118 Wash. App. 71 | Wash. Ct. App. | 2003
S.H.B. lived with her paternal grandmother, Gail M. Luby, for six years until Luby was arrested for growing a large quantity of marijuana. Beth DaSilva, the maternal grandmother, removed the child and placed her with the child’s godmother, Lisa Sherman. Both Luby and Sherman brought actions for custody. Following a trial, the court decided that the best interests of the child would be served if she resided with Lisa Sherman. Luby appeals, arguing that because she was the child’s effective parent, the court was required to find actual detriment to the child before removing her from Luby’s household. Luby also argues that even under a best interest of the child standard, there was insufficient nonhearsay evidence to change the child’s residential placement. Finally, Luby challenges the court’s reliance on the parental access evaluation, which recom
I
S.H.B. has lived with her paternal grandmother, Gail Luby, since she was two years old. Luby began caring for S.H.B. immediately after S.H.B. had heart surgery. The parents both suffered from chronic drug addiction, and could not provide a stable living environment. The father has also been diagnosed with bipolar disorder, and the mother is an alcoholic. S.H.B. has had sporadic contact with her mother and fairly regular contact with her father.
Shortly before the child’s eighth birthday, Luby was arrested for growing a large quantity of marijuana. Luby admitted to growing marijuana since 1997. Luby also admitted to smoking marijuana, using it to make oils, giving it to friends, and supplying it to adults at S.H.B.’s birthday parties. Luby stated that the last time she smoked marijuana was the day the marijuana grow operation was discovered in her home. On that night, officers seized 33 mature marijuana plants, 125 starter plants, cash, and small packaged amounts of marijuana. The estimated value of the 33 mature marijuana plants was $66,000. The lead officer in the raid testified that Luby told him she sold marijuana for $250 to $300 an ounce. Luby was then arrested and pleaded guilty to manufacturing an illegal drug.
DaSilva did not express any concerns about S.H.B.’s living arrangements until after Luby’s home was raided and Luby was arrested in the fall of 2000. DaSilva then began to more closely observe what was going on at Luby’s house. Shortly after Luby was released from jail, DaSilva witnessed people smoking marijuana in Luby’s house when she dropped S.H.B. off after a scheduled visit.
During the trial, Gail Luby testified about her relationship with her partner Harry Bloss. She acknowledged that Bloss suffers from posttraumatic stress disorder and that he smokes marijuana on a daily basis to cope with his psychological problems. She also admitted that Bloss is prone to violent episodes that leave him hospitalized. Luby and S.H.B. lived with Bloss for a short period of time after Luby was released from jail. During this time, Luby would allow Bloss to drive S.H.B. to school while he was apparently under the influence of marijuana.
Before trial, the court appointed a volunteer court-appointed special advocates guardian ad litem (GAL) for the child. Later, the court appointed Dr. Marsha Hedrick to conduct a parenting access evaluation and make recommendations on custody. Both Dr. Hedrick and the GAL prepared reports that were submitted into evidence without objection, and used by the court in reaching its decision.
As part of her parenting access evaluation, Dr. Hedrick administered psychological tests to each party. She found Luby to be defensive because of her tendency to convert emotional distress into physical symptoms. She also found that Luby displayed elevated manic and narcissistic tendencies which manifest themselves as erratic, impulsive, and hyperactive behavior. Dr. Hedrick explained in her report, and at trial, that her personal observations of Luby’s behavior supported her findings from the psychological
I thought [Gail Luby] had little sophistication and little awareness, little empathy and in particular with regard to what [S.H.B.] needed, both emotionally and in terms of protection that most children get protected from more than [S.H.B.] does.[1 ]
Dr. Hedrick also testified that although the child appeared to be well adjusted, she in fact was not receiving the nurturing she needed, and her disposition masked her needs:
She watches carefully for what people around her need, and she supplies it. And that’s all well and good, certainly serves children well. They are well regarded, well liked by adults because they are so compliant and so attentive. But the reality is it’s often a pattern that’s also associated with someone whose needs aren’t being met as a child.[2 ]
Both in her report and at trial, Dr. Hedrick concluded that Luby’s household presented an increasingly questionable and potentially detrimental environment as S.H.B. approached adolescence.
The first GAL report was prepared six months prior to the parenting access evaluation. The GAL observed that at Luby’s home “[t]here is a quick pace”1 2
After Dr. Hedrick’s report, the GAL revised her recommendation based on risks identified in the report, including the continued use of marijuana by Luby’s partner, lack of supervision or supervision by adults with criminal or chemical dependent histories, and the adult-focused atmosphere of Luby’s household. She also testified that “[Luby] doesn’t realize the impact that adults can have on a child, especially as she grows into being a teenager.”
At trial, neither Harry Bloss nor Shamus Luby testified. The trial court awarded residential placement to Sherman.
II
“In matters dealing with the welfare of children, trial courts are given broad discretion.”
Nonparent Custody Actions Are Governed by RCW 26.10.030
RCW 26.10.030 allows nonparents to petition for custody of a child. The statute requires that a nonparent petitioner file the action in the county where the child lives and show either that the child is not in a parent’s physical custody, or that neither parent is a suitable custodian. If the child is in the custody of a parent, to gain custody the petitioner must establish that the parent is unfit, or that continuing to reside with the parent would “detrimentally effect [sic] the child’s growth and development.”
Persons Acting as In Loco Parentis Are Not “Parents” Under Chapter 26.10 RCW
The Washington Supreme Court has explained that a person acting as “in loco parentis” functions in the place of a parent and is charged with a parent’s rights, duties, and responsibilities.
The legislature has supplemented the common law definition of parent through both the Uniform Parentage Act (UPA),
Because third party custody proceedings are governed by statute, Luby’s rights in such proceedings are statutorily based. No provision in these statutes grants persons such as Luby parental status.
To support her argument that she is a parent under the statute, Luby cites to In re Welfare of Hansen
The Corderos are not Tammy’s natural parents; nevertheless, they have stood in the relation of in loco parentis to the child for many years. The rights and liabilities arising out of the in loco parentis relationship are substantially similar to the relationship between parent and child.[23 ]
The court went on to explain that the Corderos’ status as guardians entitled them to a meaningful opportunity to be heard in the context of the mother’s attempt to terminate the guardianship. Hansen does not stand for the proposition that persons in loco parentis stand in the same shoes as parents under RCW 26.10.030.
Luby also argues that RCW 13.34.020 recognizes the tension between the need to keep families intact, and the concern that children have safe, healthy homes:
The legislature declares that the family unit is a fundamental resource of American life which should be nurtured. Toward the continuance of this principle, the legislature declares that the family unit should remain intact unless a child’s right to conditions of basic nurture, health, or safety is jeopardized. When the rights of basic nurture, physical and mental health, and safety of the child and the legal rights of the parents are in conflict, the rights and safety of the child should prevail. . . . [T]he child’s health and safety shall be the paramount concern. The right of a child to basic nurturing includes the right to a safe, stable, and permanent home and a speedy resolution of any proceeding under this chapter.[24 ]
But this statute does not define “parent,” nor does it confer the legal designation of parent on Luby. Instead, the statute
We conclude that although S.H.B. resides with Luby, Luby is not a parent under any statutory definition, and she is not afforded the presumption of parental fitness under RCW 26.10.030.
The Court is Not Required to Defer to a Parent’s Prior Placement When Determining Custody
Luby argues that the trial court was required to defer to the biological parents’ designation of her as custodian. We note that she raised this issue for the first time in her posttrial memorandum, and that this issue is not properly before the court. But in the interest of clarity, we address the issue.
Luby claims that absent a finding of parental unfitness, there is no basis to challenge the parents’ decision to place S.H.B. with her. As support, she cites to chapter 13.34 RCW for the proposition that even unfit parents are allowed parental authority.
The Standard of Proof in Nonparent Custody Actions is by a Preponderance of the Evidence
Luby next argues that the standard of proof in cases of this type should be by clear and convincing evidence. Underlying this argument is her assertion that as a parent, she is entitled to the protections afforded under Washington’s dependency statute. She cites to In re Dependency of
Contrary to appellants’ assertion, the impact of guardianship on the parent/child relationship is not tantamount to termination. Guardianship is not permanent, nor is it irreversible, and it does not sever all rights of the parent in the child.[30 ]
Here, the residential placement order did not terminate S.H.B.’s parents’ rights. Unlike dependency and termination proceedings under chapter 13.34 RCW, nonparent custody actions under chapter 26.10 RCW do not terminate parental rights. Instead, the court determines by a preponderance of the evidence that it is in the best interest of the child that she be placed with one of the parties.
The Parenting Access Evaluation
On appeal, Luby challenges the parenting evaluation, arguing that it was “irrelevant, unreliable and unduly prejudicial.”
Luby did not object to the parenting access evaluation report either in the pretrial joint statement of evidence, as required in the pretrial order, or at trial.
Under RCW 26.09.220, the court is authorized to utilize such reports.
Luby infers in her brief that she was not given adequate time to rebut the allegations of unfitness and inappropriate behavior in the report. But the evaluator submitted the report to the parties seven weeks before trial. The statute requires only that the evaluator submit the report to the parties not later than 10 days before trial. Luby also infers in her brief that because the report was issued over the Christmas holidays, she was not given adequate time to prepare for trial. But she provides no evidence that she objected to the timing of the report, or that she was prejudiced by its timing.
Luby also alleges that the evaluator based her decisions on inappropriate factors. She focuses on the evaluator’s discussion of allegations of past sexual abuse by Luby^s resident son, Shamus. Luby also challenges hearsay from the report, arguing that it taints the evaluation.
Although the trial court considered the evaluator’s report and trial testimony in deciding where S.H.B. should reside, the court did not in any way abdicate its responsibility to independently determine the findings of fact. For example, the court did not rely on Dr. Hedrick’s discussion of past sexual abuse to determine residential placement. In the findings of fact, the court explained that:
The court cannot establish that this sexual abuse occurred, but it is not necessary for the court to make such a finding because there are other concerns about Shamus’ presence in the household.®[36 ]
The court instead expressed concern about evidence at trial establishing that Shamus had an untreated bipolar disorder, and that he used drugs and alcohol as a possible way to manage or medicate this problem.
Luby also argues that the report was unreliable because the evaluator did not meet each of the parties about whom
Under Chapter 26.10 RCW the Court Looks to the Child’s Best Interest and Not Whether There is Actual Detriment
Luby also argues that even if she is not a parent, the court was required to establish actual detriment to S.H.B. from her current living circumstances in order to remove her. But Luby argued in her trial brief that the trial court should apply the best interest test found in RCW 26-.09.187(3)(b)(iii), explaining that “[fit would be error for the court not to follow the guidelines”
RCW 26.10.100 is Constitutional
Luby argues that the best interest standard in RCW 26.10.100 is an unconstitutional deprivation of her right to due process of law. We disagree. Statutes are presumed to be constitutional.
Luby cites to Troxel v. Granville
Luby also relies on the dissent in In re R.R.B., which argued that because Troxel had invalidated the “best interest” test in former RCW 26.10.160 (1996), the “best interest” test in RCW 26.10.100 was unconstitutional for similar reasons:
The statute at issue here, RCW 26.10.100, contains the very same test. As a result, it is unconstitutional to the same extent that RCW 26.10.160 and 26.09.240 were unconstitutional in Troxel and [In re Custody of] Smith, [137 Wn.2d 1, 969 P.2d 21 (1998)] and we should reverse in the same way those cases reversed.[44 ]
As a nonparent, Luby is not afforded this parental presumption. Troxel invalidated only the use of the best interest test by a third party to impinge on parents’ constitutional right to raise their children without state interference.
The Record Supports the Court’s Conclusion That Residing With Sherman Was in S.H.B.’s Best Interest
Although RCW 26.10.100 does not define the best interest test, we have explained that the best interest test “compares the parents’ competing home environments and awards custody, by a preponderance of the evidence, for the better environment.”
Here, the trial court determined that continuing to reside with Luby was not in S.H.B.’s best interest. The court found that Luby consistently used poor judgment when making decisions regarding S.H.B. The court disapproved of Luby’s allowing Bloss to be one of S.H.B.’s role models. The court found that permitting Bloss to play a substantial role in S.H.B.’s life was a threat to the child’s safety. The court also found that the fact that Luby had run a major marijuana grow operation in her home had posed a threat to S.H.B.’s safety, and that the constant presence and use of marijuana in Luby’s home communicated a message to S.H.B. that the use of illegal drugs was acceptable. The court was also concerned that Luby allowed boarders with untreated mental disorders and alcohol problems to reside in her home. The court expressed concern that Luby did not conduct interviews or use an application process before allowing the boarders to move in.
These findings of fact are amply supported by the evidence in the record. Substantial evidence also supports the finding that Luby’s home was a poor environment in which to raise S.H.B. Perhaps the most damaging aspect of the evaluator’s report concerns Luby’s decision making. The report explained that Luby
has difficulty making decisions which put the needs of others first, most specifically her children. Each of her children appears to have significant behavioral issues. Gail attempts to normalize or deny these difficulties, or attributes them to mental health issues they inherited from their fathers. However, significant erratic and inadequate parenting is also apt to be part of this pattern. Gail’s continued difficulties in recognizing how to construct an appropriate environment for a child are evident in the household currently. Her difficulty maintaining*90 appropriate boundaries between child and adult issues is evident____[51 ]
The evaluator surmised that this chaotic environment might be the reason why S.H.B. was pleasant, but guarded about extending herself emotionally.
At trial, Dr. Hedrick testified that in her opinion, recommending placement of S.H.B. with Sherman “was not a difficult call.”
I’m concerned that she gets exposed to a lot of adults who clearly have lots of problems. And that nobody makes an attempt to shelter her from that. There seems to be sort of this idea that, oh, well, she will cope. And I think she is exposed to drug use. I think she is exposed to alcohol use. I think she is exposed to people’s very erratic mood fluctuations, people behaving irresponsibly. ... I think so far it’s not causing her huge difficulties, but I think as she approaches adolescence, it will. I mean, just the exposure to sub-culture that endorses a lot of drug use is dangerous for any adolescent.[53 ]
Dr. Hedrick’s testimony, without considering the issue of Shamus’ alleged prior sexual abuse, provides ample support for the court’s decision that remaining with Luby is not in S.H.B.’s best interest.
Luby argues in the alternative that the trial court did not explicitly apply the best interest to the child factors in RCW 26.09.187, and that this alone requires reversal. She claims that the court did not articulate reasons for its decision, necessitating reversal. However, the court clearly explained in its findings of fact and conclusions of law that “[t]he court’s conclusions concerning the best interests of the
Denial of Opportunity to Correct Deficiencies
Analogizing again to the rights of a parent involved in a dependency proceeding under chapter 13.34 RCW, Luby argues that the trial court should have established conditions for her to meet, under the court’s supervision, so that she could correct any problems and “make changes so as to allow [S.H.B.] to stay.”
Moreover, the trial court did not question Luby’s willingness to try to respond to the court’s stated concerns. But the court was understandably unwilling to micromanage Luby’s household. The critical problem the court found was that Luby was unable to independently and responsibly function as an appropriate parental figure for S.H.B. As the court stated in its oral ruling, she could impose a variety of conditions, but this would mean:
I would have to be the probation officer in this case to see if the conditions were met and who was there and who wasn’t. And that’s what I resisted . . . it’s too late for that in some ways. I can’t be the one who manages this case and imposes the conditions. These events and individuals have posed a threat and have been an ongoing presence in this child’s life.[56 ]
Attorney Fees
Both Luby and Sherman seek attorney fees on appeal. Luby cites RCW 26.10.080, which grants the court power to
RCW 26.10.080 gives this court discretion to award attorney fees on appeal:
Upon any appeal, the appellate court may, in its discretion, order a party to pay for the cost to the other party of maintaining the appeal and attorney's fees in addition to statutory costs.[57 ]
Here, affidavits submitted by both Luby and Sherman show that they each have financial need. Accordingly, we decline to award attorney fees on appeal to either party.
Finally, we find no merit in Luby’s request that this case be assigned to a different trial court judge in the event of further proceedings. Judge Yu carefully and responsibly made a difficult but correct decision.
Affirmed.
Grosse and Kennedy, JJ., concur.
Reconsideration denied September 25, 2003.
Review granted at 151 Wn.2d 1025 (2004).
2 Verbatim Report of Proceedings (VRP) (Feb. 6, 2002) at 17.
2 VRP (Feb. 6, 2002) at 35.
Ex. 27 at 6.
Ex. 27 at 9. One of Luby’s friends told the GAL that “[t]here is never a dull moment in the Luby household. The sheer number of people, perspectives and needs makes for a lot of clamor — and creativity. When I visit, I try to pace myself as it takes a few days to adapt. ...” Ex. 27 at 10.
Ex. 27 at 10.
VRP (Feb. 7, 2002) at 137.
VRP (Feb. 7, 2002) at 135.
In re Marriage of Cabalquinto, 100 Wn.2d 325, 327, 669 P.2d 886 (1983); Schuster v. Schuster, 90 Wn.2d 626, 632, 585 P.2d 130 (1978); Joslin v. Joslin, 45 Wn.2d 357, 364, 274 P.2d 847 (1954).
Schuster, 90 Wn.2d at 632; Munoz v. Munoz, 79 Wn.2d 810, 813-14, 489 P.2d 1133 (1971).
In re Marriage of McDole, 122 Wn.2d 604, 610, 859 P.2d 1239 (1993); In re Marriage of Kovacs, 121 Wn.2d 795, 801, 854 P.2d 629 (1993).
McDole, 122 Wn.2d at 610; Chapman v. Perera, 41 Wn. App. 444, 449, 704 P.2d 1224 (1985).
In re Custody of Stell, 56 Wn. App. 356, 364, 783 P.2d 615 (1989).
RCW 26.10.100 (“The court shall determine custody in accordance with the best interests of the child.”).
State ex rel. Gilroy v. Superior Court, 37 Wn.2d 926, 933,226 P.2d 882 (1951).
State ex rel. BUM. v. Wood, 109 Wn. App. 182, 189, 34 P.3d 887 (2001).
RCW 26.26.011(12); see also RCW 26.26.101.
RCW 26.33.020(8).
See D.R.M., 109 Wn. App. at 189 (recognizing that UPA is statutory process for determining whether parent-child relationship exists).
See RCW 26.26.011(12) (“ ‘Parent’means an individual who has established a parent-child relationship under RCW 26.26.101.”); RCW 26.26.101 (recognizing birth, adoptive, and surrogate parties as parents).
RCW 26.33.020 provides in part:
“Parent” means the natural or adoptive mother or father of a child, including a presumed father under chapter 26.26 RCW. It does not include any person whose parent-child relationship has been terminated by a court of competent jurisdiction.
RCW 26.33.020(8).
24 Wn. App. 27, 599 P.2d 1304 (1979).
Hansen, 24 Wn. App. at 30, 36.
Hansen, 24 Wn. App. at 36.
RCW 13.34.020.
See In re Dependency of H.W., 70 Wn. App. 552, 555, 854 P.2d 1100 (1993).
RCW 13.34.260 states that “[p]arental authority is appropriate in areas that are not connected with the abuse or neglect that resulted in the dependency.”
147 Wn.2d 687, 57 P.3d 266 (2002).
In re J.W.H., 147 Wn.2d at 696.
In re Dependency of F.S., 81 Wn. App. 264, 268-69, 913 P.2d 844 (1996).
In re F.S., 81 Wn. App. at 269.
RCW 13.34.231(6) provides: “A guardianship, rather than termination of the parent-child relationship or continuation of efforts to return the child to the custody of the parent, would be in the best interest of the child.”
We note that Judge Mary Yu retained jurisdiction in this matter.
Appellant’s Reply Br. at 26.
See Clerk’s Papers at 1029 (pretrial joint statement acknowledging that report would be admitted and not objecting); Clerk’s Papers at 109 (order on pretrial conference requiring any legal basis to objection to be provided to the court no later than five days before trial).
RCW 26.09.220 provides:
(1) The court may order an investigation and report concerning parenting arrangements for the child, or may appoint a guardian ad litem pursuant to RCW 26.12.175, or both. The investigation and report may be made by the guardian ad litem, the staff of the juvenile court, or other professional social service organization experienced in counseling children and families.
(2) In preparing the report concerning a child, the investigator may consult any person who may have information about the child and the potential parenting or custodian arrangements.... If the requirements of subsection (3) of this section are fulfilled, the investigator’s report may be received in evidence at the hearing.
(3) The investigator shall mail the investigator’s report to counsel and to any party not represented by counsel at least ten days prior to the hearing unless a shorter time is ordered by the court for good cause shown. The investigator shall make available to counsel and to any party not represented by counsel the investigator’s file of underlying data and reports, complete texts of diagnostic reports made to the investigator pursuant to the provisions of subsection (2) of this section, and the names and addresses of all persons whom the investigator has consulted. Any party to the proceeding may call the investigator and any person whom the investigator has consulted for cross-examination. A party may not waive the right of cross-examination prior to the hearing.
Finding of Fact 21.
Clerk’s Papers at 170.
State v. Heckel, 143 Wn.2d 824, 832, 24 P.3d 404, cert. denied, Heckel v. Washington, 534 U.S. 997 (2001) (explaining that party challenging legislative act bears burden of proving it unconstitutional beyond a reasonable doubt).
See, e.g., In re Interest of Mahaney, 146 Wn.2d 878, 893, 51 P.3d 776 (2002) (explaining that “[b]oth federal and Washington law are settled that court proceedings deciding matters of child custody should aim to protect the child’s best interests”).
Hansen, 24 Wn. App. at 38 (requiring that the trial court determine the best interest of the child on remand).
530 U.S. 57, 120 S. Ct. 2054, 147 L. Ed. 2d 49 (2000).
108 Wn. App. 602, 31 P.3d 1212 (2001), review granted, 145 Wn.2d 1033, 43 P.3d 21 (2002).
Troxel, 530 U.S. at 68.
In re R.R.B., 108 Wn. App. at 621 (Morgan, J., dissenting).
In re R.R.B., 108 Wn. App. at 606.
In re R.R.B., 108 Wn. App. at 616.
See Troxel, 530 U.S. at 73.
In re Marriage of Allen, 28 Wn. App. 637, 648, 626 P.2d 16 (1989).
See RCW 26.09.002, .004, .184, .187, .191; see also 2 Washington Family Law Deskbook § 47.4(5), at 47-27 (2d ed. 2000).
See RCW 26.09.184.
Ex. 30 at 16.
2 VRP (Feb. 6, 2002) at 43-44.
2 VRP (Feb. 6, 2002) at 44-45.
Clerk’s Papers at 540.
Appellant’s Reply Br. at 36.
VRP (Mar. 1, 2002) at 18.
RCW 26.10.080.