Long Beach City Employees Assn. v. City of Long BeachLong Beach City Employees Assn. v. City of Long Beach
Opinion
Appellant Long Beach City Employees Association challenges the constitutionality of a legislative scheme under which certain
Long Beach City Employees Association (hereinafter CEA) brings this lawsuit on behalf of a group of public employees who assert that orders by defendant City of Long Beach (hereinafter City) to submit to polygraph examinations violate their rights of privacy (Cal. Const., art. I, § 1) and equal protection. (Cal. Const., art. I, § 7; U.S. Const., 14th Amend., § 1.) CEA sues to enjoin such examinations in the future.
I. Facts
CEA is the exclusive representative under the MeyersMilias-Brown Act (Gov. Code, § 3500 et seq.) of City employees in a variety of bargaining units, including certain employees of the Long Beach Marine Bureau (hereinafter Bureau). 3 The Bureau is a subdivision of the Long Beach Tidelands Agency.
Sworn declarations of the polygraph examiner, city employees and CEA representatives reveal the following events. Initially all of the employees indicated that they would refuse to submit to a polygraph examination and they contacted CEA to intervene on their behalf. On October 26, 1982, CEA filed a complaint for a temporary restraining order and injunctive relief to prevent administration of the polygraph examinations. CEA’s requests were denied on October 26, 1982, and January 10, 1983, respectively. During this period most of the employees submitted to polygraph examinations under threat of possible termination from employment if they refused.
Numerous instances of difficult or uncooperative behavior occurred, however. One employee who volunteered for early testing subsequently refused to complete the test when the examiner attempted to attach physical instruments to his body. This same employee became very upset when he was allegedly questioned about his sexual background. (The examiner, however, denied having asked any questions concerning his sexual background or preferences.) A second employee insisted on stating on the record that he submitted to the test only under protest and as a result of duress. A third employee’s test was inconclusive because of extreme nervousness and a fourth because he engaged in controlled breathing of a type consistent with a deliberate attempt to defeat the examination.
The entire incident created an atmosphere of distrust and antagonism between the Bureau and its employees. The director of the Bureau, in a meeting with employees on this matter in August 1982, allegedly called them “a
One employee ultimately refused to take a polygraph examination. He had been employed with the Bureau for 15 years and was then president of the Harbor Patrol Officers Association. He and others questioned the Bureau as to why only certain of the employees with access to machine keys had been selected for examination. Although he had not initially been ordered to take an examination, he subsequently received an order to appear for a polygraph examination. As of the date of the hearing on the preliminary injunction he continued to refuse to take the examination. All other employees of the Bureau who were ordered to submit to polygraph examinations have done so.
II. Polygraph Testing and the Right of Privacy
The first question we must address is whether involuntary polygraph examinations impinge on an employee’s right of privacy. In November 1972, the voters of California amended article I, section 1 of our Constitution to include among the inalienable rights of all peoрle the right of “privacy.”
4
In
White
v.
Davis
(1975)
A polygraph examination is specifically designed to overcome this privacy by compelling communication of “thoughts, sentiments, and emotions” which the examinee may have chosen not to communicate. 8 The standard polygraph test is far more intrusive than a series of questions related directly to the employee’s job performance or knowledge of the crimes under investigation. When an employee first arrives for an examination, he or she is typically seated in a reception area for several minutes where, unbeknownst to the employee, observation has already begun. During this period the employee’s behavior is observed to evaluate his or her attitude toward the examination, whether hostile or cooperative. This evaluation becomes part of the guilt determination. 9
In the instant case, the following questions appeared on the pretest interview transcript of a Bureau employee: “Ever been arrested for any reason? . . . Any history of heart trouble or epilepsy? . . . Under the care of a doctor now for any reason? . . . Ever been treated by or consulted a psychiatrist for any reason? . . . Have you ever experimented with any type of drugs—reds, whites, LSD, heroin, or cocaine? . . . Have you ever smoked marijuana in your life? . . . When was the last time?”
Physical instruments are then attached to the examinee’s body: “[T]he subject is seated in a chair specially constructed to permit the attachment of the various measuring devices: the pneumograph tube is tied to his chest, the blood-pressure cuff is wrapped round his upper arm, and a set of electrodes is attached to his hands. The subject looks straight ahead. The examiner is seated to his side behind a desk containing a set of controls which the subject cannot see. These instruments begin a continuous graphic recording when the examination commences.” (Skolnick, Lie Detection, supra, at p. 697, fn. omitted.) 10
A typical control question is, “Did you ever steal anything?” If the answer given is “no,” the examiner is then directed to question the subject concerning attempted thefts and thefts committed during childhood. (Id., at p. 20.) It has been stated that “[t]he polygraph technique forces an individual to incriminate himself and confess to past actions which are not pertinent to the current investigation. He must dredge up his past so he can approach the polygraph machine with an untroubled soul. The polygraph operator and his supervisors then decide whether to refer derogatory information to other agencies or officials.” (Use of the Polygraph as “Lie Detector” by the Federal Government, H.R. Rep. No. 198, 89th Cong., 1st Sess., pp. 19-20 (1965).) Where polygraph testing is used as a preemployment screening device, “fishing expeditions” and shockingly intrusive questions have been reported. 11
The intrusiveness of polygraph questions on private matters is exacerbated by three factors that make the process fundamentally different from verbal interrogation. First, “[t]he polygraph merely records general emotional
The City contends that privacy concerns are not implicated by the polygraph examinations at issue here because the questions asked of its employees related directly and narrowly to performance of their official duties. The City is correct thаt a public employee may be required—on pain of dismissal—to answer questions “specifically, directly, and narrowly relating to the performance of his official duties.”
(Gardner
v.
Broderick
(1968)
Moreover, the City focuses solely on the questions asked of employees and ignores the inherently intrusive nature of a polygraph examination—
III. Equal Protection Analysis
CEA contends that the legislative scheme that protects all private employees and all “public safety officers” from involuntary polygraph testing denies equal protection of the law to public employees who remain subject to involuntary polygraph testing.
A legislative classification rationally related to achieving a legitimate state purpose will normally be deemed constitutional unless it infringes upon a fundamental interest or creates a suspect classification. (See, e.g.,
Serrano
v.
Priest
(1976)
A. The Statutory Scheme Sets Up a Dual Classification.
We begin by defining the statutory classification of employees with regard to their immunity from involuntary polygraph testing. Labor Code section 432.2, enacted in 1963, provides in part: “No employer shall demand or
In enacting Labor Code section 432.2, the Legislature evinced a belief in the unreliability of polygraph testing and the undesirability of its use as a condition of employment. 14 The Legislature stated as its reasons for adopting thе statute that polygraph testing (1) creates suspense and distrust between employers and employees; and (2) is not entirely accurate and may result in false findings when used by inexperienced persons. (Stats. 1963, ch. 1881, Assem. Bill No. 927, p. 3866.) 15
The legislative classification is therefore dual in character. Section 432.2 makes a general classifiсation between public and private employees by protecting only the latter group from compulsory polygraph testing. And section 3307 makes a subclassification between “public safety officers,” who cannot be compelled to take polygraph examinations, and all other public employees, who are not so protected.
B. The Public Employee’s Privacy Interest.
In urging that we apply a rational basis test, the City argues that public employees cannot claim that their right of privacy as citizens protects them from compulsory polygraph testing, because there is no constitutional right or fundamental interest in continued public employment. (See
Bagley
v.
Washington Township Hosp. Dist.
(1966)
In Civil Service Assn., supra, the Court of Appeal recognized as “incongruous” that the only group of employees as to whom a need for polygraph testing has been recognized is now exempt from such testing. (Id., at p. 458.) Although it recognized that this legislative scheme might not be “either wise or absolutely equitable” (ibid.), the Court of Appeal upheld the scheme against an equal protection challenge similar to the one presented here. The court stated that a “rational basis” could be found for the legislative scheme in that “[t]he Legislature has apparently decided that the need to maintain peaceful officer-employer relations outweighs any contribution to crime detection which might be gained by requiring officers to submit to polygraph examinations.” (Ibid.) 18
However, none of the authorities cited in that case stands for the proposition that a citizen can be arbitrarily deprived of a basic constitutional right in return for continued public employment. The mere status of being employed by the government should not compel a citizen to forfeit his or her fundamental right of privacy. Public employees are not second-class citizens within the ken of the Constitution.
As this court recently suggеsted when it held that strikes by public sector employees are neither illegal nor tortious under California law, legal distinctions between public and private sector employees that operate to abridge basic rights cannot withstand judicial scrutiny unless justified by a compelling governmental interest.
(County Sanitation Dist. No. 2
v.
Los Angeles County Employees’ Assn.
(1985)
C. The Asserted Governmental Interests.
The next step in any equal protection analysis is to inquire into and scrutinize the legislative purposes behind a challenged classification.
The City asserts, primarily, that the compelling justification for invading the privacy of public employees, but not private sector employees, is the special position of trust involved in public employment. It again relies on Civil Service Assn. v. Civil Service Com., supra, 139 Cal.App.3d at pаges 455-456, which suggests in dicta that the public-private employee distinction in section 432.2, subdivision (a), is constitutional based on such a “public trustee” rationale. We recognize that there may be a rational relationship between polygraph testing as a method of investigation and maintaining the real and apparent integrity of the public service. Public employees are trustees of the public interest and thus owe a special duty of integrity. But this distinction, without more, cannot be said to provide a compelling justification for such an inherent intrusion on an ordinary public employee’s fundamental right of privacy, particularly where less intrusive means to investigate alleged wrongdoing are available.
The instant case is clearly distinguishable from MacMillen. Although the government has a compelling interest in preventing the theft of public monies, suspects can be investigated by alternative and less intrusive means. Private employees and public safety officers suspected of embezzlements or similar wrongdoings cannot be investigated by means of compulsory polygraph tests. Thus, unlike legislation that compels certain public officials or candidates for public office to make limited financial disclosure, the infringement on privacy rights here is greater than necessary to protect the public interest.
Even assuming, arguendo, that the public’s interest in “an honest and impartial government” would be sacrificed if
certain
public officials and employees were not subject to compulsory polygraph testing, the state must establish the unavailability of less offensive alternatives and demonstrate that the statutory intrusion on the cherished right of privacy is drawn with narrow specificity. (See
BagLey
v.
Washington Township Hospital Dist., supra,
The incongruity of the instant legislative scheme is further highlighted by the fact that the compulsory polygraph testing of ordinary public employees has consistently been viewed as not essential to the public interest, while the testing of police officers and related personnel, whom the Legislature has immunized from testing, has been held essential.
A series of California cases decided prior to the enactment of the Public Safety Officers Procedural Bill of Rights Act (and prior to the adoption of
According to the express statement of purposes contained in Government Code section 3301 (and quoted above), the governmental interest served by the Public Safety Officers Procedural Bill of Rights Act is the promotion of labor harmony and the consequent avoidance of interruptions in services by the stаte’s public safety officers. “The use of polygraph examinations and similar tests by employers has been widely criticized by labor unions and other employee organizations. [Citations.] Prohibiting recriminations for refusing such tests eliminates one area of potential employer-employee discord.”
(Civil Service Assn.
v.
Civil Service Com., supra,
The city contends that public safety officers provide critical public services the interruption of which would threaten the safety and health of the state’s citizens. Of course, the state does have a compelling interest in preventing work stoppages that pose a substantial and imminent threat to public health or safety.
(County Sanitation Dist. No. 2
v.
Los Angeles County Employees’ Assn., supra,
Public employees presently categorized as being “public safety officers” include not only sheriffs and police officers, but also enforcement personnel from, inter alia, the Departments of Horse Racing, Consumer Affairs, Mental Health, Social Services, Fish and Game, Motor Vehicles, Labor Standards, Housing and Community Development, Food and Drugs, Forestry, Parks and Recreation, Alcoholic Beverage Control, Insurance, and Corporations, the Boards of Medical Quality Assurance and Dental Examiners, the Contractors’ State License Board, the Secretary of State’s office, the Controller’s office, the Public Employees Retirement System and child support investigators. (Gov. Code, § 3301 [“public safety officer” defined as all peace officers specified in Pen. Code, §§ 830.1, 830.2, 830.3, 830.31 except subd. (f), 830.4 except subd. (f), and 830.5].) It can hardly be claimed that all of these employees provide critical and essential services the interruption of which would pose an imminent threat to the health or safety of the state’s citizens. (See
County Sanitation Dist. No. 2
v.
Los Angeles County Employees’ Assn., supra,
Furthermore, the definition of public safety officer is greatly under inclusive as well because it fails to include certain public employees whose services may indeed be considered critical, such as firefighters and hospital workers. (See County Sanitation Dist. No. 2 v. Los Angeles County Employees’ Assn., supra, 38 Cal.3d at pp. 581, fn. 26, 585, fn. 32.) Under the current legislative scheme, these emplоyees may still be subjected to involuntary polygraph examinations and consequent discord with their employers.
The statutory classification is therefore so over- and underinclusive that we fail to find even a rational relation between it and the asserted purpose of preventing interruptions in critical public services.
IV.
We conclude that the Bureau’s orders to its employees to submit to polygraph examinations as a condition of their employment intruded upon the employees’ constitutionally protected zone of individual privacy and also violated their right to equal protection under the law.
The judgment denying CEA’s request for a preliminary injunction to halt administration of the polygraph examination is therefore reversed.
Mosk, J., Reynoso, J., Grodin, J., and Lui (Elwood), J., * concurred.
I agree with the lead opinion that the current legislative scheme, which requires only certain public employees to submit to polygraph examinations as a condition of their continued employment, creates an unconstitutional burden on an employee’s fundamental right to privacy. However, I would complete the analysis and find that compelled polygraph testing constitutes a violation of an employee’s right to privacy.
This issue has not been addressed in any published opinion in this state. The present case provides an opportunity to resolve the issue and to further elucidate the nature of the privаcy right expressly provided in our Constitution. (Cal. Const., art. I, § l.) 1
This court first examined the implications of the privacy amendment in
White
v.
Davis
(1975)
The amendment has been characterized as part of a multi-tiered endeavor to combat “the accelerating encroachment on personal freedom and security caused by increased surveillance and data collection activity in contemporary society.”
(Ibid.)
Our Constitution, statutes, and case law all underscore the fact that the people of this state want a political system which protects individual rights and liberties. The California Legislature has often acknowledged the importance of our privacy protections. For example, it has enacted statutes designed to ensure that every adult retains control over: major decisions regarding medical care (see Health & Saf. Code, § 7185 et seq.), the dissemination of personal information (Civ. Code, § 1798 et seq.), academic records (Ed. Code, § 67140 et seq.), consumer credit records (Civ. Code, § 1785.1 et seq. and § 1786 et seq.), and business records
(id.,
§ 1799 et seq.). These provisions represent only a few of the many ways in which the Legislature has acted to protect the privacy of its citizens’ lives in the wake of “ ‘ [t]he proliferation of government snooping . . . [that] is threatening to destroy our traditional freedoms.’”
(White
v.
Davis, supra,
With similar consistency, decisions by our state courts involving privacy have reflected a concern about those technological advances which may be utilized to erode individual liberties. As this court observed in
Burrows
v.
Superior Court
(1974)
In the instant proceeding, this court is presented with such a challenge. The right to privacy guarantees to each individual the right to determine “to what extent his thoughts, sentiments, and emotions shall be communicated to others.” (Warren & Brandeis,
The Right to Privacy
(1890) 4 Harv.L.Rev. 193, 198.) As the majority note, polygraph examinations are
Equally disturbing are the circumstances under which the polygraph test is administered. Generally, the examinee’s behavior is surreptitiously observed while she waits to enter the testing room. Then, a series of highly personal pretest questions unrelated to the subject matter of the examination are asked. (See majority opn., ante, at p. 945.)
The examinee often has little or no control over the disclosure and subsequent use of any information gleaned in this manner. (Majority opn., ante, at p. 946.) Perhaps the most troubling aspect of this type of interrogation is the coercive atmosphere that attends the administration of the test. In situations like the present case, employees must divulge private information or risk losing their jobs.
The confluence of these factors leads the majority to conclude that “polygraph examinations inherently intrude upon the constitutionally protected zone of individual privacy.” (Majority opn., ante, at p. 948.) However, the majority goes on to bottom its holding on equal protection grounds, abandoning the privacy analysis. I would follow through with the privacy analysis and conclude that compulsory polygraph testing constitutes a violation of the right to privacy.
Public employees may not be discharged from employment for their refusal to waive a constitutional right, nor may they be dismissed for the exercise of constitutional rights absent a showing that the restraints which the employing body would impose are justified by a compelling public interest.
(Gardner
v.
Broderick
(1968)
Here, the City ordered its employees to submit to a polygraph examination as a condition of continued employment. (See majority opn., ante, at p. 942.) In practical terms, therefore, the order can only be interpreted as requiring the employees to either waive their constitutional right to privacy or risk having their employment terminated.
The government entity seeking to impose the condition must demonstrate that: (1) the condition reasonably relates to the purposes of the legislation which confers the benefit; (2) the value accruing to the public from the conditions imposed manifestly outweighs any resulting impairment of the constitutional right; and (3) there are no available alternative means less offensive to the constitutional right.
(Robbins, supra,
The City’s articulated interest in requiring polygraph examinations is to protect its revenues from theft by its employees. As this court noted in
Loder
v.
Municipal Court
(1976)
The use of polygraph examinations to investigate theft by public employees furthers the purpose of ensuring responsible performance on the job. Therefore, it is reasonably related to the privilege of public employment. Thus, the first prong of the Bagley test has been satisfied.
Under the second part of the
Bagley
analysis, the state must demonstrate that “the utility of imposing the condition[] . . . manifestly outweigh[s] any resulting impairment of [the] constitutional right[]. ” (
As noted above, efforts to secure the fundamental right to privacy have permeated every branch of our state government. The constitutional right at issue here is “clearly among the most intimate ... of all constitutional rights.” (See Committee to Defend Reproductive Rights v. Myers, supra, 29 Cal.3d at p. 275.) With this understanding in mind, the extent to which the condition imposed by the state will actually impair the exercise of this vital right must be considered.
As the majority opinion indicates in resolving that issue, this court need only consider the nature of the polygraph examination to recognize that the right to privacy will be severely impaired. (Majority opn., ante, at pp. 945-948.) The device is designed so that an examinee cannot prevent a response to a highly personal question even by remaining silent. This method of interrogation thus strikes at the very heart of the privacy guarantee. Utilization of this test all but precludes the exercise of this fundamental constitutional right.
Consequently, it is difficult to see how the benefits which the state derives from requiring these examinations could “manifestly outweigh” such a significant impairment. In this state, the results of polygraph examinations are considered too unreliable to be admissible in court or administrative proceedings.
2
(People
v.
Thornton
(1974)
In the instant case, no evidence was presented by the City regаrding the feasibility or restrictiveness of any specific alternatives. (See
Robbins, supra,
Moreover, the current statutory scheme, which upholds compulsory testing for only certain public employees, does not limit the intrusion on personal rights to the degree necessary to deal with the specific abuses alleged here.
(Bagley, supra,
McClosky (Eugene), J., * concurred.
Notes
Labor Code section 432.2 provides: “(a) No employer shall demand or require any applicant for employment or prospective employment or any employee to submit to or take a polygraph, lie detector or similar test or examination as a condition of employment or continued employment. The prohibition of this section does not apply to the federal government or any agency thereof or the state government or any agency or local subdivision thereof, including, but not limited to, counties, cities and counties, cities, districts, authorities, and agencies.
“(b) No employer shall request any person to take such a test, without first advising the person in writing at the time the test is to be administered of the rights guaranteed by this section.”
Government Code section 3307 provides: “No public safety officer shall be compelled to submit to a polygraph examination against his will. No disciplinary action or other recrimination shall be taken against a public safety officer refusing to submit to a polygraph examination, nor shall any comment be entered anywhere in the investigator’s notes or anywhere else that the public safety officer refused to take a polygraph examination, nor shall any testimony or evidence be admissible at a subsequent hearing, trial, or proceeding, judicial or administrative, to the effect that the public safety officer refused to take a polygraph examination.”
Defendants contend that CEA has no standing to assert the privacy rights of the employees it represents. We reject this contention. The instant lawsuit comes well within the scope of representation under the Meyers-Milias-Brown Act (Gov. Code, § 3500 et seq.). (See
Article I, section 1 of the California Constitution was reworded by constitutional amendment in 1974 and now provides: “All people are by nature free and independent and have inalienable rights. Among these are enjoying and defending life and liberty, acquiring, possessing, and protecting property, and pursuing and obtaining safety, happiness, and privacy.” (Italics added.)
Election ballot arguments have long been used as an aid in construing constitutional amendments adopted via the initiative process. (See, e.g.,
White
v.
Davis, supra,
See Hermann, Privacy, The Prospective Employee, and Employment Testing: The Need to Restrict Polygraph and Personality Testing (1971) 47 Wash. L.Rev. 73, 127-128 (hereinafter Hermann, Polygraph and Personality Testing)-, Warren and Brandéis, The Right to Privacy (1890) 4 Harv. L.Rev. 193, 198, 207.
Privacy was defined as “the right of the individual to decide for himself, with only extraordinary exceptions in the interest of the whole society, when and under what conditions his thoughts, speech, and acts should be revealed to others.” (Hearings on Psychological Testing Procedures and the Rights of Federal Employees Before the Subcom. on Constitutional Rights of the Senate Com. on the Judiciary, 89th Cong., 1st Sess., at p. 2 (1965).)
The privacy implications of polygraph testing as a condition of employment have been discussed by numerous commentators. (See, e.g., Note, Lie Detectors in Private Employment: A Proposal for Balancing Interests (1965) 33 Geo. Wash. L.Rev. 932; Burkey, Privacy, Property and the Polygraph (1967) 18 Lab. L.J. 79; Fallick, Lie Detectors and the Right to Privacy (1968) 40 N.Y.St. Bar J. 102; Hermann, Polygraph and Personality Testing, supra, 47 Wash. L.Rev. 73; Markson, A Reexamination of the Role of Lie Detectors in Labor Relations (1971) 22 Lab. L.J. 394; Comment, Privacy: The Polygraph in Employment (1976) 30 Ark. L.Rev. 35; Graver, The Inquisitorial Process in Private Employment (1977) 63 Cornell L.Rev. 1; Comment, Regulation of Polygraph Testing in the Employment Context: Suggested Statutory Control on Test Use and Examiner Competence (1981) 15 U.C. Davis L.Rev. 113 [hereinafter Comment, Regulation of Polygraph Testing]; Gardner, Wiretapping the Mind: A Call to Regulate Truth Verification in Employment (1984) 21 San Diego L.Rev. 295 [hereinafter Gardner, Wiretapping the Mind].)
The subject is typically given “prepared reading matter which describes the lie detector as a virtually unerring instrument. The initial hypothesis, guilty or not-guilty, is based upon the receptionist’s report of reactions to this literature. If the subject seems to be hostile, annoyed, or unsympathetic, guilt is indicated. If the subject is able to show enthusiasm for
Technological and scientific advances have made possible more sophisticated polygraph devices than the common one described in the text. “During the late 1950’s and early 1960’s, the federal government devised a lie detection seat that can be used without the knowledge of the individual being examined. The device consists of ‘a seemingly “normal” chair which has equipment built into it to register body heat, changes in limb volume, and nervous movements. Hidden cameras are also used in such covert polygraphing to measure changes in eye-pupil size as an indicator of stress during the interview.’ One firm has developed a Psychological Stress Evaluator, which can purportedly determine veracity through the evaluation of voice samples, [f] The future may witness sensing devices implanted in the human body capable of transmitting data on psychological and physiological changes. Such information could easily be applied to evaluate the veracity of statements made during an employment investigatory interview. Scientists may ultimately develop a machine capable of reading thoughts through the interpretation of cerebral impulses. Such technological advances could have a profound effect upon employees, and could give rise to exceedingly complex policy conflicts.” (Craver,
The Inquisitorial Process in Private Em
One polygraph technician’s manual contained the following questions for use in preemployment polygraph tests, most including detailed follow-up questions: “Have you had any major operations within the past ten years? . . . Have you ever suffered a nervous breakdown? . . . Have you ever filed for, or collected workmen’s compensation insurance from an on the job injury? . . . Have you ever had an automobile accident while you were driving? . . . Are you now or have you ever been a communist sympathizer? . . . Have you written any bad or insf [sic] checks in the past three years?” (Ferguson, The Polygraph in Private Industry (1966) at pp. 133-141 [cited in Hermann, Polygraph and Personality Testing, supra, at pp. 83-84, fns. 42-43].) A prospective firefighter who submitted to a polygraph examination was reportedly asked: “Have you had sex with men? Have you had sex with animals? Have you touched a child with sexual intent? How often do you masturbate? Do you cheat on your wife?” (Gardner, Wiretapping the Mind, supra, at p. 299. See also Comment, Regulation of Polygraph Testing, supra, at pp. 117-118 and fn. 21.)
Since CEA relies primarily on its contention that Bureau employees were denied equal protection, we need not decide at this juncture whether their right of privacy was improperly violated irrespective of the legislative classifications that exempt private sector employees and all “public safety officers” from involuntary polygraph testing. To decide the latter question, we would inquire whether the City had demonstrated a compelling governmental interest in administering the polygraph examinations to these employees and whether this interest could be accomplished by less intrusive means. (See
City of Carmel-by-the-Sea
v.
Young
(1970)
See ante, footnote 1 for complete text of Labor Code section 432.2.
Other states have also enacted legislation restricting the use of polygraph testing in employment. (See, e.g., Alaska Stat., § 23.10.037 (1972); Conn. Gen. Stat., § 31-51g (1977); Del. Code Ann., tit. 19, § 704 (1979); Hawaii Rev. Stat., §§ 378-21 to 378-22 (1976); Idaho Code, §§ 44-903 to 44-904 (1977); Me. Rev. Stat. Ann., tit. 32, § 7166 (Cum. Supp. 1985); Md. Ann. Code, art. 100, § 95 (1979); Mass. Gen. Laws Ann., ch. 149, § 19B (West. Cum. Supp. 1985); Mich. Comp. Laws, § 37.2205, subd. (a) (Supp. 1985); Mont. Rev. Codes Ann., § 39-2-304 (Cum. Supp. 1984); N.J. Stat. Ann., § 2C:40A-1 (West 1985); Ore. Rev. Stat., §§ 659.225-659.227 (1979); 18 Pa. Cons. Stat. Ann., § 7321 (Purdon 1973); R.I. Gen. Laws, §§ 28.6.1-1 to 28.6.1-2 (1979); Wash. Rev. Code, §§49.44.120-49.44.130 (Cum. Supp. 1985).)
The unreliability of polygraph examinations has led to their inadmissibility in judicial and administrative proceedings in California, as in other jurisdictions.
(People
v.
Jones
(1959)
Polygraph tests have been challenged as unreliable for four main reasons. First, many normal emotional states (as well as abnormal physical and mental states) can affect the results of a polygraph test, rendering false positives and false negatives. (See Skolnick,
Lie Detection, supra,
at p. 705; Hermann,
Polygraph and Personality Testing, supra,
at p. 80, fn. 31; Comment,
Privacy: The Polygraph in Employment, supra,
at pp. 35-36; Burkey,
Privacy, Property and the Polygraph, supra,
at p. 80.) Second, the scientific assumptions underlying polygraph testing—that deception causes conflict and anxiety, and that these emotions in turn cause certain physiological changes—have been questioned and not found uniformly true. (See Skolnick,
supra,
at pp. 700-703; Markson,
A Reexamination of the Role of Lie Detectors in Labor Relations, supra,
at p. 396; Burkey,
supra,
at pp. 80-81.) Third, polygraph testing relies heavily on the subjective interpretive skills of the examiner, who is
See ante, footnote 2 for complete text of Government Code section 3307.
The original source of this dictum is
Forstner
v.
City etc. of San Francisco
(1966)
In finding a rational basis for the legislative classification, the court in Civil Service Assn., supra, did not cоnsider the fact that the category of “public safety officer” extends far beyond those few groups of employees whose uninterrupted services may be considered critical to the public health or safety. The court also did not consider the effect of the constitutional right of privacy on the administration of compulsory polygraph examinations to employees. We therefore overrule the holding in Civil Service Assn. v. Civil Service Com.
In its amicus curiae brief in support of respondents, the City and County of San Francisco asserts that public employment is distinctly different from private employment in ways that would put the government at a debilitating disadvantage if, like private employers, it could not compel its employees to undergo polygraph examinations. The amicus argues: “Specifically, the permanent employee’s tenure is a valuable property right that cannot be taken away or impaired without a due process hearing.
(Skelly
v.
State Personnel Board
(1975)
This argument does not provide a rational, let alone compelling justification for subjecting only ordinary public sector employees to compulsory polygraph tests. Private sector employees and “public safety officers" may also challenge certain wrongful terminations in court, but there is no exception to section 432.2 that permits their employers to compel them to submit to a polygraph test as a means to investigate or gather evidence. In any case, it is unclear how polygraph results would help the government (or any other employer) in court since such evidence is inadmissible in judicial and administrative proceedings in California. (See fn. 12, ante.) We remain unconvinced that a public employee’s right to due process before termination provides a compelling governmental interest in forcing the employee to undergo a polygraph test the Legislature and courts have found to be less than reliable.
Courts in other jurisdictions have similarly relied on the unique status of law enforcement officers, as distinguished from other public employees, in upholding compulsory polygraph testing of the former. (See
Talent
v.
Abilene
(Tex. 1974)
A similar overinclusiveness recently proved fatal to a Montana statute governing the use of polygraph examinations in employment. In
Oberg
v.
City of Billings
(Mont. 1983)
Associate Justice, Court of Appeal, Second District, Division Three, assigned by the Chairperson of the Judicial Council.
In 1972, the voters of California amended article I, section 1 of the Constitution to include the right of privacy. That section now provides: “All people are by nature free and independent and have inalienable rights. Among these are enjoying and defending life and liberty, acquiring, possessing, and protecting property, and pursuing and obtaining safety, happiness, and privacy." (Italics added.)
Although some California courts have held that polygraph examinations are useful aids in internal investigations (see, e.g.,
Fichero
v.
State Personnel Board
(1963)
Neither the party complaining of the unconstitutional condition nor this court bears the burden of establishing that effective and less restrictive alternatives exist. That burden of proof is borne by the governmental entity that seeks to impose the condition.
(Robbins, supra,
Associate Justice, Court of Appeal, Second District, Division Four, assigned by the Chairperson of the Judicial Council.