Lead Opinion
OPINION
The sole issue in this appeal is an as-applied constitutional challenge to the imposition of statutory court costs for witness subpoenas in a criminal case. The appellant contends that his constitutional rights to compulsory process to secure -favorable witnesses and to confront adverse witnesses
The appellant pleaded guilty before trial. He has failed to identify any witness he would have called but for the prospect of postjudgmeht liability for a $5 per witness fee. He also has failed to demonstrate how he was denied the opportunity to confront witnesses against him. As such, we conclude no constitutional harm has been shown by the assessment of court costs, as applied in this case. Accordingly, we affirm.
I
Appellant Joshua London was arrested for possession of'cocaine. The trial court found that he was unable to afford an attorney and appointed counsel to represent him. London never attempted to subpoena or present any witnesses.- Instead, on the eve of trial, he pleaded guilty to possession of a controlled substance in an amount between one and four grams,
The trial court sentenced him to 25 years in prison and ordered him to pay $329 in court costs. The judgment did not contain any itemization of how these costs were calculated.
London filed á notice of appeal. The district clerk provided him with a bill of costs that described each component of his court costs. These included $35 in fees for summoning seven witnesses for the State and paying for the expense of serving subpoenas, listed as '‘Summoning Witness/Mileage.”
II
On appeal, London challenges the imposition of statutory court costs for witness subpoenas pursuant to article 102.011(a)(3) of the Code of Criminal Procedure, as applied to him in this case, as a violation of his constitutional rights to compulsory process and confrontation of witnesses.
The Sixth Amendment to the United States Constitution provides that in all criminal prosecutions, “the accused shall enjoy the right ... to be confronted with the witnesses against him” and “to have
A litigant raising an “as applied” challenge to a statute concedes the statute’s general constitutionality, “but asserts that the statute is unconstitutional as applied to his particular facts and circumstances.”
Article 102,011 provides,' in relevant part:
(a) A defendant convicted of a felony or a misdemeanor shall pay the following fees for services performed in the case by a peace officer:
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(3) $5 for summoning a witness;
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(b) In addition ... a defendant required to pay fees under this article shall also pay 29 cents per mile for mileage required of an officer to perform a service listed in this subsection and to return from performing that service— This subsection applies to:.
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(3) traveling to execute criminal process, to summon or attach a witness, and to execute process not otherwise described by this article.11
London asserts that these statutory subpoena fees are unconstitutional as applied to him because he is indigent. He claims that the fees violate his constitutional right to' compulsory process as well as his constitutional right to confront his accusers.
The Compulsory Process Clause guarantees “the government’s assistance in compelling the attendance of favorable witnesses at trial and the right to put before a jury evidence that might influence the determination of guilt.”
London has not identified, either at trial or on appeal, any material and favorable witnesses he wished to present. He did not attempt to issue any subpoenas or compel process for any potential witnesses. Instead, he asserts on appeal that his “constructive notice” of the $5 witness fee precluded him from presenting an adequate defense.
The Confrontation Clause “provides two types of protections for a criminal defendant: the right physically to face those who testify against him, and the right to conduct cross-examination.”
to prevent depositions or ex parte affidavits, such as were sometimes admitted in civil cases, being used against the prisoner in lieu of a personal examination and cross-examination of the witness in which the accused has an opportunity, not only of testing the recollection and sifting the conscience of the witness, but of compelling him to stand fact to face with the jury in order that they may look at him, and judge by his demeanor upon the stand and the manner in which he gives his testimony whether he is worthy of belief.20
The Confrontation Clause generally requires face-to-face confrontation at trial, and “an encroachment upon face-to-face confrontation is permitted only when necessary to further an important public interest and when the reliability of the testimony is otherwise assured.”
London does not provide a clear argument about how the statutory $5 witness fee operated to deny him his right to confrontation. The fees were assessed only after he pleaded guilty, as specified by the statute.
London asserts that the constitutional harm to him is apparent from his indigence. He relies on the Sixth Amendment and Gideon v. Wainwright
London’s appeal is premised on a con-clusory assertion that it is “unfair and unconstitutional” to assess court costs against an indigent defendant. That assertion is not supported by any legal analysis. Some courts of appeals have held that indigence does not preclude the recovery of court costs, so long as they are not required to be paid in advance.
Finally, London notes that indigent litigants in other contexts are not charged a witness fee, such as under the Federal Rules of Criminal Procedure and the recently amended Texas Rules of Civil Procedure.
In this particular case, which is an as-applied challenge, we need not decide whether indigence is a categorical barrier to assessing (or ultimately collecting) any
The idea that London was compelled to abandon his rights to compulsory process and confrontation of adverse witnesses by the prospect of a $5 witness fee fails, for yet another reason. Pleading guilty in this case did not allow London to avoid the $5 witness fee. To the contrary, by pleading guilty, London assured that the fee would be imposed. Thus he would have been in no worse position with respect to his exposure to court costs if he had insisted on his right to a trial by jury, at which time he could have taken advantage of his right to compulsory process to secure favorable witnesses and his right to confront adverse witnesses. Put another way, on the morning of trial, if London ultimately were to be convicted, he would be assessed the $5 fee for witnesses summoned by the State whether or not the trial occurred, whether or not he subpoenaed witnesses in his own defense, and whether or not he took advantage of the opportunity to cross-examine the State’s witnesses. As such, the suggestion that, as the statute was applied in this case, it was the prospect of being assessed the $5 witness fee that caused London not to call or confront witnesses is farcical.
Ill
With respect to most of the dissenting opinion, there is no controversy. The relevant procedural facts, including the indigence of the appellant, are undisputed. We stipulate the basic legal principles that the dissent postulates at considerable length, as if they were decisive of this appeal: the standard of review; that the fundamental rights to confrontation and compulsory process in criminal proceedings enjoy a historical pedigree; that they apply with equal force to proceedings in Texas courts; and that the rules governing fees in federal courts and in Texas civil proceedings are
The dissent’s abundant chaff fails to obscure the absence of wheat: a near complete failure to engage our legal reasoning.
The entire substance of the dissent’s legal reasoning is this conclusory assertion: “although appellant has a fundamental constitutional right to physically confront witnesses who were to testify against him, the only way he was able to secure that right was by bearing the State’s costs for it.” Dissent at 609-10. Only in a footnote does the dissent acknowledge that the confrontation of witnesses at trial was not actually contingent on the payment of the witness fee. The dissent dismisses that consideration as “irrelevant” despite the fact that .it directly contradicts the assertion that “the only way” for appellant to exercise his confrontation rights was to pay a fee. Dissent at 610 & n.ll. Though not acknowledged by the dissent, the witness fees are not assessed against every defendant, but only in the event of a conviction.
Like the appellant’s brief, the dissent is unable to produce any legal authority— none—for the proposition that the post-judgment assessment of a nominal witness fee constitutes an impermissible burden on his confrontation rights. Most of the authorities collected by the dissent to extoll the fundamental nature of the confronta
Also like the appellant’s brief, the dissent completely fails to acknowledge, distinguish, or take issue with the reasoning articulated in the authorities that have considered and found no constitutional infirmity in assessing postjudgment fees against an indigent criminal defendant.
Conclusion
We conclude that London has not established constitutional harm from articles 102.011(a)(3) and 102.011(b) as applied to him. We affirm the judgment of the trial court.
Justice Jennings, dissenting.
Notes
. U.S. Const, amend. VI; Tex. Const, art. I, § 10.
. Tex. Code Crim. Proc. art. 102.011(a)(3)..
. Tex. Health & Safety Code §§ 481.102(3)(D), 481.112(c),
. See Tex. Code Crim. Proc. arts. 102.011(a)(3) &(b).
. U.S. Const. amend. VI.
. Tex. Const. art. I, § 10.
. State ex rel. Lykos v. Fine,
. Rodriguez v. State,
. Lykos,
. See id. at 912, 916.
. Tex. Code Crim. Proc. art. 102.011.
. Pennsylvania v. Ritchie,
. Coleman v. State,
. Id.
. Id. (quoting Ross v. Estelle,
. See Cardenas v. State,
. Coleman,
. U.S. Const. amend. VI; Tex. Const. art. I, § 10; see also Coleman,
. Ritchie,
. Woodall v. State,
. Romero v. State,
. See Tex. Code Crim. Proc. art. 102.011(e).
. See id.
. U.S. Const. amend. VI; Tex Const. art. I, § 10.
.
. Cf. James v. Strange,
. See, e.g., In re Baker, No. 05-17-00408-CV,
. See Fed. R. Crim. P. 17; Tex. R. Civ. P. 145.
. Cf. Martinez v. State,
. Cf. Fuller v. Oregon,
. See Lykos,
. To the extent the dissent "urge[s] the legislature to reevaluate the fee system currently in place,” Dissent at 612, in the interest of completeness we note that since the argument and submission of this appeal, the recently concluded regular session of the 85th Legislature amended the Code of Criminal Procedure to improve procedural protections relating to the collection of criminal court costs from indigent persons, such as requiring judges to consider a convicted defendant's ability to pay fines and costs at the time of sentencing instead of waiting until default, providing new alternatives to payment in money by adding participation in rehabilitative, educational, and vocational programs to the qualifying community-service activities, and mandating that a defendant be informed of these alternatives. See Act of May 26, 2017, 85th Leg., R.S., H.B. 351, § 4 (to be codified as an amendment to Tex. Crim. Proc. Code art. 42.15), eff. Sept. 1, 2017 (requiring court to inquire at time of sentencing about defendant's ability to pay fine and costs, and authorizing court to order alternative to repayment at same time, instead of waiting for default); id. § 7 (to be codified as an amendment to Tex. Crim. Proc. Code art,. 43.09(h)), eff. Sept. 1, 2017 (adding participation in rehabilitative, educational, and vocational programs to list of activities considered "community service"); id. § 9 (to be codified as an amendment to Tex. Crim. Proc, Code art. 45.014), eff. Sept. 1, 2017 (requiring court to inform defendant of alternatives to payment of fine or costs prior to issuance of arrest warrant in certain circumstances); id. § 11 (to be codified as an amendment to Tex. Crim. Proc. Code art. 45.041 (a-1), (b)), eff. Sept. 1, 2017 (requiring court to inquire at time of sentencing about defendant’s ability to pay fine and costs, and authorizing court to order alternative to repayment at same time, instead of waiting for default); id. § 16 (to be codified as an amendment to Tex. Crim. Proc. Code art. 45.049), eff. Sept. 1, 2017 (adding participation in rehabilitative, educational, and vocational programs to list of activities considered "community service”); id. §§ 19, 20 (to be codified as an amendment to Tex. Crim. Proc. Code art. 45.0492), eff. Sept. 1, 2017 (adding participation in rehabilitative,- educational, and vocational programs to list of activities considered "community service”).
. See Tex. Code Crim. Proc. art. 102.011(a) ("A defendant convicted of a felony or a misdemeanor shall pay the following fees_”).
. See Coy v. Iowa,
. See Pennsylvania v. Ritchie,
. Smith v. Rankin,
. See, e.g., Allen,
Dissenting Opinion
dissenting.
What distresses me most about our times is the cheerful manner in which we seem prepared to chuck away those blessed [rights] we ... fought for, bled for and got banged up in chokey for down the centuries.1
Appellant, Joshua London, without an agreed punishment recommendation from the State, pleaded guilty to the felony offense of possession of a controlled substance, namely cocaine, weighing less than one gram.
Because the majority errs in holding that appellant has not met his burden of establishing the unconstitutionality of Tex-as Code of Criminal Procedure article 102.011(a)(3) as applied to him, I respectfully dissent.
Background
A Harris County Grand Jury issued a true bill of indictment, accusing appellant of committing the felony offense of possession of a controlled substance, namely cocaine, weighing less than one gram. The trial court, upon finding appellant indigent, appointed counsel to represent him at trial.
The trial court then ordered the State to “[p]repare and file with the clerk of the [cjourt a subpoena list of all witnesses [it] intend[ed] to call in its case in chief.” Subsequently, the State filed with the trial court and served appellant with its Notice of Intent to Use Expert Testimony, listing the seven witnesses that it intended to call to testify against appellant at trial. That same day, the State also filed with the trial court its Application for Subpoena by State for Witness in District Court and Subpoena by State for Witness in District Court, requesting that the same seven witness be summoned by a peace officer to testify.
On the eve of trial, after voir dire and a jury had been impaneled, appellant pleaded guilty to the felony offense of possession of a controlled substance, namely cocaine, weighing less than one gram. And in addition to sentencing him to confinement for twenty-five years, the trial court ordered appellant to pay $329 in court costs. Included within the $329 of court costs, as
Standard of Review
We review the constitutionality of a criminal statute de novo as a question of law. Ex parte Lo,
Constitutionality of “Summoning Witness Fee”
In his sole issue, appellant argues that the “Summoning Witness Fee” assessed against him, an indigent criminal defendant, by the trial court is unconstitutional as applied to him because it violates his constitutional rights to compulsory process and confrontation. See U.S; Const, amend. VI; Tex. Const. art. I, § 10; see also Tex. Code Crim. Proc. Ann. art. 1.05 (Vernon 2005).
“A litigant raising only an ‘as applied’ challenge concedes the general constitutionality of the statute, but asserts that the statute is unconstitutional as applied-to his particular facts and circumstances.” State ex rel. Lykos v. Fine,
Texas Code of Criminal Procedure article 102.011, titled “Fees for Services of Peace Officers,” requires a defendant convicted of a felony to “pay ... for services performed in [his] case by a peace officer.” Tex. Code Crim. Proc. Ann. art. 102.011(a) (Vernon Supp. 2016). Relevant to the instant case, subsection (a)(3) of article 102.011 requires a criminal defendant to pay $5 for each witness that is summoned by a peace officer, regardless of whether that witness is summoned on behalf-of the State or on behalf of the defendant. Id. art. 102.011(a)(3). Here, the State issued subpoenas for seven witnesses to testify on its behalf at trial, and upon appellant’s conviction, the trial court ordered appellant to pay $35 in court costs for “[s]ummoning
Appellant argues that the “Summoning Witness Fee” assessed against him by the trial court is unconstitutional because he, despite his indigence,
The Sixth Amendment to the United States Constitution provides:
In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the naturé and cause of the accusation; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the Assistance of Counsel for his defence.
U.S. Const. amend. VI (emphasis added); see also Tex. Const. art. I, § 10 (“In all criminal prosecutions the accused ... shall be confronted by the witnesses against him... ” (emphasis added)); Tex. Code Crim. Proc. Ann. art. 1.05 (“In all criminal prosecutions,the accused ... shall be confronted with the witnesses against him....” (emphasis added)).
As the United States Supreme Court has explained,, the Confrontation Clause contained in , the Sixth Amendment provides two types of protections for a criminal defendant: the right physically to face those who testify against him and the right to conduct cross-examination. Pennsylvania v. Ritchie,
In Pointer v. Texas, the Supreme Court held that the Sixth Amendment’s guarantee of a criminal defendant’s right “to be
The right to confrontation has a long history in this country as one of the rights that has been heavily guarded due to its importance. See Chambers v. Mississippi,
The United States Supreme Court is not alone in recognizing the significance of a criminal defendant’s right to confrontation, as the Texas Court of Criminal Appeals and the Texas Supreme Court have also noted its importance. See Shelby v. State,
Here, appellant’s argument presupposes an understanding of the historical roots and widely acknowledged importance of a criminal defendant’s right to confrontation. Regardless, according to the majority, appellant has not presented “a clear argument about how the statutory $5 witness fee operated to deny him his right to confrontation.” And it reasons that because the trial court assessed the “Summoning Witness Fee” in this case only after appellant was convicted of a felony offense, his right to confrontation could not have been violated. Respectfully, the majority misunderstands appellant’s point.
Here, a grand jury indicted appellant for the felony offense of possession of a controlled substance, namely cocaine, weighing less than one gram. After finding that appellant was indigent, the trial court appointed counsel to represent him at trial. See Tex. Code Crim. Proc. Ann. art. 1.051(c) (Vernon Supp. 2016) (indigent defendant entitled to appointed counsel); see also id. art. 26.04 (Vernon Supp. 2016) (titled “Procedures for Appointing Counsel”). In determining appellant’s indigence, the trial court necessarily considered his income, source of income, assets, property owned, outstanding obligations, necessary expenses, the number and ages of his dependents, and any spousal income that may have been available to appellant. See id. art. 26.04(m); McFatridge v. State,
After the trial court found appellant indigent and he demanded a jury trial, the State determined that it, in order to present and prove its case against him, needed to summon seven witnesses to testify against him at trial. Accordingly, the State notified both the trial court and appellant of its decision to subpoena these seven witnesses, and it instructed a peace officer to summon them. Because of the State’s decision and because appellant demanded a jury trial,
What makes article 102.011(a)(3) unconstitutional as applied to appellant is that it
Importantly, in this country’s federal system, a criminal defendant, whether indigent or not,, is not required to bear the cost of the United States . government’s decision to summon a witness to testify at trial against that defendant. See 28 U.S.C. § 1825 (titled “Payment of fees”). Instead, the United States government is required to pay its own fees for the witnesses that it decides must appear at trial and testify. Specifically, “In any case in which the United States or an officer or agency of the United States is a party, the United States marshal for the district shall pay all fees of witnesses on the certificate of the United States attorney or assistant United States attorney....” 28 U.S.C. § 1825(a) (emphasis added). Notably, a criminal prosecution by the United States government constitutes a “case in which the United States ... is a party,” and thus the United States government must “pay all fees of [the] witnesses” testifying on its behalf against a criminal defendant. See U.S. Marshals Serv. v. Means,
Federal law, however, goes even further in protecting indigent criminal defendants. In fact, in addition to requiring the United States government to bear the costs for summoning its own witnesses to testify at a criminal defendant’s trial, the government must also pay for the witnesses that are subpoenaed to testify on behalf of an indigent criminal defendant. See Fed. R. Crim. P. 17(b); United States v. Denton,
Further, in our own state, the Texas Rules of Civil Procedure now make clear that an indigent litigant must not bear the burden of any “[c]ourt [c]osts.” See Tex. R. Civ. P. 145; Supreme Court of Tex., Final Approval of Revisions to the Texas Rules of Civil Procedure and the Texas Rules of Appellate Procedure and of a Form Statement of Inability to Afford Payment of Court Costs, Misc. Docket No. 16-9122 (Aug. 31, 2016) (http://www.txcourts.gov/ media/1435934/169122.pdf). In fact, Texas Rule of Civil Procedure 145, titled “Payment of Costs Not Required,” provides: “A party who files a Statement of Inability to Afford Payment of Court Costs cannot be required to pay costs,” “[a] judgment must not require” such a party “to pay costs,” and any “provision in [a] judgment purporting to do so is void.”
Turning back to appellant’s case, I would hold that he has met his burden of
Finally, in regard to the right to compulsory process, it must be noted that this Court has specifically held that “requiring a juvenile [criminal offender] to pay a subpoena fee to produce witnesses” to testify on his own behalf “violates” his constitutional right to compulsory process. Smith v. Rankin,
Jennings, J., dissenting.
. John Mortimer, Rumpole A la Carte 80 (1990); see also Helen T. Verongos, John Mortimer, Barrister and Writer Who Created Rumpole, Dies at 85, N.Y. Times, Jan. 17, 2009, http;// www.nytimes.com/2009/01/17/books/17 mortimer.html (‘‘[Sir] John Mortimer[] [was a] barrister, author, playwright and creator of Horace Rumpole, the cunning defender of the British criminal classes_”).
. See Tex Health & Safety Code Ann. §§ 481.102(3)(D), 481.115(b) (Vernon 2010).
. See London v. State,
. See Tex. Code Crim. Proc. Ann. art. 102.011(a)(3) (Vernon Supp. 2016) (imposing $5 charge on defendant convicted of felony "for summoning a witness”).
. See id. art. 1.051(c) (Vernon Supp. 2016) (indigent defendant entitled to appointed counsel); see also id. art. 26.04 (Vernon Supp. 2016) (detailing procedures for appointing counsel and explaining defendant determined indigent by trial court presumed indigent for remainder of proceedings).
. See id. art. 102.011(a)(3) (imposing $5 charge on defendant convicted of felony “for summoning a witness''); see also id. art. 102.011(b) (convicted defendant "shall also pay 29 cents per mile for mileage required for an officer to perform a service listed in this subsection and to return from performing that service”).
. Texas Code of Criminal Procedure article 102.011(b) provides that a criminal defendant “shall also pay 29 cents per mile for mileage required of a[] [peace] officer to perform a service” in the defendant’s case “and to return from performing that service.” Id. art. 102.011(b), However, as the majority notes, it does riot appear in the instant case that the trial court actually assessed any fees against appellant for mileage.
. "A defendant who is determined by the court to be indigent is presumed to remain indigent for the remainder of the proceedings in the case... ." Id. art. 26.04(p); see also London,
. Although appellant was presumed indigent for the remainder of his proceedings, the trial court, in connection with appellant’s appeal, again found appellant indigent, appointed counsel to represent appellant in his appeal, and ordered that a record be prepared without charge to him.
. See U.S. Const. VI; Tex Const. art. I, § 15; Tex. Code Crim. Proc. Ann. art. 1.12 (Vernon 2005); Hobbs v. State,
. The majority emphasizes that appellant was not required to pay the $35 in advance of his trial. However, this is irrelevant. It is the-fact that appellant is forced to pay to exercise his constitutional right to confrontation, at any time, that renders article 102.011(a)(3) unconstitutional as applied to him. Further, prior to trial, appellant had, at the very least, constructive notice, if not actual notice based on the State's filings in the trial court, of the costs to be. assessed against him for the State’s summoning of witnesses. See Cardenas v. State,
. "Costs” are defined as "any fee charged by the court or an officer of the court that could be taxed in a bill of costs, including, but not limited to, filing fees, fees for issuance and service of process, fees for a court-appointed professional, and fees charged by the clerk or court reporter for preparation of the appellate record." Tex. R. Civ. P. 145(c). In the instant case, the trial court taxed the $35 "Summoning Witness Fee” in the "Criminal Bill of Cost” against appellant.
. The Texas Supreme Court has .noted that rule 145 is a "manifestation of the open courts guarantee that ‘every person ... shall have remedy by due course of law.’ ” Campbell v. Wilder,
. While the majority cites recent actions by the legislature to "improve procedural protections relating to the collection of criminal court costs from indigent persons,” the legislature must do much more. At the very least it should no longer require that indigent criminal defendants pay for exercising their constitutionally guaranteed rights in any form.
. Matt Clarke, Texas Criminal Court Fees are a Tax on Poor Defendants, Prison Legal News (Mar. 15, 2014), https://www.prison legalnews.org/news /2014/mar/15/texas-criminal-court-fees-are-a-tax-on-poor-defendants/ (because "people who have been convicted of crimes elicit much less sympathy," "the myriad of criminal court fees and their misuses will most likely continue unabated”); see also Eric Dexheimer, Hard-up Defendants Pay as State Siphons Court Fees for Unrelated Uses, Statesman (Mar. 3, 2012), http://www.statesman.com/ news/ news/special-reports/hard-up-defendants-pay-as-state-siphons-court-fe-1/nRkxj/ ("We’re trying to squeeze more money from people who have a hard time getting jobs because they have a criminal record, or have mental illness problems or substance abuse problems.... These fees are taxes on the poor.” (quoting executive director of the Texas Criminal Justice Coalition)).
