Case Information
*1 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA Loper Bright Enterprises, Inc., et al. ,
Plаintiffs, Civ. Action No. 20-466 (EGS) v. GINA RAIMONDO, in her official
capacity, Secretary, U.S. Department of Commerce, et
al. , Defendants.
MEMORANDUM OPINION
Plaintiffs, “a collection of commercial fishing firms headquartered in southern New Jersey that participate regularly in the Atlantic herring fishery,” challenge the U.S. Department of Commerce Secretary’s final rule promulgating the New England Industry-Funded Monitoring Omnibus Amendment (“Omnibus Amendment”) and its implementing regulations, which establish a process for administering future industry-funded monitoring in Fishery Management Plans governing certain New England fisheries and implement a required industry-funded monitoring program in the Atlantic herring fishery. Pls.’ Mem. P. & A. Supp. Mot. Summ. J. (“Pls.’ Mot.”), ECF No. 18-1 at 22-23. [1] Plaintiffs *2 allege that the Omnibus Amendment suffers from procedural flaws and violates the directives of the Magnuson-Stevens Fishery Conservation and Management Act (“MSA”), 16 U.S.C. § 1801 et seq .; the National Environmental Policy Act (“NEPA”), 42 U.S.C. § 4321 et seq .; the Regulatory Flexibility Act, 5 U.S.C. § 601 et seq. ; and the Administrative Procedure Act, 5 U.S.C. § 701 et seq . See Compl., ECF No. 1. Plaintiffs further contend that the industry-funded monitoring requirement constitutes an unconstitutional tax and violates the Anti-Deficiency Act, 31 U.S.C. § 1341; the Independent Offices Appropriations Act, 31 U.S.C. § 9701; and the Miscellaneous Receipts Act, 31 U.S.C. § 3302. See Pls.’ Mot., ECF No. 18-1 at 38-40. Defendants—Gina Raimondo, [2] Secretary of the U.S. Department of Commerce; the U.S. Department of Commerce; Benjamin Friedman, [3] Deputy Under Secretary for Operations, performing the duties of Under Secretary of Commerce for Oceans and Atmosphere and National Oceanic and Atmospheric Administration (“NOAA”) Administrator; the NOAA; Chris Oliver, Assistant Administrator for NOAA *3 Fisheries; and the National Marine Fisheries Service (“NMFS”)— dispute Plaintiffs’ claims.
Pending before the Court are Plaintiffs’ Motion for Summary Judgment, ECF No. 18; Defendants’ Cross-Motion for Summary Judgment, ECF No. 20; and Defendants’ Motion to Exclude Plaintiffs’ Extra-Record Declaration, ECF No. 24. Upon consideration of the parties’ submissions, the applicable law, and the entire record herein, the Court DENIES Plaintiffs’ Motion for Summary Judgment, GRANTS Defendants’ Cross-Motion for Summary Judgment, and GRANTS Defendants’ Motion to Exclude.
I. Background
A. Statutory and Regulatory Background
1. The Magnuson-Stevens Fishery Conservation and Management Act of 1976
The MSA “balances the twin goals of conserving our nation’s
aquatic resources and allowing U.S. fisheries to thrive.”
Oceana, Inc. v. Pritzker
,
Each Fishery Management Council must prepare and submit to the Secretary of the U.S. Department of Commerce a Fishery Management Plan (“FMP”), which is approved by the Service. 16 U.S.C. §§ 1852(h), 1854(a). As is most relevant here, the New England Fishery Management Council (“NEFMC” or the “Council”) is responsible for developing and recommending FMPs for fisheries in the Atlantic Ocean seaward of Maine, New Hampshire, Massachusetts, Rhode Island, and Connecticut, including the Atlantic herring fishery. See id. §§ 1852(a)(1)(A), 1852(h)(1).
FMPs contain “conservation and management measures” that are “necessary and appropriate for the conservation and management of the fishery, to prevent overfishing and rebuild *5 overfished stocks, and to protect, restore, and promote the long-term health and stability of the fishery.” Id. § 1853(a)(1)(A). FMPs must also be consistent with the ten “national standards” provided for in the MSA, as well as all other provisions of the MSA, and “any other applicable law.” Id. § 1853(a)(1)(C); see also id. § 1851 (setting forth National Standards). In this case, Plaintiffs claim that the Omnibus Amendment violates two of those national standards:
[“National Standard Seven”:] Conservation and management measures shall, where practicable, minimize costs and avoid unnecessary duplication.
[“National Standard Eight”:] Conservation and management measures shall, consistent with the conservation requirements of this chapter (including the prevention of overfishing and rebuilding of overfished stocks), take into account the importance of fishery resources to fishing communities by utilizing economic and social data that meet the requirements of paragraph (2), in order to (A) provide for the sustained participation of such communities, and (B) to the extent practicable, minimize adverse eсonomic impacts on such communities.
Id. § 1851(a)(7)-(8).
FMPs may also include additional discretionary provisions to conserve and manage fisheries. § 1853(b). Among other things, FMPs may “require that one or more observers be carried on board a vessel of the United States engaged in fishing for species that are subject to the plan, for the purpose of collecting data necessary for the conservation and management of *6 the fishery.” Id. § 1853(b)(8). FMPs may also “prescribe such other measures, requirements, or conditions and restrictions as are determined to be necessary and appropriate for the conservation and management of the fishery.” Id. § 1853(b)(14).
After a council prepares an FMP or amendment and any proposed implementing regulations, it submits them to the Service, which acts on behalf of the Commerce Secretary, for review. See generally id. § 1854. The Service reviews the submission for consistency with applicable law and solicits public comments for sixty days. Id. § 1854(a)(1)(A)–(B). Within thirty days of the end of the comment period, the Service shall approve, disapprove, or partially approve the submission. § 1854(a)(3). If the Service approves, a final rule is published in the Federal Register. See id. § 1854(b)(3). Approved FMPs or amendments are subject to judicial review under the APA within thirty days. See id. § 1855(f)(1).
2. The National Environmental Policy Act Congress enacted NEPA “to use all practicable means, consistent with other essential considerations of national policy, to improve and coordinate Federal plans, functions, programs, and resources to the end that the Nation may . . . fulfill the responsibilities of each generation as trustee of the environment for succeeding generations.” 42 U.S.C. § 4331(b). To comply with these obligations, agencies must prepare *7 an Environmental Impact Statement (“EIS”) in which the agency takes a “hard look” at the environmental consequences before taking major action. Id. § 4332(c). An EIS must “inform decision makers and the public of reasonable alternatives that would avoid or minimize adverse impacts . . . of the human environment.” 40 C.F.R. § 1502.1.
To determine whether an EIS must be prepared, the agency must first prepare an environmentаl assessment (“EA”), which must (1) “[b]riefly provide sufficient evidence and analysis for determining whether to prepare an environmental impact statement or a finding of no significant impact.” Id. § 1501.5(c). Even if the agency performs only an EA, it must still briefly discuss the need for the proposal, the alternatives, and the environmental impacts of the proposed action and the alternatives. Id. If the agency determines, after preparing an EA, that a full EIS is not necessary, it must prepare a Finding of No Significant Impact (“FONSI”) setting forth the reasons why the action will not have a significant impact on the environment. § 1501.6. An EA and FONSI alone will not be sufficient, however, in certain circumstances. Agencies must prepare a supplement to a draft or final EIS when: (1) “[t]he agency makes substantial changes to the proposed action that are relevant to environmental concerns”; or (2) “[t]here are significant new circumstances or information relevant to *8 environmental concerns and bearing on the proposed action or its impacts.” 40 C.F.R. § 1502.9(d)(1).
B. Factual Background
Plaintiffs—a “collection of commercial fishing firms headquartered in southern New Jersey that participate regularly in the Atlantic herring fishery,” Pls.’ Mot., ECF No. 18-1 at 23—challenge the Omnibus Amendment, which the NEFMC finalized in 2018 to establish a standardized process for the development of industry-funded monitoring in FMPs across New England fisheries and to establish industry-funded monitoring in the Atlantic herring fishery. See Administrative R. (“AR”) at 17769-71. The approved Omnibus Amendment measures include the following “core elements”:
First, the omnibus measures establish a process for FMP-specific industry monitoring to be implemented through an FMP amendment and revised through a framework adjustment. . . . Second, the omnibus measures identify standard cost responsibilities for industry-funded monitoring for NMFS and the fishing industry, dividing those responsibilities by cost category. . . .
Third, the omnibus measures establish standard administrative requirements for monitoring service providers and industry-funded observers/monitors as set forth in 50 C.F.R. § 648.11(h) and (i), respectively. . . .
Fourth, the omnibus measures establish a Council-led process for prioritizing [industry-funded monitoring] programs for available federal funding across New England FMPs. . . .
Fifth, the omnibus measures standardize the proсess to develop future monitoring set-aside programs, and allow monitoring set-aside programs to be developed in a framework adjustment to the relevant FMP.
Defs.’ Opp’n, ECF No. 20-1 at 18-19; see also Pls.’ Mot., ECF No. 18-1 at 22-23.
In addition, there are approved measures establishing industry-funded monitoring in the Atlantic herring fishery, [6] which is managed through the Atlantic Herring FMP. See Defs.’ Opp’n, ECF No. 20-1 at 20-21; Pls.’ Mot., ECF No. 18-1 at 22-23. In other words, this mandate “requires herring fishermen along the eastern seaboard of the United States to carry [NOAA] contractors—called ‘at-sea monitors’—on their vessels during fishing trips and, moreover, to pay out-of-pocket for” associated costs. Compl., ECF No. 1 ¶ 1. Among other things, the measures establish a 50 percent monitoring coverage target for all declared herring trips undertaken by a vessel possessing a Category A or B limited access herring permit. [7] See Defs.’ Opp’n, *10 ECF No. 20-1 at 20; Pls.’ Mot., ECF No. 18-1 at 22-23. The monitoring coverage target includes a combination of both industry-funded monitoring, as well as NMFS-funded Standardized Bycatch Reporting Methodology (“SBRM”) coverage. Defs.’ Opp’n, ECF No. 20-1 at 20; Pls.’ Mot., ECF No. 18-1 at 23. “Vessel owners would pay for any additional monitoring coverage above SBRM coverage requirements to achieve the 50% coverage target, which is calculated by combining SBRM and [industry-funded monitoring] coverage, thus a vessel will not have SBRM and [industry-funded monitoring] coverage on the same trip.” Defs.’ Opp’n, ECF No. 20-1 at 20-21. “On any given trip, if a vessel is notified that it will ‘need at-sea monitoring coverage’ and it has not already been assigned an observer, ‘[it] will be required to obtain and pay for an at-sea monitor on that trip.’” Pls.’ Mot., ECF No. 18-1 at 23 (quoting AR 17735). “Any additional coverage above SBRM is contingent on NMFS having appropriated funds to pay for its administrative costs for . .” Compl., ECF No. 1 ¶ 63 (citing 50 C.F.R. § 648.200(f)). The four areas include: “Area 1A – Inshore Gulf of Maine”; “Area 1B – Offshore Gulf of Maine”; “Area 2 – South Coastal Area”; and “Area 3 – Georges Bank.” A Category A permit is an All Areas Limited Access permit that allows vessels with such permits to fish in all areas. See AR 17135, AR 17152. A Category B permit is an Areas 2/3 Limited Access permit that allows vessels to fish in areas 2 and 3. Id. Category A and B permit holders are not restricted in the amount of herring they can catch per trip or land per calendar day. Compl., ECF No. 1 ¶ 68.
[industry-funded monitoring] coverage.” Defs.’ Opp’n, ECF No. 20-1 at 21 (quoting AR 17737).
There are some exceptions to the coverage requirements. On a trip-by-trip basis, coverage requirements may be waived if: (1) “monitoring coverage is unavailable”; (2) “vessels intend to land less than 50 metric tons (mt) of herring”; or (3) “wing vessels carry no fish on pair trawling trips.” Id. (citing AR 17735). Furthermore, the Service may “issue an exempted fishing permit (EFP) to midwater trawl vessels that choose to use electronic monitoring together with portside sampling. . . . The EFP exempts midwater trawl vessels from at-sea monitoring coverage, and allows use of electronic monitoring and portside sampling to comply with the 50% [industry-funded monitoring] coverage target.” (citing AR 17736-37).
NMFS has acknowledged that “[i]ndustry-funded monitoring w[ill] have direct economic impacts on vessels issued Category A and B permits participating in the herring fishery,” including an estimated cost responsibility of up to $710 per day and an approximately 20% reduction in annual returns-to-owner in some situations. AR 17735.
C. Procedural History
The NEFMC adopted the Omnibus Amendment on April 20, 2017, and finalized the recommendations for industry-funded monitoring in the Atlantic herring fishery on April 19, 2018. AR 17731. On *12 September 19, 2018, Defendants published a “notice of availability” in the Federal Register, opening a sixty-day comment period for the Secretary of Commerce’s decision on the Omnibus Amendment. Id. On December 18, 2018, NEFMC was informed by letter that NMFS had approved the Omnibus Amendment on behalf of the Secretary of Commerce. Id .
On November 7, 2018, Defendants also published in the Federal Register a proposed rule to implement the Omnibus Amendment and opened a public comment period ending on December 24, 2019. Id. Defendants published the final rule implementing the Omnibus Amendment on February 7, 2020. at 17731-59. The regulations associated with establishing the standard for developing industry-funded monitoring programs (“omnibus measures”) became effective on March 9, 2020, and the regulations associated with industry-funded monitoring in the Atlantic herring fishery became effective on April 1, 2020. See Defs.’ Opp’n, ECF No. 20-1 at 23.
Plaintiffs filed suit against Defendants on February 19, 2020. See Compl., ECF No. 1. Defendants filed their Answer on April 9, 2020, along with a certified list of the contents of the administrative record. See Answer, ECF No. 12; Notice, ECF Nо. 13. On May 4, 2020, the Court granted Plaintiffs’ unopposed motion to expedite the case “in every possible way,” pursuant to the MSA, 16 U.S.C. § 1855(f)(4). See Min. Order (May 4, 2020).
Plaintiffs filed their motion for summary judgment on June 8, 2020, seeking a Court order “declar[ing] industry-funding monitoring unlawful, enjoin[ing] Defendants from pursuing it, and vacat[ing] the Omnibus Amendment.” Pls.’ Mot., ECF No. 18-1 at 14. Defendants filed their opposition and cross-motion for summary judgment on July 24, 2020. See Defs.’ Opp’n, ECF No. 20. Plaintiffs filed their reply brief and opposition to Defendants’ cross-motion on August 14, 2020, see Pls.’ Reply, ECF No. 22; and Defendants filed their reply brief on September 4, 2020, see Defs.’ Reply, ECF No. 26. In addition, on August 25, 2020, Defendants filed a motion to exclude Plaintiffs’ extra-record declaration (ECF No. 22-1). Defs.’ Mot. Exclude, ECF No. 24. Plaintiffs opposed Defendants’ motion on September 3, 2020, see Pls.’ Opp’n Exclude, ECF No. 25; and Defendants replied on September 10, 2020, see Defs.’ Reply Exclude, ECF No. 27. The cross-motions for summary judgment and the motion to exclude extra-record evidence are ripe for adjudication.
On May 17, 2021, Plaintiffs filed a notice of factual development, informing the Court that Defendants had “pushed back implementation” of the industry-funded monitoring requirement to July 1, 2021. See Notice Factual Development, ECF No. 35.
II. Legal Standard
Summary judgment is appropriate where “there is no genuine
issue as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a). Courts
review agency decisions under the MSA and NEPA pursuant to
Section 706(2) of the APA.
See Oceana, Inc. v. Locke
, 670 F.3d
1238, 1240-41 (D.C. Cir. 2011);
C & W Fish Co. v. Fox, Jr.
, 931
F.2d 1556, 1562 (D.C. Cir. 1991). Accordingly, the Court’s
review on summary judgment is limited to the administrative
record.
See
5 U.S.C. § 706;
Richards v. INS
,
Under the APA, courts must set aside agency action that is
“(A) arbitrary, capricious, an abuse of discretion, or otherwise
not in accordance with law; (B) contrary to constitutional
right, power, privilege, or immunity; (C) in excess of statutory
jurisdiction, authority, or limitations, or short of statutory
right; [or] (D) without observance of procedure required by
*15
law.” 5 U.S.C. § 706(2)(A)-(D);
see also
16 U.S.C. § 1855(f)(1)
(stating that a court “shall only set asidе any such regulation
or action on a ground specified in section 706(2)(A), (B), (C),
or (D) of [the APA]”). Under the APA’s “narrow” standard of
review, “a court is not to substitute its judgment for that of
the agency,”
Motor Vehicle Mfrs. Ass’n of U.S., Inc. v. State
Farm Mut. Auto. Ins. Co.
,
Although “[j]udicial review of agency action under the MSA
is especially deferential,”
N.C. Fisheries Ass’n, Inc. v.
Gutierrez
,
However, the “deferential standard cannot permit courts
merely to rubber stamp agency actions, nor be used to shield the
*17
agency’s decision from undergoing a thorough, probing, in-depth
review.”
Flaherty v. Bryson
,
III. Analysis
A. The Court Will Not Consider Plaintiffs’ Extra-Record Declaration
As an initial matter, Defendants seek to exclude a declaration signed by Jeffrey Howard Kaelin—the Director of Sustainability and Government Relations at Lund’s Fisheries [8] —and any portion of Plaintiffs’ reply brief that relies on it. Defs.’ Mot. Exclude, ECF No. 24-1 at 1-2; Kaelin Decl., ECF No. 22-1 ¶ 1. Mr. Kaelin’s declaration, which Plaintiffs attached to their reply brief, discusses the costs associated with Lund’s Fisheries’ efforts to install video monitoring system (“VMS”) units on several vessels during the months of January, February, *18 and March 2020. See Kaelin Decl., ECF No. 22-1 ¶¶ 7-12. The declaration also discusses the economic feasibility of Lund’s Fisheries converting three vessels so that they qualify for the Omnibus Amendment’s waiver for vessels that catch less than 50 metric tons. ¶¶ 13-18. According to Plaintiffs, “Mr. Kaelin’s declaration is offered principally for illustrative purposes and to give the Court the full context behind costs associated with vessel monitoring and the nature of several of the boats owned and operated by Plaintiffs.” Pls.’ Reply, ECF No. 22 at 23 n.8. Thus, because Plaintiffs “do not rely on Mr. Kaelin’s declaration in their discussion of Defendants’ failure to properly consider the costs of industry-funded monitoring,” Plaintiffs argue that the Court may consider the information contained in the declaration. Pls.’ Opp’n Exclude, ECF No. 25 at 7, 10-11.
However, there is no “illustrative purposes” exception to
the general rule that review of an agency’s action under the APA
“is to be based on the full administrative record that was
before [the agency] at the time [it] made [its] decision.”
Citizens to Preserve Overton Park, Inc. v. Volpe
,
Plaintiffs next argue, however, that even if the Court declines to consider the declaration for “illustrative purposes,” the Court may consider the declaration under an exception to the general rule precluding extra-record evidence.
First, Plaintiffs argue that “Mr. Kaelin’s declaration
provides information that is absent from the administrative
record and would otherwise ‘enable the court to understand the
issues [at hand more] clearly.’” Pls.’ Opp’n Exclude, ECF No. 25
at 12 (citing
Esch
,
Chaudhuri
,
Second, Plaintiffs contend that the declaration should be admitted as extra-record evidence because they “have highlighted serious procedural irregularities in Defendants’ approval of the Omnibus Amendment, which suggest prejudgment of the legality of industry-funded monitoring.” Pls.’ Opp’n Exclude, ECF No. 25 at 12. Specifically, Plaintiffs note that Defendants published the Omnibus Amendment’s implementing regulations in November 2018, prior to the Commerce Secretary’s approval of the Omnibus Amendment in mid-December 2018. Pls.’ Mot., ECF No. 18-1 at 54. In addition, following the Secretary’s approval of the Omnibus Amendment, “NOAA informed the NEFMC of that approval in a non- public letter that it never officially disseminated.” Plaintiffs’ contend that these alleged procedural irregularities, coupled with the fact that Plaintiffs raise claims under NEPA and the Regulatory Flexibility Act, are sufficient reasons to justify admitting extra-record evidence. *22 Pls.’ Opp’n Exclude, ECF No. 25 at 12. But this argument also fails. To the extent that evidence of procedural irregularities remains an exception following the D.C. Circuit’s narrowing of Esch , a review of the MSA’s provisions governing the Secretary’s review of FMPs and proposed regulations shows that Defendants followed proper procedures, as this Court more fully discusses in Section III.I below. And in any event, Plaintiffs fail to explain how a declaration discussing various costs related to fishing vessels would assist the Court’s analysis of any alleged procedural irregularities in promulgating the final rule and regulations.
Third, Plaintiffs appear to seek to include the declaration
as “background information,” which is an exception to the
general rule when the information is needed “to determine
whether the agency considered all the relevant factors.” Pls.’
Oрp’n Exclude, ECF No. 25 at 12. The Court remains unpersuaded.
“To satisfy the relevant factors exception, the document in
question must do more than raise nuanced points about a
particular issue; it must point out an
entirely new
general
subject matter that the defendant agency failed to consider.”
Ross
,
Here, the administrative record is clear that Defendants
considered VMS installation costs and how the 50-metric-ton
exemption would affect midwater trawl vessels.
See, e.g.
, AR
17742 (“Waiving industry-funded monitoring requirements on
certain trips, including trips that land less than 50 mt of
herring and pair trawl trips carrying no fish, would minimize
the cost of additional monitoring [for certain smaller vessels].
. . . Electronic monitoring and portside sampling may be a more
cost effective way for midwater trawl vessels to meet the 50-
percent coverage target requirement than at-sea monitoring
coverage.”);
id.
at 10821 (noting the “highly variable” costs of
installing electronic video monitoring systems);
see also id.
at
17250;
id.
at 17264. Plaintiffs also appear to concede as much.
See, e.g.
, Pls.’ Opp’n Exclude, ECF No. 25 at 13 (“Here,
Defendants and the NEFMC considered VMS and other operating
costs. . . . Industry stakeholders presented them with concerns
about the limited impact of the proposed 50-metric-ton exemption
and the viability of fish[er]men simply moving to a different
*24
fishery. Mr. Kaelin’s testimony merely provides more concrete
detail that shows Defendants failed to adequately consider these
issues.”). Thus, the Court finds that Mr. Kaelin’s declaration
“does not add factors that [the agency] failed to consider as
much as it questions the manner in which [the agency] went about
considering the factors it did.”
Corel Corp. v. United States
,
Finally, Plaintiffs argue that “[i]f the Court excludes Mr. Kaelin’s declaration, it may still consider the cost survey and order Defendants to complete the record with the data compiled by” the Mid-Atlantic Fishery Managemеnt Council regarding compliance cost information. Pls.’ Opp’n Exclude, ECF No. 25 at 15-16. As Plaintiffs did not object to Defendants’ compilation of the administrative record and have not filed a motion requesting that the Court supplement the administrative record with such information, the Court declines to order Defendants to produce the information now.
Accordingly, the Court finds that Plaintiffs have not demonstrated exceptional circumstances justifying departure from the general rule against extra-record evidence.
B. The MSA Authorizes Industry-Funded Monitoring Plaintiffs first contend that Defendants exceeded their statutory authority under the MSA in promulgating the industry- funded monitoring measures within the Omnibus Amendment. See *25 Pls.’ Mot., ECF No. 18-1 at 27. Plaintiffs argue that the MSA does not authorize industry-funded monitoring in the Atlantic herring fishery or in the other New England fisheries contemplated in the amendment. Id. at 28. And because the expected economic impact of such monitoring programs is “possibly disastrous for the herring fleet,” Plaintiffs contend that Congress would not grant authority for such significant measures through an implicit delegation. Id. Defendants, in opposition, argue that “Congress has spoken directly to the precise question at issue by including multiple provisions in the MSA that presuppose” industry-funded monitoring. Defs.’ Opp’n, ECF No. 20-1 at 26. Even if the Court finds that Congress has not directly spoken on the issue, Defendants argue that NMFS’s interpretation of the MSA was reasonable.
In reviewing an agency’s interpretation of a statute
Congress has entrusted it to administer, courts’ analyses are
governed by
Chevron U.S.A. Inc. v. Natural Resources Defense
Council, Inc.
,
“An agency is owed no deference if it has no delegated
authority from Congress to act.”
N.Y. Stock Exch. LLC v. Secs. &
Exch. Comm’n
,
The Court’s analysis begins with the statutory text.
See S.
Cal. Edison Co. v. FERC
,
Taken together, these statutory provisions “vest[] broad
authority in the Secretary to promulgate such regulations as are
necessary to carry out the conservation and management measures
*28
of an approved FMP.”
Nat’l Fisheries Inst., Inc. v. Mosbacher
,
Plaintiffs, however, contend that, though the MSA
authorizes placement of at-sea monitors on vessels, the MSA is
silent on whether Defendants may further require that vessel
operators pay for the monitoring services.
See
Pls.’ Reply, ECF
No. 22 at 13. According to Plaintiffs, courts have rejected the
“nothing-equals-something argument,” based entirely on the
existence of the phrase “necessary and appropriate” in a
statute, “that presumed congressional silence left the agency a
‘mere gap’ . . . to fill.’” Pls.’ Reply, ECF No. 22 at 13
(quoting
Gulf Fishermen’s Ass’n v. Nat’l Marine Fisheries Serv.
,
However, both cases are distinguishable. In New York Stock Exchange, LLC , the D.C. Circuit concluded that the Securities and Exchange Commission inappropriately relied on the phrase “necessary and appropriate” under section 23(a) of the Securities and Exchange Act in implementing a rule without any regulatory agenda and without any other statutory authority. 962 F.3d at 557. The D.C. Circuit explained that the Commission had *30 adopted the program “without explaining what problems with the existing regulatory requirements it meant to address.” Id. Moreover, the costly program was adopted despite the Exchange Act’s command “forbid[ding] the Commission from adopting a rule that will unnecessarily burden competition.” at 555. Here, in contrast, Defendants have tethered the Omnibus Amendment measures to the congressionally authorized purpose of “conservation and management of the fishery.” 16 U.S.C. § 1853(b)(8). For example, the record reflects that Defendants considered the economic impacts to the fishing community as well as the environmental impacts, concluding that the preferred alternatives “may lead to direct positive impacts on the herring resource and non-target species if herring fishing effort is limited, by increased information on catch tracked against catch limits, and that increases the reproductive potential of the herring resource and non-target species.” AR 17318.
Similarly, in
Michigan
, the Supreme Court concluded that,
among other things, the “established administrative practice” to
“treat cost as a centrally relevant factor” and the “[s]tatutory
context” requiring consideration of costs in reference to
various actions, made it unreasonable for the EPA to read the
phrase “appropriate and necessary” to mean that it could ignore
cost when deciding whether to regulate power plants. 576 U.S. at
752-57. Here, however, the established administrative practice
*31
and statutory context both favor Defendants. First, as
Plaintiffs concede, since 1990, the North Pacific Council has
managed an observer program that is “funded through a
combination of fees and third-party contracts between observer
providers and fishing industry members.” Pls.’ Mot., ECF No. 18-
1 at 35. Second, regarding the statutory context, in addition to
the provision explicitly authorizing mandatory at-sea monitors,
the MSA recognizes the existence of an at-sea monitoring program
in which a vessel may hire and directly provide payment for
monitoring services. In Section 1858(g), the MSA authorizes the
Commerce Secretary to issue sanctions “[i]n any case in which .
. . any payment required for observer services provided to or
contracted by an owner or operator
. . . has not been paid and
is overdue.” 16 U.S.C. § 1858(g)(1) (emphasis added). “This
provision would be unnecessary if the MSA prohibited the very
type of industry funding at issue in this case.”
See Goethel v.
Pritzker
, No. 15-cv-497,
The Court is mindful that “the mere reference to
‘necessary’ or ‘appropriate’ in a statutory provision
authorizing an agency to engage in rulemaking does not afford
the agency authority to adopt regulations as it sees fit with
respect to all matters covered by the agency’s authorizing
statute.”
N.Y. Stock Exch. LLC
,
Plaintiffs further argue that certain canons of statutory interpretation demonstrate that Defendants have exceeded their authority. First, Plaintiffs invoke the anti-surplusage canon, “which encourages courts to give effect to ‘all of [a statute’s] provisions, so that no part will be inoperative or superfluous, void or insignificant.’” Gulf Fishermen’s Ass’n , 968 F.3d at 464-65 (quoting Latiolais v. Huntington Ingalls, Inc. , 951 F.3d 286, 294 (5th Cir. 2020) (en banc)). Plaintiffs contend that if Congress had intended to grant Defendants “implied authority” to require industry-funded monitoring, it would not have *33 specifically authorized the collection of fees or surcharges to cover the cost of three monitoring programs elsewhere in the statute. See Pls.’ Mot., ECF No. 18-1 at 29-30. Plaintiffs specifically refer to: (1) the “limited access privilege program,” which authorizes the Council to collect “fees” to “cover the costs of management, data collection and analysis, and enforcement activities,” 16 U.S.C. § 1853a(e)(2); (2) the monitoring program for foreign fishing vessels, which authorizes the Secretary to impose a “surcharge” to “cover all the costs of providing a United States observer aboard that vessel,” id. § 1821(h)(4); and (3) the North Pacific Council program, which “establishes a system . . . of fees, which may vary by fishery, management area, or observer coverage level, to pay for the cost of imрlementing the plan,” id. § 1862(a). Second, Plaintiffs argue that the expressio unius est exclusio alterius canon applies for the same reasons: that the inclusion of provisions governing fee-based monitoring programs impliedly excludes other types of industry-funded monitoring programs. Pls.’ Mot., ECF No. 18-1 at 30; see also Pls.’ Reply, ECF No. 22 at 14.
The Court is unpersuaded. A fee-based program—“where the
industry is assessed a payment by the agency, authorized by
statute, to be deposited in the U.S. Treasury and disbursed for
administrative costs otherwise borne by the agency,” AR 17739—is
different from the industry-funded observer measures at issue
*34
here, in which the fishing vessels contract with and make
payments directly to third-party monitoring service providers.
Because the Omnibus Amendment does not involve fees or
surcharges, the Court cannot not find that the MSA’s provisions
governing cost recovery are made “superfluous, void or
insignificant,”
Citizens for Responsibility & Ethics in Wash. v.
FEC
,
Plaintiffs also assert that “[t]here is no evidence of congressional recognition of any sort of pre-existing, implied authority to impose monitoring costs on the regulated industry.” Pls.’ Mot., ECF No. 18-1 at 31. The Court disagrees. Rather, the legislative history further supports the conclusion that Defendants have acted within the scope of the MSA.
As Defendants point out, prior to Congress adding to the MSA the provisions authorizing the mandatory placement of at-sea monitors on fishing vessels (16 U.S.C. § 1853(b)(8)) and the *35 fee-based observer program in the North Pacific region (16 U.S.C. § 1862), the Secretary had issued regulations implementing an observer program in the North Pacific’s FMP in which the vessel operator directly paid a third-party monitoring services provider. See Groundfish of the Gulf of Alaska, Groundfish Fishery of the Bering Sea & Aleutian Islands Area , 55 Fed. Reg. 4839-02, 4840 (Feb. 12, 1990) (providing that “[a]ny vessel operator or manager of a shoreside processing facility who is required to accommodate an observer is responsible for obtaining a NMFS-certified observer . . . . [and] will pay the cost of the observer directly to the contractor ” (emphasis added)). As Plaintiffs аcknowledge, to this day, “the North Pacific observer program is still funded through a combination of fees and third-party contracts between observer providers and fishing industry members.” Pls.’ Mot., ECF No. 18-1 at 35. Congress was thus aware of the industry-funded monitoring program in the North Pacific when it authorized the at-sea monitoring requirement located in Section 1853(b)(8), and, indeed, the Committee on Merchant Marine and Fisheries noted that “the Councils already have— and have used —such authority; the amendment makes the authority explicit.” See Defs.’ Opp’n, ECF No. 20-1 at 31-32 (quoting Comm. on Merchant Marine & Fisheries, H.R. Rep. No. 101-393 at 38 (1990)). Congressional committees have continued to take note of such industry-funded *36 programs. See, e.g. , S. Rep. No. 114-66 at 31-32 (June 16, 2015); S. Rep. No. 114-239 at 31-32 (Apr. 21, 2016); H. Rpt. No. 114-605 at 17 (June 7, 2016); S. Rep. No. 115-139 at 34 (July 27, 2017); S. Rep. No. 115-275 at 36 (June 14, 2018); S. Rpt. No. 116-127 at 42 (Sept. 26, 2019).
Accordingly, the Court concludes that Defendants acted
within the bounds of their statutory authority in promulgating
the Omnibus Amendment. Even if Plaintiffs’ arguments were enough
to raise an ambiguity in the statutory text, the Court, for the
same reasons identified above, would conclude that Defendants’
interpretation is a reasonable reading of the MSA.
See
Groundfish Forum
,
C. Industry-Funded Monitoring Does Not Violate Agency Financing and Expenditure Statutes
Plaintiffs next argue that the Omnibus Amendment “impliedly repeals” the Anti-Deficiency Act, 31 U.S.C. § 1341; the Miscellaneous Receipts Statute, 31 U.S.C. § 3302; and the Independent Offices Appropriations Act, 31 U.S.C. § 9701. Pls.’ Mot., ECF No. 18-1 at 38-40. According to Plaintiffs, the amendment inappropriately “offload[s] costs” of Defendants’ observer programs onto the industry when Defendants exceed appropriated funds. at 39. For the reasons stated below, the Court disagrees and concludes that the industry-funded *37 monitoring requirement does not violate the statutes governing agency expenditures and obligations.
Plaintiffs first argue that the industry-funded monitoring
requirement violates the Anti-Deficiency Act, 31 U.S.C. § 1341.
Pls.’ Mot., ECF No. 18-1 at 38. The Anti–Deficiency Act provides
that a federal officer may not “(A) make or authorize an
expenditure or obligation exceeding an amount available in an
appropriation or fund for the expenditure or obligation”; or
“(B) involve [the] government in a contract or obligation for
the payment of money before an appropriation is made unless
authorized by law.” 31 U.S.C. § 1341(a)(1)(A)-(B). Here,
however, Defendants are not expending government funds without
authorization from Congress. Nor do the monitoring requirements
contemplate that NFMS will enter into any contracts or
obligations for the payment of money. Rather, it is the vessels
that directly make payments to the monitoring service providers,
subject to any terms provided for in contracts between the two
private parties. Accordingly, based upon the statute’s plain
language, Defendants have not violated the Anti-Deficiency Act.
See Goethel
,
Plaintiffs also contend that the monitoring requirement
violates the Miscellaneous Receipts Act, 31 U.S.C. § 3302, which
provides that “an official or agent of the Government receiving
money for the Government from any source shall deposit the money
in the Treasury as soon as practicable without deduction for any
charge or claim.” 31 U.S.C. § 3302(b). The D.C. Circuit has
explained that this provision “derives from and safeguards a
principle fundamental to our constitutional structure, the
separation-of-powers precept embedded in the Appropriations
Clause, that ‘[n]o Money shall be drawn from the Treasury, but
in Consequence of Appropriations made by Law.’”
Scheduled
Airlines Traffic Offs., Inc. v. U.S. Dep’t of Def.
, 87 F.3d
1356, 1361-62 (D.C. Cir. 1996) (quoting U.S. Const. art. I, § 9,
cl. 7). “By requiring government officials to deposit government
monies in the Treasury, Congress has precluded the executive
branch from using such monies for unappropriated purposes.”
Id.
at 1362. Here, the service providers are not government
officials and do not otherwise receive money for the government,
and thus industry-funded monitoring does not involve an
“official or agent of the Government” receiving money.
See
Carver v. United States
,
Plaintiffs next argue that the industry funding
requirements of the Omnibus Amendment violate the Independent
Offices Appropriations Act (“IOAA”), 31 U.S.C. § 9701, which
“generally governs user fees collected by the federal
government.”
Seafarers Int’l Union of N. Am. v. U.S. Coast
Guard
,
Despite the above, Plaintiffs assert that it is “a
distinction without a difference” that “Defendants and the
Council seek to require the industry to contract directly with
monitoring service providers, in lieu of the government paying
those companies.” Pls.’ Reply, ECF No. 22 at 29. According to
Plaintiffs, “the law looks past superficial structures to the
heart of what an agency is trying to accomplish.” The Court
is unpersuaded. First, Plaintiffs fail to specify to which “law”
they are referring, and they fail to cite any case law in
support of their argument. Second, the plain language of the
three statutes unambiguously demonstrates that they are not
applicable to this case.
See Nat’l Cable Television Ass’n, Inc.
v. United States
,
Plaintiffs also argue that “it is incorrect for Defendants to assert that NMFS does not closely ‘control’ monitoring service providers or the contractual relationships they enter with vessel owners” because: (1) “the market for monitoring service providers is highly regulated and controlled by NMFS”; (2) “NMFS must certify the companies permitted to provide monitors,” of which there are only four such companies; and (3) of the certified companies, “[n]ot all these companies operate in the same geographic regions.” Pls.’ Reply, ECF No. 22 at 29. However, none of these details regarding Defendants’ regulation and oversight of the required standards set by the Council change the fact that Defendants do not receive any payments related to industry-funded monitoring and do not “maintain control over the contractual relationship between the vessel and the service provider that the vessel itself selects.” Defs.’ Reply, ECF No. 26 at 23.
Accordingly, industry-funded monitoring does not violate the Anti-Deficiency Act, the Miscellaneous Receipts Act, or the IOAA.
D. The Omnibus Amendment Is Not an Unconstitutional Tax Plaintiffs argue that the industry-funded monitoring measures—which they characterize as “a government program created by the NEFMC and Defendants, regulated by them in detail, and which they will continue to fund in-part themselves”—are an unconstitutional tax. See Pls.’ Mot., ECF No. 18-1 at 40. Defendants disagree with Plaintiffs’ characterization of the industry-funded monitoring requirement and contend that there is “no resemblance” between the industry- funded monitoring requirement and a tax levied and collected by Congress. See Defs.’ Opp’n, ECF No. 20-1 at 49. The Court agrees with Defendants.
“A payment made to a third party vendor (in this case, an
at-sea monitor) is not a tax simply because the law requires
it.”
Goethel
,
Accordingly, because industry-funded monitoring generates no public revenue, it does not constitute an unlawful tax.
E. The Omnibus Amendment Does Not Violate National Standard 7 and National Standard 8
Plaintiffs contend that the Omnibus Amendment violates National Standards 7 and 8 because any demonstrated scientific or conservation benefits resulting from increased monitoring services do not outweigh the economic consequences to the fishing community. Pls.’ Mot., ECF No. 18-1 at 41.
In reviewing the Omnibus Amendment, the Court’s “task is
not to review
de novo
whether the amendment complies with [the
National Standards] but to determine whether the Secretary’s
conclusion that the standards have been satisfied is rational
and supported by the record.”
C&W Fish Co.
,
For the reasons explained below, the Court concludes that the Omnibus Amendment does not violate National Standards 7 and 8.
1. National Standard 7
National Standard 7 provides that “[c]onservation and
management measures shall, where practicable, minimize costs and
avoid unnecessary duplication.” 16 U.S.C. § 1851(a)(7). The
regulations concerning National Standard 7 instruct that
management measures should not impose “unnecessary burdens on
the economy, on individuals, on private or public organizations,
or on Federal, state, or local governments. Factors such as fuel
costs, enforcement costs, or the burdens of collecting data may
well suggest a preferred alternative.” 50 C.F.R. § 600.340(b).
“Any analysis for fishery management plans ‘should demonstrate
that the benefits of fishery regulation are real and substantial
relative to the added research, administrаtive, and enforcement
costs, as well as costs to the industry of compliance.’”
Burke
v. Coggins
, No. 20-667,
Plaintiffs first argue that “[a]t a cost upwards of $710 per day, many small business herring fishermen will suffer severe economic consequence.” Pls.’ Mot., ECF No. 18-1 at 41. Plaintiffs contend that “[a]t no point did Defendants justify *45 the Omnibus Amendment by describing less costly alternatives that the NEFMC seriously considered.” at 42.
The administrative record reflects, however, that Defendants did consider less costly alternatives and included exemptions to the amendment to minimize costs. NMFS recognized that while industry-funded monitoring coverage would cause “direct economic impacts” on vessels participating in the herring fishery, the requirement also would have positive impacts, including ensuring “(1) [a]ccurate estimates of catch (retained and discarded); (2) accurate catch estimates for incidental species for which catch caps apply; and (3) affordable monitoring for the herring fishery.” AR 17740, 17744. The record also demonstrates that Defendants considered alternatives to determine which monitoring target goal would best achieve the agency’s goals while minimizing the economic impact on fishing communities. The analysis within the EA indicates Defendants considered a “no coverage target,” a 25% coverage target, a 50% coverage target, and a 75% coverage target. AR 17075, 17082-83; see also id. at 17097 (“Different coverage targets (25%, 50%, 75%, or 100%) were analyzed for each gear type (midwater trawl, purse seine, bottom trawl), but the Council selected a 50% coverage target for all gear types.”). After weighing the benefits against the costs, Defendants concluded that “[t]he 50% coverage target selected by the *46 Council for vessels with a Category A or B herring permit provides for the benefits of collecting additional information on biological resources while minimizing industry cost responsibilities, especially when compared to non-preferred coverage targets of 100% and 75%.” Id. at 17315.
The Omnibus Amendment also provides for exemptions from the
coverage requirements to minimize costs where practicable. For
example, waivers are available if: (1) “monitoring coverage is
unavailable”; (2) “vessels intend to land less than 50 metric
tons (mt) of herring”; or (3) “wing vessels carry no fish on
pair trawling trips.”
Id.
at 17735. Furthermore, the EFP
“exempt[s] midwater vessels from the requirement for industry-
funded at-sea monitoring coverage and allow[s] midwater trawl
vessels to use electronic monitoring and portside sampling
coverage to comply with the” 50% monitoring coverage target.
Id.
at 17736-37. Finally, Defendants found that “[a]llowing SBRM
coverage to contribute toward the 50-percent coverage target for
at-sea monitoring is expected to reduce costs for the industry.”
at 17742. Accordingly, Plaintiffs’ contention that
Defendants “at no point” discussed less costly alternatives is
belied by the record.
See Nat’l Coal. for Marine Cons. v. Evans
,
Plaintiffs, however, argue that Defendants’ discussion of
alternatives is conclusory and that “[m]ore detailed analysis is
required, particularly when the proposed regulation will harm
most of the herring fleet.” Pls.’ Reply, ECF No. 22 at 32.
Plaintiffs assert that the Council failed to note that midwater
trawlers will bear the brunt of the industry-funded monitoring
costs because: (1) they have low observer coverage rates due to
differences in SBRM coverage among gear types; and (2) the
majority of them would not qualify under the 50-metric-ton
exemption. However, it is settled law that “in making a
decision on the practicability of a fishery management
amendment, the Secretary does not have to conduct a formal
cost/benefit analysis of the measure.”
Alaska Factory Trawler
Ass’n v. Baldridge
,
Plaintiffs also contend that the omnibus measures, which establish a standardized process for developing industry-funded monitoring programs across other New England FMPs, “may lead to the sort of ‘duplication’ that National Standard Seven aims to avoid” because “vessels in non-herring fisheries could become *49 subject to concurrent monitoring requirements.” Pls.’ Reply, ECF No. 22 at 30. Plaintiffs assert that the Omnibus Amendment fails to address this potential future duplication with other NEFMC- administered fisheries. Id. at 30-31. But Plaintiffs’ argument fails. Defendants explained that “[b]ecause herring and mackerel are often harvested together on the same trip,” the Omnibus Amendment “specifies that the higher coverage target applies on trips declared into both fisheries. If the Council considers industry-funded monitoring in other fisheries in the future, the impacts of those programs relative to existing industry-funded monitoring programs will be considered at that time.” AR 17742. Further, because the 50% monitoring coverage target is calculated by combining both SBRM and industry-funded monitoring, a vessel will not have SBRM and industry-funded monitoring coverage on the same trip. See id. at 17315, 17734. Thus, the industry-funded monitoring requirement in the Atlantic herring fishery “avoid[s] unnecessary duplication.” 16 U.S.C. § 1851(a)(7).
Accordingly, the Omnibus Amendment does not violate National Standard 7.
2. National Standard 8
National Standard 8 requires that FMPs and plan amendments
“take into account the importance of fishery resources to
fishing communities . . . in order to (A) provide for the
*50
sustained participation of such communities, and (B) to the
extent practicable, minimize adverse economic impacts on such
communities.” 16 U.S.C. § 1851(a)(8). The agency “must give
priority to conservation measures.”
Nat. Res. Def. Council, Inc.
v. Daley
,
Plaintiffs argue that the Omnibus Amendment violates National Standard 8 because Defendants have failed to establish its scientific and conservation need. Pls.’ Reply, ECF No. 22 at *51 34; see also Pls.’ Mot., ECF No. 18-1 at 41. The Court disagrees. It is clear from the administrative record that Defendants explained the scientific and conservation benefits of the Omnibus Amendment. Defendants explained that the amendment establishes industry-funded monitoring “to help increase the accuracy of catch еstimates,” which in turn will “improv[e] catch estimation for stock assessments and management.” AR 17742 (“Analysis in the EA suggests a 50-percent coverage target would reduce the uncertainty around estimates of catch tracked against catch caps, likely resulting in a CV of less than 30 percent for the majority of catch caps.”); see also id. at 17316. “If increased monitoring reduces the uncertainty in the catch of haddock and river herring and shad tracked against catch caps, herring vessels may be more constrained by catch caps, thereby increasing accountability, or they may be less constrained by catch caps and better able to fully harvest herring sub-ACLs.” Id. at 17742; see also id. at 17789. Furthermore, Defendants explained that “[i]mproving [the] ability to track catch against catch limits is expected to support the herring fishery achieve optimum yield, minimize bycatch and incidental catch to the extent practicable, and support the sustained participation of fishing communities.” at 17742; see also id. at 17789-90. As explained above, those conservation needs were weighed against the associated costs to the industry, and the Council considered *52 significant alternatives and selected measures to minimize adverse economic impacts on the fishing industry and communities. See id. at 17316.
Plaintiffs also argue that the cost-minimization efforts “impermissibly benefit a select number of fishing communities where that sliver of the fleet berths and does business.” Pls.’ Reply, ECF No. 22 at 34. Plaintiffs further contend that “differences in SBRM coverage among different gear types will lead to the midwater trawl fleet carrying more of the financial burden in meeting the herring monitoring coverage target.” Id. But, as stated above, the administrative record demonstrates that Defendants took into account the negative economic impacts upon participants in the herring fishery “to the extent practicable.” 16 U.S.C. § 1851(a)(8). In taking into account the economic impacts, Defendants weighed the alternatives and reasonably concluded that the 50% monitoring coverage target best met the balance of the costs and benefits of additional monitoring. AR 17257, 17734.
“[C]ourts have consistently rejected challenges under this
standard where the administrative record reveals that the
Secretary was aware of potentially devastating economic
consequences, considered significant alternatives, and
ultimately concluded that the benefits of the challenged
regulation outweighed the identified harms.”
N.C. Fisheries
*53
Ass’n
,
F. The February 7, 2020 Final Rule Is Not Substantively Deficient
Plaintiffs argue that Defendants’ responses to comments submitted in connection with the final rule were “substantively deficient.” Pls.’ Mot., ECF No. 18-1 at 43.
“The APA’s arbitrary-and-capricious standard requires that
agency rules be reasonable and reasonably explained.”
Nat’l Tel.
Coop. Ass’n v. FCC
,
First, Plaintiffs argue that Defendants’ failed to cite statutory authority supporting its statement that Section 1853(b)(8)’s requirement “to carry observers . . . includes compliance costs on industry participants” because “there is no statutory authorization for industry-funded monitoring.” Pls.’ Mot., ECF No. 18-1 at 43 (emphasis omitted) (quoting AR 17739). Plaintiffs contend that Defendants never addressed the argument that if authorization for industry-funded monitoring were “implied, then Congress’s efforts to allow it elsewhere would be rendered surplusage.”
However, the Service explained in its response that its
authority derives from Section 1853(b)(8) of the MSA, which
authorizes at-sea monitors to be placed on fishing vessels, and
explained its view that “[t]he requirement to carry observers,
along with many other requirements under the [MSA], includes
compliance costs on industry participants.” AR 17739 (explaining
that “NMFS regulations require fishing vessels to install vessel
monitoring systems for monitoring vessel positions and fishing,
report catch electronically, fish with certain gear types or
mesh sizes, or ensure a vessel is safe before an observer may be
carried on a vessel. Vessels pay costs to third-parties for
*55
services or goods in order to comply with these regulatory
requirements that are authorized by the Magnuson-Stevens Act.
There are also opportunity costs imposed by restrictions on
vessel sizes, fish sizes, fishing areas, or fishing seasons.”).
Defendants’ response is not “substantively deficient” for
failing to expressly mention the surplusage canon, as Defendants
had already noted their disagreement with the premise that
industry-funded monitoring was unauthorized.
Cf. Del. Dep’t of
Nat. Res. & Env’t Control v. EPA
,
Plaintiffs also assert that “there is a key distinction between regulatory costs—often enumerated by statute—and effectively paying the salary of your direct, government minder.” Pls.’ Mot., ECF No. 18-1 at 43-44. Plaintiffs contend that the measures within the Omnibus Amendment are more comparable to inspection costs than compliance costs. Id. at 44. Finally, Plaintiffs argue that Defendants “tried to dismiss arguments that industry funding is an unlawful tax.” at 45.
However, Defendants also sufficiently responded to these concerns raised in submitted comments. Defendants explained that the purpose of monitoring programs was to “collect[] data necessary for the conversation and management of the fishery” *56 and that “[a]t-sea monitors are not authorized officers conducting vessel searches for purposes of ensuring compliance with fisheries requirements.” AR 17740. Defendants further explained that industry funding is not a tax because the government receives no revenue. Id.
Accordingly, the Court concludes that the record indicates that Defendants sufficiently considered the relevant factors raised by the submitted comments and provided reasonable explanations in response. See Nat’l Tel. Coop. Ass’n , 563 F.3d at 540.
G. Defendants Did Not Violate NEPA
Plaintiffs further argue that Defendants’ EA violates NEPA.
See Pls.’ Mot., ECF No. 18-1 at 46.
While NEPA establishes a “national policy [to] encourage
productive and enjoyable harmony betwеen man and his
environment,” 42 U.S.C. § 4321; “NEPA itself does not mandate
particular results,”
Robertson v. Methow Valley Citizens
Council
,
Plaintiffs argue that Defendants violated NEPA because: (1) Defendants failed to take a “hard look” at the Omnibus Amendment’s impacts; (2) Defendants did not adequately consider regulatory alternatives or potential mitigation measures; (3) Defendants did not seriously consider alternatives to industry- funded monitoring; and (4) Defendants did not submit a supplement to their environmental impact analysis despite reductions in herring catch. See Pls.’ Mot., ECF No. 18-1 at 46- 51. For the reasons explained below, the Court rejects Plaintiffs’ arguments.
1. Plaintiffs Do Not Have a Cause of Action Under NEPA
As a threshold matter, the Court first addresses whether
Plaintiffs’ interests fall within NEPA’s “zone of interests.”
*58
Gunpowder Riverkeeper v. FERC
,
“In addition to constitutional standing, a plaintiff must
have a valid cause of action for the court to proceed to the
merits of its claim.”
Id.
(citing
Natural Res. Def. Council v.
EPA
,
“The zone of interests protected by the NEPA is, as its
name implies, environmental; economic interests simply do not
fall within that zone.”
Gunpowder Riverkeeper
,
Here, while Plaintiffs refer generally to unspecified
“environmental impacts,” Plaintiffs have not alleged that they
*59
will suffer any environmental injury as a result of the Omnibus
Amendment. Rather, Plaintiffs’ sole concern is with the
financial burden on fishing vessels and companies as a result of
industry-funded monitoring. In their motion briefing and in
their Complaint, Plaintiffs have detailed their fears regarding
the economic impact of the Omnibus Amendment.
See, e.g.
, Pls.’
Mot., ECF No. 18-1 at 48-51; Pls.’ Reply, ECF No. 22 at 36-42;
Compl., ECF No. 1 ¶¶ 3-5, 45, 78-80, 86, 91, 98. However,
Plaintiffs have failed to name any specific harms to the
environment and have not “linked [their] pecuniary interest to
the physical environment or to the environmental impacts.”
Ashley Creek Phosphate Co. v. Norton
,
Accordingly, because Plaintiffs’ interest in challenging
the Omnibus Amendment is a purely economic interest, and
economic concerns are “not within the zone of interests
protected by NEPA,”
ANR Pipeline Co v. FERC
,
2. Plaintiffs’ NEPA Claims Fail on the Merits Even if the Court found that NEPA was applicable to Plaintiffs’ claims, Plaintiffs’ arguments would still fail on the merits for the reasons stated below.
a. Defendants Took a “Hard Look” at Environmental Impacts
Plaintiffs argue that Defendants failed to take a “hard
look” at the “complete environmental impact” of the omnibus
measures, which created a process to implement future industry-
funded monitoring programs in other New England FMPs. Pls.’
Mot., ECF No. 18-1 at 47. Plaintiffs contend that despite
recognizing that future industry-funded monitoring programs will
have an “economic impact” if implemented, Defendants undertook
no analysis of these future costs.
Id.
at 47-48. In Plaintiffs’
view, Defendants’ inclusion of these measures into the Omnibus
Amendment “suggests an improper attempt to ‘artificially
divid[e] a major federal action into smaller components, each
without significant impact.’” at 48 (quoting
Jackson City v.
FERC
,
Under NEPA, the EA must “take[] a hard look at the
problem.”
Sierra Club v. Van Antwerp
,
Here, the Court notes at the outset that while Plaintiffs
broadly claim that Defendants failed to take a “hard look” at
the
environmental
impacts of the future industry-funded
monitoring programs, Plaintiffs only identify alleged
economic
impacts.
See
Pls.’ Mot., ECF No. 18-1 at 48 (stating that NEFMC
recognized the “economic impact” of future monitoring programs);
id.
(noting that NEFMC had suggested a potential rise in
“monitoring costs” due to overlapping requirements);
id.
at 49
(arguing a NEPA violation because the “final EA provides no
detail about the potential economic impact”);
id.
(citing to
“meager evidence” in the administrative record regarding the
economic impact on the non-herring fleet); Pls.’ Reply, ECF No.
22 at 36 (arguing the Council refused to “recognize[] the
uniformly negative expected economic pact of future” monitoring
programs). As explained above, a party “must assert an
*62
environmental harm in order to come within [NEPA’s] zone of
interests.”
Gunpowder Riverkeeper
,
However, even if NEPA was applicable here, the Court’s conclusion would remain the same. Plaintiffs dispute Defendants’ determination that the omnibus measures “do not have any direct economic impacts on fishery-related business or human communities because they do not require the development of [industry-funded monitoring] programs nor do they directly impose any costs.” AR 17179. Plaintiffs contend that because Defendants are aware of which New England FMPs are in the position to implement industry-funded programs and “have access to extensive information about the demographics and operation of New England fisheries,” Defendants could conduct an analysis of economic impact of future monitoring programs. Pls.’ Reply, ECF No. 22 at 37. Defendants, on the other hand, argue that such future costs are too speculative to include in the EA “[w]ithout knowing thе goals or the details of the measures to achieve [future industry-funded monitoring] goals.” Defs.’ Opp’n, ECF No. 20-1 at 50 (quoting AR 17741). Defendants state that “[t]he *63 economic impacts to fishing vessels and benefits resulting from a future . . . program would be evaluated in the amendment to establish that . . . program.” Id. (quoting AR 17741).
The Court agrees with Defendants. “The ‘rule of reason’
requires that consideration be given to practical limitations on
the agency’s analysis, such as the information available at the
time.”
Wilderness Soc’y v. Salazar
,
b. Defendants Adequately Considered Alternatives and Potential Mitigation Measures Plaintiffs next argue that Defendants violated NEPA because they did not adequately address potential mitigation measures or alternatives to the Omnibus Amendment. Pls.’ Mot., ECF No. 18-1 at 49. The Court disagrees.
An EA “must include a ‘brief discussion[]’ of reasonable
alternatives to the proposed action.”
Myersville
, 783 F.3d at
1323 (citation omitted). “An alternative is reasonable if it is
objectively feasible as well as reasonable in light of the
agency’s objectives.” (alterations and quotation marks
omitted) (quoting
Theodore Roosevelt Conservation P’ship
, 661
F.3d at 72). An agency’s specification of the range of
reasonable alternatives is entitled to deference.
Citizens
Against Burlington, Inc. v. Busey
,
First, regarding consideration of alternatives, the Court
finds that Defendants have complied with NEPA’s requirements.
The EA included a brief discussion of seven alternatives to the
omnibus measures, including an option preserving the status quo,
“that would modify all the FMPs managed by the Council to allow
standardized development of future FMP-specific industry-funded
monitoring programs.” AR 17046-47. The EA also included a
discussion of multiple alternatives regarding increasing
monitoring in the Atlantic herring fishery specifically,
including a “no additional coverage” alternative, electric
monitoring options, and portside sampling options.
See
AR 17069-
*66
101. Plaintiffs do not explain how the EA’s discussion of these
alternatives is inadequate, nor do they argue that there were
any alternatives that Defendants improperly excluded from
consideration. To the extent that Plaintiffs suggest that “at-
sea monitoring under the Omnibus Amendment in the herring
fishery is discretionary,” “unnecessary to advance conservation
goals,” and “
less
efficient than shoreside alternatives,” Pls.’
Opp’n, ECF No. 22 at 34-35; “NEPA does not compel a particular
result,”
Myersville
,
Second, regarding mitigation measures, the Court finds that Defendants’ EA satisfies the relevant standard. Plaintiffs contend that although the EA contains information regarding the negative effects that industry-funded monitoring will have on businesses and communities, the EA “downplays” such impacts “by referring to the waiver of coverage for vessels that land less than 50 metric tons of herring per trip—a mitigation measure that applies to an especially small portion of the herring fleet . . . —and by vaguely referring to potential adjustments by the NEFMC in the next two years.” Pls.’ Mot., ECF No. 18-1 at 49 (citing AR 17250, 17327); see also Pls.’ Reply, ECF No. 22 at 38 (arguing that “the exemption for vessels landing under 50 metric tons of herring will favor a sliver of the fleet and therefore impermissibly benefit a select number of fishing communities”).
Again, Plaintiffs’ argument regards economic interests, not
environmental ones.
See Gunpowder Riverkeeper
,
To the extent that Plaintiffs refer to environmental impacts in arguing that the Council’s plan to re-evaluate the Atlantic herring monitoring program in two years is “vague,” Pls.’ Mot., ECF No. 18-1 at 49; the EA reflects that Defendants were aware of the environmental impacts of the Omnibus Amendment and its alternatives and the need to incorporate mitigation efforts to reduce any negative impacts. See, e.g. , AR 17177-241.
The omnibus measures were determined to have “no direct impacts” on biological resources or the physical environment. Id. at 17179. The industry-funded monitoring program in the Atlantic herring fishery was determined to have a “negligible” impact on the physical environment and an “indirect” impact on biological resources because “they affect levels of monitoring *69 rather than harvest specifications or gear requirements.” Id. at 17179, 17316; see also id. at 17326 (“The proposed action is not expected to cause significant environmental impacts because it establishes a monitoring program, rather than specifying harvest specifications, gear requirements, or changes in fishing behavior.”). The EA then took into account “variations and contingencies in [the Atlantic herring] fishery by adapting coverage levels to available funding or logistics and allowing vessels to choose electronic monitoring and portside sampling coverage, if it is suitable for the fishery and depending on a vessel owner’s preference.” Id. at 17315. The EA explained that one of the “preferred” alternatives “would require the Council to revisit the preferred Herring Alternatives two years after implementation and evaluate whether changes to management measures are necessary.” Id. “This requirement to evaluate the impacts of increased monitoring in the herring fishery takes into account and allows for variations and contingencies in the fishery, fishery resources, and catches.” Given that the Omnibus Amendment’s measures may “increase monitoring and that may improve management of the fishery and provide a better opportunity for achieving optimum yield,” resulting in indirect benefits for the environment, id. at 17312; Plaintiffs have failed to show that the two-year re-examination provision is an inadequate mitigant under NEPA.
Finally, Plaintiffs contend that Defendants have used the “uncertainty of future management efforts,” particularly the two-year re-examination provision, “as a shield to avoid fuller environmental impact analysis.” Pls.’ Reply, ECF No. 22 at 38 (quotation marks omitted). This argument is without merit. As explained above, the EA includes a thorough description of potential environmental impacts, and Plaintiffs fail to point to any specific deficiencies in Defendants’ discussion of environmental impacts or mitigation measures.
Accordingly, the Court finds that, even if the Court found that NEPA was applicable to Plaintiffs’ claims, the EA’s discussion of environmental impacts and mitigation measures complies with NEPA’s mandate.
c. Defendants Did Not Predetermine the Outcome Plaintiffs next argue that “Defendants pre-judged the outcome of the EA in favor of the NEFMC’s preferred alternatives.” Pls.’ Mot., ECF No. 18-1 at 49. According to Plaintiffs, “[n]othing in the administrative record suggests that NEFMC and Defendants seriously considered preserving the status quo.” Id. at 50. As evidence, Plaintiffs point to sections of the administrative record in which Defendants state that a cost-benefit analysis could not be “completed” before the Council selected its preferred alternatives, and that the Omnibus Amendment’s purpose was to “establish[] a clear *71 delineation of costs for monitoring between the industry and NMFS for all FMPs.” ; Pls.’ Reply, ECF No. 22 at 39. Plaintiffs also assert that Defendants received “overwhelmingly negative feedback from stakeholders and regulated parties,” which they argue would cause a “reasonable regulator” to “think twice.” Pls.’ Mot., ECF No. 18-1 at 50; see also Pls.’ Reply, ECF No. 22 at 39.
The standard for demonstrating predetermination is high.
See Forest Guardians v. U.S. Fish & Wildlife Serv.
, 611 F.3d
692, 714 (10th Cir. 2010);
Stand Up for Calif.! v. U.S. Dep’t of
the Interior
,
Defendants’ actions do not rise to the level of
predetermination. Regardless of whether Defendants had a bias
toward implementing some type of increased monitoring program in
the region, the extensive administrative record demonstrates
that any preferred outcome did not “prevent full and frank
consideration of environmental concerns.” at 205-06.
Furthermore, while Plaintiffs note that Defendants received
negative feedback during the comment periods for the Omnibus
Amendment and its implementing regulations, Plaintiffs do not
contend that Defendants ignored these comments or provided
insufficient responses.
See
Pls.’ Mot., ECF No. 18-1 at 49-50.
And as Defendants point out, Defendants likewise received
positive feedback advocating for greater monitoring coverage
than the alternative that was selected. Defs.’ Opp’n, ECF No.
20-1 at 54 (citing AR 17668-71, 17742). Put simply, an agency
“may work toward a solution, even its preferred one,”
Stand Up
for Calif.!
,
Accordingly, the Court concludes that Defendants did not predetermine the outcome of the EA.
d. Defendants Were Not Required to Supplement the EA Plaintiffs also argue that Defendants violated NEPA because they did not supplement the EA following herring catch reductions in 2019 and 2020, which Plaintiffs contend “will significantly impact the economics of the fishery and the viability of the fleet under an industry-funded monitoring regime.” Pls.’ Reply, ECF No. 22 at 39. Plaintiffs argue that the EA “contains no data” supporting Defendants’ finding that “increases in total revenue from other fisheries” would “mitigate the negative impacts of reductions to the herring ACL *74 and associated revenue.” Pls.’ Mot., ECF No. 18-1 at 51; see also Pls.’ Reply, ECF No. 22 at 42.
Under NEPA, an agency must prepare a supplement to an EA
when “[t]here are significant new circumstances or information
relevant to environmental concerns and bearing on the proposed
action or its impacts.” 40 C.F.R. § 1502.9(d)(1)(ii). However,
as the Supreme Court has explained, under the “rule of reason,”
an agency need not supplement an EA “every time new information
comes to light” after the EA is finalized.
Marsh v. Or. Nat.
Res. Council
,
Here, Defendants reasonably concluded that the herring
catch reductions did not “significantly transform the nature of
the environmental issues raised in the [EA].”
Nat’l Comm. for
the New River
,
Second, the record indicates that Defendants undertook a
careful evaluation of the significance of the herring catch
reductions prior to determining whether a supplement was needed.
See Marsh
,
Defendants then compared herring revenue generated by Category A and B herring vessels from 2014 to 2018 to assess the economic impact of a reduction in herring catch. Id. Based on this assessment, Defendants determined that “[e]ven though the 2018 [annual catch limit (“ACL”)] was reduced by 52 percent (54,188 mt) from the 2014 ACL, the impact on 2018 revenue was not рroportional to the reduction in ACL and differed by gear type.” Id. Defendants explained that the change in revenue between 2014 and 2018 was affected by several factors, “such as the availability of herring relative to the demand and vessel participation in other fisheries.” Id. at 17738. Defendants also considered how the level of fishing effort, SBRM coverage, and certain mitigation measures would affect the economic impact of industry-funded monitoring. at 17738-39. After analyzing these factors, Defendants determined that reduced herring catch and its impacts fell within the initial EA’s scope and that a supplement was unnecessary because: “(1) the action is identical to the proposed action analyzed in the EA and (2) no new information or circumstances relevant to environmental concerns or impacts of the action are significantly different from when *78 the EA’s finding of no significant impact was signed on December 17, 2018.” at 17739.
As the D.C. Circuit has explained, “[t]he determination as
to whether information is either new or significant ‘requires a
high level of technical expertise’; thus, [courts] ‘defer to the
informed discretion of the [agency].’”
Blue Ridge
, 716 F.3d at
196-97 (quoting
Marsh
,
H. The Omnibus Amendment Does Not Violate the Regulatory Flexibility Act
Plaintiffs next argue that Defendants failed to meet their obligations under the Regulatory Flexibility Act (“RFA”) when promulgating the Omnibus Amendment.
Under the RFA, agencies must “consider the effect that
their regulation will have on small entities, analyze effective
alternatives that may minimize a regulation’s impact on such
*79
entities, and make their analyses available for public comment.”
Nat’l Women, Infants, & Children Grocers Ass’n v. Food &
Nutrition Serv.
,
“Although the RFA compels an agency to make substantive
determinations, a court cannot find an agency violated the RFA
merely because it disagrees with those determinations.”
Alfa
Int’l Seafood v. Ross
,
Here, Plaintiffs argue that the NEFMC and Defendants failed to comply with the RFA because the IRFA and the FRFA contained “conclusory findings” regarding the economic effects of the Omnibus Amendment that are “facially unreasonable.” Pls. Mot., ECF No. 18-1 at 52. Specifically, Plaintiffs contend that Defendants failed to consider: (1) “economic impacts associated with the omnibus alternatives,” id. (citing AR 17339); (2) “the full set of costs” that the industry-funded monitoring alternatives would “impose on regulated entities,” including “the danger of overlapping monitoring requirements, the effect of significant quota cuts . . . , and the actual feasibility of alternatives,” id. (citing AR 17341-46); and (3) an “explanation for their conclusion that certain businesses ‘were more likely *81 to exit the fishery if the cost of monitoring [were] perceived as too expensive,’” id. at 52-53 (citing AR 17342).
As an initial matter, the Court notes that Plaintiffs’
arguments appear to be a “non-starter” because Plaintiffs’
motion only cites to alleged compliance failures within the IRFA
and do not point to any alleged deficiencies within the FRFA.
Alfa Int’l Seafood
,
Even if the Court construed Plaintiffs’ three arguments as “attack[ing] the overall adequacy of Defendants’ economic impact analysis,” Pls.’ Reply, ECF No. 22 at 42; the arguments would still fail. First, while Plaintiffs contend that Defendants did not consider the economic impacts of the omnibus measures, the IRFA and the FRFA explain that those measures are “administrative and have no direct economic impacts.” AR 17339, 17744. Indeed, the measures explicitly set out the *82 administrative process to develop and maintain future industry- funded monitoring programs in other New England FMPs.
Plaintiffs’ contention that “Defendants and the NEFMC conceded
its omnibus measures will have ‘direct negative economic impacts
to fishing vessels,” Pls.’ Reply, ECF No. 22 at 43, is
misleading. In making that statement, Defendants were referring
to potential future programs and explained that “any direct
negative economic impacts to fishing vessels resulting from a
future [industry-funded monitoring] program would be evaluated
in the amendment to establish that [industry-funded monitoring]
program.” AR 17179;
cf. Associated Fishers of Me.
,
Defendants’ conclusion is reasonable.
Second, regarding Plaintiffs’ argument that Defendants did
not consider the “full set of costs” that would be imposed on
regulated entities, Pls.’ Mot., ECF No. 18-1 at 52; the record
demonstrates that Defendants underwent a reasoned аnalysis of
the economic impacts that vessels would face upon the
implementation of the Omnibus Amendment and that Defendants had
taken steps to minimize economic impacts on affected entities.
*83
See
AR 17341-46. While it is possible that the agency could have
included further detail or more study, the record nonetheless
demonstrates that Defendants engaged in a “reasonable, good
faith effort” to carry out the RFA’s mandate.
U.S. Cellular
Corp.
,
Third, Plaintiffs argue that Defendants failed to explain
their conclusion that certain businesses “were more likely to
exit the fishery if the cost of monitoring [were] perceived as
too expensive.” Pls.’ Mot., ECF No. 18-1 at 52-53 (citing AR
17342). “[W]here the agency has addressed a range of comments
and considered a set of alternatives to the proposal adopted,
the burden is upon the critic to show why a brief response on
one set of comments or the failure to analyze one element as a
separate alternative condemns the effort.”
Little Bay Lobster
Co.
,
Additionally,
Southern Offshore Fishing Association v.
Daley
,
Accordingly, the Court finds that Defendants fulfilled the requirements of the RFA in promulgating the Omnibus Amendment.
I. The Approval and Finalization of the Omnibus Amendment Was Procedurally Proper
Finally, Plaintiffs argue that the process of approving and finalizing the Omnibus Amendment was procedurally irregular and raises “procedural due process concerns.” Pls.’ Mot., ECF No. 18-1 at 54. However, a review of the MSA’s provisions governing *85 the Secretary’s review of FMPs, amendments, and proposed regulations demonstrates that Defendants followed the proper procedure.
Under the MSA’s regulatory framework, once the Council transmits an FMP or amendment to the Secretary, the Secretary must do two things: (1) “immediately commence a review of the plan or amendment to determine whether it is consistent with the national standards, the other provisions of this chapter, and any other applicable law”; and (2) “immediately publish in the Federal Register a notice stating that the plan or amendment is available and that written information, views, or comments of interested persons on the plan or amendment may be submitted to the Secretary during the 60-day period beginning on the date the notice is published.” 16 U.S.C. § 1854(a)(1). Once the comment period has closed, the Secretary then has 30 days to approve, disapprove, or partially approve an FMP or amendment. Id. § 1854(a)(3). “If the Secretary does not notify a Council within 30 days of the end of the comment period of the approval, disapproval, or partial approval of a plan or amendment, then such plan or amendment shall take effect as if approved.” Id.
Proposed regulations implementing an FMP or amendment that the Council deems “necessary or appropriate” must be submitted to the Secretary “simultaneously” with the FMP or amendment. § 1853(c). Once the Secretary receives the proposed regulations, *86 “the Secretary shall immediately initiate an evaluation of the proposed regulations to determine whether they are consistent with the [FMP], plan amendment, [the MSA] and other applicable law.” Id. § 1854(b)(1). The Secretary must make a determination within 15 days of initiating such evaluаtion, and, if the Secretary approves the proposed regulations, she must publish the regulations for comment in the Federal Register, “with such technical changes as may be necessary for clarity and an explanation of those changes.” Id. § 1854(b)(1)(A). There must be a public comment period of between 15 to 60 days, and, after the public comment period has expired, the Secretary must then promulgate the final regulations within 30 days, consulting with the Council on any revisions and explaining the changes in the Federal Register. Id. § 1854(b)(3).
Here, it is “undisputed” that Defendants “followed the statutorily prescribed timelines for approval of an FMP amendment and implementing regulations.” See Pls.’ Reply, ECF No. 22 at 44. Instead, Plaintiffs argue that “[t]he irregularities and due process concerns arise from Defendants presuming the legality of the Omnibus Amendment and proposing implementing regulations before any final approval decision for the underlying FMP amendment.” at 44-45. However, Plaintiffs’ argument is belied by the text of the statute. The MSA clearly contemplates such a situation given its mandate that *87 proposed regulations be submitted “simultaneously with the plan or amendment under section 1854 of this title,” 16 U.S.C. § 1853(c); and the agency also confirms that this is its usual practice, see AR 17741 (“It is our practice to publish an NOA and proposed rule concurrently.”). Furthermore, Defendants appropriately set a 60-day comment period for the FMP amendment and a 45-day comment period for the proposed regulations, with the public comments for both overlapping for 13 days. See id. Both the notice of the amendment and the proposed regulations included a statement explaining that any public comments received on the amendment or the proposed rule during the amendment’s comment period would be considered in the decision on the amendment. The public thus had fair notice and a meaningful opportunity to participate in the process. See, e.g. , Conn. Light & Power Co. v. Nuclear Regulatory Comm’n , 673 F.2d 525, 528 (D.C. Cir. 1982).
Finally, Plaintiffs’ description of an inappropriate “secret approval” of the Omnibus Amendment “in a non-public letter [to the Council] that [NOAA] never officially disseminated,” Pls.’ Mot., ECF No. 18-1 at 54; lacks any bаsis. Rather, NOAA acted as the MSA requires: upon approval of an FMP or amendment, there must be “written notice to the Council” of the Secretary’s decision. 16 U.S.C. § 1854(a)(3). No further publication is statutorily required.
IV. Conclusion
For the aforementioned reasons, the Court DENIES Plaintiffs’ Motion for Summary Judgment, GRANTS Defendants’ Cross-Motion for Summary Judgment, and GRANTS Defendants’ Motion to Exclude. An appropriate Order accompanies this Memorandum Opinion.
SO ORDERED.
Signed: Emmet G. Sullivan
United States District Judge
June 15, 2021
Notes
[1] When citing electronic filings throughout this Opinion, the Court cites to the ECF page number, not the page number of the filed document.
[2] Pursuant to Federal Rule of Civil Procedure 25(d), the Court substitutes as defendant the United States Secretary of Commerce, Gina Raimondo, for the former United States Secretary of Commerce, Wilbur L. Ross.
[3] Pursuant to Federal Rule of Civil Procedure 25(d), the Court substitutes as defendant the current Official Performing the Duties of NOAA Administrator, Benjamin Friedman, for the former Acting NOAA Administrator, Neil Jacobs.
[4] The Service is a federal agency within the Department of Commerce’s NOAA.
[5] The MSA defines a “fishery” as “one or more stocks of fish which can be treated as a unit for purposes of conservation and management and which are identified on the basis of geographical, scientific, technical, recreational, and economic characteristics” and “any fishing for such stocks.” 16 U.S.C. § 1802(13).
[6] Atlantic herring inhabit the Atlantic Ocean off of the East coast of the United States and Canada, ranging from North Carolina to the Canadian Maritime Provinces. AR 17103. Atlantic herring play an important role in the Northwest Atlantic ecosystem, serving as a “forage species” for a number of other fish, marine mammals, and seabirds. Id. at 17070, 17161, 17511. There is also a directed fishery for Atlantic herring, composed primarily of vessels using midwater trawl gear, small-mesh bottom trawl vessels, and purse seines. at 17104.
[7] “The Atlantic Herring FMP achieves the NEFMC’s management goals through a stock-wide annual catch limit (‘ACL’) that is allocated between four distinct geographic management areas . .
[8] Lund’s Fisheries is not a plaintiff in this case. However, according to Plaintiffs, several Plaintiffs have the same owners and managers as Lund’s Fisheries, and, as such, they are operated together as a “single family of businesses.” See Compl., ECF No. 1 ¶ 19; Pls.’ Opp’n Exclude, ECF No. 25 at 6. For example, Plaintiff Loper Bright Enterprises, Inc., co-owns and operates a vessel with the owners of Lund’s Fisheries. See Compl., ECF No. 1 ¶ 11; Pls.’ Opp’n Exclude, ECF No. 25 at 6.
