Lopez v. CipoliniLopez v. Cipolini
OPINION AND ORDER
Pro se Plaintiff Jason Lopez (“Plaintiff”) filed the instant Amended Complaint pur
I. Background
A. Factual Background
The following facts are drawn from Plaintiffs Amended Complaint, (Dkt. No. 33), and papers submitted in response to Defendants’ request for a pre-motion conference, (Dkt. No. 22), and are taken as true for the purpose of resolving the instant Motion. Plaintiff is a male-to-female transgender individual,
On February 9, 2014, at-approximately 8:30 a.m., Cipolini “told [Plaintiff] in[] front of the inmates going to religious services [that] [Plaintiff] could not attend because of [her] [h]air and [her] sexuality.” (Pl.’s Sept. 17, 2014 Letter, at unnumbered 2; see also Am. Compl. ¶¶ II.C-D.) On February 16, 2014, at approximately the same time, “[w]hile going to Catholic services[,] ... Cipolini had [Plaintiff] escorted out of [the] services[,] stating [that she was] not authorized to go to any relig[i]ous service.” (Am. Compl. ¶¶ II.C-D.) On March 28, 2014, at approximately 1:30 p.m., Plaintiff “was setting up for gallery recreation” when Burguess “asked [Plañí-
With respect to Cipolini, Plaintiff “wrote to [her] lawyer and stated what had happened].” (Id. ¶ IV.E.1.) “[Plaintiffs lawyer,] in t[u]rn[,] wrote to the [s]u-perintendent[,] but it did not help because [Plaintiff] was [][f]urther harassed and [discriminated [against] instead.” (Id. ¶ [IV.F.2.) No grievance against Cipolini was filed. (Id.)
B. Procedural Background
Plaintiff filed the original Complaint on April .7, 2014 against Defendants Cipolini, Burguess, and the New .York State Department of Corrections and Community Supervision (“DOCCS”). (Dkt. No. 2.)
II. Discussion
A. Standard of Review
The Supreme Court has held that’ although a complaint “does not need detailed factual allegations” to survive a motion to dismiss, “a plaintiffs obligation to provide the grounds of his [or her] entitlement] to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do.” Bell Atl. Corp. v. Twombly,
In considering Defendants’ Motion to Dismiss, the Court is required to consider as true the factual allegations contained in the Amended Complaint. See Ruotolo v. City of New York,
Generally, “[i]n adjudicating a Rule 12(b)(6) motion, a district court must confine its consideration to facts stated on the face of the complaint,, in documents appended to the complaint or incorporated in the complaint by reference, and to matters of which judicial notice may be taken.” Leonard F. v. Isr. Disc. Bank of N.Y., 199 F.3d 99, 107 (2d Cir.1999) (internal quotation marks omitted). In deciding a motion to dismiss a pro se complaint, however, it is appropriate to consider “materials outside the complaint to the extent that they are consistent with the allegations in the complaint,” Alsaifullah v. Furco, No. 12-CV-2907,
B. Exhaustion
1. Applicable Law
The PLRA provides that “[n]o action shall be brought with respect to
The Second Circuit has made clear that “administrative exhaustion is not a jurisdictional predicate,” but rather “failure to exhaust is an affirmative defense.” Giano v. Goord,
Finally, the Second Circuit has recognized certain exceptions to the exhaustion requirement that apply when “(1) administrative remedies are not available to the prisoner; (2) defendants have either waived the defense ... or acted in such a[ ] way as to estop them from raising the defense; or (3) special circumstances, such as a reasonable misunderstanding of the grievance procedures, justify the prisoner’s failure to comply with the exhaustion requirement.” Ruggiero v. County of Orange,
2. Application
Defendants move to dismiss the Amended Complaint on exhaustion grounds as to each Defendant. Accordingly, the Court addresses whether it is clear from the face of the Amended Complaint and the documents that Plaintiff submitted in connection with the instant Motion whether the claims should be, dismissed because of Plaintiffs failure to exhaust.
a. Burguess
To begin, Defendants “point[] to legally sufficient sources ... [to show] that a grievance process exists and applies to the underlying dispute” involving Burguess. Hubbs,
. It is also clear from Plaintiffs filings that Plaintiff failed to exhaust her administrative remedies before filing suit in federal court. Specifically, Plaintiffs claims against Burguess arise from events that took place on March 28, 2014. (See Am. Compl. II.D.) That same day, Plaintiff filed a grievance regarding Burguess’s conduct. (Am. Compl. ¶ IV.E.1; see also Pl.’s Oct. 6, 2014 Letter, at unnumbered 1.) Plaintiff then filed this Action on April 7, 2014, 10 days after the day that the alleged events occurred and she filed the Relevant griev-
A plaintiff must exhaust his administrative remedies before filing his initial complaint in federal court. Indeed, “[w]hen a prisoner does not properly exhaust his.[or her] administrative remedies before filing suit, the action must be dismissed.” Mateo v. Alexander, No. 08-CV-8797,
On November 12, 2014, after the Court received Plaintiffs October 6, 2014 Letter with the attached grievance from the CORC, the Court issued an Order stating that “[i]n light of the fact that CORC’s decision in this matter was not issued until September 3, 2014, and therefore that Plaintiff did mot exhaust [her] administrative remedies prior to filing the instant
The Court notes that “[a] number of federal circuit courts have held that a failure to respond to a grievance within the time limit prescribed by the prison grievance process renders an administrative remedy unavailable for the purposes of exhaustion[,]” Rossi
Here, however, at the time that Plaintiff filed her initial complaint, administrative remedies were available to her based on her pleadings and filings. As noted, Plaintiff filed her initial complaint on April 7, 2014, (Dkt. No, 2), which was before she filed an appeal of her grievance on April 23, 2014, as Plaintiff contends in her letter. (Pl.’s October 6, 2014 Letter, at unnumbered 1). Accordingly, at the time, that Plaintiff filed her Complaint, Plaintiff had yet to, at the very least, complete the third step in exhausting her administrative remedies, namely appealing the adverse grievance to the CORC. Furthermore, failing to file an appeal, even when a plaintiff does not receive a response from the IGRP or the Superintendent, does not excuse exhaustion. See Garvin v. Rivera, No. 13-CV-7054,
In sum, while the Court heeds that nonexhaustion is an affirmative defense and, therefore, that “the issue of exhaustion is generally not amenable to resolution by way of a motion to dismiss,” Sloane,
b. Cipolini
In her Amended Complaint, Plaintiff alleges that she did not file a grievance against Cipolini, but instead that she wrote to her lawyer, who in turn wrote to the Superintendent. (Am. Compl. ¶ IV.F.2.) Plaintiff attaches two letters to her Amended Complaint. One letter, dated March 11, 2014, is from Stephanie Kozic, a legal intern at the Legal Aid Society, to Plaintiff, explaining, among other things, that she enclosed “a copy of the letter sent to the Superintendent on [Plaintiffs] behalf.” (Id. Ex. A.) The second letter, dated March 14, 2014, is from Mik Kinkead, an attorney at the Prisoners’ Legal- Services of New York, stating that “it is very distressing that [Plaintiff is] being harassed and possibly even denied [her] religious lights because of who [Plaintiff] is[,]” offering Plaintiff assistance, enclosing “several releases for [Plaintiff] to fill out,” and providing various resources. (Id. Ex. B.)
The Court notes that in general “[m]erely [a]Iert[ing] ... prison officials as to the nature of the wrong for which redress is sought does not constitute proper exhaustion.” Macias v. Zenk,
Furthermore, Plaintiff does not contend that Defendants’ actions or other special circumstances prevented her from filing a grievance as to her claims against Cipolini. See Perez,
C. Merits of Plaintiffs Claims Against Cipolini
Plaintiff alleges that on February 9, 2014, Cipolini told her she “could not attend Protestant services because of [her] hair” and “sexuality,” (Am. Compl. ¶ II.D; Pl.’s Sept. 17, 2014 Letter, at unnumbered 2), and “[wjhile going to Catholic services [on February 16, 2014,] ... Cipolini had [Plaintiff] escorted out of services]]] stating [that she was] not authorized to go to
1. Religious Liberty Claims
a. Applicable Law
“Prisoners have long been understood to retain some measure of the constitutional protection afforded by the First Amendment’s Free Exercise Clause,” Ford v. McGinnis,
“To be entitled to protection under the free exercise clause of the First Amendment, a prisoner must make a threshold showing .that the disputed conduct substantially. burdened his [or her] sincerely held religious beliefs.” Washington v. Chaboty, No. 09-CV-9199,
RLUIPA, in turn, “protects institutionalized persons who are unable freely to attend to their religious needs and are therefore dependent on the government’s permission and accommodation for exercise of their religion,” Cutter v. Wilkinson,
b. Application
Although Plaintiff does not plead that she practices any specific religion, Defendants do not contest the sincerity of Plaintiffs religious beliefs. The Court, therefore, will assume for the purpose of resolving the instant Motion that' Plaintiffs religious beliefs are sincerely- held.
The Court turns, then, to whether Plaintiff has adequately alleged that her ability to exercise her religious beliefs was substantially burdened. In the Second Circuit, courts have held that preclusion from attending two religious services is not, without more, a “substantial burden” on a plaintiffs free exercise of religion. See Jean-Laurent v. Los, No. 12-CV-132,
To the extent that Plaintiff raises a RLIUPA claim, this claim also fails. “RLUIPA does not offer monetary damages against state officers in either their official or individual capacities.” Holland,
2. Harassment
a. Applicable Law
“It is well established- in the Second Circuit that, verbal harassment of inmates by prison officials, unaccompanied by any injury — no matter how inappropriate, unprofessional, or reprehensible it might seem — does not rise to the level of a violation of the Eighth Amendment.”, Cusamano v. Sobek,
b. Application
Plaintiff, alleges that Cipolini’s conduct constituted harassment. (Pl.’s Sept. 17, 2014 Letter, at unnumbered 2.) Plaintiff does not claim that Cipolini caused her any physical injury, Although Plaintiff states that Defendants “publicly humiliated [her]” and “caused [her] mental anguish,” (Pl.’s Am. Compl. ¶V), Plaintiff has not sufficiently alleged that her humiliation or mental anguish rose to the level of psychological pain that was more than deminimis in nature. See Cusamano, 604 F.Supp;2d at 491. To begin, it is far from clear that Cipolini’s statements regarding Plaintiffs hair and sexuality could be construed as verbal harassment. See Jordan v. Fischer,
3. Equal Protection Claim
a. Applicable Law
“The Equal Protection Clause of the Fourteenth Amendment requires that all persons similarly situated be treated in the same manner.” Allen v. Cuomo,
b. Application
Plaintiff sufficiently alleges a claim of discrimination in violation of the Equal Protection Clause of the Fourteenth Amendment. Plaintiff claims that Cipolini prevented her from attending the two religious services “because of [her] hair” and because of “her sexuality.” (Am. Compl. ¶ II.D; Pl.’s Sept. 17, 2014 Letter, at un numbered 2;) The .Court concludes -that Plaintiff has sufficiently alleged that she was treated differently than others similarly situated. Plaintiff claims that the incident on February 9, 2014 occurred “in[ ]front of the inmates going to religious services,” (Pl.’s Sept. 17, 2014 Letter, at unnumbered 2), and, therefore, the Court reasonably infers that these inmates attended services on this day, whereas Plaintiff did not. Although Plaintiff’s Amended Complaint lacks any other allegations that the prisoners who attended religious services wére Similarly situated to Plaintiff, the Amended Complaint as a whole suggests that while Plaintiff was prevented from attending religious service because of her hair and sexuality, the other prisoners in the male facility were not. As such, Plaintiff sufficiently pleads that she was treated differently to others similarly situated. See Richard v. Fischer, 38
Second, Plaintiff sufficiently pleads that Cipolini intentionally discriminated against her. At the motion to dismiss stage, viewing the evidence in the light most favorable to Plaintiff, Plaintiff satisfies this requirement by stating that she was prohibited from attending religious services “because of [her] hair and [her] sexuality.” (Pl.’s Sept. 17, 2014 Letter, at unnumbered 2 (emphasis added); see also Am. Compl. 1ÍII.D.) Assuming, as the Court must at this stage, that' Cipolini prohibited Plaintiff, but not others, from attending services because of Plaintiffs sexuality, these facts sufficiently state- a plausible claim to relief, especially in light of the fact that the Court is unable to conceive of any legitimate penological interest that would be served by denying Plaintiff the right to attend religious services based on her hair and/or sexuality. See Rosado v. Herard, No. 12-CV-8943,
III. Conclusion
For the foregoing reasons, Defendants’ Motion to Dismiss is granted in part and denied in part. In particular, Defendants’ Motion is granted as to the claims against Burguess, without prejudice to Plaintiffs re-filing another Action based on the fact that she has now exhausted her administrative remedies as to these claims. With respect to the claims against Cipolini, Defendants’ Motion is granted as to the First Amendment, RLUIPA, and Eighth Amendment claims and denied as to Plaintiffs Equal Protection claim. The Clerk of the Court is respectfully requested to terminate Defendants’ Motion to Dismiss, (Dkt. No. 38), and Plaintiffs Motion for an Order of compensation, (Dkt. No. 32). Plaintiff may file a Second Amended Com
SO ORDERED.
Notes
. Plaintiff also filed a Motion for an Order granting compensation for trauma and mental anguish in the amount of one million dollars on November 17, 2014, (Dkt. No. 32.) Because Plaintiff subsequently filed an Amended Complaint, (Dkt. No. 33), and no' discovery in this Action has occurred, this Motion is denied as untimely.
. Neither Plaintiff's Amended Complaint nor her opposition papers clearly state that Plaintiff is a male-to-female transgender individual. There' is, however, reference to Plaintiff’s “sexuality” in her opposition papers, as well as a letter appended to her Amended Complaint from the Prisoner Legal Services of New York that refers to Plaintiff as a transgender individual. (Am. Compl. Ex. B.) Defendants do not contest that Plaintiff is a transgender individual and indeed rely on this fact in moving to dismiss.
.Plaintiff left Downstate Correctional Facility-on April 28, 2014, (Letter from Plaintiff to Court (Oct. 6, 2014), at unnumbered 1 (Dkt. No. 26)), has since been released from prison, and lives in New York City, (Pro Se Mem. re: Change of Address (Dkt. No. 30)).
. Plaintiff later states that Burguess only "attempt[ed] to fire [her] from [her] porter position.” (Letter from Plaintiff to Court (Oct. 29, 2014) ("Pl.'s Oct. 29, 2014 Letter”), at unnumbered 1 (Dkt. No. 29).) For purpose of resolving the instant Motion, the Court will take as true the allegation that Plaintiff was fired.
. The Court notes that in the grievance appeal decision issued by the Central Office Review Committee (“CORC”) to Plaintiff, sent to the Court by Plaintiff in her October 6, 2014 Letter, the report mentions two separate events, one involving a “CO B” on March 28, 2014 and one involving a "Sgt. S" on April 7, 2014. (Pl.’s Oct. 6, 2014 Letter, at. unnumbered 2.) This document is consistent with the charge that Plaintiff alleges against Burguess. To the extent it could be inferred that “Sgt. S” is "Sgt. Cipolini,” the Court notes that any suggestion that the CORC considered a grievance against Cipolini is inconsistent with Plaintiff’s own assertion that "[she] did not grieve” "the [first] two,incidents,” on.February 9, 2014 and February 16, 2014, involving Cipolini. (Am. Compl. ¶ IV.F.2.) Moreover, the’ document notes that the incident involving “Sgt. S” took place in April, rather than in February. As such, the Court cannot infer from the CORC decision that a grievance against Cipolini was considered by, or submitted to, the CORC because it is inconsistent with the allegations in the Amended Complaint. See Alsaifullah v. Furco, No. 12-CV-2907,
.There is no indication on the CORC decision if the "date filed” refers to the date the original grievance was filed, or the date the appeal was filed. This difference is immaterial for the purpose of resolving the instant Motion. '
. The Court also notes that a status .conference for this case was scheduled on September 9, 2015. (See Dkt. No. 44.) Although the Calendar Notice was mailed to Plaintiff’s address, as indicated on the docket, Plaintiff failed to appear. (See Docket Minute Entry Sept. 9, 2015.)
. The Court notes it is also very unlikely, based on the time line described above, that Plaintiff filed an appeal with the Superintend dent and/or received a response before filing this case.
. The Second Circuit recently, explained that “[i]t has not been decided in this Circuit whether, to state a claim under the First Amendment’s Free Exercise Clause, a prisoner must show at the threshold that the disputed conduct substantially burdens his [or her] sincerely held religious beliefs."Holland v. Goord,
. Iiideed, it is worth noting that Plaintiff alleges she was denied the opportunity to attend services for two different religious denominations.
. In the prison context, the Second Circuit has also held that in addition to alleging that he or she was treated differently than others similarly situated as a result of discrimination, a prisoner must also allege that the “disparity in treatment cannot survive the appropriate level of scrutiny which, in the prison setting, means that he [or she] must demonstrate that his [or her] treatment was not 'reasonably related to any legitimate penological interests.’ ” Phillips,