692 F.2d 120 | D.C. Cir. | 1982
Lead Opinion
Appellant, Lorenzo Camps, seeks reversal of two orders of the District Court which in
We find that the District Court erred in halting the litigation against C & P and CWA, and accordingly we reverse and remand for resumption of the proceedings against those parties. Because, however, Camps did not contest in that court the dismissal of EEOC, and since the order effectuating it remains interlocutory, we conclude that any reasons Camps may have for altering that disposition are more properly addressed in the first instance to the District Court on remand.
I. Background
Camps, a black male, filed a charge of employment discrimination with EEOC, asserting that he had been suspended and ultimately discharged by C & P because of his race. Several months later, Camps registered a second complaint of discrimination, this time against CWA, claiming that the union had failed to accord him proper representation in his effort to resolve his grievance against C & P. EEOC subsequently issued a right-to-sue notice, finding that there existed no reasonable cause to believe that either C & P or CWA had discriminated against Camps.
Acting pro se, Camps brought suit against EEOC, C & P, and CWA in the District Court pursuant to Section 706(f)(1) of Title VII of the Civil Rights Act of 1964.
EEOC moved to dismiss Camps’ complaint for failure to state a claim upon which relief could be granted against EEOC.
The District Court later scheduled a status call with respect to the claims still pending against C & P and CWA.
At oral argument before this court, Camps — still pro se — related the incident from his standpoint. He arrived 10 to 30 minutes late for the status call to find the courtroom closed and locked. He telephoned the judge’s chambers — -at approximately 10:03 a.m., the record discloses
II. The Dismissal of C & P and CWA Rule 41(b) of the Federal Rules of Civil Procedure provides that a court may enter an involuntary dismissal of a case “[f]or failure of a plaintiff to prosecute or to comply with [the Civil Rules] or any order of court.” The leading case on involuntary dismissals is Link v. Wabash Railroad,
In Jackson v. Washington Monthly Company,
*123 Trial-court dismissal of a lawsuit never heard on its merits is a drastic step, normally to be taken only after unfruitful resort to lesser sanctions. And while appellate review is limited by the binding authority of Link to whether judicial discretion has been abused, a sound discretion hardly comprehends a pointless exaction of retribution.28
Consonantly, in Jackson, where the District Court had dismissed an action with prejudice for failure of the plaintiff’s lawyer to comply with an order to report on progress toward settlement, we reversed.
We are advertent to the consideration that in each of these three cases, the misconduct at issue was that of an attorney rather than the plaintiff himself. But argument is hardly necessary to make the point that a pro se litigant, who may not fully understand the importance of precise compliance with court directives — including appearance times — should not be treated more harshly than litigants who have the funds to retain lawyers to advise and represent them. Members of the bar are not invariably punctual, and we are unaware of any general judicial practice of throwing their clients out of court the first time attorneys arrive somewhat late.
As we indicated in Jackson, the absence of personal misconduct by a plaintiff having counsel is a factor worthy of consideration.
voluntarily cho[oses an] attorney as his representative in the action, ... he cannot ... avoid the consequences of the acts or omissions of this freely selected agent. Any other notion would be wholly inconsistent with our system of representative litigation, in which each party is deemed bound by the acts of his lawyer-agent and is considered to have “notice of all facts, notice of which can be charged upon the attorney.”36
Since, then, the innocent client is merely to be treated as the alter ego of the misbehaving lawyer — with consequences no greater or lesser than the circumstances demand
This conclusion fully comports with the policy strongly favoring disposition of cases on the merits wherever possible. Moreover, it avoids a potentially difficult constitutional problem. As the Supreme Court observed in Link, “[t]he adequacy of notice and hearing respecting proceedings that may affect a party’s rights turns, to a considerable extent, on the knowledge which the circumstances show such party may be taken to have of the consequences of his own conduct.”
In maintaining that a single act of misconduct by a lawyer or a pro se litigant should not ordinarily result in dismissal of his case, we have the support of several circuits. For example, in Tolbert v. Leigh-ton,
that it is an abuse of discretion to dismiss a plaintiff’s case for failure to prosecute where (1) the only evidence of dilatoriness is his or his attorney’s failure to attend a pretrial conference; (2) the court has not warned that failure to attend will create a risk of dismissal; and (3) the case is still “young.”
Especially where one or more of these factors is present, before dismissing a ease a district court must consider some of the less drastic alternative sanctions at its disposal.40
Other federal courts of appeals have reached the same conclusions.
This, we think, is how it should be, for “[dismissal is a harsh sanction and should be resorted to only in extreme cases.”
III. The Dismissal of EEOC
The District Court’s order dismissing Camps’ action against EEOC was separate from and prior to the order dismissing against C & P and CWA. The order respecting EEOC would have become final had the procedures prescribed by Civil Rule 54(b) been followed.
Against that backdrop, we will not address the question of the propriety of the dismissal of EEOC on this appeal. Inexplicably, Camps did not respond in the District Court to EEOC’s motion therefor but insists in this court that the dismissal was wrong. While we may observe that the local rule upon which the District Court relied might have provided an adequate basis for the dismissal of Camps’ suit against EEOC
IV. The Pro Se Problem
We are aware from the record that Camps sought an appointment of counsel by the District Court at an early stage in the proceedings.
In this vein, we point out that many of the difficulties that Camps seems to have experienced in this litigation may have arisen from his lack of legal representation. He told us during oral argument that he had made exhaustive but unfruitful efforts to find a lawyer to serve him.
More importantly, we point out that another avenue is open to Camps in his effort to secure a court-appointed attorney. Whether or not a particular Title VII employment discrimination action is “the exceptional case that calls for the appointment of counsel”
For the reasons stated, we reverse the District Court’s dismissal of Camps’ action against C & P and CWA
So ordered.
. Camps v. Chesapeake & Potomac Tel. Co., Civ. No. 79-3462 (D.D.C.), Complaint, Ex. 1 (filed Dec. 27, 1979) [hereinafter cited as Complaint].
. 42 U.S.C. § 2000e-5(f)(1) (1976).
. Complaint, supra note 1, at 2, Count 1, ¶ 3 & Count 2.
. Id. at 2-3, Counts 3 & 4.
. Id. at 3, Count 5.
. Id. at 3 — 4.
. Camps v. Chesapeake & Potomac Tel. Co., supra note 1, Motion by EEOC to Dismiss (filed Apr. 16, 1980).
. Camps v. Chesapeake & Potomac Tel. Co., supra note 1, Order (filed May 27, 1980) at 2.
. D.D.C.R. l-9(d).
. Camps v. Chesapeake & Potomac Tel. Co., supra note 1, Order (filed May 27, 1980) at 2.
. Id.
. Camps v. Chesapeake & Potomac Tel. Co., supra note 1, Order (filed July 10, 1980) at 1.
. Id.
. Id. After convening at 9:30 a.m. on the date set, the court first considered criminal matters, and was ready for the status call in Camps’ case at approximately 9:38. Id. After inquiry of opposing counsel as to Camps’ whereabouts and advice by a law clerk that Camps had confirmed the time with the judge’s secretary, the court, in its words, “as is our practice when plaintiffs are neither present nor represented at a status call, ... dismissed this case for prosecution.” Id. At 9:40 a.m., having no further matters in the courtroom, the court recessed. Id.
. Id. at 2. See also note 14 supra.
. Id. at 1.
. This version may be entirely consistent with the record. It is not clear from the dismissal order’s recitals whether the law clerk asked Camps for an explanation for his lateness or simply inquired whether Camps had understood that the status call had been set for 9:30 a.m. See id. In any event, this factual ambiguity is not critical to our resolution of this appeal.
. Id. at 1-2.
. 370 U.S. 626, 82 S.Ct. 1386, 8 L.Ed.2d 734 (1962).
. Id. at 630, 82 S.Ct. at 1388-1399, 8 L.Ed.2d at 737-738.
. Id. at 633, 636, 82 S.Ct. at 1390, 1391-1392, 8 L.Ed.2d at 739, 741.
. Id. at 634-635 & n.11, 82 S.Ct. at 1390-1391 & n.11, 8 L.Ed.2d at 740-741 & n.11.
. Id. at 627, 82 S.Ct. at 1387, 8 L.Ed.2d at 736.
. Id. at 634, 82 S.Ct. at 1391, 8 L.Ed.2d at 740.
. 186 U.S.App.D.C. 288, 569 F.2d 119 (1977).
. 204 U.S.App.D.C. 254, 636 F.2d 526 (1980).
. See id. at 257, 636 F.2d at 529; 186 U.S.App.D.C. at 289, 569 F.2d at 120.
. 186 U.S.App.D.C. at 292, 569 F.2d at 123 (footnotes omitted).
. Id at 289, 569 F.2d at 120.
. Fed.R.Civ.P. 60(b).
. 204 U.S.App.D.C. at 258, 636 F.2d at 530.
. Id
. The District Judge handling Camps’ case seemingly pursues such a practice. See note 14 supra. Our combined experience as lawyers and jurists suggests that it is very much the exception.
. Camps says that he arrived late because of “circumstances beyond [his] control.” See text supra at note 17. True it is that this explanation has not been tested, but it is uncertain that Camps has had a fair chance to verify it. See text supra at note 17.
. 186 U.S.App.D.C. at 292-293, 569 F.2d at 123-124.
. 370 U.S. at 633-634, 82 S.Ct. at 1390, 8 L.Ed.2d at 740, quoting Smith v. Ayer, 101 U.S. 320, 326, 25 L.Ed. 955, 958 (1880) (footnote omitted).
. See text supra at notes 29-33.
. 370 U.S. at 632, 82 S.Ct. at 1389-1390, 8 L.Ed.2d at 739.
. 623 F.2d 585 (9th Cir. 1980).
. Id. at 587 (emphasis in original).
. See, e.g., Fisher v. Buehl, 450 F.2d 950, 951 (3d Cir. 1971) (dismissal for failure to prosecute following counsel’s failure to appear at scheduled pretrial conference constituted abuse of discretion); Bush v. United States Postal Serv., 496 F.2d 42, 44 (4th Cir. 1974) (dismissal for failure to prosecute following counsel’s absence from hearing on opposing party’s motion to dismiss constituted abuse of discretion); Moreno v. Collins, 362 F.2d 176, 178 (7th Cir. 1966) (dismissal for want of prosecution following counsel’s failure to appear at status call constituted abuse of discretion).
The same result has obtained in cases in which a plaintiff acting pro se committed a single act of misconduct. See, e.g., Holt v. Pitts, 619 F.2d 558, 560-563 (6th Cir. 1980) (dismissal for want of prosecution following incarcerated plaintiff’s failure to appear at preliminary hearing constituted abuse of discretion); Navarro v. Chief of Police, Des Moines, Iowa, 523 F.2d 214, 218 (8th Cir. 1975) (dismissal for want of prosecution following pro se plaintiff’s excusable failure to respond to motion to dismiss constituted abuse of discretion); Meeker v. Rizley, 324 F.2d 269, 271 (10th Cir. 1963) (entering of default judgment following pro se plaintiffs failure to appear at pretrial conference, if treated as dismissal, amounted to clear abuse of discretion).
. Meeker v. Rizley, supra note 41, 324 F.2d at 272.
. See note 34 supra.
. “When more than one claim for relief is presented in an action, whether as a claim, counterclaim, cross-claim, or third-party claim, or when multiple parties are involved, the court may direct the entry of a final judgment as to one or more but fewer than all of the claims or parties only upon an express determination that there is no just reason for delay and upon an express direction for the entry of judgment. In the absence of such determination and direction, any order or other form of decision, however designated, which adjudicates fewer than all the claims or the rights and liabilities of fewer than all the parties shall not terminate the action as to any of the claims or parties, and the order or other form of decision is subject to revision at any time before the entry of judgment adjudicating all the claims and the rights and liabilities of all the parties.” Fed.R. of Civ.P. 54(b).
. The order in question contained neither the express determination nor the express direction summoned by Rule 54(b). See note 44 supra.
. See note 44 supra.
. See note 9 supra and accompanying text.
. See Brief for Appellee EEOC at 4-10. But see Ham v. Smith, 653 F.2d 628 (D.C.Cir. 1981) (District Court should accord special attention to pro se litigants faced with summary judgment motions).
. Camps v. Chesapeake & Potomac Tel. Co., supra note 1, Motion for Appointment of Counsel (filed Jan. 2, 1980).
. Camps v. Chesapeake & Potomac Tel. Co., supra note 1, Fiat (filed Dec. 27, 1979).
. Camps v. Chesapeake & Potomac Tel. Co., supra note 1, Order (filed Apr. 11, 1980).
. Id. at 2-3.
. Id. at 2.
. Id.
. Id.
. During oral argument, in response to questions from the bench, Camps stated that he had contacted several legal aid agencies throughout the city, including the Georgetown and Howard University clinics and Neighborhood Legal Services. He reported that they were unable to supply him with counsel.
. See text supra at note 55.
. 42 U.S.C. § 2000e-5(f)(l) (1976).
. CWA has moved for dismissal from this appeal on the ground that Camps did not serve appellees with a copy of his brief. See Camps v. Chesapeake & Potomac Tel. Co., supra note 1, Motion to Dismiss for Failure to Serve (filed Apr. 20, 1981). Since CWA, like the other appellees, was on notice of the appeal, and indicated that it would subscribe to C & P’s brief in the event that it did not win dismissal here, there is no prejudice from any error that Camps may have made. We accordingly deny the motion to dismiss.
Concurrence in Part
(dissenting in part and concurring in part).
In my judgment the dismissal by the district court should be affirmed, without prejudice to the right of appellant to move under Rule Fed.R.Civ.P. 60(b)(1) to be relieved from the judgment on the grounds of mistake, inadvertence or excusable neglect. The majority opinion claims reliance on Butler v. Pearson, 636 F.2d 526 (D.C.Cir. 1980) and Jackson v. Washington Monthly Co., 569 F.2d 119 (D.C.Cir.1977) for reversing the dismissal by the district court. However, the decisions in those cases were made on facts disclosed in the record in the district court following hearings on motions to reinstate the case. That is not the case here. Appellant never made any request to the district court to reinstate the case. He has thus failed to exhaust his remedies before the district court and comes here with no record whatsoever to attack the action the court has taken. The alleged facts upon which the court acts appear as statements in briefs before this court and as statements of appellant at oral argument in response to interrogation by the court. In addition, all the parties did not appear at oral argument because they had not been served. The court is thus acting as one of original jurisdiction to resolve facts, and in doing so, exceeds its jurisdiction which is supposed to be purely appellate in nature. This court should have refused to hear .the case and left appellant to make his motion to the district court.
I also dissent from the discussion and reference to “misconduct” and its relevance to dismissal. This is not a case, on this record, of “misconduct.” The case was not dismissed for “misconduct.” It was dismissed as Fed.R.Civ.P. 41(b) authorizes for “failure ... to prosecute .... ” Regardless of what the majority opinion states, failure to prosecute is not misconduct. In this instance, as in thousands of cases throughout the United States, whenever a party fails to appear at a calendar call or status hearing which is purposely set to consider the future trial of the case, in the absence of some other indication, such failure is interpreted almost uniformly as an indication that the party or parties intend to have the case dismissed. The district court here had every right to so conclude, given the fact that appellant did not appear after he was duly notified of the date and time for the hearing, even though the time set was affirmed by telephone on the day preceding the hearing.
It is clear, however, that appellant may move the district court under Fed.R.Civ.P. 60(b) to have the case reinstated on a proper showing. In my judgment he should so proceed and I concur in the court’s decision that he may obtain counsel. To date, it appears that organizations that usually supply counsel to indigent or unknowledgeable parties have failed or refused to extend such assistance to appellant, apparently because they did not believe he had a meritorious case. The Equal Employment Opportunity Commission and appellant’s union, the Communications Workers of America, Local 2336, both found that there was no reasonable cause to believe that his employer or his union had unlawfully discriminated against him. His defect, or so it seemed at oral argument, was that he was habitually tardy and hence unreliable; which was the same personal defect that led to the dismissal of his suit at the status call. It also appears that the groups of public interest lawyers who habitually represent worthy defendants, and many unworthy ones, in such cases, have considered his case and refused to represent Camps. These included, according to Camps’ statement at oral argument: Howard Law School, Antioch Law School, Lawyers Referral Service and Neighborhood Legal Services. Under these circumstances it may be that the district court will be required to designate counsel to represent him.
All this might have been dispensed with, and this court might not have been required to spend an inordinate amount of time considering this case on a negative record if appellant had moved to have the court reinstate his case as the appellants did in Butler v. Pearson, and Jackson v. Washington Monthly Co., supra. I am concerned with the majority opinion citing those cases to