Lead Opinion
after making, the foregoing statement of facts, delivered the opinion of the court.
The appellant insists that the carrying of lottery tickets from one State to another State by an express company engaged in carrying freight and packages from State to State, although such tickets may be contained in a box or package, does not constitute, and cannot by any act of Congress be legally made to constitute, commerce among the States within the meaning of the clause .of the Constitution of the United States providing that Congress shall have power “ to regulate commerce with
The Government insists that express companies when engaged, for hire, in the business of transportation from one State to another, are instrumentalities of commerce among the States; that the carrying of lottery tickets from one State to another is commerce which Congress may regplate; and that as a means of executing the power to regulate interstate commerce Con? gress may make it an offence against the United States to cause, lottery tickets to be carried from one State to another.
. The questions presented by these opposing contentions are of great moment, and are entitled to receive, as they have received, the" most careful consideration.
What is the import of the word “commerce” as used in the Constitution? It is not defined by that instrument. Undoubtedly, the carrying from one State to another by independent carriers of things or commodities that are ordinary subjects of traffic, and which have in themselves a recognized value in money, constitutes interstate commerce. But does not commerce among the several States include something more ? Does not the carrying from one State to another, by independent carriers, of lottery tickets that entitle the holder to the payment of a certain amount of money v therein specified also constitute commerce among the States ?
It is contended by the parties that these questions are answered in the former decisions of this court, the Government insisting that the principles heretofore announced support its position, while the contrary is confidently asserted by the appellant. This makes it necessary to áscertáin the import of such decisions. Upon that' inquiry we now enter, premising that some propositions were advanced in argumént that need not be considered. In the examination of former judgments it will be best to look at them somewhat in the order in which they were rendered. When prior adjudications have been thus collated the particular grounds upon which the judgment in the present case must necessarily rest can be readily determined. We may
The leading case under the commerce clause of the Constitution is Gibbons v. Ogden,
Again: “We are now arrived at the inquiry — what is this power? It is the power to regulate; that is, to prescribe the rule by which commerce is to be governed. This power, like all others vested in Congress, is complete in itself, may be exercised to its utmost extent, and acknowledges no limitations, other than are prescribed in the Constitution. These are expressed in plain terms, and do not affect the questions which arise in this case, or which have been discussed at the bar. If, as has always been understood, the sovereignty of Congress, though limited to specified objects, is plenary as to those objects, the power over commerce'with foreign nations, and among the several States, is vested in Congress as absolutely as it would be in a single government, having in'its constitution the same restrictions on the exercise of the power as are found in ,the Constitution of the United States.”
Mr. Justice Johnson, in the same case, expressed his entire approbation of the judgment rendered by the court, but delivered a separate opinion indicating the precise grounds upon which his conclusion rested. Referring to the grant of power over commerce, he said : “Mv opinion is founded on the application of the words of the grant to the subject of it. The ‘ power to regulate commerce,’ here meant to be granted, was that power to regulate commerce which previously existed in the States. But what was that power? The States were, unquestionably, supreme; and each possessed that power over commerce, which is acknowledged to reside in every sovereign State. . . . The law of nations, regarding man as a social animal, pronounces all commerce legitimate, in a state of peace, until prohibited by positive law. The power of a sovereign State over commerce, therefore, amounts to nothing more than a power to limit and restrain it at'pleasure. And since the power to pre
The principles announced in Gibbons v. Ogden were reaffirmed in Brown v. Maryland,
In the Passenger Cases, 7 How. 283, the court adjudged certain statutes of New York and Massachusetts, imposing .taxes upon alien passengers arriving in the ports of those States, to be in violation of the Constitution and laws of the United States. In the separate opinions'delivered by the Justices there will .not be found any expression of doubt as to the doctrines announced in Gibbons v. Ogden. Mr. Justice McLean said: “ Commerce is defined to be ‘ an exchange of commodities.’ But this definition does not convey the full meaning of the term. It includes ‘ navigation and intercourse.’ • That the transportation of passengers is part of commerce is not now an open question.” Mr. Justice Grier said: “ Commerce, as defined by this court, means something more than traffic — it is intercourse; and the power committed to Congress to regulate commerce is exercised by prescribing rules for carrying on that intercourse.” The same views were expressed by Mr. Justice Wayne, in his separate opinion. He regarded the question then before the
In Almy v. State of California,
In Henderson &c. v. Mayor &c.,
The question of the scope of the commerce clause was again considered in Pensacola Tel. Co. v. Western Union Tel. Co.,
In County of Mobile v. Kimball,
Applying the doctrine announced in Pensacola Tel. Co. v. Western Union Tel. Co., it was held in Telegraph Co. v. Texas,
In Brown v. Houston,
In Pickard v. Pullman Southern Car Company,
In Western Union Tel. Co. v. Pendleton,
In Covington &c. Bridge Company v. Kentucky,
At the present term of the court we said that “ transportation for others, as an independent business, is commerce, irrespective of the purpose to sell or retain the goods which the owner may entertain with regard to them after they shall have been delivered.” Hanley &c. v. Kansas City Southern Railway,
This reference to prior adjudications could be extended if it were necessary to do so. The cases cited however sufficiently indicate the grounds upon whieh this court has proceeded when determining the meaning and scope of- the commerce clause. They show that commerce among the States embraces navigation, intercourse, communication, traffic, the transit of persons,
We come then to inquire whether there is any solid foundation upon which to rest the contention that Congress may not regulate the carrying of lottery tickets from one State to another, at least by corporations or companies whose business it is, for hire, to carry tangible property from one State to another.
It was said in argument that lottery tickets are not of any real or substantial value in themselves, and therefore are not subjects of commerce. If that were conceded to be the only legal test as to what are to be deemed subjects of the commerce that may be regulated by Congress, we cannot accept as accurate the broad statement that such tickets are of no value. Upon their face they showed that the lottery company offered a large capital prize, to be paid to the holder of the ticket, winning the prize at the drawing advertised to be held at As-. unción, Paraguay. Money was placed on deposit in different banks in the United States to be applied by the agents representing the lottery company to the prompt payment of prizes. These tickets were the subject of traffic ; they could have been sold ; and the holder was assured that the company would pay to him the amount of the prize drawn. That the holder might not have been able to enforce his claim in the courts of any country making the drawing of lotteries illegal, and forbidding the circulation of lottery tickets, did not change the fact that
We are of opinion that lottery tickets are subjects of traffic and therefore are subjects of commerce, and the regulation of the carriage of such tickets from State to State, at least by independent carriers, is a regulation of commerce among the several States.
But it is said that the statute in question does not regulate the carrying of lottery tickets from State to State, but by punishing those who cause them to be so carried Congress in effect prohibits such carrying ; that in respect of the carrying from one State to another of articles or things that are, in fact, or according to usage in business, the subjects of commerce, the authority given' Congress was not to prohibit, but only to regulate. This view was earnestly pressed at the bar by learned counsel, and must be examined.
It is to be. remarked that the Constitution does not define what is to be deemed a legitimate regulation of interstate commerce. In Gibbons v. Ogden it was said that the power to regulate such commerce is the power to prescribe the rule by which it is to be governed. But this general observation leaves it to be determined, when the question comes before the court, whether Congress in prescribing a particular rule has exceeded its power under the Constitution. ' While our Government
We have said that the carrying from State to State of lottery tickets constitutes interstate commerce, and that the regulation of such commerce is within the power of Congress under the Constitution. Are we prepared to say that a provision which is, in effect, a prohibition of the carriage of such articles from State to State is not a fit or appropriate mode for the regulation of that particular kind of commerce ? If lottery traffic, carried on through interstate commerce, is a matter of which Congress may take cognizance and over which its power may be exerted, can it be possible that it must tolerate the traffic, and simply regulate the manner in which it may be carried on? Or may not Congress, for the protection of the people of all the States, and under the power to regulate interstate commerce, devise such means, within the scope of the Constitution, and not prohibited by it, as will drive that traffic out of commerce among the States ?
In determining whether regulation may not under some circumstances properly take the form or have the effect of prohibition, the nature of the'interstate traffic which it was sought by the act of May 2, 1895, to suppress cannot be overlooked. When enacting that statute Congress no doubt shared the views upon the subject of lotteries heretofore expressed by this court.
If a State, when considering legislation for the suppression of lotteries within its own limits, may properly take into view the evils that inhere in the raising of money, in that mode, why may not Congress, invested with the power to regulate commerce among the several States, provide that such commerce shall not be polluted by the carrying of lottery tickets from one State to another % In this connection it must not be forgotten that the power of Congress to regulate commerce among the States is plenary, is complete in itself, and is subject to no limitations except such as may be found in the Constitution. What provision in that instrument can be regarded as limiting the exercise of the power granted ? What clause can be cited which, in any degree, countenances the suggestion that one may, of right, carry or cause to be carried from one State to another that which will harm the public morals ? We cannot think of any clause of that instrument that could possibly be invoked by those who assert their right to send lottery tickets 'from State to State except the one providing that no person shall be deprived of his liberty without due process of law. We have said that the liberty protected by the Constitution
If it be said that the act of 1895 is inconsistent with the Tenth Amendment, reserving to the States respectively or to the people the powers not delegated to the United States, the answer is that the power to regulate commerce among the States has-been expressly delegated to Congress.
Besides, Congress, by that act, does not - assume to interfere with traffic or commerce in lottery tickets carried on exclusively within '¿he limits of any State, but has in view only commerce of that kind among the several States. It has not assumed to interfere with the completely internal affairs of any State, and has only legislated in respect of a matter.which concerns the, people of the United States. As a State may, for the purpose of, guarding the morals of its own people, forbid all sales of lottery tickets within its limits, so Congress, for the purpose of guarding the people of the United States against the “widespread pestilence of lotteries ” and to protect the commerce which concerns all the States, may prohibit,, the carrying of lottery' tickets from one State to another. In legislating upon the subject of the traffic in lottery tickets, as carried on through interstate commerce, Congress only supplemented the action of those States — perhaps all of them — which, for the protection of the public morals, prohibit the drawing of lotteries, as well as the sale or circulation of lottery tickets, within their respective limits. It said, in effect, that it would not permit the declared policy of the States, which sought to protect their people against the mischiefs of the lottery business, to be overthrown or disregarded by the agency of interstate commerce. We should hesitate long before adjudging that an evil of such
That regulation may sometimes appropriately assume the form of prohibition is also illustrated by the case of diseased cattle, transported from one State to anóther. Such cattle may have, notwithstanding their condition, a value in money for some purposes, and yet it cannot be doubted that Congress, under its power to regulate commerce, may either provide for their .being inspected before transportation begins, or, in its discretion, may prohibit their being transported from one State to another. Indeed, by the act of May 29, 1884, c. 60, Congress has provided : “ That no railroad company within the United States, or the owners or masters of any steam or sailing or other vessel or boat, shall receive for transportation or transport, from one State or Territory to another, or from any State into the District of Columbia, or from the District into any State, any. live stock affected with any contagious, infectious, ojjicommunicable disease, and especially the disease known as
The act. of July 2,1890, known as the Sherman Anti-Trust Act, and which is based upon the power of Congress to regulate commerce among the States, is an illustration of the proposition that regulation may take the form of prohibition. The object •of that act was to protect trade and commerce against unlawful restraints and monopolies. To accomplish that object Congress declared certain contracts to be illegal. That act, in effect, prohibited the doing of certain things, and its prohibitory clauses have been sustained in several cases as valid under the power Of Congress to regulate interstate commerce. United States v. Trans-Missouri Freight Association,
That regulation may sometimes take the form or have the effect of prohibition is also illustrated in the case of In re Rahrer,
Then followed the passage by Congress of the act of August 8, 1890, 26 Stat. 313, c. 728, providing “ that all fermented, distilled, or other intoxicating liquors or liquids transported into any State or Territory, or remaining therein for use, consumption,^ sale or storage therein, shall upon arrival in such State or Territory be subject to the operation and effect of the laws of such State or Territory enacted in the exercise of its police powers, to the same extent and in the same manner as though such liquids or liquors had been produced in such State or Territory, and shall not be exempt therefrom by reason of being introduced therein in original packages or otherwise.” That act was sustained in the Rahrer case as a valid exercise of the power of Congress to regulate commerce among the States.
In Rhodes v. Iowa,
Thus under its power to regulate interstate commerce, as in
It is said, however, that if, in order to suppress lotteries carried on through interstate commerce, Congress may exclude lottery, tickets from such commerce, that principle leads necessarily to the conclusion that Congress may arbitrarily exclude from commerce among the States any article, commodity or thing, of whatever kind or nature, or however useful or valuable, which it may choose, no matter with what motive, to declare shall not be carried from one State to another. It will be-time enough to consider the constitutionality of such legislation when we must do so. The present case does not require the court to declare the full extent of the power that Congress may exercise in the regulation of commerce among the States. We may, however, repeat, in this connection, what the court has heretofore said, that the powér of Congress to regulate commerce among the States, although plenary, cannot be deemed arbitrary; since it is subject to such limitations or restrictions as
The whole subject is too important, and the questions suggested by its consideration are tod difficult of solution, to justify any attempt to lay down a rule for determining in advance the validity of every statute that may be enacted under the commeree clause. We decide nothing more in the present cast than that lottery tickets are subjects of traffic among those who choose to'sell or buy them ; that the carriage of such'tickets by independent carriers from one State to another is therefore in terstate commerce; that under its power to regulate commerce among the several States Congress — subject to the limitations imposed by the Constitution upon the exercise of the powers granted — has plenary.authority over such commerce, and may prohibit the carriage of such tickets from State to State; and that legislation to that end, and of that character, is not incon-
The judgment is
Affirmed.
Dissenting Opinion
dissenting.
Although the first section of the act of March 2,1895, 28 Stat. 963, c. 191, is inartificially drawn, I accept the contention of the Government that it makes it an offence (1) to bring lottery matter from abroad into the United States; (2) to cause such matter to be deposited in or carried by the mails of the United States; (3) to cause such matter to be carried from one State to another in the United States ; and further, to cause any advertisement of a lottery or similar enterprise to be brought into the United States, or be deposited or carried by the mails, or transferred from one State to another.
The case before us does not involve in fact the circulation of advertisements and the question of the abridgement of the freedom of the press ; nor does it involve the importation of lottery matter, or its transmission by the mails. It is conceded that the lottery tickets in question, though purporting to be issued by a lottery company of Paraguay, were printed in the United States, and were not imported into the United States from any foreign country.
The naked question is whether the prohibition by Congress of the carriage of lottery tickets from one State to another by means other than the mails is within the powers vested in that body by the Constitution of the United States. That the purpose of Congress iri this enactment was the suppression of lotteries cannot reasonably be denied. That purpose is avowed in the title of the act, and is its natural and reasonable effect, and by that its validity must be tested. Henderson v. Mayor &c.,
The power of the State to impose restraints and burdens on persons and property in conservation and promotion of the pub-
It is urged, however, that because Congress is empowered to regulate commerce between the several States, it, therefore, may suppress lotteries by prohibiting the carriage of lottery matter. Congress may indeed make all laws necessary and proper for carrying the powers granted to it into execution, and doubtless an act prohibiting the carriage of lottery matter would be necessary and proper to the execution of a power to suppress lotteries; but that power belongs to the States and not to Congress. To hold that Congress has general police power would be to hold that it may accomplish objects not entrusted to the General Government, and to defeat the operation of the Tenth Amendment, declaring that: “ The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people.”
The ground on which prior acts forbidding the transmission of lottery matter by the mails was sustained, Avas that the power vested in Congress to establish post offices and post roads embraced the regulation of the entire postal system of the country, and that under that power Congress might designate Avhat might be carried in the mails and what excluded. In re Rapier,
In the latter case, Mr. Justice Field, delivering the unanimous opinion of the court, said : “ But we do not think that Congress possesses the power to prevent the transportation in other ways, as merchandise, of matter which it excludes from the mails. To give efficiency to its regulations and prevent rival postal systems, it may perhaps prohibit the carriage by others for hire, over postal routes, of articles which legitimately constitute mail matter, in the sense in which those terms were used Avhen thr Constitution Avas adopted, consisting of letters, and of newspa
Certainly the act before us cannot stand the test of the rule laid down by Mr. Justice Miller in the Trade-Mark Cases,
But apart from the question of bona fides, this act cannot be brought within the power to regulate commerce among the several States, unless lottery tickets are articles of commerce, and, therefore, when carried across state lines, of interstate commerce ; or unless the power to regulate interstate commerce includes the absolute and exclusive po.wer to prohibit the transportation of anything or anybody from one State to another.
Mr. Justice Catron remarked in the License Cases,
In United States v. E. C. Knight Company,
It cannot be successfully contended that either Congress or the States can, by their own legislation, enlarge their powers, and the question of the extent and limit of the powers of either is a judicial question under the fundamental law.
If a particular article is not the subject of commerce, the determination of Congress that it is, cannot be so conclusive as to exclude judicial inquiry.
When Chief Justice Marshall, said that commerce embraced intercourse, he added, commercial intercourse, and this was necessarily so since, as Chief Justice Taney pointed out, if intercourse were a word of larger meaning than the word commerce, it could not be substituted for the word of more limited meaning contained in the Constitution.
Is the carriage of lottery tickets from one State to another commercial intercourse ?
The lottery tieket'purports to create contractual relations and to furnish the means of enforcing a contract right.
This is true of insurance policies, and both are contingent in their nature. Yet this court has held that the issuing of fire, marine, and life insurance policies, in one Staie, and sending them to another, to be there delivered to the insured on .payment of premium, is not interstate commerce. Paul v. Virginia,
In Paul v. Virginia, Mr. Justice Field, in delivering the unanimous opinion of thé court, said : “Issuing a policy of insurance is not a transaction of commerce. The policies are simple contracts of indemnity against loss by fire, entered into between the corporations and the assured, for a consideration paid by the-latter. These contracts are not articles of com
This language ivas quoted with approval in Hooper v. California,
The fact that the agent of the foreign insurance company negotiated the contract of insurance in the State where the contract was to be finally completed and the policy delivered, did not affect the result. As Mr. Justice Bradley said in the leading case of Robins v. Shelby County Taxing District,
Tested by the same reasoning, negotiable instruments are not instruments of commerce; bills of lading are, because they 'sta,nd for the articles included therein; hence it has been held that a State cannot tax interstate bills of- lading because that would be a regulation of interstate commerce, and that Congress cannot tax foreign bills of lading, because that would be to tax the articles exported, and in conflict with Article I, § .9, cl. 5, of the Constitution of the United States, that “ No tax or duty shall be laid on articles exported from any State.” Fairbank v. United States,
In Nathan v. Louisiana,
And in Williams v. Fears,
In Cohens v. Virginia,
The court held, by Chief Justice Marshall, that, the lottery was merely the emanation of a corporate power, and “ that the
The constitutionality of the act of .Congress, as forcing the sale of tickets in Virginia, was therefore not passed on, but if lottery tickets had been deemed articles of commerce, the Virginia statute would have been invalid as a regulation of commerce, and the conviction could hardly have been affirmed, as it was.
In Nutting v. Massachusetts,
If a State should create- a corporation to engage in the -business of lotteries, could it enter another State, which prohibited lotteries, on the ground that lottery tickets were the subjects of commórce ?
On the other hand, could Congress compel a State to admit lottery matter within it, contrary to its own laws ?
In Alexander v. State, 86 Georgia, 246, it was held that a state statute prohibiting the business of buying and selling what are commonly known as “futures,” was not protected by the commerce clause of the Constitution, as the business was gambling, and that clause protected interstate commerce but did not protect interstate gambling. The same view was expressed in State v. Stripling, 113 Alabama, 120, in respect of an act forbidding the sale of pools on horse races conducted without the State.
In Ballock v. Maryland,
So lottery tickets forbidden to be issued or dealt in by the laws of Texas, the terminus a quo, and by the laws of California or TTtah, the terminus ad quem, were not vendible; and for this reason also not articles of. commerce.
If a lottery ticket is not an article of commerce, how can it become so when placed in an envelope or box or other covering, and transported by an express company? To say that the mere carrying of an article which is not an article of commerce in and of itself nevertheless becomes such the moment ■it is to be transported from one State to another, is to transform a non-commercial article into a commercial one simply because it is transported. I cannot conceive that any such result can properly follow.
It would be to say that everything is an article of commerce the moment it is taken to be transported from place to place, and of interstate commerce if from State to State.
An invitation to dine, or to take a drive, or a note of introduction, all become articles of commerce under the ruling in this case, by being deposited with an express company for transportation. This in eifect breaks down all the differences between that which is, and that which is not, an article of commerce, and the necessary consequence is to take from the States all jurisdiction over the subject so far as interstate communication is concerned. It is a long step in the direction of wiping out all traces of state lines, and the creation of a centralized Government.
Does the grant to Congress of the power to regulate interstate commerce impart the absolute power to prohibit it ?
It was said in Gibbons v. Ogden,
“ But if that power of regulation is absolutely unrestricted as respects interstate commerce, then the very unity the Constitution was framed to secure can be set at naught by a legislative body created by that instrument.” Dooley v. United States,
It will not do to say — a suggestion which has heretofore been made in this case — that state laws have been found to be ineffective for the suppression of lotteries, and' therefore Congress should interfere. The scope of the commerce clause of the Constitution cannot be enlarged because of present views of public interest.
In countries whose fundamental law is flexible it may be that .the homely maxim, “to ease the shoe where it pinches,” may be applied, but under the Constitution of the United States it cannot be availed of to justify action by. Congress or by the courts.
The Constitution gives no countenance to the theory that Congress is vested with the full powers of the British Parliament, and that, although subject to constitutional limitations, it is the sole judge of their extent and application; and the decisions of this court from the beginning have been to the contrary.
“ To what purpose are powers limited, and to -what purpose is that limitation committed to writing, if these limits may, at any time, be passed by those intended to be restrained ? ” asked Marshall, in Marbury v. Madison,
“Should Congress,” said the same great magistrate in McCulloch v. Maryland,
It is argued that the power to regulate commerce among the • several States is the same as the power to regulate commerce with foreign nations, and with the Indian tribes. But is its scope the same %
As in effect, before observed, the power to regulate commerce with foreign nations and the power to regulate interstate commerce, are to be taken diverso intuitu, for the latter was intended to secure equality and freedom in commercial intercourse as between the States, not to permit the creation of impediments to such intercourse; while the former clothed Congress with that power over international commerce, pertaining to a sovereign nation in its intercourse with foreign nations, and subject, generally speaking, to no implied or reserved power in the States. The laws which would be necessary and proper in the one case, would not be necessary or proper in the other.
Congress is forbidden to lay any tax or duty on articles exported from any State, and while that has been applied to exports to a foreign country, it seems to me that it was plainly intended to apply to interstate exportation as well; Congress is forbidden to give preference by any regulation of commerce or revenue to the ports of one State over those of another; and duties, imposts and excises must be uniform throughout the United States.
“ The citizens of each State shall be entitled to all privileges and immunities of citizens in the several States.” This clause of the second section of Article IY was taken from the fourth Article of Confederation, which provided that “ the free inhabitants of each of these States . . . shall be entitled to all privileges and immunities of free citizens in the several States; and the people of each State shall have free ingress and egress to and from any other State, and shall enjoy therein all the ■privileges of trade and commerce;” while other parts of the
Mr. Justice Miller, in the Slaughter-House Cases,
Thus it is seen that the right of passage of persons and property from one State to another cannot be prohibited' by Congress. But that does not challenge the legislative power of a sovereign nation to exclude foreign persons or commodities, or place an embargo, perhaps not permanent, upon foreign ships or manufactures.
The power to prohibit the transportation of diseased animals and infected goods over railroads or on steamboats is an entirely different thing, for they would be in themselves injurious to the transaction of interstate commerce, and, moreover, are essentially commercial in their nature. And the exclusion of diseased persons rests on different ground, for nobody would pretend that persons could be kept off the trains because they 'were going from one State to another to engage in the lottery business. However enticing that business may be, we do not understand these pieces of paper themselves can communicate bad principles by contact.
The same view must be taken as to commerce with Indian tribes. There is no reservation of police powers or any other to a foreign nation or to an Indian tribe, and the scope of the-power is not the same as that over interstate commerce.
In United States v. 43 Gallons of Whiskey,
I regard tins decision as inconsistent with the views of the framers of the Constitution, and of Marshall, its great expounder. • Our form of government may remain notwithstanding legislation or decision, but, as long ago observed, it is with governments, as with religions, the form may survive the substance of the faith.
In my opinion the act in question in the particular under consideration is invalid, and the judgments below ought to be reversed, find my brothers Beeweb, Shieas and Peckham concur in this dissent.
