Lead Opinion
b This case is before us on direct appeal from a judgment of the trial court declaring Act 749 of the 2010 Legislative Session unconstitutional.
FACTS AND PROCEDURAL HISTORY
During its 2010 Regular Session, the Louisiana Legislature enacted Act 749 (“the Act”), comprising La.Rev.Stat. 17:4041 through 17:4049, known as the “Red Tape Reduction and Local Empowerment Waiver Program.”
The Louisiana Federation of Teachers and others
(7) “Waiver” means a waiver granted pursuant to and in accordance with this Chapter which exempts the recipient district from any provision of this Title or from any rule, regulation, or policy of the board that is applicable to public schools and to public school officers and employees....
LFT subsequently filed a motion for summary judgment asserting the Act was unconstitutional on numerous grounds.
The trial court granted the motion for summary judgment in favor of LFT and declared Act 749 amounted to an unconstitutional delegation of authority. The trial court found Act 749 to be unconstitutional “to the extent that it delegated to |aBESE authority to grant waivers to governing authorities, as set forth in La.Rev.Stat. 17:4041 et seq., exempting any recipient district from any provision of Title 17 of the Louisiana Revised Statutes of 1950 that is applicable to public school[s] and to public school officers and employees.”
The State and BESE directly appealed to this court pursuant to La. Const. Art. V, § 5.
LAW AND DISCUSSION
This matter arises out of a petition for declaratory judgment filed by LFT seeking to have Act 749 declared unconstitutional. La.Code Civ. Proc. art. 1872 designates who can bring a declaratory judgment action by providing that a “person ... whose rights, status, or other legal relations are affected by statute ... may have determined any question of construction or validity arising under the ... statute ... and obtain a declaration of rights, status, or other legal relations thereunder.”
The State argues that LFT’s constitutional challenge is premature and presents no justiciable controversy. Pursuant to the subject statute, before a school district can apply for a waiver, the request must necessarily be approved by a majority of teachers, voting by secret ballot.
The jurisprudence of this court is well settled that, courts will not render advisory opinions. First Nat'l Bank of Picayune v. Pearl River Fabricators, Inc., 06-2195, p. 7 (La.11/16/07),
This court has previously discussed “justiciable controversy” relative to declaratory judgment actions. In Abbott v. Parker, we explained:
|SA “justiciable controversy” connotes, in the present sense, an existing actual and substantial dispute, as distinguished from one that is merely hypothetical or abstract, and a dispute which involves the legal relations of the parties who have real adverse interests, and upon which the judgment of the court may effectively operate through a decree of conclusive character. Further, the plaintiff should have a legally protecta-ble and tangible interest at stake, and the dispute presented should be of sufficient immediacy and reality to warrant the issuance of a declaratory judgment.
In addition to our jurisprudence, the United States Supreme Court has provided further guidance on the justiciability of an action and has held a court may review a statute prior to enforcement if: (1) the issues are fit for judicial decision; and (2) the parties will suffer hardship if the court
A “hardship” occurs where the law produces “adverse effects of a strictly legal kind.” Nat’l Park Hospitality Ass’n,
In the instant case, the subject statute does not create a hardship for LFT requiring pre-enforcement review. If a claim depends on “contingent future events that may not occur as anticipated, or indeed may not occur at all,” then it is not ripe for adjudication. Texas v. United States,
LFT is not “required to engage in, or to refrain from, any conduct, unless and until” a group of teachers approves, by majority vote, a waiver request and BESE grants that request. Id. at 301,
^Furthermore, this court’s jurisprudence has recognized that, when asked to declare legislation unconstitutional, a court must examine whether the legislation is permissive or mandatory. American Waste & Pollution Control Co.,
In the instant case, Act 749 is permissive because it allows, but does not require, BESE to issue waivers. La.Rev. Stat. 17:4042 states that BESE “may ... issue a waiver.” (Emphasis added). Similarly, nothing requires a governing authority to request a waiver. See La.Rev.Stat. 17:4043(A) (“A governing authority may request a waiver.”). (Emphasis added). In addition, a governing authority cannot request a waiver “unless a majority of the classroom teachers employed in the school, voting by secret ballot, vote in favor of inclusion of such school in the waiver request.” Id.
A permissive statute must be rendered operative or threatened to be rendered operative prior to being challenged. American Waste & Pollution Control Co.,
CONCLUSION
The instant ease presents no justiciable controversy currently amenable to resolution by this court. LFT has failed to demonstrate any real hardship requiring pre-enforcement review of the statute. It is not certain that a waiver will be requested or granted under the statute, and LFT will not be harmed by declining review of the statute at this point in time. Therefore, we reverse the decision of the trial court declaring La.Rev.Stat. 17:4041, et. seq. unconstitutional.
REVERSED.
Notes
.La. Const, art. V, § 5(D) provides, in pertinent part: a case shall be appealable to the supreme court if (1) a law or ordinance has been declared unconstitutional.
. Act 749 was originally enacted as La.Rev. Stat. 17:4031, et seq., and was later redesig-nated as La.Rev.Stat. 17:4041, et seq.
. The Petition for Declaratory Judgment was filed by Louisiana Federation of Teachers, East Baton Rouge Federation of Teachers,
. LFT argued Act 749 was unconstitutional in the following respects:
(1) It improperly delegates legislative authority to BESE in violation of La. Const, art. II, § 1 and § 2;
(2) It is a prohibited local or special law in violation of La. Const, art. Ill, § 12; further, LFT complained the State enacted Act 749 without publication of a Notice of Intent as required under La. Const, art. Ill, § 13;
(3) It violates constitutional requirements of due process and equal protection; and
(4)It allows BESE to suspend a law in violation of La. Const, art. Ill, § 20.
. La.Rev.Stat. 17:4043, "Requests for waivers," provides in part:
A. A governing authority may request a waiver for any school, any combination of schools, or all schools under his district's jurisdiction. However, a governing authority shall not request a waiver for any school unless a majority of the classroom teachers employed in the school, voting by secret ballot, vote in favor of inclusion of such school in the waiver request. (Emphasis added).
B. A governing authority requesting a waiver shall submit to the board a written waiver request that does all of the following:
*763 (1) Identifies the specific laws, rules, regulations, and policies from which waiver is sought.
(2) Identifies the school or schools that will be covered by the waiver.
(3) Describes the policies and procedures that will be instituted as a substitute for the waived provisions.
(4) Describes how the proposed waiver will accomplish all of the following:
(a) Increase the quality of instruction for students.
(b) Improve the academic achievement of students.
(c) Improve teaching effectiveness within schools.
(5)Describes, for each school year, specific, measurable educational goals and the methods to be used annually to measure progress in meeting such goals.
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. La.Rev.Stat. 17:4042, entitled "Authority of the board to grant waivers,” states:
Notwithstanding any provision of law to the contrary, the board may, upon receipt of a waiver application from a governing authority as set forth in this Chapter and with the goal of improving quality of instruction and student academic achievement, issue a waiver to any district. (Emphasis added).
. Reno,
. See Louisiana Associated General Contractors, Inc. v. State, Division of Admin., Office of State Purchasing, 95-2105 (La.3/8/96),
Dissenting Opinion
dissents and assigns reasons.
hi disagree with the majority’s finding that the constitutional challenge is premature and presents no justiciable controversy. Therefore, I must respectfully dissent.
This Court has recognized that the issue of when a controversy is justiciable as opposed to an advisory opinion is a difficult one. Prator v. Caddo Parish, 04-0794 (La.12/1/04),
It is sufficient if a dispute or controversy as to legal rights is shown, which, in the court’s opinion, requires judicial determination — that is, in which the court is convinced that by adjudication a useful purpose will be served. The requisites of justiciability must be present. Not only must the plaintiff prove his tangible interest in obtaining a judgment, but the action must be adversary in character, that is, there Lmust be a controversy between the plaintiff and a defendant, subject to the court’s jurisdiction, having an interest in opposing his claim. Unless the parties have such conflicting interests, the case is likely to be characterized as one for an advisory opinion, and the controversy as academic, a mere difference of opinion or*766 disagreement not involving their legal relations, and hence not justiciable.
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Actions or opinions are denominated “advisory,” when there is an insufficient interest in the plaintiff or defendant to justify judicial determination, where the judgment sought would not constitute specific relief to a litigant or affect legal relations or where, by inadequacy of parties defendant, the judgment could not be sufficiently conclusive.
Based on my review of relevant jurisprudence, I find LFT’s declaratory judgment action sufficiently meets the requirements of a “justiciable controversy.” I recognize that no waivers have yet been granted by BESE, thus LFT cannot point to any particularized harm directly resulting from a waiver. However, in my view, the harm relevant to this Court’s consideration is the unconstitutional delegation of legislative authority. It is the structure of the waiver system itself that is alleged to be unconstitutional. Here, there is an actual and substantial dispute over the constitutionality of the delegation of authority given to BESE by the Act. The alleged improper delegation of authority has already occurred in the drafting of the Act. Because this is a facial challenge to the constitutionality of the text of the Act itself, I find it irrelevant that the Act has not yet been applied, or that LFT cannot point to a specific harm caused by the granting of a waiver. If the establishment of the waiver |,«¡system (i.e. the text of the Act itself) impermissibly delegates legislative authority to BESE, no further injury should be required for the Act to fail a facial challenge. There is no action BESE can take in implementing the Act that changes the issue of whether this delegation of authority, on its face, is unconstitutional. In my mind, the fact that no waiver has yet been granted does not deprive the dispute of sufficient immediacy and reality, so as to bar a declaratory judgment on the basis of lack of a justiciable controversy.
For this same reason, I do not agree that the necessity of a request for a waiver operates as a contingency which may not arise, thus making the issue hypothetical and premature. The constitutional attack is based on a formal defect in the Act. The alleged unconstitutionality is presented as a facial challenge to the text and structure of the Act itself. The Act as written either does, or does not, improperly delegate legislative authority to BESE. A waiver application, and subsequent application of the Act, should not be a prerequisite to determining whether the statute, on its face, is unconstitutional.
Declaratory judgments serve a useful purpose and provide the practical effect of terminating the controversy giving rise to the proceeding. The issue here concerns genuine rights between the State and LFT, and a declaratory judgment provides concrete relief by terminating the controversy if the Act is found unconstitutional. Moreover, the issue is purely legal, and its resolution is not dependent upon the presentation of involved factual evidence, or further development of the record. Thus, waiting until a waiver is granted would not advance this Court’s ease and ability to address the issue of improper delegation of legislative authority.
In reviewing the merits of the constitutional challenge, I would find Act 749 of 2010, comprising La. R.S. 17:4041 through 17:4049, to be unconstitutional on its face. I agree with the trial court’s finding that Act 749 unconstitutionally delegates legislative authority to BESE.
The Louisiana Constitution divides the powers of government into three separate branches: legislative, executive and judicial. La. Const, art. II, § 1. Our constitution further provides that no branch may exercise power belonging to another. La. Const, art. II, § 2. The legislative power of the State rests exclusively in the Legislature. La. Const, art. Ill, § 1; La. Const, art. II, § 1; State v. Alfonso, 99-1546 (La.11/23/99),
Because of the constitutional separation of powers, delegation of legislative power is generally prohibited. State v. Miller, 03-0206 (La.10/21/03),
To determine whether a particular delegation of legislative authority is unconstitutional, this Court established the following rule in Schwegmann Brothers Giant Super Markets v. McCrory, Commissioner of Agriculture,
So long as the regulation or action of the official or board authorized by statute does not in effect determine what the law shall be, or involve the exercise of primary and independent discretion, but only determines within prescribed limits some fact upon which the law by its own terms operates, such regulation is administrative and not legislative in its nature.
This rule requires courts to distinguish between “delegations of purely legislative authority, which necessarily violate the separation of powers, and delegations of ministerial or administrative authority, which do not.” State v. All Pro Paint & Body Shop, Inc., 93-1316 (La.7/5/94),
First, it insures that the fundamental policy decisions in our society will be made not by an appointed official but by the body immediately responsible to the people. Second, it prevents judicial review from becoming merely an exercise at large by providing the courts with some measure against which to judge the official action that has been challenged.
All Pro Paint,
Application of the Schwegmann three-prong test ensures the elected members of the Louisiana Legislature retain all legislative power by insisting that they, not their delegates in the executive branch, make the difficult policy choices for which they are accountable to the public through the democratic process. Furthermore, by insisting that the enabling statute prescribe not only the legislative policy to be enforced by the agency but also sufficient standards to guide or “canalize” the agency’s execution of the legislative will, the test ensures the statute delegates only administrative or ministerial authority and guards against delegations of unbridled legislative discretion and the danger of “delegation running riot.” Additionally, because even delegations of administrative or ministerial authority require agencies to exercise some discretion in executing the legislative will, the requirement of adequate procedural safeguards ensures the agency exercises that discretion in accordance with the policy and standards prescribed in the enabling statute and consistent with democratic values served by public participation and judicial review.
Id. at 712-13.
Application of the three-prong test set forth in Schwegmann and All Pro Paint compels me to conclude that Act 749 fails to establish a constitutionally valid delegation of power to BESE. Examining the first prong of the test, I find Act 749 does contain a sufficient expression of legislative policy. La. R.S. 17:4042 states that BESE may grant a waiver application “with the goal of improving quality of instruction and student academic achievement. ...”
Although I find the Act meets the first prong of the test, it is clear the standards accompanying this declaration of legislative intent do not provide adequate guidelines for BESE in determining whether to grant a waiver, and thus the Act fails to
In testing the constitutional sufficiency of the standards prescribed in the Act, regard must be given to the purpose and scope of the Act, the subject matters covered therein, the duties prescribed, and the broad or narrow powers granted. All Pro Paint,
I also find Act 749 fails to meet the third prong of the test, which requires the delegation of authority be accompanied by adequate procedural safeguards to protect against abuse of discretion by BESE. As this Court recognized in All Pro Paint, delegations of power require agencies to exercise some discretion in executing the legislative will.
For these reasons, I would find the statutory provisions of Act 749 impermissibly delegate legislative authority to BESE, giving BESE unfettered discretion to determine which waivers to grant based solely on BESE’s opinion, without any legislative guidance as to how that opinion is to be formed or what guidelines should be used in considering waiver applications. This conclusion reinforces the policies un
This Court has recognized that to successfully challenge a legislative act as unconstitutional on its face, the challenger must establish that no set of circumstances exists under which the Act would be valid. State v. Powdrill, 95-2307 (La.l1/25/96),
. See also, Minutes, House Committee on Education, 2010 Reg. Sess., May 6, 2010, at 6.
