) the

Therefore, deciding assume without breath we (2) certificate were accompanying result evidence, despite “testimonial” and their introduction Code 18.2-268.9, § under was constitutional error Our Crawford. “harmless error” applicable decision thus relies upon alone. standard of review

IV.

ANALYSIS Commonwealth, 315, In Corado v. Va.App. 47 623 (2005), standard of review for we addressed the S.E.2d constitutional error. harmless stan- analysis by reiterating heightened our begin

We for harm- dard which we review constitutional error under a lessness. trial court “When admits evidence violation Constitution, the United States the court’s is error a consti- tutional one.” “Before a federal constitutional error can be harmless, held the court must able to declare a belief it was harmless beyond reasonable doubt.” “We decide whether the erroneous admission of evidence was sufficiently prejudicial require reversal on the basis our reading own and on record what seems to us to have the probable been on the fact impact finder.” 323, Id. at 623 S.E.2d at 456 (quoting Williams Common- wealth, 378, (addi- (1999) S.E.2d omitted)). Commonwealth, tional Clay citations also See (“When (2001) 262 Va. 546 S.E.2d a federal involved, constitutional error is a reviewing court must reverse it judgment unless determines error harmless (citations beyond omitted)). doubt.” reasonable In pertinent part, Code 18.2-266 makes it “unlawful any person to ... a drive motor vehicle ... such person while is under the influence of alcohol.” agreed The statement of facts recites that “the driver the vehicle as was identified the defendant” and that the defendant told Officer “I’m Day, corroborated, drunk.” This confession is again quoting from facts, agreed appellant statement strong because “had a alcohol,” odor face”; “glassy eyes, and bloodshot” and a “red skills”; motor sluggish “exhibited and “fell he forward as stepped Appellant from his Day vehicle.” told Officer he had “6, “a lot “a to drink” and defined lot” 7 or 8 vodka drinks” cup size of 12-ounce in his Appellant “attempt- vehicle. ed to touch his nose four times ... only] ... succeeded [but *8 one failing test, time.” While stand one-legged appellant began cry Day, and told Officer “I’m an alcoholic.” This evidence, without the analysis, proves beyond breath guilt doubt. reasonable record,

Upon assuming this but not trial deciding court by admitting committed constitutional error the breath certificate, test accompanying its we conclude error beyond was harmless a reasonable doubt. is affirmed. conviction appellant’s

Affirmed.

BENTON, J., dissenting. Commonwealth, 46 gave Luginbyhl reasons I

For the J., (2005)(Benton, 460, 478-85, 618 S.E.2d 357-60 violat- I hold that admission evidence would dissenting), protected by Confrontation Luginbyhl’s rights Alan ed and, further, that the error not harmless. Clause

I. admissibility certificate challenges appeal This of a analysis containing government attestation breath testify Luginbyhl trial. contends who did employee evidence, judge certificate the trial into admitting his Sixth Amendment confrontation. violated judge trial analysis, which the admitted The certificate test hearsay objection, signed over a a “breath following under the attestation: operator” AN I THAT THE ABOVE IS ACCURATE CERTIFY CONDUCTED; THE OF THE TEST THAT RECORD THE TYPE OF TEST WAS CONDUCTED WITH THE IN EQUIPMENT AND ACCORDANCE WITH OF BY THE DEPARTMENT METHODS APPROVED SERVICES, OF FO- DIVISION CRIMINAL JUSTICE SCIENCE; CON- THAT THE TEST WAS RENSIC THE IN WITH DIVISION’S DUCTED ACCORDANCE SPECIFICATIONS; EQUIPMENT THAT ON THE HAS THE BREATH CONDUCTED TEST WAS WHICH PAST SIX MONTHS TESTED THE BEEN WITHIN ACCURATE; THAT PRIOR TO BE AND FOUND TO THE ACCUSED OF THE TEST ADMINISTRATION THE ADVISED OF HIS RIGHT TO OBSERVE WAS READ- THE ALCOHOL PROCESS AND SEE BLOOD THE TO PERFORM EQUIPMENT THE USED ING ON LI- TEST, I A BREATH AND THAT POSSESS VALID *9 TEST, CENSE TO CONDUCT SUCH GIVEN UNDER MY 25TH NOVEMBER, HAND THIS DAY OF 2003. satisfy These assertions were made to Code 18.2-268.9. establishes, however, The record Luginbyhl did not have opportunity the the test operator cross-examine breath veracity test the of his statements. dispute, Without the operator’s attestation hearsay. statements constitute The is- sue this case is hearsay whether that was testimonial and thus barred the Sixth Amendment.

The Sixth Amendment the Constitution of the United provides, pertinent part, prose States all criminal “[i]n cutions, the accused enjoy shall the to be confronted with the witnesses him.” The against Supreme United States Washington, Court 541 U.S. (2004),

158 L.Ed.2d 177 recently interpreted requirements the of the Sixth reviewing Amendment its text and histori cal record.

Examining historical of the Sixth background Amend- Clause, ment’s Confrontation “history held that supports meaning two inferences about Sixth Amendment.” at 1363. U.S. The Court identified those inferences as follows:

First, principal evil at which the Confrontation Clause was directed the civil-law mode of criminal procedure, particularly its use ex examinations parte as evidence accused____ against The Sixth Amendment must be interpreted with this focus in mind.

The historical record also supports proposition: second the Framers would not have allowed admission testimonial statements of a witness appear who did he trial unless was to testify, unavailable and the defendant had prior had a The opportunity cross-examination. text of Sixth suggest any open- Amendment does not from the confrontation exceptions requirement ended developed by the courts. In this view of 50, 53-54,

Id. at reliability Court overruled analysis, Supreme historical *10 Roberts, 56, 100 S.Ct. 448 U.S. forth in Ohio test set (1980), capacity of “its demonstrated 65 L.Ed.2d because the Confrontation that core statements to admit testimonial at Crawford, to exclude.” U.S. meant plainly Clause test accepted reliability previously at The 1371. it had long to as be admitted hearsay allowed evidence ” witness was unavail reliability’ of and the ‘indicia “adequate Roberts, 66, 100 As the Court at at 2539. 448 U.S. S.Ct. able. at are in testimonial statements “Where explained Crawford: satisfy sufficient to issue, only reliability the indicium actually is the the Constitution constitutional one demands 68-69, at confrontation.” S.Ct. prescribes: U.S. a criminal gives the Amendment defendant Sixth Id. the to confront testimonial evidence. “core class terms,

In of ‘testimo plain describes Crawford “affidavits,” any “similar including pretrial nial’ statements” as reasonably expect would to be used statements declarants made cir that were under prosecutorially,” and “statements objective reasonably cumstances which lead an witness would available for use at a to believe the statement would be 51-52, 124 govern later trial.” at 1364. When Id. S.Ct. involved, heightened. As agents mental are this concern is “[ijnvolvement noted, of government Court Crawford an testimony eye officers in the with toward trial production fact unique potential prosecutorial abuse—a presents throughout history time with again out and which borne at 56 n. keenly Framers were familiar.” 541 U.S.

at 1367. operator analysis prepared

The conducted the breath in court prove attestation evidence solely provide fairly This cannot necessary Luginbyhl. facts to convict Indeed, asserts the exis- disputed. attestation statement or said to be true tence seven facts circumstances Simply test the certificate of blood operator.” put, “breath in in this case is testimo- was admitted and, nial under the thus, narrowest definitions Crawford falls squarely within the bar.

Luginbyhl accurately asserts “certificate was a formalized, ex parte statement a government agent made for the purpose being prosecutorially sole used court in lieu of his live testimony.” It seems me that the use of this type of statement was the paradigmatic violation the Supreme Court emphasized in theAs discussed its Crawford. historical analysis, the judges against at a treason trial Sir Raleigh permitted Walter the prosecution to to a jury read or Cobham, affidavit letter from an alleged co-conspirator, most “[t]he notorious instance of civil-law examination” in a criminal trial. 541 U.S. 1360. This was an abuse the Confrontation Clause enacted to end.

The itself Raleigh trial very involved sorts reliabili- *11 ty determinations Roberts authorizes. In the face of Raleigh’s repeated confrontation, for prosecu- demands responded many tion with of arguments a court applying might today: Roberts invoke that Cobham’s statements were self-inculpatory, they were not in the made heat of passion, and that they were not from “extracted [him] upon any hopes or promise plausible of Pardon.” It not only objection the Framers’ to the trial was that judges not Raleigh’s properly weigh did these factors before sentencing Rather, him to death. problem was that the judges refused to allow to Raleigh confront Cobham in court, where he him try could cross-examine to expose and his accusation as a lie. (citations omitted).

Id. at at S.Ct. 1370-71 The Supreme Court observed that freedom despite Raleigh’s to letter, confront in court who those read Cobham’s this was an of protection insufficient a right confrontation because “[l]eaving regulation out-of-court statements the law of evidence would render the Confrontation powerless Clause to prevent even the most flagrant inquisitorial practices.” Id. words, In protect at 1364. other confrontation, letter Cobham’s would be inadmissible under the Sixth Amendment because the Confrontation Clause “re- desirability of reliable judgment, only a not about fleets dissent), (a little there be but point on which could 61, can be determined.” Id. reliability how best about at 1370. not the certificate is suggests The Commonwealth of “testi- limits the definition because “testimonial” “(1) testimony ‘prior preliminary statements to monial” and-(2) trial,’ or at a former grand jury, a hearings, before ‘police interroga- during from witnesses garnered statements ” however, includes formula- Crawford, expressly other tions.’ statements, “extrajudicial as state- of “testimonial” such tions materials, ... contained in formalized testimonial such ments affidavits, confessions, or prior testimony, depositions, that were under circumstances which statements made [and] reasonably an to believe that objective would lead witness a later trial.” 541 U.S. statement would available use at (citations omitted). 51-52, 124 at 1364 As noted, a formulations all share common nucleus” “[t]hese used they reasonably expected are statements to be because The at trial. See id. at 124 S.Ct. at 1364. Court did but, rather, just upon focus on the “form” the evil opportunity a defendant of the to mean- depriving substance: confront the state’s evidence. ingfully The not evade definition certificate does It by by statements machine. hearsay reporting generated person information clearly comprises supplied Indeed, cursory even a person attestation facts. *12 operator the certifies review seven facts demonstrates For generated by are not statements a machine. they mere to of example, operator prior the attests “that administration right to the the test the accused was advised of his observe on process reading equipment and see the alcohol the blood test.” perform used the breath “accus- operator

Assertions that the breath test not an that is somehow “neutral” presupposes er” and this evidence operator that cross-examination of the blood test could when, fact, there were any purpose, serve valid in a number operator effective means to concerning cross-examine the each of the attestations in the certificate. The pro- certificate claimed the record it equipment, generated, the test, operator breath and the of the equipment yielded all result requirements conformed and that statutory cross-examination, incriminated Luginbyhl. Without the cer- had of reinforcing tificate the effect the Commonwealth’s of prosecution. theory The “crucible of cross-examination” any have exposed operator’s could weaknesses in the qualifica- tions, his perception, state of the or the equipment, test protocol.

The Commonwealth’s characterizations of operator’s “non-accusatory” statements “neutral” and also suggest type safeguard that is intended render the statements or trustworthy Nothing more reliable as evidence. in Craw hearsay declares statement must accuse Lugin ford byhl of or wrongdoing to be testimonial which statements appear Indeed, neutral in character are nontestimonial. noth ing meaning within the equates “testimonial” with “accusa Furthermore, tory.” it is a dubious conclusion that evidence created use at by prosecutor trial could ever be “neutral” the context in a system adversarial criminal proceeding. “The Framers would to learn that be astounded parte ex testimony against could be admitted a criminal defen dant because it was elicited government ‘neutral’ officers.” 1373. Crawford, U.S. S.Ct. at a trial Giving the discretion to whether a judge determine “accusatory” statement or “neutral” smacks of the “open reliability rejected ended balancing” Court evidence, “The test a jury Roberts allows to hear Crawford: adversary judicial untested based on process, a mere determination of reliability replaces the constitution- [and] ally prescribed reliability method with assessing wholly Supreme one.” Id. at 1370. The foreign very “vague” Court warned that these were the kinds of loath to leave ... “manipulable” standards Framers “were judicial hands.” Id. rejected concept “replacing categorical the general *13 balancing tests” open-ended with guarantees constitutional Framers’] violence [the tests “do that those and held to the According 67-68, 124 at 1373. Id. at S.Ct. design.” “commands, not Court, Clause the Confrontation Supreme in a assessed rehable, reliability that be but that evidence crucible of cross-exami- in the by testing manner: particular Supreme at 1370. Id. nation.” the view rejected] again and “once explicitly only to in-court its own force applies Clause Confrontation statements to out-of-court application its testimony, and for the ‘the law of Evidence upon trial depends introduced at ” (citation omit- 50-51, 124 at 1364 Id. time being.’ ted). injecting manipulable reject rulings perforce These constitutional command to avoid the evidentiary standard characterizing the evidence guise under Crawford accusatory.” “not “neutral” or aby statements deemed rehable “[admitting

Simply put, of confronta- fundamentally at odds with judge is the evidence tion.” Id. S.Ct. at 1370. Whether Id. neutral, testimony.” it does “bear accusatory or at trial aby govern- for use prepared at 1364. It was witness; it was for an actual it was a substitute agent; ment of cross-exami- opportunity admitted evidence without are relevant factors under nation. The to discover generated in the certificate accused, and was later against Luginbyhl, report evidence of cross- opportunity purpose for that without used at trial examination. courts that have appellate cites several

The Commonwealth courts, appehate nontestimonial. Other ruled affidavits to be issue, ruled that similar however, this have addressing precise See, e.g., and barred affidavits are testimonial Crawford. State, (holding (Fla.App.2005) Shiver 900 So.2d one rea- “contained statements would test affidavit breath under ... was made prosecutorially, expect to be used sonably witness to rea- objective which would lead circumstances trial,” available for would be sonably believe the statements Walsh, 120 Nev. Vegas Las testimonial); City and was (2004) 91 P.3d that an affidavit “offered (holding prove certain facts concerning use certain devices *14 to determining presence related of is prepared alcohol” one testimonial); trial 888, use at and is v. People Rogers, 8 A.D.3d (2004) 393, 780 N.Y.S.2d 397 (holding a blood test report “generated by the desire to discover evidence defen- against testimonial). dant” was event, case, any beyond

In this go decide we need not the understood, Plainly text of the language Craw- Crawford. leads to the conclusion that this certificate of is ford just testimonial as “affidavits ... the defendant was unable to 51, cross-examine.” 541 U.S. at As S.Ct. 1364. the noted, Supreme Court testimonial statements are “[w]here involved, we do ... protec- not leave the Sixth Amendment’s 61, the vagaries tion to of the rules of evidence.” Id. words, In 1370. other “[dispensing with confronta- tion testimony because is reliable is obviously dispens- akin to ing jury with trial is obviously guilty. because defendant prescribes.” This is what the Id. at Sixth Amendment

II. addressing Without substantive issue on appeal, majority any concludes that error in alleged admitting the certificate was harmless. The on majority Lugin- bases this byhl’s statement he the officer that was “drunk” and an alcoholic and on the officer’s observations his demeanor and hold, I however, conduct. would the record fails to trial judge’s demonstrate that the was not affected by decision statutory presumption of intoxication triggered 18.2-269(A)(3). of analysis. certificate See Code Commonwealth, succinctly v. We addressed Williams (2000), 528 S.E.2d 166 the contours when a analysis required Confrontation Clause error occurs. only ... if beneficiary Constitutional error harmless “the error ... proves beyond constitutional reasonable did not complained doubt the error contribute 18, 24[, California, 386 U.S. v. Chapman obtained.” verdict (1967). test, “The 17 L.Ed.2d 705] ad- erroneously therefore, laying aside is not whether to con- sufficient other evidence there was mitted evidence ..., but, stringently, more doubt a reasonable beyond vict that the possibility there is a reasonable ‘whether ” to the conviction.’ contributed might have complained Cir.1985) (cita- (4th Leeke, 756 F.2d Thompson omitted). words, if “the other evidence In even other tion verdicts, is not harmless [error amply supports have affected the testimony may well disputed when] Commonwealth, 516, 519, 219 Va. ... decision.” Cartera 248 S.E.2d upon overemphasis, [con “emphasis perhaps An ” clouding has the effect ‘overwhelming evidence’ cept] *15 “ possi is a reasonable ‘whether there question

the relevant have contribut complained might bility that the evidence ” 23[, 87 Chapman, 386 U.S. at S.Ct. conviction.’ ed the omitted). (footnote Supreme As the citations at and 827] whether, stated, assuming inquiry “the correct Court has fully were of the damaging potential [evidence] that that say nonetheless realized, might court reviewing [Delaware doubt.” beyond a reasonable error was harmless 1438, Arsdall, [673,] 684[, 1431, 106 Van 475 U.S. S.Ct. v.] (1986) ]; Kentucky, also v. 488 see Olden L.Ed.2d 674 89 (1988). 232[, 480, 483, L.Ed.2d 227, 513] 109 102 S.Ct. U.S. simply analysis [is not] “a harmless error v. analysis.” Hooker Common sufficiency of the evidence (1992). wealth, 343, 454, 458, 345 Va.App. 14 418 S.E.2d (altera- Williams, 399-400, at 168-69 528 S.E.2d Va.App. 32 original). tions in its analysis, certificate of trial admitted the judge

When the reached .24% alcohol level Luginbyhl’s that blood statement of intoxication. Code statutory presumption triggered the 18.2-269(A)(3) analysis if a chemical provides .08% or alcohol level was shows that the blood accused’s blood the accused was under more, presumed “it shall be reasonably judge that the possible alcohol.” It is influence of 76 significant

attached to the weight incriminating evidence in the in spite independent certificate evidence of strong Lugin Marion, v. See Thomas Town byhl’s intoxication. 226 Va. 251, 254, 120, (1983); Castillo Common 308 S.E.2d 122 wealth, 482, 487-91, 146, 21 465 S.E.2d 148-50 Thomas, in

Indeed, judge where trial erred admitting into evidence a showing certificate accused had volume, blood alcohol content of .17% weight feet, proved on his unsteady accused “had a strong odor alcohol about his his person, speech was flushed,” slurred, and, further, his face was the accused consuming “admitted two and a whiskey.” beers shot of 226 253, Nonetheless, Va. at 308 S.E.2d at the Supreme Court ruled the non-constitutional error was harmless it was “probable” because trier of fact “attached great Id. weight to the incriminating information the certificate.” 308 S.E.2d at 122. This less ruling, using exacting Commonwealth, see Clay v. standard, non-constitutional error 253, 260, (2001), 262 Va. Lavinder v. 546 731-32 S.E.2d Commonwealth, 1003, 1005-06, 12 Va.App. 407 S.E.2d (1991), it probable renders more than case that this evi was, likewise, dence quality of similar not harmless when required viewed under the standard for constitutional error. See Chapman, (adopting U.S. Connecticut, Fahy 86-87, standard in U.S. 229, 230-31, (1963), 11 L.Ed.2d 171 “whether there is a possibility reasonable the evidence complained might *16 conviction”); Long see also v. Com have contributed to the monwealth, 227, 138, (1995) 223, 20 456 140 Va.App. S.E.2d to its (holding Commonwealth failed meet burden of proving severing the error in for trial did not charges sentence). affect the verdict both Commonwealth, Likewise, Jenkins v. 333, 492 254 Va. (1997), S.E.2d of the 131 demonstrates strictness constitu- standard, tional which to requires error Commonwealth beyond establish a reasonable doubt that admis- the erroneous punishment sion of regarding was harmless

77 case, judge psycholo- In that the trial allowed a clinical well.4 on his ten with a child that gist testify meetings to that based ” Id. 336, 492 S.E.2d sexually “the child ‘had been abused.’ sexual jury aggravated at 132. The convicted the defendant sentence, battery, recommending twenty-year a the maximum Id. 335, Although under the statute. at 132. S.E.2d this the trial the defendant of judge deprived Court ruled that by allowing his constitutional to a trial jury expert issue, on testify the ultimate this Court held the error Id. The harmless confession. light defendant’s and reversed the conviction. Id. Supreme disagreed Supreme S.E.2d 133. The Court held al- though the admission of a single episode defendant’s abuse sufficiently supported finding guilt, expert testimony prejudicial purposes “was fixing quantum punish- imposed” testimony ment because the to re- expert alluded Id. The peated abuse. not find that trial Court could judge’s error beyond was harmless reasonable doubt and 5A:18, 5A:12(c), disagree majority’s I4. with the assertion that Rules preclude alleged and 5A:20 consideration of whether the error could Luginbyhl’s supra Luginbyhl have affected sentence. See note 3. properly objected Luginbyhl when the evidence was offered at trial. obligation judge had no to ask the trial conduct harmless error judge's judge review of the own error when the admitted the evidence. Commonwealth, 288, 295-96, Hackney See v. 504 S.E.2d 385, (1998) (holding judge may possible that a trial not consider the improper harm of as a an error basis of an initial decision to admit evidence). inquiry process reviewing The harmless error is the which a court identifies trial error and then determines whether that error affected Florida, 527, 539-40, judgment. See Sochor v. 504 U.S. 2114, 2122-23, Illinois, 497, (1992); Pope 119 L.Ed.2d 326 481 U.S. 1918, 1923, (1987). 107 S.Ct. 95 L.Ed.2d 439 This is so because purpose judicial of the harmless error rule "is 'to conserve re- by enabling appellate judicial process sources courts to cleanse the ” prejudicial becoming error without mired in harmless error.’ United 1974, 1980, Hasting, States 461 U.S. 76 L.Ed.2d (1983) (citation Furthermore, omitted). principle is well estab- proving lished that the Commonwealth bears the burden of the error 828; Chapman, was harmless. 386 U.S. at 87 S.Ct. at see also Commonwealth, 471, 476-78, Joyner v. Va. 65 S.E.2d 558-59 although Luginbyhl obligated alleged to raise the error appeal, obligated on is not he to raise the harmless error doctrine. *17 Id. remanded the case for a new trial. 492 S.E.2d at 133-34. in

Significantly, psychologist directly testify did not Jenkins that the or ongoing particularly abuse was otherwise Yet, the fact possibilities severe. the trier of inferred the severity testimony of the abuse from the inappropriate could verdict have been affected that inference enough keep being were the error from harmless. The Luginbyhl’s error case is more harmful than the error 18.2-269(A)(3) Jenkins because Code essentially required judge the trial consider the certificate of as In presumptive guilt. statutory presumption view this guilt, merely this record this case does more than raise the the fact possibility swayed by possible finder was drawn from the improperly inference admitted evidence. I we cannot from circum- reasonably believe conclude government stances of this case that the has met its burden of proving beyond a reasonable that the error could not doubt reasons, have or For affected verdict the sentence. these I would hold that the admission of the document violated Luginbyhl’s rights protected by Confrontation Clause possibility and that a reasonable exists that the error did affect the verdict and the sentence.

628S.E.2d84 Stephen PALMER A. Virginia MARINE COMMONWEALTH RESOURCES COMMISSION.

Record No. 2546-05-1. Virginia, Appeals Chesapeake. April 2006.

Case Details

Case Name: Luginbyhl v. Commonwealth
Court Name: Court of Appeals of Virginia
Date Published: Apr 4, 2006
Citation: 628 S.E.2d 74
Docket Number: 1333044
Court Abbreviation: Va. Ct. App.
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