Opinion
INTRODUCTION
“People in an open society do not demand infallibility from their institutions,
With few exceptions, the Ralph M. Brown Act obligates government agencies to meet and act in public. (Gov. Code, § 54950 et seq. (the Brown Act).) 1 Richard P. McKee is president of the California First Amendment Coalition, a group dedicated to enforcing the Brown Act and the California Public Records Act. (§ 6250 et seq. (the Public Records Act).) This appeal arises from a suit filed by McKee and the Los Angeles Times against the Los Angeles County Board of Supervisors for violating the Brown Act. 2
Appellants’ petition sought a writ of mandate and declaratory and injunctive relief based on seven causes of action arising from various alleged Brown Act violations. The trial court granted appellants declaratory relief on three causes of action addressing three different Board meetings, but found for the Board on the other claims. Neither side sought appellate review on the merits of the trial court’s decision. Appellants’ posttrial motion for attorneys fees under the Brown Act (§ 54960.5) was denied, prompting this appeal. For the reasons set forth below, we reverse the trial court’s order and remand for a new hearing to determine the amount of the attorneys fee award.
FACTS AND PROCEDURAL HISTORY
In December 2001, County health care aides were backing a ballot measure to increase their pay (the health care or ballot measure). On December 18, 2001, the Board met in closed session with County Counsel Lloyd W. Pellman to discuss whether the County should sue to keep that measure off the ballot. The matter had been placed on the agenda as a closed session item under the Brown Act’s exception for an agency’s decision whether to initiate litigation. (§ 54956.9, subd. (c).) Because the merits of the proposed suit were unclear, Pellman floated the idea of provoking the health care aides to sue the County by refusing to submit the required ballot title and summary to the Registrar of Voters (Elec. Code, § 9105, subd. (a)), thereby keeping the measure off the ballot. Four of the five supervisors present agreed and instructed Pellman to send a letter to the ballot measure’s proponents stating that Pellman would not place the measure on the ballot. 3 Pellman changed his mind the next day—December 19—however, and phoned three of the supervisors to let them know he had decided to comply with the law and place the measure on the ballot.
The Board scheduled a closed session for January 4, 2002, under the Brown Act’s exceptions for employee evaluations (§ 54957) and for conferences with legal counsel regarding exposure to litigation. (§ 54956.9, subd. (b).) In advance of that session, which was apparently prompted by concerns over Pellman’s December 19 phone calls to three Board members, Supervisor Gloria Molina sent a letter to the other Board members on January 3, 2002,
Based on Molina’s concerns that Pellman’s December 19 phone calls violated the Brown Act, the Board adopted new closed session protocols at a public Board meeting on February 5, 2002. Under those new protocols, any decision to consider a matter during a closed session had to be made by the Board’s chairperson, who would approve or deny the request based upon the County Counsel’s advice concerning the applicability of the Brown Act. The new protocols also directed that minutes of any closed session actions be kept, but that no minutes or sound recordings be made of the closed session discussions.
On February 20, 2002, Times staff writer Evelyn Larrubia wrote letters to Board members Molina and Yaroslavsky about these events. Larrubia’s letter to Molina was a request under the Public Records Act seeking the release of all documents from Molina’s office concerning the health care measure and Pellman’s duties in regard to that measure. The letter to Yaroslavsky accused the Board of violating the Brown Act on December 18, January 4, and January 8 and demanded that the Board cure those violations within 30 days by releasing all documents concerning the actions taken and by publicly disclosing the positions taken by each supervisor, along with their reasons for doing so. (§ 54960.1, subd. (b).) In regard to the two January meetings, however, Larrubia’s letter to Yaroslavsky was not based on the Board’s direction to develop new closed sessions protocols. Instead, it was based on the Board’s closed session receipt of a report by Pellman and the County’s chief administrative officer about the duties of government lawyers in legal representation. 4
The Board’s executive officer, Violet Varona-Lukens, replied to the Times’s Public Records Act request on February 28, 2002. In a letter to Larrubia, Varona-Lukens stated her refusal to release various documents that were responsive to Larrubia’s request because they related to an employee performance evaluation and were therefore exempt from disclosure. However, those documents were inadvertently attached to Varona-Lukens’s letter to the Times. 5
On March 8, 2002, the Times published a story about the December 18, January 4,
On March 28, 2002, the Board issued its agenda for its April 2 public meeting, including further proposed changes to the Board’s closed session protocols, along with various other measures designed to improve and ensure the Board’s compliance with the Brown Act and the Public Records Act. Those changes were approved by the Board on April 2, 2002. They included: (1) tape recording of all closed sessions; (2) requiring that all meetings by the supervisors’ deputies be held as if the Brown Act applied to them; (3) requiring that all written materials related to Board agenda items be posted on the County’s Web page; (4) an improved means of processing and responding to Public Records Act requests; (5) Brown Act training sessions for various County employees; and (6) improved descriptions of closed session agenda items in easily understood lay terms.
Appellants filed suit on March 2.9, 2002, one day after the agenda for the Board’s April 2 meeting was posted. Relying in large part on the Board documents inadvertently sent to the Times, the petition alleged seven causes of action. The first alleged that the Board violated the Brown Act on December 18, 2001, when it secretly directed Pellman to violate the state elections code and keep the health care measure off the ballot. The second cause of action alleged that the Board violated the Brown Act as a result of Pellman’s December 19, 2001, phone calls to three supervisors to discuss his decision to instead change course and place that measure on the ballot. The third and fourth causes of action alleged that the Board violated the Brown Act on January 4 and 8, 2002, by discussing the events of December 18 and 19. The other causes of action alleged that the Board violated the Brown Act by failing to specify the department head supposedly being evaluated in closed session, by using the supervisors’ deputies as surrogates to hold private “shadow Board” meetings to decide the Board’s business, and by holding weekly serial meetings with the County’s administrative officer in order to secretly decide Board business. Based on those allegations, appellants sought injunctive and declaratory relief and a writ of mandate halting those practices.
Both before and after the petition was filed, the County took various steps to obtain the return of the documents it inadvertently sent to the Times and to prevent their use at trial. In early March 2002, the County Counsel’s office demanded the return of the documents. The Board later sought to exclude those documents from the trial on the ground that they were protected by the Brown Act and were otherwise privileged, contending that based on the absence of those documents, appellants would then be unable to prove their claims. The Board also contended on the merits that its actions were in full compliance with the Brown Act. To support its contentions, the Board filed under seal numerous documents that it believed were privileged, asking the trial court to review them.
At trial, the court granted only part of the Board’s motion to lodge certain documents
The court entered judgment for appellants on July 3, 2002, finding that the Board violated the Brown Act on December 18, 2001 when—under the guise of a closed session agenda description relating to the initiation of litigation—it discussed and acted on Bellman’s suggestion to provoke a lawsuit by proponents of the health care measure by violating his legal obligation to have that measure placed on the ballot. The court found that two other separate Brown Act violations occurred on January 4 and 8, 2002, when— under the guise of closed session agenda descriptions relating to employee evaluations and the prospect of pending litigation—the Board directed its administrative officer to develop new Brown Act protocols. Although the court granted declaratory relief as to those three claims, it mled for the Board on all other causes of action.
Appellants moved to recover their attorneys fees under the Brown Act’s fee provision. (§ 54960.5.) The trial court denied the motion, finding that special circumstances existed which would make a fee award unjust. Appellants contend that the trial court abused its discretion by denying their attorneys fee motion.
DISCUSSION
1. The Board’s Brown Act Violations
The Brown Act requires that most meetings of a local agency’s legislative body be open to the public for attendance by all. (§ 54953, subd. (a).) The Legislature forcefully stated its intent when passing the Brown Act: “In enacting this chapter, the Legislature finds and declares that the public commissions, boards and councils and the other public agencies in this State exist to aid in the conduct of the people’s business. It is the intent of the law that their actions be taken openly and that their deliberations be conducted openly, [f] The people of this State do not yield their sovereignty to the agencies which serve them. The people, in delegating authority, do not give their public servants the right to decide what is good for the people to know and what is not good for them to know. The people insist on remaining informed so that they may retain control over the instruments they have created.” (§ 54950.)
Among its provisions, the Brown Act requires that an agenda be posted at least 72 hours before a regular meeting and forbids action on any items not on that agenda. (§ 54954.2, subd. (a).) “The [Brown] Act thus serves to facilitate public participation in all phases of local government decisionmaking and to curb misuse of the democratic process by secret legislation of public bodies. [Citation.]”
(Epstein
v.
Hollywood Entertainment Dist. II Bus. Improvement Dist.
(2001)
There are several exceptions to the Brown Act. At issue here is the one permitting a public agency to meet in closed
The Board met in closed session on December 18, 2001, pursuant to the Brown Act’s initiation of litigation exception. (§ 54956.9, subd. (c).) There is no dispute that its initial discussions about the propriety of suing to challenge the health care measure fell within this exception. The Board contended that when its focus shifted to having Pellman keep that measure off the ballot by violating his duties under the Elections Code as a means of prompting a suit by those backing the measure, it was still acting within the scope of section 54956.9, subdivision (c). The trial court rejected that contention, declaring the practice illegal under the Brown Act because “it was a topic that did not deal with initiation [of litigation]” and because “it was beyond the agenda. It was an action that should not have been taken, of course, in the closed meeting; and finally, it should have been reported.”
The Board met in closed session on January 4 and 8, 2002, pursuant to the Brown Act’s pending litigation (§ 54956.9, subd. (b)(1)) and employee evaluation exceptions. (§ 54957.) When the trial court unsealed the minutes of those meetings, it and appellants learned for the first time that the Board ordered the development of new Brown Act protocols during those sessions. The Board offered no defense to the consideration of Brown Act protocols in closed meetings, admitting to the court that “a mistake was made.” The Board did not cross-appeal from the judgment and effectively concedes that it violated the Brown Act on December 18, 2001, and January 4 and 8, 2002. 6
2. The Common Cause Decisions
The court “may award court costs and reasonable attorney fees” to a successful Brown Act plaintiff. (§ 54960.5.) The first two decisions to interpret this provision were
Common Cause v. Stirling
(1981)
A. Common Cause I
The
Common Cause
decisions arose after six members of the San Diego City Council sent a letter to the city manager directing him to stop trying to serve the summons and complaint in an eminent domain action the city had filed. The letter said the council planned to reopen the
The Common Cause I court held that the trial court erred by relying on the standards for awarding fees established by Code of Civil Procedure section 1021.5 because that statute was intended to provide specific guidelines for the exercise of a trial court’s inherent judicial power to award fees not expressly authorized by statute. (Common Cause I, supra, 119 Cal.App.3d at pp. 662-663.) Instead, the appellate court held that the Brown Act’s attorneys fee provision was analogous to a variety of federal public interest statutes, including civil rights, voting rights and water pollution control laws. Those federal acts “provide for payment of attorney’s fees without special qualification, because in the absence of such provision there would be little incentive to bring such lawsuits.” (Id. at p. 663.)
In looking to federal precedent, the
Common Cause I
court was guided by
Newman v. Piggie Park Enterprises, Inc.
(1968)
In holding that the trial court erred by denying fees based on the lack of statewide significance of the suit, the
Common Cause I
court acknowledged that Brown Act violations involving local agencies would rarely have statewide impact. “Nevertheless, regardless of the local nature of the agency, the Legislature has declared the goals of the Brown Act to be vital and of statewide significance. Section 54950 furthers the goal of public discussion and decision making in government which is inherent in a democratic political system and has been strongly supported in judicial and scholarly precedent. [Citations.]”
(Common Cause I, supra,
B. Common Cause II
On remand from Common Cause I, the trial court again denied plaintiffs their attorneys fees. Based on the city council’s later public hearing on the matters discussed in its private letter to the city manager, the trial court found that the suit was unnecessary, that no public injury occurred, and that the problem created by the private letter had been solved by other means. Because there were no allegations of a concerted effort to avoid the law generally, combined with the trial court’s earlier finding that the private letter was not part of the council’s normal procedure, the trial court found that the violation was not likely to recur. The trial court also found that the public benefit from the action was insubstantial even at the local level. The plaintiffs appealed again, and the appellate court held that the trial court abused its discretion by denying their fees motion.
The
Common Cause II
court noted that the city attorney issued two written opinions concluding that no Brown Act violation occurred. In one of those letters, the city attorney wrote that it was not uncommon for council members to commence an action by way of a private letter, leading to an open and public discussion of the matter. The appellate court concluded that the latter statement rendered insupportable the trial court’s conclusion that the private letter did not represent the council’s normal procedure. “From the view of Common Cause the necessity for filing this action was to preclude further Brown Act violations. The lawsuit could have been avoided had the city attorney responded to the Common Cause letter [complaining of a Brown Act violation] by agreeing to advise the city council members not to take future action by means of circulated letter and/or acknowledging the previous action did violate the Brown Act. The city attorney refused to do either and, in fact, emphasized his belief the procedure was perfectly proper. Thus, there was reason to believe there would be continuing use of circulated letter agreements without judicial intervention. . . .”
(Common Cause II, supra,
According to the appellate court, the lawsuit was not brought to undo the council’s
3. The Standard of Review and the Law of Special Circumstances
Common Cause I
is significant not just for its holding, but for its reliance on federal decisions interpreting attorneys fees provisions applicable to a variety of federal public interest statutes, which the appellate court believed were analogous to section 54960.5 of the Brown Act. Because
Common Cause I
relied on analogous federal statutes and case law, and because our Legislature amended section 54960.5 after both
Common Cause I
and
II
were decided (Stats. 1986, ch. 641, § 10, p. 2160), we will also look to decisions interpreting analogous federal law.
(Marina Point, Ltd.
v.
Wolfson
(1982)
A. Standard of Review
Common Cause I
observed that the Brown Act’s attorneys fee provision was enacted in 1975 in order to encourage private enforcement of the Brown
Act’s stated policies. The fee provision was needed “to encourage private enforcement because lack of judicial interpretation hampered the act’s effectiveness and penalties for noncompliance would otherwise be inadequate.”
(Common Cause I, supra,
In order to carry out that purpose, the
Common Cause I
court endorsed the standard announced in
Piggie Park, supra,
In short, the trial court has the discretion to deny successful Brown Act plaintiffs their attorneys fees, but only if the defendant shows that special circumstances exist that would make such an award unjust.
B. The Law of Special Circumstances
As one might imagine, given the variety of federal laws subject to private enforcement, the fact patterns justifying a denial of fees vary greatly. Nevertheless, a few basic guidelines have emerged. In Briggs, the District Court gave the following examples:
“ Instances in which special circumstances were found to justify a denial of a fee award include outrageous conduct on the part of plaintiff, and situations in which a defendant is powerless to provide the remedy sought by plaintiff. Other instances where counsel fees were denied include circumstances wherein plaintiff’s claims were clothed as [42 U.S.C.] § 1983 actions but clearly were state law claims, and where plaintiffs, with the barest standing, attacked an antiquated rarely-enforced curfew statute without prior attempts to remedy the grievance without litigation.” (Briggs, supra,687 F.Supp. at p. 1524 , fhs. omitted [federal civil rights claim].) Briggs itself involved a challenge to a long-accepted Utah practice of allowing government litigation settlement agreements to remain confidential. The court acknowledged that, if the public entity had released the settlement agreement in question to the public without court order, the government would have presumptively breached the settlement agreement’s confidentiality provision, thus exposing the government to “substantial damages.” This factor justified the denial of attorneys fees. (Ibid.)
The Fifth Circuit has also recognized that denial of fees due to special circumstances
Riddell
also cited to cases where special circumstances existed justifying a denial of attorneys fees because plaintiffs’ efforts did not contribute to their litigation success. Among the decisions cited were
Aho, supra,
Aho was a federal civil rights class action alleging that Hawaiian school board officials violated federal guidelines by providing an inadequate school breakfast program. Suit was filed within weeks after the school board implemented the program. Seven months later, the parties settled and entered a consent agreement that obligated the school board to conduct a survey, tabulate the results, and implement the program in schools that desired to participate. The consent agreement expressly left undetermined whether the board’s existing program violated state or federal guidelines. It was also silent on the issue of the plaintiffs’ attorneys fees. When plaintiffs’ fee motion was denied, they appealed, prompting a cross-appeal from the school board in order to unwind the consent agreement.
The Ninth Circuit held that the district court did not abuse its discretion in denying plaintiffs their fees because special circumstances made such an award unjust. The
Aho
court relied heavily on the absence of a fees provision in the consent agreement, concluding that plaintiffs must have compromised in order to avoid the risk and expense of further litigation. Awarding fees in that circumstance “would alter the consequences of that compromise and would thus be manifestly unfair to [defendants].”
(Aho, supra,
Finally, the
Aho
court considered the statutory purposes of the federal attorneys fee statute: “Although the class of children who might benefit from the school breakfast program is a large one, we are
With these guiding principles in mind, we next conclude that" there were no special circumstances to justify the trial court’s order denying appellants their fees.
4. The Absence of Special Circumstances Mandates a Fee Award
Tracking both Common Cause I and Aho, the trial court denied appellants their fees for three reasons. First, their suit was unnecessary. Second, there was insufficient public injury. Third, attorneys fees were not needed to attract competent counsel because the Times had “plenty of incentive, other than attorneys’ fees, to bring this action.” The first two findings are a blend of several factors: the fact that the Board corrected its December 18 violation one day later when Pellman changed his mind, followed by its January 4 and 8 closed sessions initiating a series of protocols designed to improve the Board’s Brown Act compliance; the fact that the Board’s final changes to its Brown Act protocols—two days after appellants filed suit—were posted as agenda items the day before suit was filed; the existence of a good faith dispute as to whether a Brown Act violation occurred; and the unlikely recurrence of the violations, as shown by the absence of a recurring policy, the unusual and specific factual setting which gave rise to the Board’s violations, and the Board’s eventual steps to improve its Brown Act procedures. As we explain below, we conclude that the trial court erred.
Critical to the trial court’s order was its finding that the Board remedied its Brown Act violations when Pellman shifted gears on December 19 and when the Board adopted new Brown Act protocols before appellants sued. Based on this, the trial court concluded that no repeat violations were likely and that the action was unnecessary and conferred an insufficient public benefit to justify an award of fees. We disagree with the trial court both factually and legally.
First, Pellman’s change of heart the day after the Board voted to have him violate state election laws was not based on his belief that a Brown Act violation occurred on December 18. Neither was Supervisor Molina’s initiation of new Brown Act procedures on January 4 and 8. Instead, as the Board’s records show, it was prompted by Molina’s belief that the Brown Act had been violated on December 19 when Pellman phoned three Board members to discuss his decision to comply with the election laws.
Nor did the Board’s later adoption of new Brown Act protocols remedy the situation. At the time suit was filed on March 29, 2002, the Board had initially adopted a new protocol which barred the taking of discussion minutes or the tape recording of closed sessions. The new protocols also left it to the Board chairperson, acting on the advice of county counsel, to decide whether a matter was properly slated for closed session under the Brown Act. However, County Counsel Pellman was then
Although the Board’s subsequent April 2, 2002, vote permitted the taping of closed sessions and made other improvements in the Board’s Brown Act procedures, that action was taken after suit was filed. On May 8, 2002, Bellman submitted to the Board a comprehensive memo on the proposed new protocols. (See
Spencer v. General Elec. Co.
(E.D.Va. 1989)
These facts are far different from cases such as
Aho, supra,
Instead, the facts are much more like those in
Common Cause II.
As in that case, the agency’s legal counsel—Pellman—along with the district attorney, opined that no Brown Act violations occurred. Rather than acknowledge the violations and agree not to do so again, the Board and Pellman resisted appellants’ legal challenge, forcing the matter to trial and judgment. Protocols that gave Pellman a major voice in determining whether the Brown Act applied in any particular situation were not likely to prevent an immediate reoccurrence of Brown Act
We disagree with the trial court that the net result of this litigation conferred insufficient public benefit because there was no injury apart from the three violations themselves. As discussed earlier, the litigation was necessary to uncover the January 4 and 8 violations. The trial court found those violations insignificant because they initiated an overhaul of the Board’s Brown Act compliance procedures. We believe the trial court overlooked the timing and context of those two meetings, which occurred before any public disclosure of the events of December 18, 2001. Their purpose was to rectify a different perceived Brown Act violation and led to the adoption of new protocols in February that included a ban on discussion minutes or audiotapes of closed sessions. It was only after the events of December 18 became public that the Board undertook the further revisions of its Brown Act protocols. We also find the court’s reasoning unpersuasive because, as discussed earlier, those changes did not address the December 18 violation and, given the Board’s continued resistance to appellants’ assertions, left open the possibility that the same violation could recur. Finally, we reject the notion that it was somehow proper to violate the Brown Act in order to save the Brown Act.
Even though appellants lost on four of their causes of action and did not obtain injunctive or writ relief, the Brown Act expressly permits actions to “determine the applicability” of the act. (§ 54960, subd. (a).) As a result of their petition, appellants also obtained a declaration that the Board’s actions
on December 18, 2001, were illegal, thus clarifying the scope of the Brown Act’s initiation-of-litigation exception. To paraphrase the
Common Cause II
court, this action was brought to judicially determine the scope of that exception and, absent appellants’ lawsuit, neither they nor any other person could be assured that further such Brown Act violations would not occur.
9
(Common Cause II, supra,
We also reject the trial court’s reliance on the Board’s supposed good faith in defending its action as a special circumstance justifying the denial of appellants’ attorneys fees.
10
Although cases such as
Aho, supra,
The final reason the trial court gave for denying appellants’ fee motion was that “the
Aho
factor (cited in
Common Cause II)
that attorneys’ fees were needed to attract competent counsel, does not apply here. LA [T]imes had plenty of incentive, other than attorneys’ fees, to bring this action.” The
Aho
court did mention that as a factor, but without meaningful discussion or analysis.
(Aho, supra,
608 F.2d at pp. 367-368.) This was cited in
Common Cause I,
along with a citation to
Zarcone, supra,
We think the rule is a good one and should apply to the Brown Act. Given the strong public policy behind that act and the need to spur private enforcement through an award of attorneys fees
(Common Cause I, supra,
DISPOSITION
For the reasons set forth above, the order denying appellants their attorneys fees is reversed. The matter is remanded to the trial court with directions to hold a hearing on the proper amount of fees to be awarded. Appellants are to recover their costs on appeal, including their appellate attorney’s fees. (See
International Longshoremen’s & Warehousemen’s Union
v.
Los Angeles Export Terminal, supra,
Cooper, P. L, and Boland, 1, concurred.
Respondent’s petition for review by the Supreme Court was denied February 4, 2004. George, C. 1, did not participate therein.
Notes
All further undesignated section references are to the Government Code.
Appellant Los Angeles Times Communication LLC does business as the Los Angeles Times. For ease of reference, we will refer to it as “the Times” and to McKee and the Times collectively as “appellants.” We will refer to Los Angeles County as “the County” and to the Board of Supervisors as “the Board.”
Supervisor Zev Yaroslavsky was the lone dissenter.
The reason for this, as discussed below, is that appellants did not learn about the actual events at those closed sessions until the Board disclosed the minutes of those meetings at trial.
They included a December 14, 2001, letter from Pellman to the Board concerning the expected arrival of a legal analysis of the merits of a lawsuit to stop the health care workers’ ballot measure, a December 17, 2001, cover sheet to that opinion, the Board’s closed session agenda and minutes from the December 18 meeting, Pellman’s December 20, 2001, letter informing the Board that he had placed the health care measure on the ballot, Pellman’s January 2, 2002, letter to the Board explaining the reasons why he did not follow through on keeping that measure off the ballot, and Molina’s January 3, 2002, letter to the Board concerning her fear that the Brown Act had been violated on December 19.
As discussed in detail post, however, the Board contends that at least as to the December 18 violation, it acted in good faith based on a legitimate difference of opinion as to the interpretation of the initiation of litigation exception.
The Board apparently agrees because, among its many contentions on appeal, it states that the trial court properly relied on factors borrowed from various federal decisions.
The Board’s trial brief also relied on the County district attorney’s May 2002 opinion letters in response to complaints about the Board’s conduct, which concluded that no Brown Act violations occurred.
Even if recurring violations were unlikely, the judicial determinations obtained by appellants conferred a sufficient public benefit to compel an award of fees.
(Common Cause II, supra,
Appellants do not challenge the trial court’s finding that the Board’s defense of its actions was in good faith. As noted, the Board has not appealed the finding that it violated the Brown Act. Accordingly, neither issue is before us and we assume, without deciding so, that the Board acted in good faith.
In connection with this, we note that even though the private attorney general fee statute does not set the standards applicable to the Brown Act’s section 54960.5
(Common Cause I, supra,
119 Cal.App.3d at pp. 662-663), the private attorney general statute is still analogous to the Brown Act’s fee provision.
(International Longshoremen’s & Warehousemen’s Union v. Los Angeles Export Terminal, Inc.
(1999)
