LONG BEACH POLICE OFFICERS ASSOCIATION, Plaintiff and Appellant, v. CITY OF LONG BEACH et al., Defendants and Appellants; LOS ANGELES TIMES COMMUNICATIONS LLC, Real Party in Interest and Respondent.
No. S200872
Supreme Court of California
May 29, 2014
59 Cal. 4th 59
LONG BEACH POLICE OFFICERS ASSOCIATION, Plaintiff and Appellant, v. CITY OF LONG BEACH et al., Defendants and Appellants; LOS ANGELES TIMES COMMUNICATIONS LLC, Real Party in Interest and Respondent.
Law Offices of James E. Trott, James E. Trott and Larry J. Roberts for Plaintiff and Appellant.
The Law Offices of Charles Goldwasser, Charles A. Goldwasser, David A. Goldwasser and Theodore H. Dokko for Association of Orange County Deputy Sheriffs, Santa Ana Police Officers Association and Santa Barbara Police Officers Association as Amici Curiae on behalf of Plaintiff and Appellant.
Crabbe, Brown & James, Larry H. James and Christina L. Corl for the National Fraternal Order of Police as Amicus Curiae on behalf of Plaintiff and Appellant.
Bobbitt, Pinckard & Fields, Richard L. Pinckard and Charles B. Walker for Police Officers Research Association of California as Amicus Curiae on behalf of Plaintiff and Appellant.
Stone Busailah, Michael P. Stone, Muna Busailah and Robert Rabe for Los Angeles Police Protective League and Riverside Sheriffs’ Association, Legal Defense Trust as Amici Curiae on behalf of Plaintiff and Appellant.
Liebert Cassidy Whitmore, Richard M. Kreisler and David A. Urban for Los Angeles County Police Chiefs’ Association as Amicus Curiae on behalf of Defendants and Appellants.
Karlene W. Goller; Davis Wright Tremaine, Kelli L. Sager, Rochelle L. Wilcox and Jeff Glasser for Real Party in Interest and Respondent.
Peter Bibring; Michael T. Risher; and David Blair-Loy for ACLU Foundation of Southern California, ACLU Foundation of Northern California and ACLU Foundation of San Diego & Imperial Counties as Amici Curiae on behalf of Real Party in Interest and Respondent.
Sheppard, Mullin, Richter Hampton and Guylyn R. Cummins for California Newspaper Publishers Association, California Broadcasters Association, Newspaper Association of America, National Press Photographers Association, Associated Press, CBS Broadcasting, Inc., Freedom Communications, Inc., Gannett Co., Inc., Hearst Corporation, The New York Times Company, Press Democrat, The Press-Enterprise, San Diego Union-Tribune, The McClatchy Company, First Amendment Coalition, First Amendment Project, Californians Aware, Citizen Media Law Project, the Reporters Committee for Freedom of the Press and Newspaper Guild as Amici Curiae on behalf of Real Party in Interest and Respondent.
Levine Sullivan Koch Schulz, James E. Grossberg, Lee Levine, Jeanette Melendez Bead; Terry Francke; Mark Powers; James Ewert; Mark H. Jackson, Jason P. Conti, Gail C. Gove; David M. Giles; Peter Scheer; Eve B. Burton, Jonathan R. Donnellan; Karole Morgan-Prager, Stephen J. Burns; Denise Leary, Ashley Messenger; Mickey H. Osterreicher; Amanda M. Leith; Covington Burling, Kurt Wimmer; Bruce D. Brown, Gregg P. Leslie and Mark R. Caramanica for Californians Aware, California Broadcasters Association, California Newspaper Publishers Association, Dow Jones & Company, Inc., The E.W. Scripps Company, First Amendment Coalition, Hearst Corporation, The McClatchy Company, National Press Photographers Association, National Public Radio, Inc., NBCUniversal Media, LLC, Newspaper Association of America and the Reporters Committee for Freedom of the Press as Amici Curiae on behalf of Real Party in Interest and Respondent.
OPINION
KENNARD, J.*—A newspaper asked a city to release the names of police officers involved in certain shootings while on duty. The police union then sought injunctive relief against the city in superior court, attempting to prevent release of the names. The newspaper intervened (seeking disclosure of the names), and the city then aligned itself with the union (opposing disclosure). The trial court denied the union‘s request for a permanent injunction; that denial was upheld on appeal. We granted the separate petitions for review filed by the city and the union. We now affirm the judgment of the Court of Appeal.
I
Shortly before 5:00 p.m., on December 12, 2010, two City of Long Beach police officers responded to a resident‘s telephone call about an intoxicated man brandishing a “six-shooter” on neighboring property. At the sight of the two officers, the man (35-year-old Douglas Zerby) pointed at them an object resembling a gun. The officers immediately fired multiple rounds at Zerby, killing him. It turned out that the object Zerby was holding was a garden hose spray nozzle with a pistol grip.
Three days later, reporter Richard Winton of Los Angeles Times Communications LLC (the Times), asked the Long Beach City Attorney‘s Office for “[t]he names of Long Beach police officers involved in the December 12[, 2010,] office[r-]involved shooting in the 5300 block of East Ocean Boulevard” (the Zerby shooting), as well as “[t]he names of Long Beach police officers involved in officer[-]involved shootings from Jan[uary] 1[,] 2005 to Dec[ember] 11, 2010” (the nearly six-year period leading up to the Zerby shooting). The request was made under the California Public Records Act (
On December 30, 2010, plaintiff Long Beach Police Officers Association (the Union), the bargaining agent for all Long Beach police officers, sought injunctive relief in the superior court. Named as defendants were the City of Long Beach, the Long Beach Police Department, and its chief of police (collectively, the City). In its complaint, the Union asserted that the City had informed it that, unless prohibited by a court, the City would disclose the information sought by the Times. Accompanying the Union‘s request for injunctive relief was a declaration by Lieutenant Steve James, the Union‘s president, expressing concern that release of the officers’ names could result
The superior court issued a temporary restraining order prohibiting the City from disclosing to the Times the names of the officers involved in the Zerby shooting. The court then continued the case to a later date to determine whether to issue a preliminary or permanent injunction, and it allowed the Times to intervene in the action.
Defendant City supported plaintiff Union‘s request for injunctive relief. The City asserted that the names of the two officers involved in the December 2010 fatal shooting of Zerby were exempt from disclosure under the California Public Records Act. With respect to the names of the City‘s police officers involved in earlier shootings, the City asserted that those names, too, were likely subject to the same statutory exemptions but that its practice was to evaluate each disclosure request on a “case-by-case basis.”
The City submitted a declaration by Long Beach Police Lieutenant Lloyd Cox, who was in charge of “the criminal and administrative investigations related to all Officer Involved Shootings.” The declaration stated that the police department conducts an administrative investigation of every officer-involved shooting, and, if warranted, an internal criminal investigation follows. Documents resulting from these investigations are treated by the police department as personnel records that are statutorily exempt from disclosure. Cox‘s declaration also stated that revealing the name of an officer involved in a shooting could expose the officer and the officer‘s family to harassment, because the officer‘s home address and other personal information could easily be found using the Internet. The declaration further stated that when, for example, an officer is involved in a shooting of a gang member, it is not uncommon for the gang to retaliate against the officer. Cox mentioned eight “Officer Safety Bulletins . . . about potential retaliation/threats against officers,” two of which were related to shootings, and he also described graffiti in the City of Long Beach that read “Strike Kill a Cop.”
In arguing against disclosure of the names of the officers involved in the Zerby shooting, the Union and the City cited
The Times moved to strike Lieutenant James‘s declaration (filed by the Union), but the Times did not object to the declaration of Lieutenant Cox (filed by the City).1 The trial court struck those portions of the James declaration that mentioned (1) the general safety concerns associated with releasing the names of officers involved in shootings, (2) the death threats made against specific officers involved in past shootings, and (3) the ease with which a name can be used to gather personal information over the Internet. The trial court then denied the Union‘s request for a preliminary or permanent injunction, and it discharged the temporary restraining order. The court ruled that none of the disclosure exemptions in the California Public Records Act protected the names of officers involved in shootings. With respect to the potential harassment facing those officers and their families, the court considered such harassment to be speculative in the absence of a particularized showing regarding a specific officer. Recognizing that such a showing might be made in the future, the superior court denied injunctive relief “without prejudice” to a renewed request demonstrating that “releasing the names of particular officers will create a likelihood of harm.”
The Union and the City appealed, without success. We then granted their petitions for review.2
II
A. Statutory Law
The California Legislature in 1968, recognizing that “access to information concerning the conduct of the people‘s business is a fundamental and
Also relevant here is
In Pitchess, a defendant charged with battery on four sheriff‘s deputies (
Under the Pitchess statutes, a public entity that employs peace officers must investigate and retain citizen complaints of any officer misconduct, such as the use of excessive force. (
One other piece of legislation merits mention here. In 2004, California‘s voters passed an initiative measure that added to the state Constitution a provision directing the courts to broadly construe statutes that grant public access to government information and to narrowly construe statutes that limit such access. (
B. Decisional Law
Relevant here are two of this court‘s recent decisions, which considered the interplay between the Pitchess statutes and requests under the California Public Records Act for disclosure of peace officers’ names.
In Copley, supra, 39 Cal.4th 1272 (decided in 2006), a newspaper publisher sought access to a civil service commission‘s records of an administrative appeal brought by a county sheriff‘s deputy who had been terminated for disciplinary reasons. After the commission denied the request, the publisher unsuccessfully petitioned the superior court for a writ of mandate, seeking to compel disclosure. The publisher then appealed, and the Court of Appeal
Copley held that the civil service commission‘s records of the deputy‘s appeal were confidential “personnel records” under the Pitchess statutes (
Copley then discussed the Court of Appeal‘s reliance on an earlier appellate decision, New York Times Co. v. Superior Court (1997) 52 Cal.App.4th 97 (New York Times), which broadly declared that the Pitchess statutes do not prevent disclosure of the names of peace officers. (Copley, supra, 39 Cal.4th at pp. 1297–1298New York Times to the extent that decision conflicted with our analysis in Copley. (Copley, at p. 1298.)
In 2007, just one year after Copley, supra, 39 Cal.4th 1272, we again addressed the issue of a newspaper‘s request, made under the California Public Records Act, for disclosure of the names of certain peace officers. In Commission on Peace Officer Standards & Training v. Superior Court (2007) 42 Cal.4th 278 (Commission on Peace Officer Standards), a newspaper sought certain information about peace officers hired statewide by various California public entities during a specified 10-year period. The information was contained in a database maintained by a public agency. When the agency denied the newspaper‘s request, the
In Commission on Peace Officer Standards, the public agency that had compiled the peace officer database did not employ any of the peace officers, and therefore the entries in its database were not “personnel records” under a literal reading of the Pitchess statutes (
Commission on Peace Officer Standards next held that
Against this background of relevant statutes and court decisions, we now consider the disclosure request of the Times.
III
The Times, citing the California Public Records Act, seeks disclosure of the names of the two Long Beach police officers involved in the December 12, 2010, fatal shooting of Zerby, as well as the names of any Long Beach officers involved in shootings occurring between January 1, 2005, and December 11, 2010. The Union and the City oppose disclosure. They rely largely on the confidentiality protections afforded peace officers under the Pitchess statutes, focusing in particular on
The Union and the City also attach significance to the italicized language in this quote from Commission on Peace Officer Standards: “[T]he legislative concern [in adopting sections
Although the Pitchess statutes limit public access to personnel records (
Significantly, the Pitchess statutes are silent as to whether the names of officers involved in shootings are protected “personnel records.” (
Misplaced is the reliance by the Union and the City on this court‘s decision in Copley, supra, 39 Cal.4th 1272. There, as we noted earlier, a newspaper publisher sought records of an administrative appeal brought by a sheriff‘s
In arguing here against disclosure of the officers’ names, the Union and the City note this court‘s disapproval in Copley, supra, 39 Cal.4th at page 1298, of the Court of Appeal‘s statement in New York Times, supra, 52 Cal.App.4th at page 101, that ” ‘an individual‘s name is not exempt from disclosure’ ” under the Pitchess statutes. (Copley, at p. 1298.) But, as we explained in Commission on Peace Officer Standards, supra, 42 Cal.4th at page 298, this court disapproved the statement from New York Times only ” ‘insofar as it applie[d] to disciplinary matters like the one at issue’ ” in Copley. (See Copley, at p. 1298.) The records sought in Copley linked the officer‘s name, not just to an on-duty shooting, but to a confidential disciplinary action involving the officer, and therefore they were exempt from disclosure. (See Commission on Peace Officer Standards, supra, 42 Cal.4th at pp. 295, 298–299.) Thus, Copley‘s disapproval of the statement from New York Times did not alter the latter case‘s core holding, generally permitting disclosure of the names of peace officers involved in on-duty shootings. (See 91 Ops.Cal.Atty.Gen., supra, at pp. 13–15 [discussing Copley‘s effect on New York Times].)
Nor does
In a case such as this one, which concerns officer-involved shootings, the public‘s interest in the conduct of its peace officers is particularly great because such shootings often lead to severe injury or death. Here, therefore, in weighing the competing interests, the balance tips strongly in favor of identity disclosure and against the personal privacy interests of the officers involved. Of course, if it is essential to protect an officer‘s anonymity for safety reasons or for reasons peculiar to the officer‘s duties—as, for example, in the case of an undercover officer—then the public interest in disclosure of the officer‘s name may need to give way. (See International Federation of Professional and Technical Engineers, Local 21, AFL-CIO v. Superior Court (2007) 42 Cal.4th 319, 337.) That determination, however, would need to be based on a particularized showing, which was not made here.
We next consider the City‘s assertion that
Finally, we consider the catchall exemption in
The Union and the City assert that disclosing the names of peace officers involved in shootings could lead to harassment of those officers and their
We do not hold that the names of officers involved in shootings have to be disclosed in every case, regardless of the circumstances. We merely conclude, as did the trial court and the Court of Appeal, that the particularized showing necessary to outweigh the public‘s interest in disclosure was not made here, where the Union and the City relied on only a few vaguely worded declarations making only general assertions about the risks officers face after a shooting. The public records request by the Times is broadly worded and covers a wide variety of incidents. Thus, the Union and the City sought a blanket rule preventing the disclosure of officer names every time an officer is involved in a shooting. Such a rule would even prevent disclosure of the name of an officer who acted in a heroic manner that was unlikely to provoke retaliation of any kind, in which case officer safety would not be an issue. We reject that blanket rule.
The trial court‘s denial of injunctive relief was without prejudice to any later evidentiary showing that disclosing a particular officer‘s name would compromise that officer‘s safety or the safety of the officer‘s family. That ruling permits further litigation by the Union, and it reflects the trial court‘s recognition, which we share, that the public‘s interest in access to public records is not absolute and must be weighed against the countervailing privacy and safety interests of peace officers. Understandable are the general safety concerns of officers who fear retaliation from angry members of the community after an officer-involved shooting, especially when the shooting results in the death of an unarmed person. But the Legislature, whose laws we must construe, has not gone so far as to protect the names of all officers involved in such shootings. That the Legislature generally considers it important for the public to know the identities of the officers serving the community is reflected in the statutory provision requiring a uniformed officer to display either a name or an identification number (
DISPOSITION
We affirm the judgment of the Court of Appeal, which upheld the trial court‘s denial of the Union‘s requested injunctive relief.
Cantil-Sakauye, C. J., Baxter, J., Werdegar, J., Corrigan, J., and Liu, J., concurring.
CHIN, J., Dissenting.—I disagree with the majority‘s conclusion that the City of Long Beach (the City) and the Long Beach Police Officers Association (the Union) have failed to show that the information Los Angeles Times Communications LLC (the Times) has requested—the names of the officers “involved in” the December 12, 2010, shooting of Douglas Zerby and the names of all police officers “involved in” shootings from January 1, 2005, until December 11, 2010—is exempt from disclosure under the California Public Records Act (CPRA) (
In relying on this section, the Union acknowledges that the majority in Commission on Peace Officer Standards & Training v. Superior Court (2007) 42 Cal.4th 278 (Commission on Peace Officer Standards) held that “the privacy and safety interests of peace officers” as a group regarding the mere fact of their employment “do not outweigh the public‘s interest in the disclosure of [that] information.” (Commission on Peace Officer Standards, supra, 42 Cal.4th at p. 303.) The Union argues, however, that the “heightened safety concerns of officers who have been involved in shootings” warrant striking a different “balance” with regard to this “subgroup.” In support of its argument, the Union relies on the declaration of Long Beach Police Lieutenant Lloyd Cox (Cox declaration), which states in relevant part: (1) “A number of officer involved shootings involve gang members or violent criminals“; (2) “When an officer is involved in a shooting with a gang member, it is not uncommon for the gang to retaliate against law enforcement officers“; (3) “Since late 2007, the Long Beach Police Department has issued eight Officer Safety Bulletins to the department about potential retaliation/threats against officers, two of which were directly related to shootings involving police officers. As recently as January 10, 2011, the department was notified of graffiti at 5100 Appian Way
I agree with the Union‘s argument. As I explained in Commission on Peace Officer Standards, “in 1990, the Legislature amended subdivision (a) of [Penal Code]
Nothing in the majority‘s brief discussion of
The majority then moves on to its primary focus: the public‘s interest. Relying on Commission on Peace Officer Standards, the majority first identifies the public‘s interest generally in “the conduct of its peace officers“—specifically, the ” ‘[m]isuse’ ” of their authority—and asserts that, “when it comes to the disclosure of a peace officer‘s name,” this interest “outweighs, in most cases, the officer‘s personal privacy interest.” (Maj. opn., ante, at pp. 73–74.) The majority next asserts that this general public interest “is particularly great” in connection with “officer-involved shootings” because “such shootings often lead to severe injury or death.” (Maj. opn., ante, at p. 74.) This heightened public interest, the majority states, “tips” the balance here “strongly in favor of identity disclosure.” (Ibid.)
The majority‘s discussion is unpersuasive for several reasons. First, the majority fails to explain how disclosing the name of an officer who has in any way been “involved in officer involved shootings“—which is what the Times seeks—provides any information about whether the involved officers ” ‘[m]isuse[d]’ ” their authority. (Maj. opn., ante, at p. 74.) Thus, merely knowing which officers were “involved in officer involved shootings” does little, if anything, to advance the public‘s interest in “the conduct of its peace officers.” (Maj. opn., ante, at p. 73.)
Second, the majority‘s assessment of the public‘s interest is inconsistent with the Legislature‘s and the voters’ view of that interest. Through the Pitchess statutes (see maj. opn., ante, at pp. 67–68), the Legislature has precluded the general public from obtaining “[p]eace officer . . . personnel records” or “information obtained from these records.” (
The majority errs in asserting that
Nor do I agree with the majority that, under
The majority also makes several errors in evaluating the other side of the balance: the interests of the officers in nondisclosure. Although relying principally on a heightened public interest in officer-involved shootings, the majority fails to consider or even acknowledge the officer‘s heightened privacy and safety interests in such cases. In this regard, Commission on Peace Officer Standards, on which the majority principally relies (maj. opn., ante, at pp. 72–73), actually supports the Union. There, in holding that “the typical peace officer has [no] more than an insubstantial privacy interest in the fact of his or her employment as an officer” (Commission on Peace Officer Standards, supra, 42 Cal.4th at p. 300), the majority reasoned that the fact of employment is “innocuous information” (id. at p. 302) because “it would not reveal [the officer‘s] involvement in any particular case” (id. at p. 302, fn. 12, italics added). In this regard, the majority reasoned, disclosure of basic employment information is different from the disclosure sought in Stone v. F.B.I. (D.D.C. 1990) 727 F.Supp. 662 (Stone): the names of FBI agents “who participated in the investigation of the assassination of Robert F. Kennedy.” (Commission on Peace Officer Standards, supra, 42 Cal.4th at p. 302, fn. 12.) In Stone, ” ‘[w]hat could reasonably be expected to constitute an unwarranted invasion of an agent‘s privacy is not that he or she is revealed as an FBI agent but that he or she is named as an FBI agent who participated in the RFK investigation.’ [Citation.]” (Commission on Peace Officer Standards, supra, at p. 302, fn. 12.) The ” ‘concern is not with the identifying information per se, but with the connection between such information and some other detail—a statement, an event, or otherwise—which the individual would not wish to be publicly disclosed.’ ” (Ibid., quoting Halloran v. Veterans Administration (5th Cir. 1989) 874 F.2d 315, 321.) Here, the information the
Finally, the majority‘s conclusion that the Union‘s claim under
The specificity of proof the majority demands is inconsistent with our decision in Times Mirror Co. v. Superior Court (1991) 53 Cal.3d 1325 (Times Mirror). There, we held that, because of safety concerns, the Governor of California had properly refused to disclose his daily, weekly, and monthly appointment calendars and schedules. (Id. at pp. 1329, 1346–1347.) The only evidence supporting our conclusion was the declaration of the Governor‘s security director, which stated in the most general terms that disclosing this information ” ‘would seriously impair [his] ability to assure the Governor‘s security, and would constitute a potential threat to the Governor‘s safety, because the information . . . will enable the reader to know in advance and with relative precision when and where the Governor may be found, those persons who will be with him, and when he will be alone.’ ” (Id. at p. 1346, italics added.) Based on this evidence of a ” ‘potential threat to the Governor‘s safety’ ” (ibid.), and without requiring evidence of a particular or “specific” threat (maj. opn., ante, at p. 75), we concluded that, even as to “outdated calendars and schedules,” nondisclosure was justified because “it is plausible to believe that an individual intent on doing harm [to the Governor] could use such information to discern activity patterns of the Governor and identify areas of particular vulnerability.” (Times Mirror, supra, at p. 1346.) Here, based on
The majority does not contend otherwise or explain why Times Mirror is inapplicable. Instead, in applying a different and far stricter standard, it simply ignores Times Mirror. It fails to explain why police officers and their family members are entitled to less protection than the Governor. Surely, their lives are not worth less. Nor is it less “plausible to believe” there are “individual[s] intent on doing harm” to police officers involved in shootings than it is to believe there are “individual[s] intent on doing harm” to the Governor. (Times Mirror, supra, 53 Cal.3d at p. 1346.) On the contrary, as already noted, the majority acknowledges both the existence and validity of the “safety concerns of officers who fear retaliation from angry members of the community after an officer-involved shooting.” (Maj. opn., ante, at p. 75.)
Contrary to the majority‘s suggestion (maj. opn., ante, at pp. 72–74), Commission on Peace Officer Standards and International Federation are consistent with, and supportive of, this analysis. In neither case was there any evidence submitted regarding the alleged safety concerns, a circumstance the court stressed in refusing to apply a disclosure exemption. (Commission on Peace Officer Standards, supra, 42 Cal.4th at p. 302; International Federation, supra, 42 Cal.4th at pp. 337–338.) Notably, after stating that ” ‘[a] mere assertion of possible endangerment’ is insufficient to justify nondisclosure,” the majority in Commission on Peace Officer Standards cited Times Mirror as a case in which nondisclosure was justified because the evidence—the “declaration of [the] Governor‘s security director“—“supported [the] conclusion that release of his schedules would present a potential security threat.” (Commission on Peace Officer Standards, supra, at p. 302.) As earlier explained, here, even more than in Times Mirror, evidence regarding the dangers of disclosure was submitted. Moreover, in Commission on Peace Officer Standards, the majority held that, on remand, nondisclosure as to officers in certain “categories” could be justified “because the safety or
Contrary to the majority‘s suggestion, there is no basis for excluding from this category officers who, in using their weapons, “acted in a heroic manner that was unlikely to provoke retaliation.” (Maj. opn., ante, at p. 75.) The majority asserts that safety is not “an issue” for such officers. (Maj. opn., ante, at p. 75.) But the majority fails to explain how to distinguish between heroic acts that are likely to provoke retaliation and those that are not. And it is naïve to believe that the desire for revenge of friends, family members, and gang associates of those shot by police will be reduced, much less eliminated, by the fact that the officers acted heroically. Indeed, the majority‘s bald assertion will surely come as surprising news to the many officers who, having heroically used their weapons in confronting gang-related crime, face retaliation from other gang members. It simply is not true, as the majority asserts, that officer safety is “not . . . an issue” whenever a shooting may be characterized as “heroic” and “unlikely to provoke retaliation.” (Maj. opn., ante, at p. 75.) Of course, as to individual officers who do not perceive a safety threat to themselves or their families, and who do not oppose public recognition of their heroism,
Finally, there are good reasons for not requiring, as to each officer whose name is to be withheld, evidence of an actual and specific threat to the officer or the members of his or her family. Where, as here, the disclosure request covers all officer-involved shootings during a six-year period, requiring such individualized proof will impose an obvious and substantial burden on law enforcement agencies that want to protect their officers.5 More importantly, as the Union observes, “killers do not usually announce their intentions in advance.” Thus, in most cases, although the threat to officer safety is real, the
I therefore dissent.6
