*3
BLACK,
Before BIRCH and
Circuit
Judges,
*,
and PROPST District Judge:
BIRCH, Circuit Judge:
In this case of first impression, we de-
§
cide
1997e(e),
whether U.S.C.
a provi-
sion of the
Litigation
Prison
Reform Act of
104-134,
Pub.L. No.
110 Stat. 1321
(1996) (“PLRA”), applies to claims that
arise out of the arrest
imprisoned
of an
plaintiff and claims unrelated to the cur-
rent
plaintiff.
incarceration of that
*
Alabama,
Honorable
Propst,
Robert B.
United
silting by designation.
States
Judge
District
for the Northern District of
1997e(e)
pauperis
prejudice
applied
§
held
court
district
forma
frivolous,
28 U.S.C.
per
complaint as
AF-
and we
facts of
under
1915(e)(2)(B)(i).1
§
FIRM.
II. DISCUSSION
I. BACKGROUND
Review
A. Standard
Karen
deputies
September
30On
Pomeroy ap-
M.
and Sandra
Preslicka
J.
abuse of discretion
review for
We
him
and asked
Louis
proached
that an
decision
judge’s
district
informa
a valid
produced
identification.
under 28
is frivolous
complaint
pauperis
*4
license,
deputies
and the
drivers’
Florida
1915(e)(2)(B)(i).
v.
§
Mitchell
U.S.C.
arrest
soon to return
only
departed,
294
Corp.,
Tobacco
& Williamson
Brown
According
trespassing.
Napier
(11th Cir.2002);
v.
Bilal
1315
F.3d
actually
Napier was
Louis
deputies,
(11th
these
Driver,
Cir.
F.3d
1349
251
trespass
received a
who had
Napier,
John
1915(e)(2)(B)®,
2001).
§of
purposes
For
earlier,
July 1995.
on 29
years
warning two
argu
if it is “without
is frivolous
action
an
brother,
actually Louis’s
Napier
John
Bilal,
in
or fact.”
either
law
merit
able
and
Napier
Louis
despite both
but
district
the
at 1349. Because
251 F.3d
distinction,
the
making this
companions
frivolity,
legal
on
its decision
judge based
and trans-
in the arrest
deputies persisted
validity of his as
the
must examine
we
facil-
pre-trial
to a
detention
Napier
ported
1997e(e)
this
prohibited
§
sumption that
nolle
eventually was
charge
ity. The
he
to determine whether
in order
lawsuit
prossed.
§ 1915.
under
his discretion
abused
separate
a
Later,
on
imprisoned
while
U.S.C.
Applicability
B.
k.%
of
42
offense,
filed a
U.S.C.
Louis
1997e(e)
§
deputies
against
two
§
action
(e)
U.S.C.
Subsection
embar-
that he suffered
alleged
he
civil ac
Federal
“[n]o
states
§ 1997e
anguish
mental
rassment
con
brought by
prisoner
a
may be
Amendment
tion
his Fourth
deprivation
other correctional
jail, prison,
1997 fined
September
rights occasioned
injury suf
or emotional
facility, for mental
In
imprisonment.
arrest
mistaken
prior
custody
while
and fered
action,
pro se
Napier proceeded
this
injury.” This statute
showing
physical
on
he does
pauperis, as
in foivna
frivo
number of
that,
intended to reduce
be-
judge found
The district
appeal.
plaintiffs,
by imprisoned
lous cases
any physical
alleged
had not
cause
and excessive
have little
lose
depu-
of the
who
from the actions
arising
harm
pursue
which to
free time with
the action amounts
bring
ties,
not entitled
he was
Garner,
Harris
See
complaints.
Litigation
their
Prison
dictates of the
under the
Cir.2000) (en
(11th
1997e(e).
976-79
F.3d
Act,
§
With-
42 U.S.C.
Reform
banc)
history
legislative
claim,
(surveying
for the
legal
valid
basis
out a
PLRA). An
barred
action
to dismiss
compelled
felt
judge
district
(ii)
relief
on which
to state a
fails
claim
part
statute states:
of that
1. The relevant
granted; or
be
the case
court shall dismiss
[T]he
against
de-
(iii)
monetary relief
seeks
that—
if the court determines
time
untrue;,
such relief.
(A)
who is immune
allegation
poverty is
fendant
1915(e)(2).
(B)
§
appeal—
action or
28 U.S.C.
malicious;
(i)is frivolous or
1997e(e)
§
barred
im-
Injury suffered during arrest
prisonment
plaintiff; therefore,
of the
yet
We have not
addressed wheth
preju-
action should be dismissed without
er the words “suffered while in custody,”
court,
allowing
dice
the district
1997e(e),
§
as used
just
cover more than
prisoner
bring
his claim once released
injury occurring while confined in a correc
and, presumably, once the litigation cost-
tional institution.
In matters of statutory
Id.
balance is restored to normal.
benefit
interpretation,
give
we
overriding defer
at 980.
ence to the unambiguous language of the
Harris,
statute.
Tracking the
of the
language
1997e(e)
statute, §
applies only to lawsuits
Looking
whole,
at the statute as a
(1)
(2)
involving
civil actions
Congress was aware of its ability to re
(3)
brought by
for mental or
application
strict the
per
statute to
(4)
injury
emotional
while in
suffered
cus
sons
confined
a correctional institution
tody.
we decided that
by using
“prisoner”
the term
and defining
phrase
civil
“Federal
action” means all fed
*5
that term in the statute itself. Congress
claims,
eral
including constitutional claims.
chose not to use the more
“pris
restrictive
§
Practically,
problem
of frivolous law-
suits
is not limited exclu-
I respectfully dissent.
I realize that the
sively to
dealing
those lawsuits
with condi- precise language of
pertinent
statute
tions of confinement. The natural target may arguably call for
majority
deci-
of a prisoner’s litigious aggression is the
And,
states,
sion.
majority
as the
and,
government,
inas
this
the vec- unambiguous language of a statute is enti-
tors for
aggression
are not limited to
tled to “overriding
However,
deference.”
challenging prison
lawsuits
conditions.
the majority
possible
discusses two
inter-
Rather, prisoners have cause and opportu-
pretations
phrase
“in custody.” It
nity to file
complaints
concerning is axiomatic that
possible
these two
inter-
range
alleged slights
imposed upon pretations make the term “in custody” am-
government
them the
during their cus- biguous.1 Given
ambiguity,
I cannot
episodes,
past
todial
present,
both
why,
understand
as the majority suggests,
both in
prison and
the back seat of a
question
term in
should be construed
police cruiser.
“without reference to
parts
the other
*7
3. We wish to stress that the
quirement
effect of the PLRA
prison
condition suits under 42
only
require
See,
prisoner
1997e(a).
is
to
Gibbs,
§
e.g.,
wait until
U.S.C.
v.
Clifford
(5th
imprisonment
Cir.2002).
his term of
298 F.3d
bring
ends before
332-33
ing
subject
those federal actions
to the PLRA.
4. Given our resolution of the
we do
See
Congress pre
custody. (2) Subject agreement to the Federal, State, official of the or local Section 1997e is by pris- headed “Suits government unit of with custody over 1997e(a) begins oners.” It with Section prisoner, hearings may be conducted provides that “No action shall be facility at the prisoner which the brought with respect conditions practicable, To extent confined. under section title, court shall allow counsel to participate law, other confined conference, telephone, video or other in any jail, prison, or other correctional *8 technology any communications in hear- facility such until administrative remedies ing at facility. held the as are available are (Empha- exhausted.” added).2 1997e(b) sis (Emphasis There follows Section It unlikely that the relating to an contemplates administrative statute “grievance” hearings “at the procedure which obviously facility” as to prison concerns defendants not connected prison conditions rather than the may actions not related who have caused even a 1997e(c) prison physical injury conditions. Section pro- such as is in referred to 1997e(e). vides: Section (1) The court shall on its own motion It appears Congress, enacting when or on the motion party of a dismiss the Litigation Prison Reform Act 2. custody Note the reference prisoner.” to “with over the
536 (11th Garner, 970 216 F.3d Harris v. sought to stem
(“PLRA”), primarily Cir.2000) (en banc), distinguishable. by prisoners aris- brought of lawsuits tide meaning There, hinged on decision their of and conditions the terms ing from a derivative “brought,” of the word likely to are imprisonment, current held that the majority The “bring.” word frivolous, prevent not and the most be There was meaning.3 a clear words leg- The general. in by prisoners lawsuits nq had “brought” that the word indication attached, PLRA, at history islative Further, the interpretations. possible two sup- Appendix, as an hereto part, least claim. “prison shakedown” involved case be seems to It also that conclusion. ports relationship be considers Harris among other cir- consensus general of Section provisions the different tween 117 Sparkman, v. See, Kincade e.g., cuits. court stated: The 1997e. Cir.1997) (“The (6th two 949, F.3d 951 quoted from language we have The concerning the hearing debates floor establishes Miller decision simply Act fo- Reform Litigation Prison 1997e(a)’s as used section “brought” prison examples of on more cused ...” brought lan shall be “No action the Prison The text suits.... condition the same word filed. And means guage itself reflects that Act Litigation Reform n thing section same means to curb objective was primary the drafters’ 1997e(e)’s action shall civil “No federal United States litigation.”); condition See Atlantic language. ...” brought be (10th 737, Cir. Simmonds, 743 111 F.3d v. States, 286 Dyers v. United & Cleaners (“The the Prison 1997) purpose main 607, 609, 433, L.Ed. 427, 76 52 S.Ct. U.S. curtail abu Act was Litigation Reform (“[Tjhere (1932) pre natural ais 1204 litigation.”); Santana prison-condition sive words used identical sumption (3d 752, States, F.3d v. United act are in of the same parts different Cir.1996) the PLRA (“Congress enacted meaning.”); to have the same tended brought by pris claims to curtail primarily v. Inc. Plantation Hosp., Doctors and the § 1983 42 U.S.C. oners under (11th 1448, Cir. Bowen, 811 F.2d Act, of which most Claims Torts (“A 1987) is made presumption conditions....”). concern an parts used different words same meaning.”). the same act have correct, Moreover, majority is if the 1997e(e) conceivably recognizes that could Harris also at 974. Id. then Section need to examine simply greater than be a there much broader have a reach statutory language history when legislative v. Flori See Duvallon present case. Id. Cir.1982) (“In unambiguous.” (11th “clear 483, da, 691 F.2d the ‘in proceedings, habeas context of may also be met was aware custody’ requirement majority says, “Congress parole, probation, application ability is on to restrict petitioner where a of its in a bail.”) Municipal confined correc- persons (citing Hensley the statute using ‘prison- the term 36 tional institution Court, 93 S.Ct. 411 U.S. *9 in the statute defining that term (1973)). er’ and L.Ed.2d 294 plaintiffs should have the was whether agreeing ters with the 3. The dissenters complaint, supplement their state, been allowed that the word majority, "It is obvious prison conditions while filed with reference start- commencefd] 'brought’ means ” the fact that prisoners, to reflect they dispute Id. were only real The ed'... 990. prison. they released from had been majority and dissen- Harris between obviously Congress itself. knew how to application limit the of the statute to pris- decades, the past Over two we have ” occurring prison.... or to events oners witnessed an alarming explosion in the I that hope Congress would would know number of lawsuits filed State and any statutory make language how to clear. prisoners. According to enter- so, point The is that it did not do but used prise Berns, institute scholar Walter majority acknowledges a term which the number of “due-process and cruel and subject to two possible interpretations.4 I punishment” unusual complaints agree cannot that a passed statute to limit grown has astronomically— litigation regard with to prison 6,600 from 39,000 1975 to more than applies conditions to an action which ac- in 1994. As Chief Justice William Rehn- plaintiff crued before the was imprisoned quist pointed out, has prisoners will now and which even related to the “litigate at hat,” the drop of a simply charges that led to imprisonment.5 I they because have little to lose and ev- am not suggesting Congress that could not erything gain. Prisoners have filed constitutionally applied the term claiming lawsuits grievances as in custody” major- “while as broadly as the storage space, locker being insufficient
ity however, I opinion, holds. am of the prohibited attending a wedding that there is no support substantial for a anniversary party, yes, being conclusion that it intended to do so.6 served creamy peanut butter instead of chunky variety they had ordered. view of the ambiguity, legislative history, repeated references to S7498-01, 141 Cong. Rec. (daily S7524 ed. conditions, grievance provisions and 1995) (statement May Dole) of Sen. administrative remedies would have (emphasis action, application subject
no to the Sections and 5 of the bill will bar intending unlikelihood of that actions such inmate lawsuits for mental or emotional as this be heard at prison facility, injury suffered while in custody unless possible application broad to “custody” they can physical show injury. Of the etc., probation, while on I would reverse 60,086 prisoner petitions in 1994 about the dismissal. two-thirds were civil rights pe- titions, according to the Administrative
APPENDIX Office of the U.S. courts. Prisoner civil following The excerpts are taken from rights petitions brought are under legislative history Litiga- the Prison U.S.C.1983. Section petitions are tion Reform Act: brought claims Federal court State majority proposition cites finding Harris for a “Based on our was ‘in begins, import “When the of the words custody’ while the harm from the mistaken clear, here, Congress has used is as it is accrued, arrest it follows that were imprisoned trespass charge, based on the he plaintiff’s complaint 5. The allege does not prohibited would be under the PLRA from injury his initial came "while [he was] in bring imprisoned suit while thus unless he custody.” alleges He injured by that he was alleged physical injury.” being custody. recognize taken into I argument can be made that he did not actual- Congress believe 6.I that if had intended this ly injury custody, "suffer” an until he was in (e) provision depart one at Section 1997e requires but the distinction still further scheme, clearly overall it would have stretching Congressional I intent. cannot said so. that, agree majority's with the observation *10 anything just about right, complain a for violation seeking redress
inmates everything. “The volume rights. civil of their by They invoke the cruel-and-unusual- is substantial litigation section 1983 ” Eighth provision standard, according punishment to the Justice any beaten or not when Amendment 1983 liti- on section report Department’s when shot by prison guards, but raped “Challenging Conditions gation, ” riot, required to or when during prison a Jails. Prisons and smoker, heavy or with a share a cell S7498-01, (daily ed. S7527 Rec. Cong. storage locker given insufficient when (Statement 1995) Kyi) of Senator May creamy peanut given when space, or added). (emphasis chunky variety instead of butter Rehnquist was Justice Chief ordered. they refer- protesting ring appeals Amendment They involve the First defendants innocence, initi- to the suits but their marriage, into to enter forbidden when deprivation claiming by people ated with inmates other correspond or al- prison. Since while in rights their Demos sued prisons. state John Robert or administrative any disciplinary most addressing official for not prison one can now by prison officials action taken name. him his Islamic or cruel-and- process to a due give rise not a probably And there is num- complaint, the unusual-punishment not, does regulation whose enforcement at a rate growing suits is ber of these not, a 14th give rise to least “litigation explain goes far (or, federal in the case of Amendment 39,065 6,606 in 1975 to explosion”: amendment) pro- Fifth due prisoners, 1,100 (of “only” reached which in 1994 elaborate complaint. Requiring cess Court). Supreme these evidentiary proceedings, trials pa- try especially, are the cases 37,925 total, were the 1994 Of Still, reviewing judges. tience of of the so- under a section state particular complaints imposes these Act of Klux Klan called Ku who, officials burden on administrative damages against permits actions can be for dam- judges, sued unlike “any citizen of deprive who state officials ages. under person or other States the United S7498-01, (daily ed. Cong. Rec. S7527 thereof, <of> jurisdiction 1995) (Article May Wall secured or immunities rights, privileges, Journal) (Attached Congres- Street This and laws.” by the Constitution Record) (emphasis sional when own into its statute came year, inmates 400 times Almost last damage permitted Supreme Court sued the state. Some Arizona fami- of a by members black action filed claims: their reason) (with claimed ly good who go to his inmate wasn’t allowed An deprived officers had Chicago police anniversary party; an- parents’ wedding' right Fourth Amendment them of the subject to cruel he was houses, other said persons, in their “to be secure he wasn’t because punishment unusual effects, against unreasonable papers and father’s funeral. to attend his allowed Today, the stat- searches and seizures.” who, that he lost his inmate claimed An mostly by prisoners ute is used gross because tennis shoes Reebok or another constitutional invoking one *11 negligence by the money state. Another said costs from earned in prison jobs. addition, inmates sunglasses. the state lost his who filed unsub- harassing stantiated or lawsuits can be jeans A woman inmate said the she days forced to forfeit five good-behav- properly. was issued didn’t fit ior credit. An inmate sued because he wasn’t law new didn’t slow down Mitch- hang tapestry allowed to in his cell. Jackson, ell H. drug convicted dealer When the state decided that inmates at incarcerated the state Tuc- would not be allowed see movies with son. Jackson has filed against suits exposed genitals, breasts and an inmate years. state recent got He off to claimed that violated his Constitutional good start filing two in the rights. suits, first week. In one of his he tar- Inmates money claimed state stole gets the new law requiring inmates to from their prison accounts. But another pay filing fees. He claims has inmate claimed illegally depos- the state him caused “mental anguish and emo- account, money in ited disqualifying tional million distress.” He wants $10 him an indigent. as from each of the 90 legislators-a total of
An inmate claimed he was almost billion. wrongly $1 disciplined refusing for to change the S7498-01, 141 Cong. Rec. (daily S7527-28 television from a Spanish-language chan- 1995) (Article May ed. from the Tuc- nel. Citizen) (Attached son to the Congression- Record) al (emphasis
An inmate said he was not provided President, Mr. proper pleased books for a black I am join studies today my distinguished with colleagues, class taking. he was HATCH, KYL, ABRAHAM, Senators they Several inmates said weren’t al- HUTCHISON, REID, THURMOND, go lowed to to the using bathroom while SPECTER, SANTORUM, D’AMATO, the law library. GRAMM, BOND, in introducing the One inmate was denied access to the Litigation Prison Reform Act of 1995. law library after he kicked and tam- legislation This is a improved new and pered with a security device in li- version of S. I introduced brary. year earlier this alarming address the An inmate said he wasn’t allowed to explosion in the number of frivolous law- get married. prison- suits filed State and Federal An inmate said he was forced to work ers. It also builds on stopturning- and not paid wage. minimum out-prisoners legislation, championed by Lawsuits filed expen- inmates are Senators KAY BAILEY HUTCHISON taxpayers. sive Arizona The Attor- ABRAHAM, by making SPENCER ney General’s budgets Office million $1.5 it much more difficult for judges suits, per year fight including directing to issue orders the release of court costs. departments Other state convicted criminals from prison custody. pay also some costs.
To cut doim on the number Unfortunately, litigation explosion of frivo- filed, lous suits Legislature state now our plaguing country stop does not year passed last a law that requires prison gate. According to Enter- pay part Bems, inmates to or all filing prise Institute scholar Walter *12 540 up the mess who cleaned officers and and cruel “due-process
number of cards they got his Pinochle wet. because complaints punishment” unusual filed grown has astronomical- by prisoners ridiculous waste stop It is time than 6,600 to more in 1975 ly huge money. The taxpayers’ —from involve suits can 39,000 These in governments imposed on 1991^. State costs storage grievances as these meritless suits against defend insufficient aby haircut a space, locker against committed kind of crime another defective barber, prison prison law-abiding citizens offi- failure of pizza to a a to invite cials S14408-01, (daily S14418 Rec. Cong. employee, departing prison party for 1995) (Statement 27, of Senator Sept. ed. peanut chunky being served yes, Hatch). vanety. creamy butter instead of prison also addresses The amendment and on. goes on The list think of Many people litigation reform. S14408-01, (daily free S14413 their Cong. spending Rec. inmates as 1995) (Statement 27, of Senator the television Sept. weight in room or ed. time added). Dole) place crowded (emphasis lounge. But the most library. law be the today’s prisons may also addresses legislation Our have risen prison lawsuits Federal brought by lawsuits flood of 89,000 in 1994. In 2,000 in 1970 to 39,000 lawsuits over In inmates. Ap- Court the Third Circuit words courts, inmates Federal filed were because, recreational suing has peals, over percent staggering 15 increase of our long-term residents activity for year. The previous number filed prisons. com- suits are majority of these vast encourage system seems to Today’s Indeed, roughly merit. pletely impunity. After to file with before are dismissed percent 94.7 cer- all, a courtroom is it’s free. And per- a scant 3.1 pretrial phase, place spend tainly hospitable a more trial. validity to enough reach cent Prison- than cell. afternoon an Utah, suits 297 inmate my In State of al- response lawsuits in ers file free in Federal courts were slight or inconve- any perceived most of all percent for which accounted chunky instead being served last nience— cases filed civil Utah instance, butter, creamy peanut these emphasize that I year. should Gameboy video being denied the use of include corpus do habeas numbers a lawsuit prompted case game challenging cases —a or other petitions Arizona. my home State or sentence. inmate’s conviction suits of these frivolous S14408-01, (daily crushing burden Cong. Rec. S14418 to consider 1995) (Statement for courts makes it difficult of Senator Sept. ed. meritorious claims. Kyi) (emphasis Utah, in- an case In one frivolous that he be issued demanding
mate sued in- shoes Gear brand
Reebok or L.A. being is- brand of the Converse
stead case, an delib- inmate
sued. another cell, sued and then
erately flooded
