delivered the opinion of the court:
On Aрril 3, 1995, plaintiff Timothy Lucas was found not guilty by reason of insanity (NGRI). Pursuant to the provisions of the Unified Code of Corrections (730 ILCS 1/1 et seq. (West 1998)) (Code of Corrections) and the Mental Health and Developmental Disabilities Code (405 ILCS 5/1 — 100 et seq. (West 1998)) (Mental Health Code), he was committed to the custody of the Department of Mental Health and Developmental Disabilities (the DMHDD). The trial court found Lucas to be eligible for placement in a nonsecure setting. The DMHDD placed Lucas at the the William White Cottage (White) at the Elgin Mental Health Center (Elgin).
In July 1996, Lucas filed an eight-count complaint seeking an injunction requiring that the DMHDD consider placing him in a less restrictive facility than White, based on an individual assessment of his dangerousness and clinical needs.
Lucas later amended his complaint to seek relief both on his own behalf and on behalf of a class comprising himself and others found NGRI (NGRIs) approved for placement at nonsecure facilities. The complaint alleged that the DMHDD’s alleged policy of placing all NGRIs not needing placement in a secure setting into White without an individualized determination that White was the most clinically appropriate environment for the NGRIs violated provisions of the Mental Health Code and also violated the patients’ due process rights under the fourteenth amendment to the United States Constitution (U.S. Const., amend. XIV).
Subsequent to the filing of the first amended complaint, there was a state government reorganization. The DMHDD was eliminated and its functions were assumed by the Department of Human Services (Department). Lucas again amended the complaint to substitute the Secretary of the Department, Howard A. Peters III, and the director of the Elgin facility, Nancy Staples, for the DMHDD as defendants. Lucas also added Melvin Dawson as a plaintiff and proposed class, representative.
The Department has classified certain of its mental health facilities as “forensic.” The patients at the forensic fаcilities are aU NGRIs, criminal defendants found unfit to stand trial (USTs) and patients considered to be behavior management problems. The mental health institutions are also classified as “secure” or “nonsecure.” William White Cottage, a 38-bed facility at Elgin, is the only forensic facility classified as nonsecure. Other nonsecure facilities are located at Madden Mental Health Center (Madden), Tinley Park Mental Health Center (Tinley Park) and Reed Mental Health Center (Reed). There is a maximum security facility in Chester that houses both forensic and civil patients.
After a verdict of NGRI, a defendant subject to involuntary admission or in need of inpatient treatmеnt is transferred to the custody of the Department. 730 ILCS 5/5 — 2—4(a) (West 1998). The Department then places the NGRI at one of its mental health facilities. Placement must be in a secure facility unless the court finds that there are compelling reasons for placement elsewhere. 730 ILCS 5/5 — 2—4(a) (West 1998).
NGRIs, whether they are committed or not, remain under the jurisdiction of the criminal court for a period of time equal to the longest possible sentence for the most serious of the crimes with which they were charged. 730 ILCS 5/5 — 2—4 (West 1998). The end of this period is known as the “Thiem" date. People v. Thiem,
According to the plaintiffs, Madden, Tinley Park and Reed are less restrictive than is White. In its answers, the Department admitted that it “maintains facilities that are substantially less restrictive of physical movement than the William White Cottage, including but not limited to Madden.” Patients at the nonforensic facilities are eligible for unsupervised on-grounds passes, which allow the patients to travel around the campus unescorted. At Madden, patients may be allowed to walk around for up to an hour; at Tinley Park, for two hours. At White, the patients are also eligible for unsupervised on-grounds рasses; however, the passes only allow the patients to walk between nearby buildings. These walks would only take between 5 and 10 minutes.
The Department generally places civil committees at the nonforensic facility nearest to their homes. The patients living at Madden, Tinley Park and Reed, moreover, are housed in separate pavilions based on the location of their former residence. Each of the pavilions is connected with one or more community health centers that serve that area. These community health centers later provide postdischarge treatment. The NGRIs at White, however, are not housed according to former residence.
According to the complaint, the defendants violated Lucas’ and Dawson’s rights by assigning them to White without considering whether one of the other nonsecure facilities might be more appropriate. Lucas lived in Oak Park before he was committed. Both Reed and Madden are closer to his family and former residence than is Elgin. Dawson lived in Chicago. Tinley Park is closer to his family and former residence than is Elgin.
The plaintiffs further alleged that the director of the Madden facility determined that Lucas could be treated at Madden instead of at White. However, the director made this determination before hе learned that placing Lucas at Madden would violate the DMHDD policy of keeping all NGRIs approved for a nonsecure setting at White. The defendants have admitted that Lucas would have been placed at Madden if he had been civilly committed rather than adjudicated NGRI.
At trial, the plaintiffs called Dr. Ronald Simmons, who at the time was in charge of all forensic operations for the Department, and Dr. Daniel Hardy, an assistant medical director who works primarily in the forensic treatment program at Elgin. Dr. Simmons, during his examination by the plaintiffs, explained to the court the Department’s policy of “segregating” NGRIs from civil patients.
“THE WITNESS: Well, the difference is with an NGRI, the case I have in mind is someone who has been acquitted on a charge of murder or of a violent, violent type of crime, I think that we would assume that the risk for them to act out in this manner is higher than another group of patients who do not have a history of murder.
So in terms of risk management, risk toward proclivity toward violent behavior, I would want to treat them apart from other patients.
THE COURT: But both civil and NGRI or UST they are not going to be recommended for nonsecure setting if they’re still considered a risk?
THE WITNESS: That’s correct.
THE COURT: So once they are at the point where there’s been a clinical determination that they are no longer a threat to thеmselves or others, why is there a differentiation in your mind then between the civil and NGRI patients?
The decision has been made that they are no longer a danger. I don’t care what they might have done. That’s past history. If they are still a danger, they are not supposed to be in a nonsecure setting in either situation.
THE WITNESS: Correct. Yes. That’s correct.
THE COURT: What’s the reason for this policy?
THE WITNESS: I don’t know.
THE COURT: Who does?
THE WITNESS: I can’t answer that.
THE COURT: You have been there since 1982, is that right?
THE WITNESS: Yes.
THE COURT: You haven’t an inclination as to what’s going on there then?
THE WITNESS: Not at Elgin.
THE COURT: Well, you had supervisory responsibility over Madden, Tinley Park, Reed, Metro Center, and for the last ten years been in charge of the forensic unit throughout the state.
Now this lawsuit has been filed because they claim that the NGRIs are being treated differently than other people that are in thе exact same clinical situation. And you don’t know why the civil patients — your answer was I don’t know.
You have civil patients that would benefit from being at Tinley Park, but are saying that an NGRI who is no longer in a clinical situation, a danger to themselves or anybody else, they wouldn’t benefit from the same treatment proposal as a civilly committed person?
THE WITNESS: That’s correct, Your Honor.
THE COURT: You feel that way?
THE WITNESS: Yes, and I can explain my answer.”
Dr. Simmons went on to explain that at Madden, Tinley Park and Reed, the conditions of the patients are usually more acute and less in remission than those of the patients at White. There is a much higher turnover at Madden, Tinley Park and Reed than at "White. At White, Dr. Simmons testified, there is a “stable peer culture,” and the patients receive a “longer term type of treatment.”
Dr. Hardy testified that civil patients are treated for early stabilization and release, when the goal for NGRIs is longer-term stabilization. He opined that forensic patients have different needs and that the staff at the nonforensic facilities are not equipped to deal with those needs.
“Forensic expertise in my judgment is not something that one picks up at a training course. It requires literally years of experience. I have worked in various capacities at some of the major medical centers in the City of Chicago, public and private, and I can tell you, it is difficult enough to find staff that are even comfortable asking the civil patient about his or her sex life, which is going to be important in the comprehensive treatment of a psychiatric disorder. But if they have that kind of difficulty asking about something that’s as common as that, they are having extreme difficulty in asking a patient about his sister that he chopped up and killed or her baby that she smothered to death. It is very difficult to be able to ask those kinds of questions and to work with those kinds of patients in a therapeutic environment without the therapist reacting to the patients in a negative manner. And that takes much more than training, it takes literally years of experience.”
Thеre was no evidence presented that the plaintiffs had been committed for crimes of violence.
The trial judge ruled in favor of the defendants, indicating that he did not think it was the court’s place to “micromanage” the operations of the Department. The court did not make an explicit ruling on class certification. This appeal followed.
ANALYSIS
Only the plaintiffs’ claims in their individual capacities are before us, as the trial court has not yet ruled on class certification.
I. State Law Claims
Both the Code of Corrections and the Mental Health Code apply to the plaintiffs. The disposition of insanity acquittees is addressed in section 5 — 2—4 of the Code of Corrections. 730 ILCS 5/5 — 2—4 (West 1998). Section 5 — 2—4 provides for the involuntary commitment of NGRIs who are deemed in need of it. It dictates that the “admission, detention, care, treatment or habilitation” of these NGRIs shall be under the Mental Health Code. 730 ILCS 5/5 — 2—4(b) (West 1998). In the event of a conflict between the criminal commitment provisions of the Code of Corrections and the Mental Health Code, the Code of Corrections prevails. 730 ILCS 5/5 — 2—4(k) (West 1998).
The plaintiffs claim that the Department, by not placing NGRI patients based on individual assessments, abridges rights afforded to committees under the Mental Health Code. We must consider whether the Mental Health Code does indeed grant such rights and, if it does so, whether the Code of Corrections nevertheless trumps the relevant Mental Health Code provisions. As the question of what statutes apply to the plaintiffs is a question of law, our review is de novo. People v. Ernst,
A. Counts I and II
The plaintiffs initially claim that assigning them to White without an individualized determination of their dangerousness or clinical needs violates the Mental Health Code. The Mental Heаlth Code states: “A recipient of services shall be provided with adequate and humane care and services in the least restrictive environment, pursuant to an individual services plan.” 405 ILCS 5/2 — 102(a) (West 1998). In count I, the plaintiffs allege that the Department’s practice violates their right to treatment in the least restrictive environment. Count II alleges that the practice violates their right to an individual services plan. Our analysis begins by examining the three primary cases relied upon by the parties.
The plaintiff in Johnson v. Brelje,
The Seventh Circuit Court of Appeals affirmed. The court held that the rights in the Mental Health Code on which the plaintiffs’ claim was based did not conflict with the Code оf Corrections. Johnson v. Brelje,
In Maust v. Headley,
“The [NGRI] defendant shall be placed in a secure setting unless the Court determines that there are compelling reasons why such placement is not necessary.” 730 ILCS 5/5 — 2—4(a) (West 1998).
In Maust, there was no determination by a court that secure placement was not necessary. In cases of conflict between the Mental Health Code and section 5 — 2—4 of the Code of Corrections, the Code of Corrections prevails. 730 ILCS 5/5 — 2—4(k) (West 1998). Because the Code of Corrections mandates а secure setting unless a court determines secure placement is not necessary, the court found that the plaintiffs did not have a right to treatment in the least restrictive environment.
In C.J. v. Department of Mental Health & Developmental Disabilities,
We noted that this result was all the more certain because the Code of Corrections specifically provided with regard to NGRIs in a secure setting:
“During this period of time, the defendant shall not be permitted to be in the community in any manner, including but not limited to off-grounds privileges, with or without escort by personnel of the Department of Human Services, unsupervised on-grounds privileges, discharge of conditional or temporary release, except by a plan as provided in this Section.” 730 ILCS 5/5 — 2—4(b) (West 1998).
Accordingly, the plaintiffs were not entitled to be considered for unsupervised on-grounds passes.
The relevant precedent for the statutory claims here must be Johnson, rather than Maust or C.J.. The crucial factor distinguishing the instant case from C.J. and Maust derives from the court here having found that there are compelling reasons for nonsecure placement of the plaintiffs. Because of this finding, the Code of Corrections does not require that the plaintiffs here be placed in a secure setting or that they be denied unsupervised on-grounds passes. The passages in section 5 — 2—4 of the Code of Corrections that Maust and C.J. found to conflict with the rights granted in the Mental Health Code do not apply here. As there is no conflict, the relevant Mental Health Code provisions are not preempted. Johnson, rather than Maust, is the case to which we must look.
The district court in Johnson held that the Mental Health Code gave USTs the right to an individual assessment to determine whether they belonged at Chester before being placed there arbitrarily. The Johnson court’s discussion pertaining to USTs could just as easily apply to the NGRIs in this case.
“[Ujnlike convicted criminals, plaintiffs can justifiably expect that their assignment will be based upon an individualized determination of their dangerousness, conducted prior to placement. This expectation is rooted in the provision of the Illinois Mental Health Code that requires patients to be treated in the least restrictive environment possible, according to an individualized service plan.” Johnson,521 F. Supp. at 726 .
The testimony in the instant case shows that placement is not based on individualized determinations. It is clear that NGRI status is being used as a proxy for clinically salient characteristics. “Not guilty by reason of insanity” is not a medical diagnosis. The witnesses justified their practice of segregating NGRIs by pointing to the NGRIs’ supposed histories of violence. But one does not have to commit a crime of violence to be adjudged NGRI. Not all patients who have committed violent acts are institutionalized as NGRIs rather than as civil patients. In fact, once an NGRI reaches his or her Thiem date, the patient is no longer housed at White and is no longer considered an NGRI. Clearly, the Thiem date is not in itself medically significant. The decision to use NGRI status in this way seems to be merely one of convenience rather than therapy. As the district court in Johnson noted with regard to USTs, “[t]he assignment [of USTs to Chester] is made on administrative grounds, as there is no individualized finding that a particular UST has need for, or would benefit from, placement in a facility as restrictive as Chester.” Johnson,
Following Johnson, we find that the plaintiffs are entitled to placement based on an individualized assessment.
B. Count III
The Mental Health Code also states that “[a] person with a known or suspected mental illness or developmental disability shall not be denied mental health or developmental services because of *** criminal record unrelated to present dangerousness.” 405 ILCS 5/2— 100 (West 1998). In count III, the plaintiffs contend that “geographic placement” is a mental health service that they are being denied because of criminal record (i.e., their status as NGRIs) without regard to presеnt dangerousness. According to the plaintiffs, this “service” includes being placed in the mental health facility nearest their famines and former residences and having contact with community mental health organizations that will provide their post-discharge treatment. According to the uncontradicted testimony at trial, however, the NGRIs at White Cottage receive the same attention from community mental health organizations as do civil committees at Madden, Tinley Park or Reed. The only other element of geographic placement is proximity to family and former residence. While not a frivolous concern (see Anthony v. Wilkinson,
The plaintiffs respond that the Mental Health Code defines “treatment” to include “hospitalization.” 405 ILCS 5/1 — 128 (West 1998). From this plaintiffs conclude that “choice of hospital is an element of treatment.” We disagree. While the Mental Health Code provides that hospitalization is an element of treatment, it does not provide that hospitalization in any particular location is an element of treatment. Count III fails.
C. Count IV
The Mental Health Code directs that “[t]he Sеcretary of Human Services and the facility director of each service provider shall adopt in writing such policies and procedures as are necessary to implement this Chapter. Such policies and procedures may amplify or expand, but shall not restrict or limit, the rights guaranteed to recipients by this Chapter.” 405 ILCS 5/2 — 202 (West 1998). Count IV alleges that the defendants have adopted policies that restrict the plaintiffs’ rights under the Mental Health Code as set out in counts I through III.
Count TV as pled, restates counts I through III. See C.J.,
II. The Constitutional Claims
The remaining counts allege violation of the plaintiffs’ procedural and substantive due process rights under the fourteenth amendment.
A. Procedural Due Process
The plaintiffs claim that they are being deprived of the right to treatment in the least restrictive environment without procedures necessary to satisfy due process. The procedural protection they request is a decision by a mental health professional that is based on an individualized assessment of their situations. This relief is the same relief they claim as an entitlement under the Mental Health Code.
In Mathews v. Eldridge,
“[Ildentification of the specific dictates of due process generally requires consideration of three distinct factors: First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.”
The district court in Johnson applied this test to determine whether the automatic assignment of all USTs to Chester deprived them of their state-created interest in treatmеnt in the least restrictive environment without procedural due process. With regard to the interests of the individual patients, the court in Johnson found:
“The Chester facility is a maximum security institution that imposes severe restrictions on the movement and activities of its inhabitants. Also, because of Chester’s distant location from Cook County, where most of the patients resided prior to confinement, placement at Chester means being deprived of contact with family and friends. See Anthony v. Wilkerson,637 F.2d 1130 , 1141 (7th Cir. 1980). The UST’s interest in not being transferred to Chester without an individualized finding regarding his treatment needs and dangerousness is indeed substantial.” Johnson,521 F. Supp. at 727 .
While, admittedly, White is less restrictive and less remote than Chester, the same reasoning applies in this case.
Addressing the probable value of the additional procedure of an individualized assessment, we believe that this safeguard would contribute significantly toward ensuring that a decision to assign a patient to White “is consistent with the patient’s individual treatment needs and reflects the patient’s need for a secured setting.” Johnson,
Finally, we find that the burden on the state from the additional procedure of an individualized assessment is almost nonexistent. The defendants are already required to evaluate the treatment of each patient every 60 days. 730 ILCS 5/5 — 2—4(b) (West 1998). The plaintiffs merely request that thе defendants include in this evaluation an individualized finding of what facility is most appropriate for them. In Johnson, the court found procedures to be appropriate that were much more extensive than those requested here. Johnson,
B. Substantive Due Process
The plaintiffs next claim that their assignment to White without individualized determinations infringes their substantive due process rights under Youngberg v. Romeo,
In our view, the ultimate standard that Youngherg delineates is treatment guided and informed by “normal professional standards.” See Youngberg,
In this case, there is no indication that a professional made a decision that Lucas and Dawson should be at White rather than elsewhere. Instead, the evidence indicates that they were placed at White pursuant to a blanket policy. Thus, the decision to place them at White does not enjoy a presumption of conformance with substantive due process. However, the plaintiffs have not presented evidence that placing them at White without an individualized determination is incompatible with normal professionаl standards and practices. Rather, the plaintiffs argue that, as understood by the Court in Youngberg, “professional judgment” by its very nature requires consideration of patients as individuals.
Some courts have interpreted Youngberg as the plaintiffs urge. See Walters v. Western State Hospital,
III. Injunctive Relief
While the standard of review for a preliminary injunction is abuse of discretion, the standard for a permanent injunction is manifest weight of the evidence. Harper v. Missouri Pacific R.R. Co.,
An injunction should not be granted if the plaintiff has an adequate remedy at law. Cross Wood Products, Inc. v. Suter,
In order to be entitled to an injunction, a plaintiff must show that he or she possesses a certain and clearly ascertainable right. Smith Oil Corp. v. Viking Chemical Co.,
A plaintiff must also show that he or she will suffer “irreparable harm” if relief is not granted. Smith Oil,
The Department argues that the plaintiffs cannot demonstrate irreparable harm because the plaintiffs have not proven that aftеr the requested individualized assessment they would be approved for placement elsewhere than at White. Thus, the Department argues, any harm is only speculative.
Initially, we note that this is not the case for Lucas because the Department has admitted that he would be at Madden if he were not classified as NGRI. More importantly, regardless of whether the plaintiffs would be assigned to a different facility after an individualized determination, in the absence of such a determination the plaintiffs are being denied their procedural due process rights under the fourteenth amendment. A continuing violation of the United States Constitution (that cannot be аdequately compensated with money) is a per se irreparable harm for injunction purposes. Hamlyn v. Rock Island County Metropolitan Mass Transit District,
Finally, a court considering injunctive relief should balance the equities. Village of Wilsonville v. SCA Services, Inc.,
Although the trial court denied the injunction, our analysis supports the opposite result. Accordingly, we hold that the trial court should have granted an injunction requiring that the placement of Lucas and Dawson be based on individualized determinations.
IV Class Certification
The trial court has not yet ruled on class certification. As we have found that the individual plaintiffs are entitled to relief, we remand for consideration of whether class certification is appropriate. If class certification is appropriate, the trial court should go on to consider whether the class is entitled to an injunction against the complained-of practice.
The question may arise as to whether entry of judgment in favor of the proposed class representatives will render their individual claims moot and thus deprive them of standing to act as class representatives. As the question is not presently before us, we do not express an opinion on the effect of judgment being entered on behalf of the individual plaintiffs on the plaintiffs’ status as class representatives. We instruct the trial court, however, that it should rule on the pending motion for class certification prior to ruling on any subsequent motions for dismissal or summary judgment based on the theory of mootness. If the class is certified, the court should allow a reasonable time for the substitution of other class members as the class representatives before making a ruling as to mootness. See Hillenbrand v. Meyer Medical Group, S.C.,
Reversed and remanded with instructions.
McNULTY, EJ., and TULLY, J., concur.
