James Edward LONG, Appellant,
v.
The STATE of Texas, Appellee.
Court of Appeals of Texas, Dallas.
*186 Bruce Anton, Dallas, for appellant.
John Nation, Dallas, for appellee.
Before CARVER, VANCE and MALONEY, JJ.
VANCE, Justice.
Appellant, James Edward Long, was convicted of sexual abuse of a child, sentenced to twenty years' imprisonment, and assessed a $10,000 fine. Appellant contends, inter alia, that the admission of videotaped testimony of the complaining witness violated his right of confrontation. We agree. Accordingly, we hold that TEX.CODE CRIM.PROC.ANN. art. 38.071, § 2 (Vernon Supp.1985) is unconstitutional and reverse.
In the jury's presence, the State introduced a video tape recording of an interview of the complainant, a twelve-year-old child, by Jan De Lipsey, a Rape Crisis Center therapist. Prior to the introduction of the evidence, De Lipsey related the circumstances surrounding the recording of the testimony. De Lipsey testified that she met the child approximately fifteen minutes prior to the taping and that, in the presence of two persons from the district attorney's office, she explained to the child the videotape procedure and asked the child general questions concerning the type of abuse allegedly inflicted. During the videotape proceeding, at which only the child and De Lipsey were present the child used anatomically correct dolls and correct language to explain, in detail, incidents of sexual abuse which began when she was five and one-half and continued until she was approximately nine years old.[1]
The trial judge held the tape admissible pursuant to TEX.CODE CRIM.PROC. ANN. art. 38.071, § 2 (Vernon Supp.1985):
Sec. 2. (a) The recording of an oral statement of the child made before the proceeding begins is admissible into evidence if:
(1) no attorney for either party was present when the statement was made;
(2) the recording is both visual and aural and is recorded on film or videotape or by other electronic means;
(3) the recording equipment was capable of making an accurate recording, the operator of the equipment was competent, *187 and the recording is accurate and has not been altered;
(4) the statement was not made in response to questioning calculated to lead the child to make a particular statement;
(5) every voice on the recording is identified;
(6) the person conducting the interview of the child in the recording is present at the proceeding and available to testify or be cross-examined by either party;
(7) the defendant or the attorney for the defendant is afforded an opportunity to view the recording before it is offered into evidence; and
(8) the child is available to testify.
(b) If the electronic recording of the oral statement of a child is admitted into evidence under this section, either party may call the child to testify, and the opposing party may cross-examine the child.
Appellant objected that the introduction of the videotape and article 38.071 deny his right of confrontation for the following reasons: "the purpose of the [A]ct is to put the witness in a supportive atmosphere outside the jury's presence, where she is more likely to testify more freely"; the "atmosphere was calculated to prompt the girl to give certain responses"; and the child would be less responsive in a courtroom atmosphere.
The Right of Confrontation
The Sixth Amendment to the United States Constitution provides that "[i]n all criminal prosecutions, the accused shall enjoy the right to ... be confronted with the witnesses against him...." U.S. CONST. amend. VI. The Fourteenth Amendment Due Process Clause secures the right against invasion by the States. Pointer v. Texas,
Texas law also scrupulously protects the right of confrontation. See TEX. CONST. art. I, § 10 ("In all criminal prosecutions, the accused shall ... be confronted by the witnesses against him...."); TEX.CODE CRIM.PROC.ANN. art. 1.05 (Vernon 1977) ("In all criminal prosecutions, the accused shall ... be confronted with the witnesses against him...."); TEX.CODE CRIM. PROC.ANN. art. 1.25 (Vernon 1977) ("The defendant, upon a trial, shall be confronted with the witnesses....).
Function of Confrontation
According to one commentator, the notion of confrontation "requires the state, wherever possible, to present its evidence against the accused in what is traditionally considered the most reliable form, that of direct testimony in open court". Westen, Confrontation & Compulsory Process: A Unified Theory of Evidence for Criminal Cases, 91 Harv.L.Rev. 567, 578 (1978) [hereinafter cited as "A Unified Theory of Evidence"]. "Historically, the inclusion of the Confrontation Clause in the Bill of Rights reflected the Framers' conviction that the defendant must not be denied the opportunity to challenge his accusers in a direct encounter before the trier of fact." Ohio v. Roberts,
The primary object of the constitutional provision in question was to prevent depositions or ex parte affidavits, such as were sometimes admitted in civil cases, being used against the prisoner in lieu of a personal examination and cross-examination of the witness in which the accused has an opportunity, not only of testing the recollection and sifting the conscience of the witness, but of compelling him to stand face to face with the jury in order that they may look at him, and judge by his demeanor upon the *188 stand and the manner in which he gives his testimony whether he is worthy of belief.
Mattox v. United States,
The Framers intended the clause to serve four distinct functions: (1) to ensure an opportunity for effective cross-examination, the "greatest legal engine ever invented for the discovery of truth." California v. Green,
The Confrontation Clause Applied
Application of the four factors to the instant case compels the conclusion that the videotape procedure denied appellant the protections the confrontation clause is designed to ensure. Appellant was not afforded an opportunity for face-to-face confrontation, the child was not under oath,[2] and the statute specifically prohibits the presence of appellant or appellant's attorney at the videotaping session. Art. 38.071, § 2(a)(1). The jury was able to evaluate the demeanor of the witness, but the protective, nontrial, nonadversarial setting may have distorted the child's credibility.
Cross-Examination
Although cases from other jurisdictions addressing taped evidence reach diverse conclusions, most recognize that cross-examination is an inviolable, indispensable element of confrontation. In United States v. Tunnell,
*189 In People v. Heading,
Face-to-Face Confrontation
The vice of trial without face-to-face confrontation is that it denies the accused the "opportunity to hear what is being said against him at trial and thereby undermine[s] his ability to use whatever procedural devices are otherwise at his disposal to challenge the state's case." A Unified Theory of Evidence, supra p. 187, at 569-70. Thus, in Barber v. Page,
[T]he confrontation clause contemplates the active participation of the accused at all stages of the trial, including the face-to-face meeting with the witness at trial or, at the minimum, in a deposition allowing the accused to face the witness, assist his counsel, and participate in the questioning through his counsel. A further exception to the face-to-face aspect of the confrontation clause urged by the Government presents a too severe curtailment of this constitutional right. Any exception should be narrow in scope and based on necessity or waiver.
Id. at 821.
Reliability and Demeanor Evidence
The tape is hearsay and contains no indicia of reliability, a critical element of most exceptions to the hearsay rule. See Ohio v. Roberts,
State Interest
The dictate of the confrontation clause, however, is not absolute. See United States v. Thevis,
Thus, the right to confront and to cross-examine "may, in appropriate cases, bow to accommodate other legitimate interests in the criminal trial process." Chambers v. Mississippi,
The State traditionally has a legitimate and substantial parens patriae interest in protecting a child from emotional harm. See e.g., Interstate Circuit v. Dallas,
Psychiatrists have identified components of the legal proceedings that are capable of putting a child victim under prolonged mental stress and endangering his [or her] emotional equilibrium: repeated interrogations and cross-examination, facing the accused again, the official atmosphere in court, the acquittal of the accused for want of corroborating evidence to the child's trustworthy testimony, and the conviction of a molester who is the child's parent or relative.
Libai, The Protection of the Child Victim of a Sexual Offense in the Criminal Justice System, 15 Wayne L.Rev. 977, 984 (1969). Thus, children who testify "may be more damaged by their traumatic role in the court proceedings than they were by their abuse." State v. Sheppard, 197 N.J. *191 Super. 411,
Thus, although authorities recognize the potential trauma of in-court testimony, neither our record nor the legislative history contains evidence that the child was, or that sex-abuse victims generally are, emotionally disturbed, reluctant to testify, or intimidated by the accused, or evidence that the videotape procedure was more likely than in-court testimony to elicit a reliable response. Cf. Sheppard and New Jersey Youth and Family Services v. S.S.,
Subsequent Opportunity to Confront the Witness
We respectfully disagree with our sister court's conclusion in Jolly v. State,
[T]he usual dangers of hearsay are largely nonexistent where the witness testifies at trial. "The whole purpose of the hearsay rule has already been satisfied [because] the witness is present and subject to cross-examination [and] [t]here is ample opportunity to test him as to the basis of his former statements."
Green,
Further, as one commentator noted, requiring the accused to take the initiative places him "in the difficult position of having to call as a defense witness a person whose testimony is likely to be adverse to his cause". A Unified Theory, supra, p. ___, at 579. Although article 38.071 provides appellant the right to call the witness, the statute does not condition admissibility of the videotape on simultaneous in-court availability of the witness. Thus, the statute guarantees neither a simultaneous, see Sheppard,
False testimony is apt to harden and become unyielding to the blows of truth in proportion as the witness has opportunity for reconsideration and influence by the suggestions of others, whose interest may be, and often is, to maintain falsehood rather than truth.
State v. Saporen,
*192 In the instant case, the State called the child to testify as a rebuttal witness and elicited evidence repetitive of the videotape. Appellant's counsel objected that the State previously had elected to present the testimony by videotape and was merely reiterating facts adduced during the presentation of its case-in-chief to bolster the earlier evidence. The judge overruled the objections. Although appellant's counsel thereafter cross-examined the child, we hold that this subsequent opportunity to challenge the witness' testimony was not sufficient to preserve appellant's constitutional right or to make harmless beyond a reasonable doubt any error in the introduction of the videotape. See Chapman v. California,
Furthermore, the statute unconstitutionally forces the defendant to elect between two constitutional rights. The Fourteenth Amendment Due Process Clause "protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged." In re Winship,
The corollary of the conjunction of these two rights is that the accused in a criminal case may be found not guilty though he neither presents evidence in his favor nor cross-examines the State's witnesses. Thus, Article 38.071, by not commanding the presence of the child complainant, a witness indispensable to the State's case, but simply providing appellant a right to call her to testify, compels appellant to forego either his right to confrontation or his right to remain passive. See Green,
Accordingly, for the foregoing reasons, we hold that TEX.CODE CRIM.PROC. *193 ANN. art. 38.071, § 2 is unconstitutional and reverse appellant's conviction.
CARVER, Justice, dissenting.
I respectfully dissent. Long's particular claim in the trial court, repeated here by brief and argument, urges that the statute in question unconstitutionally denies him confrontation in that it denies contemporaneous confrontation. The majority acknowledges that California v. Green,
NOTES
Notes
[1] Appellant waived any error in the introduction of extraneous offenses.
[2] At the beginning of the tape, De Lipsey tested the child's knowledge of the difference between truth and falsehood and of the definition of a lie. The child stated that "[a] lie is telling a story that is not the truth" and that if she told a lie she "would get in a whole lot of trouble."
