Lead Opinion
Lorna Cassady, Executive Director of a multi-county jail located in Johnson County, Kentucky, brought this 42 U.S.C. § 1983 action against Thurman Tackett, the Johnson County jailer, for deprivation of her substantive due process rights under the fourteenth amendment. Cassady alleges that she was forced to barricade herself in her office after Tackett and his deputies threatened to kill her. Her complaint also included pendent state claims of false imprisonment and outrageous conduct. The District Court granted defendant Tackett’s motion for summary judgment on the section 1983 claim, finding that his alleged behavior had not violated any of Cassady’s constitutiоnal rights. The court then declined to accept jurisdiction over the pendent state claims and dismissed them without prejudice. We REVERSE.
I. FACTS
The Big Sandy Regional Jail, located in Paintsville, Johnson County, Kentucky, was constructed through the joint efforts of Martin, Lawrence, Magoffin and Johnson Counties. Not long into the venture, a dispute arose over whether the facility would be operated by the Regional Jail Authority or Johnson County authorities, principal among them Tackett, the elected county jailer. The Regional Jail Authority initially prevailed in state court litigation on this dispute, but Tackett appealed. While the appeal was pending, the Authority agreed to employ Tackett in the jail, apparently to supervise the incarceration and handling of prisoners. Meanwhile, in the fall of 1987, the Regional Authority had appointed Lorna Cassady Executive Director of the jail.
This arrangement proved ill-advised from the start. Cassady alleges that Tackett continually contested her authority to manage the jail and that their dispute grew increasingly bitter. According to Cassady, Tackett frequently ignored her, and on one occasion stated that she had no business at the facility and that his wife should have her position. In early January 1988, in response to the lаtest skirmish in their administrative turf dispute, Tackett allegedly shouted at Cassady that she was restricted to a certain area of the jail and dared her to venture further. Cassady claims that Tackett emphasized the order by drawing back his coat to reveal a holstered gun. The two apparently also clashed over whether Regional Jail Authority policy prohibited Tackett and his deputies from carrying guns within the jail.
The events giving rise to this cause of action occurred on January 13, 1988, when the smoldering cinders flared. By Cassa-dy's account, Tackett stormed into her outer office, shouting and cursing at her over the latest clash in their running conflict. Tackett was accompanied by several of his deputies, including his son Dewayne who, like Tackett, was allegedly armed that day
II. DID TACKETT ACT “UNDER COLOR OF STATE LAW”?
The initial inquiry in an action under 42 U.S.C. § 1983 focuses on two essential elements: (1) was the defendant official acting under color of state law? and (2) did the official’s conduct deprive the plaintiff of a right secured by the Constitution or federal statute? See Parratt v. Taylor,
A public official has acted “under color of state law” when he has “exercised power ‘possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.’” West v. Atkins,
Our Circuit has held that an off-duty police officer’s use of his gun could be action under the color of state law because he had authority under state law to carry the gun only by virtue of being a police officer, and because the dispute in which he used the gun originated in the performance of his official duties. Layne v. Sampley,
Here, we are obliged to conclude that in allеgedly flourishing and threatening to use his gun against Cassady, Tackett acted under color of state law. As in Layne, Tackett had authority or power to carry the gun in the jail only because he was the elected jailer of Johnson County. That Tackett acted against a fellow public employee is of no matter, as Ruhlman demonstrates.
III. WAS CASSADY DEPRIVED OF A CONSTITUTIONAL RIGHT?
The District Court disposed of Cassady’s claim of constitutional injury by relying principally on Baker v. McCollan,
A. Fourth Amendment
The fourth amendment’s protection against unreasonable seizures is triggered “ ‘only if, in view of all of the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave.’” United States v. Rose,
While nearly all seizure cases involve the arrest of a private person by a police officer, this family of precedent includes some interesting cousins. These atypical cases suggest several potentially relevant principles of law. First, it is apparent that the fourth amendment protects public officials such as Cassady from unreasonable government searches and seizures. See, e.g., National Treasury Employees Union v. Von Raab,
Secondly, Cassady need not have been acсused of wrongdoing to enjoy the protections of the fourth amendment. “It is surely anomalous to say that the individual and his private property are fully protected by the Fourth Amendment only when the individual is suspected of criminal behavior.” Camara v. Municipal Court,
In this case, both the District Court and Tackett analyzed Cassady’s deprivation of liberty claim under the fourth amendment. The District Court concluded that because Tackett’s conduct consisted only of threats, and there was no infliction of any physical wrong, the allegations and evidence even in the light most favorable to her did not constitute a seizure. If Cassa-dy reasonably believed that her freedom of
In Graham v. Connor,
Tackett has not defended this action on the basis that he had a right to terrorize Cassady, thus forcing her to confine herself to her office. Further, examined under the standard of objective reasonableness, there appears to be no legitimate reason for Tackett’s alleged actiоns as described by plaintiff. Not every threat will arise to the level of a constitutional violation, of course.
B. The Due Process Clause of the Fourteenth Amendment
Cassady contends with little elaboration that her stand-off with Tackett on
Applying the “shock the conscience” test in an area other than excessive force ... is problematic. Not only are there fewer instances in the case law, but the “shock the conscience” test is not as uniformly applied to cases where excessive forcе or physical brutality is not the basis of the claim. The “shock the conscience” standard, fuzzy under the best of circumstances, becomes fuzzy beyond a court’s power to interpret objectively where there is a dearth of previous decisions on which to base the standard. We doubt the utility of such a standard outside the realm of physical abuse, an area in which the consciences of judges are shocked with some degree of uniformity.
Braley,
In summary, Cassady has presented evidence from which a jury might find an illegal seizure within the meaning of the Fourth Amendment. However, her substantive due process claim falls short. Accordingly, the judgment of the District Court is REVERSED and the action REMANDED to the District Court for further proceedings.
Notes
. It is not at all clear from the evidence whether Tackett himself threatened to kill Cassady, or whether his deputies’ threats could be imputed to him. We assume either scenario for purposes of ruling on Tackett’s motion for summary judgment.
. The only exception which the Supreme Court has carved out from these principles is a narrow one for public officials who perform an essentially private function. Polk County v. Dodson,
. Cassady did not raise the fourth amendment issue, instead relying on a due process argument. Since the District Court and the defendant on appeal analyzed her claim under the fourth amendment as well, however, we address the issue to resolve the case completely.
. Not all threats made by a government official will give rise to a § 1983 cause of action. Most threats that occur in the context of a dispute between co-workers will not occur under color of state law. In the case before us, the District Court determined that this action was committed under state law because Tackett’s acts were facilitated by use of the unique authority granted him as the Jailer of Johnson County. This aspect of the decision was not appealed.
. Cassady has alleged a substantive due process violation in her complaint. We recognize that the Supreme Court has held that a claim against police officers for the use of excessive force in the course of an arrest or other "seizure” is properly analyzed under the fourth amendment’s "objective reasonableness” standard rather than under substantive due process. Graham v. Connor,
Certainly the Supreme Court continues to recognize that the Due Process Clause has a “substantive component,” see DeShaney v. Winnebago County Dept. of Social Servs.,
. Even assuming that we still see merit in the Seventh Circuit’s decision in White that behavior other than physical violence may “shock the conscience,”
Concurrence Opinion
concurring in part and dissenting in part.
I concur in all of the majority’s opinion except that portion which holds that there may have been a fourth amendment seizure here. In my judgment, the facts of this case place it well beyond the intended reach of the fourth amendment. In that one particular, therefore, I respectfully dissent.
An understanding of the context in which an alleged fourth amendment violation takes place has historically been and is still necessary to determine the amendment’s reach. See Michigan v. Chesternut,
The fourth amendment has always properly been used to strike a balance between the government’s interest in law enforcement — either of criminal statutes or of substantive regulations — and the citizens’ interest in individual autonomy, security and privacy. Historians agree that the fourth amendment was intended to outlaw general warrants for the search and seizure of personal property. General warrants did not require probable cause, nor did they speci
In England, the general warrant had been used to enforce the crown’s libel laws, which severely restricted criticism of the government. Henry VIII in 1538 gave vast search powers to his agents to restrict freedom of the press. See F. Siebert, Freedom of the Press in England: 1476-1776 48 (1952). The British government’s power to issue general warrants for unrestricted searches and seizures of libelous writings was not restricted until Lord Camden, in Entick v. Carrington, 19 Howell’s State Trials 1029 (1765), sustained a trespass verdict in favor of the victim of a general warrant. (See generally Stanford v. Texas,
The poorest man may, in his cottage, bid defiance to all the force of the Crown. It may be frail; its roof may shake; the wind may blow through it; the storm may enter; the rain may enter; but the King of England may not enter; all his force dares not cross the threshold of the ruined tenement.
N. Lasson, The History and Development of the Fourth Amendment to the United States Constitution 49-50 (1937).
General warrants, particularly the form of genеral warrant called a “writ of assistance,” were also used in the American colonies by royal customs officers to enforce British restrictions on trade and to extract revenues from the Americans. Those warrants conferred on customs officers the general power to search for and seize smuggled goods without any evidentiary basis. The general warrants lacked the safeguards of the common law warrants, which specified the place to be searched and the property to be seized, and could be issued by a judge only upon sworn testimony establishing the evidentiary basis for the search or seizure. Intеnding to prevent the new American government from arbitrarily exercising its law enforcement powers through the use of general searches and seizures, the framers drafted and approved the fourth amendment. Ratified as part of the Bill of Rights in 1791, it states:
The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause ...
U.S. Constitution, Am. IV.
I briefly recite this history because I believe the majority today has strayed well beyond the original intent and even the modern meaning of the fourth amendment. Certainly the language of the amendment has in prior cases been properly applied to resolve problems unanticipated by the framers, such as workplace drug testing, the use of metal detectors, wire tapping, and the exercise of general police powers. Yet in each of these cases, and countless others that our courts have decided under the fourth amendment, judges have been asked to strike the proper balance between law enforcement and personal liberty — the very balance at the heart of the colonists’ objections to general warrants. This balance stands at the core of the fourth amendment as it was conceived in the late 1780s and I respectfully suggest, even as it is applied by federal- courts today.
In my opinion the majority errs in concluding that Tackett’s unseemly behavior, even if technically construed as action under color of state law, must perforce have violated Cassady’s constitutional rights. The majority finds a factual question to exist concerning whether Cassady’s subjective fear (quite possibly justified) that she could not safely leave her office without being assaulted amounted, in a constitu
Assuming with the majority that Tackett was acting under colоr of state law, as that phrase has been interpreted under 42 U.S.C. § 1983, I agree that a police officer’s exercise of arbitrary or excessive force, or a government official’s discretionary abuse of power which goes beyond the scope of his or her authority will usually have been performed under color of state law for purposes of section 1983 liability. See Monroe v. Pape,
The majority has failed to explain how constitutional, rather than state common law rights have been violated by Tackett’s action. The majority’s reasoning opens up the specter that the fourth amendment can be invoked by any government employee who feels that a co-worker has unreasonably detained her beyond her scheduled working hours to finish a project, has unreasonably asked her to work on a weekеnd, or has made the government worker feel that she should confine her workspace to one room rather than another. Cassa-dy’s apprehensions may extend beyond those hypothesized above, but I see nothing which would allow us to draw principled distinctions between these differing harms. “The search and seizure provision as finally drafted and adopted, had both the virtue of brevity and the vice of ambiguity.” Landynski, Search and Seizure, supra, p. 42.
In all fourth amendment cases today, as in the early colonial challenges to the general warrant, courts must weigh the government’s need to inspect and investigate against the public’s desire to be left alone. See National Treasury Employees Union v. Von Raab,
No such dichotomy exists before us. No one argues that Tackett’s action was justified as a law enforcement action or otherwise. Cassady’s claim that her liberty and privacy have been violated leaves us with scarcely half of the fourth amendment balance of interests. In my view this alleged wrong should be remedied, if at all, through a state law tort action.
Undoubtеdly, “the Fourth Amendment protects people, not places.” Katz v. United States,
Cassady did not feel any greater threat because Tackett was a government employee than she would have fеlt had he been any other person brandishing a gun and making verbal threats. Tackett did not even pretend that because he was a government employee he had a legal right to confine Cassady. Just as surely, Cassa-dy viewed Tackett as a vexatious, gun-toting co-worker, but not as a jailer cloaked with authority to throw her in jail. The matter would be entirely different had Tackett, as jailer, confined a member of the public improperly.
The excessive force cases to which the majority analogize this case are quite different. In those cases, the fourth amendment’s concern that the enforcement of our lаws be balanced against fundamental notions of privacy, personal security and liberty was clearly at issue. In my opinion those cases are fundamentally different, for no one can possibly contend that there was any law enforcement interest in Tack-ett’s actions.
Neither Cassady, Tackett or anyone else could view what Tackett did as anything remotely similar to the exercise of a legal duty as an officer of the government or as an enforcer of the laws. He was an office bully; nothing more, nothing less. While police officers sued for the use of excessive force may argue — successfully or nоt, depending on the facts — that unusual measures were needed to carry out their duties, Tackett cannot and does not argue that he had a right to confine Cassady to her office as part of his official functions. The fourth amendment’s balance between the interests of law enforcement and personal liberty has no relevance to this workplace turf battle between two strong-willed coworkers who happened to receive their paychecks from the government. The majority’s concern that Tackett’s action may well have been “objectively unreasonable” as that term is discussed in Graham v. Connor,
The indignity suffered by Cassady may very well permit her successfully to pursue a claim for false imprisonment under Kentucky law. “The action for the tort of false imprisonment ... protects the personal interest in freedom from restraint of movement.” Prosser & Keeton, The Law of Torts 47 (5th Ed.1984). “The restraint may be by means of physical barriers, or by threats of force which intimidate the plaintiff into compliance with orders. It is sufficient that the plaintiff submits to an apprehension of force reаsonably to be understood from the conduct of the defendant, although no force is used or even expressly threatened.” Id. at 49.
While undoubtedly Tackett had no legal right to make Cassady feel threatened and confined, the prohibition on his action arises in the common law of torts, not in
I agree with the majority’s conclusion that the defendant’s actions are not viola-tive of the substantive component of the fourteenth amendment’s due process clause. In this respect the Supreme Court’s discussion in DeShaney v. Winnebago County Dept. of Social Services,
This has been a most difficult case and I respectfully suggest that my difference with the majority is in an analysis of the various approaches which may be made under the Constitution to the unique facts of this case. It is difficult indeed to fit them comfortably within any particular analysis found in existing case law, but to me, at least, a more rational analysis would confine the liability potential in such circumstances to the more narrow range of substantive due process if for no other reason than that fourth amendment analysis, either historical or modern, simply does not make sense in this context. On the contrary, the best arguments to be mustered both in favor of and against the еxistence of a constitutional violation here seem to lie in the substantive due process cases. Even there, however, I am fully in agreement with the majority that the defendant’s conduct does not measure up to the stringent requirements of that component. A further factor supporting this type of analysis lies in the circumstances which underlie the dispute which is at action. To me at least, it is rather obvious that the underlying dispute between these individuals — who had the right to control what area of the jail — is uniquely one for state and local law. It is one which in my opinion can and should be left to resolution at the local level. In other words, this is the sort of dispute in which the federal courts as a matter of policy should be loathe to wield those powers conferred under section 1983.
The fourth amendment stands as a potent limit on the exercise of the government’s power to invade our homes and even our bodies, to seize our property and to learn information which we wish to keep private. On either an objective or subjective basis, no one, least of all the parties themselves, ever conceived that the defendant was acting in a law enforcement capacity in confining Cassady to her office. I would affirm the district court’s summary judgment in favor of defendant Tackett.
. Both the Black v. Stephens,
