ORDER
Pending before the Court is defendants’
Motion to Dismiss
(Dоcket No. 16), of plaintiffs claims under Title I of the American with Disabilities Act (“ADA”), 42 U.S.C. § 12101
et seq.
Plaintiff failed to timely reply to defendants’ dismissal request. This matter was referred to the United States Magistrate Judge McGiverin (“Magistrate”) for report and recommendation (Docket entries No. 38 and 39). By order of the Court, however, plaintiff submitted additional documentary evidence, such as the complaint filed with the Equal
Standard of Review
The district court may refer dispositive motions to a United States Magistrate Judge for a report and recommendation. 28 U.S.C. § 636(b)(1)(B); Rule 72(b) of the Federal Rules of Civil Procedure (“Fed. R.Civ.P.”); Local Civil Rule 72(a) of the Local Rules of the United States District Court for the District of Puerto Rico (“L.Civ.R.”).
See Mathews v. Weber,
Within ten days of being served with a copy, any party may serve and file written objections to such proposed findings and recommendations as provided by rules of cоurt. A judge of the court shall make a de novo determination of those portions of the report or specified proposed findings or recommendations to which objection is made. A judge of the court may accept, reject, or modify, in whole or in part, the findings or recommendations made by the magistrate.
(Emphasis ours). 2
“Absent objection, ... [a] district court ha[s] a right to assume that [the affected party] agree[s] to the magistrate’s recommendation.”
Templeman v. Chris Craft Corp.,
In the instant case, an opposition to the Magistrate Judge’s
Report and Recommendation
was not filed. Thus, the Court, in order to accept the unopposed
Report and Recommendation,
needs only satisfy itself by ascertaining that there is no “plain error” on the face of the record.
See Douglass v. United Servs. Auto. Ass’n,
As previously explained, since the Magistrate Judge’s Report and Recommendation is unopposed, this Court has only to be certain that there is no “plain error” as to the Magistrate Judge’s conclusions, in ordеr to adopt the same. After a careful analysis, the Court finds no “plain error” and agrees with the Magistrate’s conclusions. We would reach the same decision even if the Report and Recommendation had been timely objected.
Analysis
In the instant case, Plaintiff did not object the Magistrate Judges’s Report and Recommendation (Docket No. 46). After careful review and in absence of plain error, the Court ACCEPTS, ADOPTS and INCORPORATES by reference, the Magistrate’s Report and Recommendation (Docket No. 19), to the instant Order. The Court agrees in toto with the Magistrate’s conclusions: (a) the complaint is timely, as plaintiff filed the complaint within the 90 day period from the notice of the “right to sue” letter; 3 (b) the complaint fails to state a claim under ADA against the defendants in their individual capacities, as personal liability is not allowed under the ADA; (c) the complaint fails to state a claim as to the defendants in their official capacities, as the claims are barred by the sovereignty provision of the Eleventh Amendment; 4 (d) the complaint fails to request an injunctive relief to stop the alleged discrimination, only monetary damages were requested; (e) money damages under Title I of the ADA are not recoverable in an action brought by state employees against the State, as monetary recovery is barred by the Eleventh Amendment; and (f) this Court’s ruling to decline to exercise its supplemental jurisdiction over plaintiffs state law claims, as plaintiff has not been able to show that there are grounds for a federаl claim.
Although the Court finds no plain error in the Magistrate’s
Report and Recom
The ADA is an important piece of federal legislation directed to protect a private individual with a disability from any type of discrimination in the work environment. As stated by the Magistrate, the complaint is silent as to who is the employer, and on which capacity the defendants are being sued.
The ADA lacks a definition of “who is an employee beyond the circular provision that an ‘employee’ is ‘an individual employed by an employer.’ 42 U.S.C. § § 2000e(f), 12111(4). Indeed, the Supreme Court has noted that ‘employee’ does not have ‘some intrinsically plain meaning.’ ” (Citation omitted).
De Jesus v. LTT Card Services, Inc., et al.,
A determination of who is the employer and who is the employee, for discrimination purposes, is crucial when determining personal liability, if any. In
Contreras Bordallo, et al. v. Banco Bilbao Vizcaya de Puerto Rico, et al.,
The overall language of Title VII, the Legislative history, and the Civil Rights Act of 1991 demonstrate that Congrеss used the word “agent” in the definition of “employer” to incorporate the doctrine of respondeat superior into the law [citations omitted]. There is absolutely no mention in the statute language or in
the legislative history of Title VII’s application to individual defendants (footnote omitted). As it was with other civil rights statutes such as Section 1981, Congress would have included individuals like supervisors as potential liable parties ... Finally the language of the Civil Rights Act reflects Congress’ pellucid desire to protect small corporate entities from the burdens of litigating discrimination lawsuits (footnote omitted). It shields all defendants with lower than fifteen emрloyees from liability, 42 U.S.C. § 1931a(a)(3) (1994). Moreover, for defendants with more than fourteen employees, it limits the amount for compensatory and punitive damages recoverable proportionally to the number of total employees. Id. Once again as with Title VII, there was absolutely no discussion of expanding liability to include individual defendants (footnote omitted). Indeed it would be nothing short of bizarre if Congress placed such heightened emphasis and concern on limiting the damages recoverable against small corporate entities and yet simultaneously, silently exposed all individual defendants to unlimited liability.
Since the law is totally silеnt as to individual liability, and the word “agent” has been incorporated in the definition of “employer” to include the doctrine of respondeat superior [that is, to create liability for the employer upon conduct of certain supervisory employees] but not to establish individual liability, and further Congress has been meticulous in limiting the liability of small entities, this Court deems appropriate to leave to Congress, after consideration and debate, the matter of individual liability of supervisors.
In the instant case, the Magistrate held that assuming that the defendants are sued in their official capacities, then the employer is the Commonwеalth of Puerto Rico, and plaintiff is impaired to
In the instant ease, рlaintiff is a State employee, the complaint only seeks monetary damages for the alleged discrimination. The Court notes that plaintiff has not been discharged from his job. Thus, in the instant case, the Court is barred from awarding money damages, as plaintiffs claim is barred by the sovereignty of the State.
Garrett,
Conclusion
For the reasons stated above, this Court finds that there is no plain error in the Magistrate Judge’s excellent
Report and Recommendation
(Docket No. 46).
6
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IT IS SO ORDERED.
MAGISTRATE JUDGE’S REPORT AND RECOMMENDATION RE: RULE 12(b) MOTION TO DISMISS
I. INTRODUCTION
Plaintiff Edwin López Mulero (“plaintiff’ or “López Mulero”) filed this case against fellow employees of the Courts of the Commonwealth of Puerto Rico. The defendants, as their positions are described in the complaint, are the Honorable Sonia Vélez Colón (Administrative Director of the Courts of Puerto Rico), José H. Cáez Alonso (Regional Marshal in charge of the San Juan Tribunal), José A. Sotomayor (a Supervising Marshal), and Víctor Avilés Cabrera (Supervisor of the Division of Court Services) (collectively “defendants”). The complaint seeks monetary damages under Title I of the Americans with Disabilities Act (“ADA”), 42 U.S.C. § 12101, et seq., and Puerto Rico’s Law No. 44 of July 2, 1985, as amended, 1 L.P.R.A. § 501, alleging that defendants violated a prior reasonable accommodation agreement with plaintiff, reassigned him to other duties in contravention of the agreement, retaliated against him for filing an administrative complaint with the Equal Employment Opportunity Commission (“EEOC”), and otherwise discriminated against him in his employment due to disability. Defendants have filed a motion to dismiss under Fed.R.Civ.P. 12(b)(1) and (6) (“Rule 12(b)(1)” and “Rule 12(b)(6),” respectively), claiming, inter alia, that plaintiff failed to exhaust administrative remedies, that the ADA cause of action cannot proceed against defendants in their personal capacities, that the Eleventh Amendment bars plaintiffs ADA claim against defendants in their official capacities, and that the state law claim should be dismissed for lacking an independent basis for federal jurisdiction. (Docket No. 16) Plaintiff failed to timely oppose the motion to dismiss (see Docket No. 20, 21), but, upon order of this court, filed copies of his EEOC complaint and “right to sue” letter. (Docket Doc. 40, 44).
Defendants’ motion to dismiss was referred to me for a report and recommendation pursuant to 28 U.S.C. § 686(b)(1) and Fed.R.Civ.P. 72(b). For the reasons that follow, I recommend that defendants’ motion to dismiss be granted.
II. FACTUAL BACKGROUND
The facts as alleged in the complaint, and as contained in the EEOC documents plaintiff submitted at Docket No. 44, are assumed to be true for the purpose of deciding this motion.
See Negron-Gaztambide v. Hernandez-Torres,
In 1994, López Mulero began working as a deputy marshаl for the General Justice Court of Puerto Rico. In 1999, he suffered renal failure and other health problems and was unable to return to
On March 10, 2005, Lopez Mulero filed complaint number 162-2005-00211 with the EEOC, stating that he was employed by the Courts Administration, that he was provided reasonable accommodation on October 17, 2001, and that Sotomayor changed his reasonable accommodation in May 2004, constituting discrimination based on physical disability in violation of ADA. (Docket Doc. 44).
On May 19, 2005, López Mulero was forced to miss a medical appointment because he was not provided requested relief from his post. In June 2005, he was excluded from a plan to accumulate overtime hours. In September 2005, he аgreed to his employer’s request to submit to a medical evaluation, but it was never performed due to his employer’s failure to contract a medical provider. On October 4, 2005, plaintiff received a “right to sue” letter from the EEOC.
III. DISCUSSION
A. Failure to Exhaust Administrative Remedies
Defendants argue that the ADA claim should be dismissed under Rule 12(b)(1) for failure to exhaust administrative remedies. In particular, defendants challenge whether plaintiff filed an administrative complaint with the EEOC and received a “right to sue letter” prior to filing a lawsuit in federal court, since his failure to do so would warrant dismissal of the complaint.
See
42 U.S.C. § 12117 (adopting for the ADA procedures applicable to cases brought under Title VII actions); 42 U.S.C. § 2000e-5(e)(1);
Bonilla v. Muebles J.J. Alvarez, Inc.,
Here, the record is sufficient to defeat both “facial” аnd “factual” claims of defects in subject matter jurisdiction. Initially, and as defendants appear to concede, the complaint adequately alleges that plaintiff filed a charge of discrimination with the EEOC on March 10, 2005, and received a right to sue letter on October 4 of the same year. See Complaint, ¶¶ 44, 51. Plaintiff, moreover, in response to this court’s order, has filed both documents, which provide support for the jurisdictional allegations. (See Docket No. 44). Defendants’ request for dismissal under Rule 12(b)(1) for lack of subject matter jurisdiction therefore should be denied.
B. Plaintiff Fails to State a Claim Under ADA Against Defendants in their Individual Capacities.
Defendants next argue that ADA does not permit a claim against defendants in their individual capacities. Although the First Circuit apparently has not ruled on this issue, the overwhelming weight of authority holds that under ADA only employers — and not a plaintiffs supervisors— may be liable.
The complaint alleges discrimination in employment based on disability, a cause of action falling under Title I of ADA.
Tennessee v. Lane,
Connecting these definitional threads, an “individual” or “person” does not appear to bе excluded
per se
from liability under ADA, since “individuals” and “persons” can conceivably fit within the definition of “employer.” That does not help plaintiff
Notwithstanding the above, the argument has been made that ADA holds liable not only persons found to be employers but also “any agent of that person,” 42 U.S.C. § 12111(5), and plaintiffs in several cases have argued that this “plain language” supports liability against individual or supervisor defеndants. This argument, however, has been rejected by every circuit court to address it.
See Butler v. City of Prairie Village,
This District has followed the lead of the circuit courts and has similarly held that ADA provides for no individual liability against supervisors or co-employee defendants.
See Julia v. Janssen, Inc.,
C. Plaintiffs ADA Title I Damages Claims Against Defendants in Their Official Capacities Are Barred by Eleventh Amendment Immunity.
1. Personal versus official capacity.
Defendants next argue that the Eleventh Amendment of the U.S. Constitution shields them in their official capacities from claims for damages under ADA Title I. Before delving into this issue, it is worth examining whether the complaint named any defendant in his/her official capacity, since neither the complaint nor the summonses state the capacity in which the defendants are being sued.
(See
Docket No. 1, 5, 6). If all of the defendants were sued only in their personal capacities, then
In the context of a case brought under 42 U.S.C. § 1983, the First Circuit adopted the “course of proceedings test” to resolve whether a government official is sued in his personal or official capacity when the complaint, as here, fails to so specify.
Powell v. Alexander,
[CJourts are not limited by the presence or absence of language identifying capacity to suit on the fact of the complaint alone. Rather, courts may examine “the substance of the pleadings and the course of proceedings in order to determine whether the suit is for individual or official liability”. Factors relevant to this analysis include the nature of the plaintiffs claims, requests for compensatory or punitive damages, and the nature of any defenses raised in response to the complaint, particularly clаims of qualified immunity. A court may also take into consideration whether the parties are still in the early stages of litigation, including whether amendment of the complaint may be appropriate. No single factor is disposi-tive in an assessment of the course of proceedings.
Id., at 22.
Applying the “course of proceedings” test to the present case, the complaint appears to sue at least one defendant, the Honorable Sonia Vélez Colón, in her official capacity as the Administrative Director of the Courts of Puerto Rico. This conclusion is supported by the fact that the complaint makes no allegation of discriminatory acts performed by Vélez Colón, nor does it allege she participated in the employment actions taken against the plaintiff. Rather, the complaint alleges only that she was the Administrative Director of the Courts,
see
Complaint, ¶ 7, thus casting her as a stand-in for her employer. Defendants’ motion to dismiss, moreover, does not dispute that Vélez Colón (and the other defendants) were sued in their official capacities, and in fact makes the Eleventh Amendment argument on behalf of the Courts Administration as if it were also named as a defendant.
(See
Docket No. 16, p. 12-15). Given these circumstances, and reading the complaint liberally in favor of the plaintiff, I conclude that Vélez Colón was sued in her official capacity and that the suit against her should be treated as against the Commonwealth Courts Administration.
See Graham,
Application of the “course of proceedings” test does not reach the same result as to the other defendants, however. In the cases of defendants Cáez Alonso, Sotomayor and Avilés Cabrera, the complaint includes specific allegаtions that they engaged in acts that plaintiff characterizes as discriminatory or retaliatory in violation of ADA.
See
Complaint, ¶ 12-53. Moreover, the complaint only requests monetary damages and does not contain a prayer for any injunctive relief so as to require these defendants to perform an
2. Eleventh Amendment immunity from damages claims.
In
Board of Trustees of Univ. of Ala. v. Garrett,
The Eleventh Amendment bar also extends to governmental instrumen-talities which are an arm or “alter ego” of the State.
Fresenius Med. Care Cardiovascular Res., Inc. v. P.R. and the Caribbean Cardiovascular Ctr. Corp.,
Here, the balance of these factors supports a finding that the Commonwealth’s Courts Administration is an arm of the state entitled to Eleventh Amendment immunity, at least on the record in this case.
3
There can be little doubt that the Puerto Rico court system performs the state function of administering justice on the island, and that it has been so characterized under state law.
See, e.g.,
4 L.P.R.A. § 22e (“The Judicial Power of Puerto Rico shall constitute a unified judicial system with respect to jurisdiction, operation and administration”). Moreover, Puerto Rico’s courts system receives its funding from the island’s treasury as directed by Puerto Rico’s legislature in Law No. 286 of December 20, 2002,
4
and any judgment in the case would be paid from government funds. Given these circumstances, the Courts Administration consti
D. Lack of Independent Basis for Federal Jurisdiction for State Law Claim
The ADA claim disposed of, defendants also seek dismissal of the supplemental Puerto Rico law claim as lacking an independent jurisdictional basis. “As a general principle, the unfavorable disposition of a plaintiffs federal claims at the early stages of a suit, well before the commencement of trial, will trigger the dismissal without prejudice of any supplemental state-law claims.”
Rodríguez v. Doral Mortg. Corp.,
IV. CONCLUSION
For the foregoing reasons, I recommend that defendants’ motion to dismiss the complaint (Docket No. 16) be GRANTED, and that the court issue judgment dismissing plaintiffs ADA cause of action with prejudice, and dismissing plaintiffs remaining state law cause of action without prejudice.
This report and recommendation is filed pursuant to 28 U.S.C. 636(b)(1)(B) and Rule 72(d) of the Local Rules of this Court. Any objections to the same must be specific and must be filed with the Clerk of Court within five (5) days of its receipt.
(See
Docket No. 38.) Failure to file timely and specific objections to the report and recommendation is a waiver of the right to appellate review.
See Thomas v. Am,
Feb. 27, 2007
IT IS SO RECOMMENDED.
Notes
. The "right to sue” letter was notified to plaintiff on October 4, 2005. The instant complaint was filed on Decеmber 28, 2005.
. As stated in the
Order of Referral
(Docket No. 38), the parties were properly advised that any objections to the Magistrate's
Report and Recommendation
were to be filed within five (5) business days of notification.
See
L.Civ.R. 72(d);
see also
28 U.S.C. § 636(b)(1). Furthermore, the Court set aside the three (3) day term provided by L.Civ.R. 5.1.
See
Docket No. 38;
see also, U.S. v. Diaz-Villafane,
. The court notes, however, that plaintiffs EEOC claim is time barred, as it was filed after the 180 day period had elapsed. The record shows that the Charge of Discrimination was filed on March 10, 2005, and the change in work accommodation that triggered the alleged discrimination was formally notified to plaintiff in May 2004 (Docket No. 44).
. The Constitution of the United Stales.
. Furthermore, most courts have held there is no federal cause of action against natural persons under Title VII, and other federal discrimination cases. As this district has previously explained:
Although the First Circuit has yet to decide whether a Title VII plaintiff may maintain a suit against an individual in his personal capacity, most circuits have held that no personal liability can be attached to agents or supervisors under Title VII.
See Serapion v. Martinez,
The Court is compelled by the reasoning of previous decisions within this District. Title VII’s statutory structure suggests that Congress did not intend to impose individual liability over supervisors or agents of employer.
Padilla Cintron v. Rossello Gonzalez,
See Sanchez Ramos v. Puerto Rico Police Department, et al.,
Further, there is a potentially serious constitutional jurisdictional bar to authorize individual liability as to an employee-employee relationship under
United States v. Lopez,
.
“The Court need not go further for it refuses to write at length to no other end thanto hear its own words resonate as to the instances alleged as errors by plaintiff.
Where, as here, a [Magistrate] has produced a first-rate work product, a reviewing tribunal should hesitate to wax longilo-quence simply to hear its own words resonate.”
See Lawton
v.
State Mut. Life Assu. Co. of Am.,
. Such would be the case of an unincorporated individual who employed the required number of employees.
. In
Tennessee v. Lane,
. As noted above, plaintiff failed to timely oppose the motion to dismiss, and defendants’ Eleventh Amendment argument therefore stands unrebutted.
See Tavarez v. Champion Prods., Inc.,
.See 23 L.P.R.A. § 104(a)(7) (assigning to the judicial branch 3.3% of the average income obtained and collected by the General Fund of the Treasury of Puerto Rico in two years before the current year).
. Because plaintiffs’ causes of action were disposed of on the aforementioned grounds, there is no need to address defendants' other arguments.
