INTRODUCTION
On July 28, 1994, Plaintiff Paul D. Luck-ette, presently confined in the Arizona State Prison Complex, Florence, Arizona, filed a pro se complaint and an Application for a Preliminary Injunction. A response and reply followed. On December 20, 1994, Plaintiff filed a Motion for a Temporary Restraining Order. A response followed. These motions are ready for disposition. FACTS
Plaintiff is an inmate incarcerated in an Arizona State Prison in Florence, Arizona. Plaintiff brings suit against prison officials Samuel A. Lewis, Charles Ryan, George Herman, Denny Harkins, John Maliepaard, and John Thompson (“Defendants” or “governmental defendants”) pursuant to 42 U.S.C. § 1983, the First Amendment, and the Religious Freedom Restoration Act of 1993, 42 U.S.C. § 2000bb. Plaintiff alleges that he is an “Ambassador/Priest” of the-Freedom Church of Revelation. See Affidavit of Plaintiff in Support of Application/Motion for Preliminary Injunction (“Affidavit”) at 1. Plaintiff states “I have been a member of the Church for several years and my beliefs are very deeply held and my practices are outlined in the Freedom Church Creed, Articles of Association, letters of directions and the Holy Bible.” Affidavit at 1.
Plaintiff claims that Defendants have violated his constitutionally protected right to practice his religion. Specifically, Plaintiff points to four religiously required practices which are burdened by prison officials. Plaintiff alleges that his religion requires that he: (1) maintain a Kosher diet; (2) remain under a vow of poverty contract with his church; (3) not cut the hair on his head or face; and (4) wear a headcovering of red, white, black or any mixture of these colors. Affidavit at 2. In his Motion for a Temporary Restraining Order and Application for a Preliminary Injunction, Plaintiff claims that he has been punished by prison officials because of his religious practices. Plaintiff has filed grievances with various prison officials requesting that he be allowed to practice his religion without penalty.
DISCUSSION
Plaintiff Luckette brings this action based on the Free Exercise Clause of the First Amendment. 1 Based on the Court’s review of the filings, oral argument, the evidence presented, and the relevant statutory and ease law, the Court will grant in part and deny in part the Plaintiffs Application for a Preliminary Injunction. 2
PRELIMINARY INJUNCTION STANDARD
There are two factors to consider with respect to a motion for preliminary injunction: “The likelihood of the plaintiffs success on the merits; and, the relative balance of potential hardships to the plaintiff, defendant, and public.”
Native Village of Quinhagak v. United States,
THE RELIGIOUS FREEDOM RESTORATION ACT
On November 16, 1993, Congress enacted the Religious Freedom Restoration Act, 42 U.S.C. §§ 2000bb to 2000bb-4, which states in relevant part:
FREE EXERCISE OF RELIGION PROTECTED:
(a) IN GENERAL. — Government shall not substantially burden a person’s exercise of religion even if the burden results from a rule of general applicability, except as provided in subsection (b). ■
(b) EXCEPTION. — Government may substantially burden a persons’s exercise of religion only if it demonstrates that application of the burden to the person—
(1) is in furtherance of a compelling governmental interest; and
(2) is the least restrictive means of furthering that compelling governmental interest.
Congress specifically stated that the purpose of the RFRA is to “restore the compelling interest test as set forth in
Skerbert v. Verner,
In essence, Congress overturned the Supreme Court’s decision in
Employment Div., Dep’t. of Human Res. of Oregon v. Smith,
There is little doubt that the RFRA, with its “compelling state interest” test, applies to prisoners’ religious claims. In analyzing a statute, a Court begins with its plain meaning.
See e.g. Blum v. Stenson,
This conclusion is supported by the underlying purpose of the statute and the legislative history.
See e.g. United Steelworkers of America v. Weber,
The legislative history of the RFRA further confirms that prisoner claims are covered by the statute. Congress debated an amendment that would have excluded prisoner claims from the purview of the Act and rejected it. See S.Rep. No. Ill, 103rd Cong., 1st Sess. §§ V(d) and XI (1993); H.R.Rep. No. 88, 103rd Cong., 1st Sess. (1993) 5 . Moreover, the Senate Committee, which favorably reported a substantially identical version of the bill that finally passed, specifically addressed the issue of prisoner claims in their Committee Report. S.Rep. No. Ill, 103rd Cong., 1st Sess. (1993) reprinted in 1993 U.S.C.C.A.N. 1892. The Committee overwhelmingly supported a substantially identical version of the RFRA, as is evidenced by their 15-1 vote to favorably report the bill. See S.Rep. No. Ill, 103rd Cong., 1st Sess. (1993). The sole Senator voting against a favorable report was Senator Simpson. The Committee Report states, “the committee concludes the first amendment doctrine is sufficiently sensitive to the demands of prison management that a special exemption for prison free exercise claims under the act is unnecessary.” Id. at 11, 1993 U.S.C.C.A.N. at 1900, 1901. Senator Simpson placed his dissenting views in the Committee Report. The Senator’s main contention was that if the RFRA applies to prisoner claims, there will be a dramatic increase in prisoner litigation which will unduly burden the courts’ dockets. This contention is explicitly rejected in the Committee Report.
The plain meaning, statutory purpose, and legislative history of the RFRA clearly demonstrate that the Act applies to prisoner free exercise claims. Furthermore, the legislative history highlights the RFRA’s intention to restore the traditional standard afforded to prisoner’s free exercise claims which was weakened by the Supreme Court’s decision in
O’Lone v. Estate of Shabazz,
In
O’Lone,
the Supreme Court was confronted with the issue whether a prison policy, which prevented prisoners from attending a Muslim congregational service held on Friday afternoons, violated the prisoners’ Free Exercise rights.
O’Lone,
The RFRA, its purpose, and the legislative history make clear that Congress intended the courts to vigorously protect the First Amendment rights of prisoners while balancing the State’s interest in maintaining a safe and orderly prison system. This Court is confronted with the difficult task of balancing Plaintiff Luekette’s First Amendment rights with the State of Arizona’s interests in effectively maintaining their prisons.
BASIS FOR EQUITABLE RELIEF UNDER RFRA
Plaintiff Luckette requests the Court enter a preliminary injunction. Plaintiff is entitled to a preliminary injunction if he can show either: “(1) a likelihood of success on the merits and the possibility of irreparable injury; or (2) the existence of serious questions going to the merits and the balance of hardships tipping [sharply] in [his] favor.”
MAI Sys. Corp. v. Peak Computers, Inc.,
governmental [action] burdens [the practice of his religion by preventing him] from engaging in conduct or having a religious experience which the faith mandates. This interference must be more than an inconvenience; the burden must be substantial and an interference with a tenet or belief that is central to religious doctrine.
Bryant v. Gomez,
Second, in order to prevail on the merits, Plaintiff must demonstrate that the Defendants have not met their burden under the First Amendment and the RFRA. Specifically, Plaintiff must demonstrate that the governmental Defendants have substantially burdened his exercise of religion and have not established a “compelling governmental interest” or a “least restrictive means.” See 42 U.S.C. § 2000bb-l.
Lastly, Plaintiff must demonstrate a possibility of irreparable injury. This burden may be met if Plaintiff can show that he will suffer irreparable harms from having his religious practices burdened. In addition, Plaintiff may also demonstrate that the “balance of hardships” tips sharply in his favor.
MAI Sys. Corp. v. Peak Computers, Inc.,
LIKELIHOOD OF SUCCESS ON THE MERITS
Plaintiff must initially establish that his faith earnestly requires him to practice a Kosher diet, take a vow of poverty, keep his beard at a certain length, and wear a head-
The Plaintiff has presented substantial documentation of the legitimacy of his religious convictions. Plaintiff has submitted an affidavit stating the sincerity of his religious beliefs and legitimacy of his church, the Freedom Church of Revelation. Plaintiff has also submitted an affidavit from Paula Cart-right, Secretary of the Freedom Church, and the “Freedom Church Creed”, which outlines the basic central tenets of Plaintiffs church. See Plaintiffs Application for Preliminary Injunction, Exhibit L. Most of the beliefs and practices in the “Creed” are derived from verses in the Bible, and are arguably based on Judeo-Christian principles. Although Plaintiffs religion may not be an “established” religion in the sense that it has millions of adherents or has been in existence for centuries, Plaintiff has demonstrated that his religion is principled and legitimate. In fact, each of the requests Plaintiff makes are “established” religious practices of various Judeo-Christian religions. Based on the filings, oral arguments, and the Court’s review of Plaintiffs affidavit, the Freedom Church’s Secretary’s affidavit and the “Freedom Church Creed”, the Court finds that Plaintiffs religious beliefs cannot be construed as a “sham” or “devoid of religious sincerity.” Theriault at 395. A court need not condone each and every practice or belief system of a religion in order to determine that a religion is legitimate and that its members are entitled to First Amendment protections.
Defendants have shown some concern that Plaintiffs religion is an “identity religion.” See Plaintiffs Application for a Preliminary Injunction, Exhibit T. Identity religions generally profess violence against blacks, Jews, and other religious and ethnic groups. However, Plaintiff states that his religion does not profess violence against blacks, Jews or others. Moreover, the “Freedom Church Creed” specifically states:
We are aware that “Identity” has taken on an anti-Semitic character among some groups. Therefore, we plainly state that we are not so-called “Jew haters”, we do not believe that the Jews are responsible for all the world’s problems, nor do we believe that the “holocaust” of World War II is a hoax_ We are in no way connected to or associated with the Aryan Nations, the KKK, the Skinheads, or any other race hate group of similar persuasion.
See Plaintiffs Application for Preliminary Injunction, Exhibit L. The Defendants have not presented the Court with any evidence that Plaintiff and his religion are committed to violence or profess hatred towards religious, ethnic or racial groups. Therefore, Defendants have failed to rebut Plaintiffs evidence demonstrating Plaintiffs sincere and legitimate religious beliefs.
This initial inquiry into the legitimacy of Plaintiffs religious convictions is an extremely important component of prisoner Free Exercise claims. Courts must be able to sort out the insincere and illegitimate prisoner Free Exercise claims from the legitimate ones, prior to undertaking an extensive First Amendment and RFRA analysis. This initial inquiry serves as a flood-gate for prisoner Free Exercise claims and provides an efficient means for disposing of bogus claims undeserving of First Amendment protections. See S.Rep. No. Ill, 103rd Cong., 1st Sess. (1993) at 9-11.
Although the Plaintiff has demonstrated that his religion mandates the four religious practices he claims are burdened, Plaintiff has only demonstrated that three of the four have been substantially burdened. Prison policies do substantially burden Plaintiffs attempts to maintain a Kosher diet, keep his hair at a certain length, and wear a headeovering of a particular color. However, Plaintiff has not demonstrated how the religious practice of taking a vow of poverty has been substantially burdened. The “Creed” merely states that Plaintiff, as a priest in the Church, must “Turn over income to this Church (unless you have been appointed as an Ambassador, in which event you must turn over income to your chapter) to carry out the purposes of this church (also called a “vow of poverty”).” See Plaintiffs Application for a Preliminary Injunction, Exhibit L. The Court finds no evidence that Defendants have substantially burdened Plaintiffs ability to take a vow of poverty.
Plaintiff believes that since he must turn over all of his money to his Church, that he is entitled to indigency status under the prison regulations. Prisoners are permitted to donate their money or spend their money on a variety of charities, interests, or churches; nevertheless, this does not mean that a prisoner who spends all his money on his religion or some other cause is entitled to “indigency status.” Further, Plaintiff fails to demonstrate that his vow of poverty requires that he not work, or that the work requirement substantially burdens the practice of taking a vow of poverty. Based on the evidence presented and the filings, the Plaintiff has failed to demonstrate that his ability to take a vow of poverty has been substantially burdened. 8 Accordingly, Plaintiffs requests for equitable relief based on the vow of poverty claim will be denied.
Plaintiff does show that the remaining practices have been substantially burdened. Plaintiff cannot effectively practice a Kosher diet, absent the approval of the Defendants, he is not allowed to wear his facial hair at the required length, and he is prevented from wearing a headeovering of appropriate color. The next issue for the Court to address is whether Plaintiff demonstrates that the governmental defendants have failed to establish a “compelling government interest” and the “least restrictive means.” Plaintiff meets this burden by presenting evidence of the prison officials’ inadequate responses to Plaintiffs requests to practice his religion.
See
Plaintiffs Application for Preliminary Injunction and Exhibits. Thus, the governmental defendants must demonstrate that the prison policies comport with the First Amendment and the RFRA. In applying the First Amendment and the RFRA to Plaintiffs case, the Court is guided
[w]here exercise of the asserted right is not presumptively dangerous ... and where a prison has completely deprived an inmate of that right, then prison officials must show that ‘a particular restriction is necessary to further an important governmental interest, and that the limitations on freedoms occasioned by the restrictions are no greater than necessary to effectuate the governmental objective involved.’
O’Lone,
The logic of applying the compelling state interest test in prison situations is defended by Justice Brennan. The Justice states:
[t]o the extent that prison is meant to inculcate a respect for social and legal norms, a requirement that prison officials persuasively demonstrate the need for the absolute deprivation of inmate rights is consistent with that end. Furthermore, prison officials are in control of the evidence that is essential to establish the superiority of such deprivation over other alternatives. It is thus only fair for these officials to be held to a stringent standard of review in such extreme cases.
O’Lone,
Plaintiff Luckette has demonstrated that the prison has prevented him from practicing a Kosher diet, maintaining his hair at a certain length, and wearing a proper headcover-ing. He has written numerous requests to prison officials to permit him to practice his religion. See Plaintiff’s Application for Preliminary Injunction and Exhibits. The prison’s basic response to Plaintiffs request is that since the prison does not officially recognize Plaintiffs religion, he is not permitted a Kosher diet, an appropriate headcovering or hair length. Id. For example, Defendants conclusorily state, “Luckette is not claiming to be a Jew who keeps Kosher. Therefore, he is not entitled to claim a Kosher diet.” Defendants’ Opposition to Plaintiffs Motion for Preliminary Injunction at 3. This is Defendants’ primary basis for opposing Plaintiffs request for a Kosher diet. This does not suffice as a compelling government interest. 9
In general, two of the most compelling penological interests are budgetary concerns and safety concerns. The Defendants have suggested at oral argument, though nowhere in the filings, that Kosher diets cost more money than regular prison diets. Although, the cost may be greater, this additional expense is not a compelling governmental interest. Only a few prisoners have legitimate religious beliefs which require they maintain a Kosher diet, and the expense of providing Kosher meals to these few prisoners is minimal. Moreover, the Ninth Circuit has held, under the less stringent
O’Lone
rational relationship test, that “[i]n-mates have the right to be provided with food sufficient to sustain them in good health that satisfies the dietary laws of their reli
Another potential compelling governmental interest is safety concerns. Clearly, provision of a Kosher diet would not implicate any safety concerns. However, the Defendants have suggested, albeit superficially and without much evidentiary documentation, that permitting an appropriate headcovering and hair length may raise safety concerns. In terms of the hair length, Defendants state that the prison policy concerning grooming and hair length has been upheld by the Ninth Circuit in
“Friedman v. State of Arizona,
Although there may be compelling reasons for not allowing prisoners to maintain extremely long hair, the Plaintiff is merely asking that he be allowed to maintain a beard one quarter of an inch in length. Prison officials permit, for medical reasons, some prisoners to maintain this one quarter inch beard length. See Plaintiffs Application for Preliminary Injunction. The prison officials do not meet their burden of demonstrating a compelling interest for not allowing a short, kempt beard. One might conclude that a six inch beard, or very long hair on one’s head, may present a compelling health hazard or even be a security risk in certain situations, but a trimmed beard, so long as it is clean, does not seem to present prison authorities with a major security or health risk.
In the Friedman case, the Ninth Circuit relied on testimony suggesting that prisoners could not be identified if they were photographed without a beard, and then grew a beard and escaped. This problem may be easily rectified. If a prisoner has a legitimate and bona fide religious practice of wearing a short beard, which does not present a major health problem, then he can be photographed with his short kempt beard; this in fact may make it easier to identify this prisoner from those not having a beard. A prisoner who consistently requests a beard, and then shaves it off, clearly does not have a legitimate religious conviction, and thus his request may be denied as it would be a sham, not protected by the Free Exercise clause. 10
In terms of the headcovering, the Defendants have presented nothing in their filings, nor evidentiary documentation, to support the view that an appropriate head-covering may be a safety concern. The Defendants, however, did suggest at oral argument that certain colors may present safety concerns. The Defendants, at oral argument, suggested in passing that certain colors may be gang colors and thus the wearing of those colors may raise safety concerns. The Court is extremely concerned with the potential for violence that may arise from wearing gang-related colors. The Court must give due deference to the prison officials’ expertise in determining which colors are gang colors and whether the wearing of such colors presents a safety risk.
See Procunier v. Martinez,
Further, the prison officials have failed to show that the “restrictions are no greater than necessary to achieve prison objectives.”
O’Lone,
In sum, the Plaintiff has shown that his religious claims are sincere and that Defendants have failed to meet the requirements of the Free Exercise Clause of the First Amendment and the RFRA. Plaintiff has not shown that the governmental defendants have substantially burdened his practice of taking a vow of poverty, and accordingly, the Court will deny all relief requested, in the Application for Preliminary Injunction and Motion for Temporary Restraining Order, predicated on Plaintiffs vow of poverty claim. On the remaining claims, the Plaintiff has demonstrated a strong “likelihood of success on the merits.”
MAI Sys. Corp. v. Peak Computers, Inc.,
POSSIBILITY OF IRREPARABLE INJURY
The Plaintiff must show that there is a possibility of irreparable injury.
MAI Sys. Corp. v. Peak Computers, Inc.,
The Plaintiff has bolstered his “possibility of irreparable harm showing” with evidence that the “balance of hardships tips sharply in his favor.” The Plaintiff is being prevented from exercising his religious beliefs and practices. The prison officials have not suffered and will not materially suffer if the Court enjoins the Defendants’ specific actions which prevent Plaintiff from practicing a Kosher diet, maintaining his hair at an appropriate length, and wearing an appropriate headcovering. Therefore, based on the filings, the oral argument, the evidence presented, and the case law, the Court finds that the Plaintiff has demonstrated the possibility of irreparable harm, if not the probability of harm. The Court further finds that Plaintiff has demonstrated that the balance of hardships tips sharply in his favor.
CONCLUSION
The Court will enter a preliminary injunction enjoining the Defendants from denying Plaintiff a Kosher diet and preventing Plaintiff from growing a one quarter inch beard and wearing an appropriate headcovering. As the Court has made clear, the Plaintiff has firmly established that his religious convictions are legitimate and sincere. The Court has closely examined the evidence relating to the bona fides of Plaintiffs religion and has found that his convictions are not pretensions or shams. Although courts should not judge the merits of religious convictions, an initial inquiry into the legitimacy of one’s religious convictions is permissible under the First Amendment, and neeessitat-ed by the Court’s duty to manage its scarce judicial resources. Illegitimate prisoner religious claims must be weeded from the legitimate ones. Congress’s enactment of the RFRA may lead to a flood of bogus prisoner claims. This initial inquiry serves as the Court’s flood-gate filtering out the insincere religious claims so that the Court has the resources to address legitimate fundamental First Amendment violations. Similarly, the requirement that a prisoner demonstrate that there is a substantial burden to a central religious belief serves this screening function.
Plaintiff has sufficiently demonstrated that three of the four religious tenets he complained of are central to his religion and have been substantially burdened by the prison officials. The governmental defendants have failed to adequately justify their imposition of these burdens. Accordingly, the Plaintiffs Motion for a Preliminary Injunction will be granted in part and denied in part.
Based on the foregoing,
IT IS ORDERED, granting in part and denying in part Plaintiffs Application for Preliminary Injunction (Doc. #4).
FURTHER ORDERED, denying Plaintiffs Motion for Temporary Restraining Order as moot (Doc. #25).
FURTHER ORDERED, denying all requested injunctive relief based on Plaintiffs “vow of poverty” claim.
FURTHER ORDERED, Defendants shall provide Plaintiff with the Kosher meals that are provided other similarly situated prisoners.
FURTHER ORDERED, Defendants shall permit Plaintiff to grow a beard of one quarter inch length, provided the beard is kempt and clean, and does not present any health problems to the Plaintiff or others.
FURTHER ORDERED, Defendants shall arrange to meet with Plaintiff and the parties shall agree on an appropriate headcovering which will not present safety concerns. However, to the extent prison officials, based on their experience and expertise, legitimately believe there is no headcovering which will reasonably assure the Plaintiff’s and others’
Notes
. The First Amendment states that "Congress shall make no law ... prohibiting the free exercise [of religion].” In
Cantwell
v.
Connecticut,
. The Motion for a Temporary Restraining Order ("TRO”) will be denied as moot in that the Court's ruling on the Preliminary Injunction disposes of the requests for relief in the Motion for a TRO. To the extent that the Motion for TRO requests relief not requested in the Preliminary Injunction Application, this requested relief will be denied.
. Justice O'Connor concurred in the Judgment, but strongly criticized the Court’s refusal to apply the “compelling interest test.”
Smith,
. The Court noted that:
the only decisions in which we have held that the First Amendment bars application of a neutral, generally applicable law to religiously motivated action have involved not the Free Exercise Clause alone, but the Free Exercise Clause in conjunction with other constitutional protections, such as freedom of speech and of the press.... [citations omitted].
Smith,
. The Amendment was offered on the floor of the Senate to make the Act inapplicable to prisoner cases. See Cong.Rec. for October 26, 1993, S14353. The amendment was rejected by a vote of 58 to 41. See Cong.Rec. for October 27, 1993, S14468.
. Although the dissenters stated they prefer the application of an "important government interest" test rather than a "reasonableness” test, they argued that prison policies preventing Muslim prisoners from worshipping at the Friday ceremonies are unconstitutional even based on the "reasonableness” test.
. Plaintiff can establish either of these formulations. "These two formulations represent two points on a sliding scale in which the required degree of irreparable harm increases as the probability of success decreases.”
Diamontiney v. Borg,
. The Court does not reach the issue of whether the government has demonstrated a "compelling governmental interest” and "least restrictive means” in terms of the vow of poverty claim. Assuming that Plaintiff's ability to take a vow of poverty was substantially burdened, the Court notes that Defendants likely have established a "compelling governmental interest” and “least restrictive means.” The prison system has compelling budgetary concerns and safety concerns which require that Plaintiff participate in work programs and not receive indigency status. There has been no evidence presented, and the Court is unaware of any such evidence, suggesting that any less restrictive means for accomplishing these important prison objectives exist.
. The Defendants’ filings were so devoid of arguments and evidence suggesting “compelling government interests" and "least restrictive means” that the Court set for oral argument the Plaintiff's Application for a Preliminary Injunction, and specifically requested that the parties brief the Court on the application of the Religious Freedom Restoration Act to the Plaintiff’s case.
. If a prisoner claims that his religion requires he have a beard certain times of the year and not others, then the government would have a compelling interest in that the expense of photographing the prisoner each time and the potential of not being able to identify the prisoner, would present serious budgetary and safety concerns.
