MEMORANDUM AND ORDER
Plaintiff Lindsay Lohan (“plaintiff’) commenced this action against defendants Armando Christian Perez (a/k/a Pitbull) (“Perez”), Shaffer Chimere Smith, Jr. (a/ k/a Ne-Yo) (“Smith”), Nick Van de Wall (a/k/a Afrojack) (“Van de Wall”), J. Records, Sony Music Entertainment, Sony Music Holdings Inc., RCA Music Group, Polo Grounds Music, Polo Grounds Music Publishing, Inc., Polo Grounds Music, Inc., Mr. 305, Inc., Mr. 305 Enterprises, Inc., Joe John, and Jane John, 1 through X (collectively, “defendants”), asserting that defendants violated Sections 50 and 51 of the New York Civil Rights Law by using plaintiffs “name, characterization, and personality for advertising purposes, and for purposes of trade and commercial benefits” without her consent. (Compl. ¶ 24.) Plaintiff has also asserted claims for unjust enrichment and intentional infliction of emotional distress, and seeks monetary and injunctive relief.
Presently before the Court is defendants’ motion, made pursuant to Federal Rule of Civil Procedure (“Rule”) 12(b)(6), seeking dismissal of the Complaint for failure to state a claim. After that motion was fully briefed and filed, defendants filed a separate motion seeking sanctions against plaintiff and her counsel, Stephanie G. Ovadia, Esq. and Anand Ahuja, Esq., for “asserting and continuing to advocate frivolous claims in bad faith and committing extensive plagiarism in [the] Memorandum of Law in Opposition to Defendants’ Motion [to] Dismiss the Complaint.” (Defs.’ Apr. 4, 2012 Letter at 1.) For the reasons set forth below, defendants’ motion to dismiss the Complaint is granted and defendants’ motion for sanctions is granted in part and denied in part.
BACKGROUND
The following facts are drawn from the Complaint and are presumed true for purposes of these motions.
The Parties
Plaintiff was at all relevant times “a professional actor of good repute and standing in the Screen Actors Guild.” (Compl. ¶ 2.) Defendants Perez, Smith, and Van de Wall each “served in the capacity of creator, writer, lyric writer, artist, and singer of the song ‘Give Me Everything’ ” (the “Song”). (Id. ¶¶ 3-5.) Defendant J. Records is an American record label owned and operated by defendants Sony Music Entertainment and Sony Music Holdings Inc., (id. ¶ 6), which are owned, in turn, by defendant RCA Music Group (id. ¶ 9). Defendant Polo Grounds Music is a “record label [and] a hip hop and full service entertainment company” that is owned and registered as a corporation under the names Polo Grounds Music Publishing, Inc. and Polo Grounds Music, Inc. (Id. ¶ 11.) Defendant Mr. 305 is a record
The Song
The Song “was and is a popular song of an international reputation and exerts a great influence throughout [the] United States, and other countries, and in the television, entertainment business and field of communication as well.” (Id. ¶ 16.) Plaintiff alleges that the Song “includes an unwarranted, unauthorized, and unfavorable mention of [her] name and personality, and allusions to [her] physical and mental character.” (Id. ¶18.) Specifically, approximately one-third of the way through the song, plaintiffs name is used as follows: “So, I’m tiptoein’, to keep flowin’/ I got it locked up like Lindsay Lohan.” (Decl. of Courtney Caprio, dated Jan. 17, 2012, Ex. A at 1.)
The Song was released on March 18, 2011 and has aired between that date and the present on radio broadcasts, the internet (including on blogs and websites such as www.youtube.com), and television in the State of New York (and elsewhere). (Compl. ¶ 19.) On June 21, 2011, the Song was incorporated and released on Perez’s album, entitled “Planet Pit.” (Id. ¶ 20.)
Plaintiff alleges that she did not consent to or authorize the use of her name in the Song, and that the “appearance of [her] name and characterization” in the Song “causes [her] to be associated and identified in connection with defendants.” (Id. ¶¶ 19, 21.) Plaintiff further alleges that defendants used plaintiffs name in the Song “for advertising purposes, and for purposes of trade and commercial benefits.” (Id. ¶ 24.)
The Complaint
In the Complaint,
DISCUSSION
I. Defendants’ Motion to Dismiss
A. Legal Standard
1. Rule 12(b)(6)
Rule 8(a) provides that a pleading shall contain “a short and plain statement of the
First, in Bell Atlantic Corporation v. Twombly,
While a complaint attacked by a Rule 12(b)(6) motion to dismiss does not need detailed factual allegations, a plaintiffs obligation to provide the grounds of his entitlement to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do. Factual allegations must be enough to raise a right to relief above the speculative level, on the assumption that all the allegations in the complaint are true (even if doubtful in fact).
Id. at 555,
More recently, in Ashcroft v. Iqbal,
Second, “[w]hen there are well-pleaded factual allegations, a court should assume their veracity and then determine whether they plausibly give rise to an entitlement to relief.” Id. at 679,
A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged. The plausibility standard is not akin to a “probability requirement,” but it asks for more than a sheer possibility that a defendant has acted unlawfully. Where a complaint pleads facts that are “merely consistent with” a defendant’s liability, it “stops short of the line between possibility and plausibility of ‘entitlement to relief.’ ”
Id. at 678,
2. Extraneous Documents Properly Considered in Deciding Rule 12(b)(6) Motion to Dismiss
When deciding a motion to dismiss pursuant to Rule 12(b)(6), the Court generally may only consider facts alleged in the
Here, the lyrics for the Song have not been set forth in or attached to the Complaint. Given, however, that plaintiff clearly relied upon the Song lyrics when bringing the action and, indeed, the lyrics themselves go to the heart of her allegations, the Court finds the Song lyrics to be integral to the Complaint. Plaintiff has raised no question as to the accuracy of the version of the Song lyrics submitted by defendants in connection with their motion to dismiss and, as such, the Court will consider them in deciding the motion.
B. Plaintiff’s Claim Under the New York Civil Rights Law is Dismissed
1. Legal Standard
“New York does not recognize a common-law right of privacy.” Messenger ex rel. Messenger v. Gruner + Jahr Printing & Pub.,
Any person whose name, portrait, picture or voice is used within this state for advertising purposes or for the purposes of trade without the written consent first obtained as above provided [in Section 50] may maintain an equitable action in the supreme court of this state against the person, firm or corporation so using his name, portrait, picture or voice, to prevent and restrain the use thereof; and may also sue and recover damages for any injuries sustained by reason of such use and if the defendant shall have knowingly used such person’s name, portrait, picture or voice in such manner as is forbidden or declared to be unlawful by section fifty of this article, the jury, in its discretion, may award exemplary damages....
N.Y. Civ. Rights Law § 51 (McKinney 2012). The New York Court of Appeals has made clear that the prohibitions set
To prevail on a statutory right to privacy claim pursuant to the New York Civil Rights Law, a plaintiff must prove: “(1) use of plaintiffs name, portrait, picture or voice (2) ‘for advertising purposes or for the purposes of trade’ (3) without consent and (4) within the state of New York.” Hoepker v. Kruger,
2. The Song is a Protected Work of Art
Defendants assert initially that “the First Amendment presents a complete defense” to plaintiffs claims under the New York Civil Rights Law because that statute “does not apply to works of art.” (Defs.’ Mem. at 3, 5.)
Courts interpreting the New York Civil Rights Law have concluded that “pure First Amendment speech in the form of artistic expression ... deserves full protection, even against [another individual’s] statutorily-protected privacy interests.” Hoepker,
The Supreme Court has made clear that “[m]usic, as a form of expression and communication, is protected under the First Amendment.” Ward v. Rock Against Racism,
3. Plaintiff’s Name was not Used in the Song for Advertising or Purposes of Trade
Somewhat relatedly, defendants argue that plaintiffs name was not used in the Song “for advertising or trade purposes within the meaning of the statute.” (Defs.’ Mem. at 9.) Specifically, defendants assert that plaintiffs name “does not promote a product or service” or “seek ‘solicitation for patronage,’ ” and because plaintiffs name is not used in the Song’s title or refrain, her name is not being used to promote the Song itself. (Id.) Thus, de
The fact that the Song was presumably-created and distributed for the purpose of making a profit does not mean that plaintiffs name was used for “advertising” or “purposes of trade” within the meaning of the New York Civil Rights Law. See, e.g., Time, Inc. v. Hill,
Even if the Court were to conclude that plaintiff had sufficiently alleged that her name was used in the Song for purposes of advertising or trade, the isolated nature of the use of her name would, in and of itself, prove fatal to her New York Civil Rights Law claim. “Courts in New York are reluctant to impose liability under §§ 50-51 for incidental use of a person’s name or image because of the danger of imposing an uncalled-for burden and hazard on publishers.” Netzer v. Continuity Graphic Assocs., Inc.,
Accordingly, the Court concludes that plaintiff has failed to adequately allege a cause of action under the New York Civil
C. Plaintiff’s Unjust Enrichment Claim is Dismissed
In her second cause of action, plaintiff alleges that “as a result of defendants’ unwarranted, unauthorized, and unjustified use of [her] name ... in the [Song], defendants have been unjustly enriched, at the cost of plaintiffs name.” (Compl. ¶ 30.) As noted above, “there is no common law privacy cause of action in New York, and thus the only relief for a violation of a right to privacy falls under [New York Civil Rights Law] § 50 or [ ] § 51.” Lemerond v. Twentieth Century Fox Film Corp.,
D. Plaintiff’s Intentional Infliction of Emotional Distress Claim is Dismissed
In her fourth cause of action, plaintiff asserts a claim of intentional infliction of emotional distress. In order to assert such a claim, a plaintiff must show: “(1) extreme and outrageous conduct, measured by the reasonable bounds of decency tolerated by society; (2) intent to cause or disregard of a substantial probability of causing severe emotional distress; (3) a causal connection between the conduct and the injury; and (4) severe emotional distress.” Margrabe v. Sexter & Warmflash, P.C.,
Accepting plaintiffs allegations as true, which the Court is bound to do at this stage of the proceedings, even if defendants used plaintiffs name in one line of the Song without her consent, such conduct is insufficient to meet the threshold for extreme and outrageous conduct necessary to sustain a claim for intentional infliction of emotional distress. See Freedom Calls Found. v. Bukstel,
After defendants’ Rule 12(b)(6) motion was fully-briefed and filed, defendants (with permission of the Court) moved for sanctions against plaintiff and her counsel. Defendants assert that “[p]laintiff and her counsel have filed and maintained frivolous claims, advocated them through a plagiarized and nonresponsive opposition to the [defendants’] motion to dismiss, and knowingly misrepresented material facts to [the] Court.” (Defs.’ Sanctions Mem. at 1.) Defendants seek sanctions, in the form of their costs and attorneys’ fees incurred in defending this action, pursuant to the Court’s inherent power as well as 28 U.S.C. § 1927, and Rule 11. (Id.) Attorney Ovadia, through her own counsel, has submitted a legal memorandum in opposition to the sanctions motion (Docket No. 39), and Attorney Ahuja, proceeding pro se, has filed an affirmation in opposition (Docket No. 45).
A. Relevant Legal Standards
The Court may award attorneys’ fees as a sanction pursuant to 28 U.S.C. § 1927, which prohibits an attorney from “unreasonably and vexatiously” multiplying the proceedings. Moreover, “[t]he court has inherent power to sanction parties and their attorneys ... where the party or the attorney has acted in bad faith, vexatiously, wantonly, or for oppressive reasons.” Revson v. Cinque & Cinque, P.C.,
(1) it is not being presented for any improper purpose, such as to harass, cause unnecessary delay, or needlessly increase the cost of litigation; [and]
(2) the claims, defenses, and other legal contentions are warranted by existing law or by a nonfrivolous argument for extending, modifying, or reversing existing law or for establishing new law....
Fed.R.Civ.P. 11(b), (c). “Although the imposition of sanctions is within the province of the district court, any such decision should be made with restraint and discretion.” Pannonia Farms, Inc. v. USA Cable,
B. Frivolous Claims
First, defendants assert that sanctions are warranted based upon plaintiffs “fil[ing] and maintaining] frivolous claims.” (Defs.’ Sanctions Mem. at 1.) Having reviewed the relevant case law governing the applicability of New York Civil Rights Law §§50 and 51 to this case, and given the relative sparsity of case law directly on point with the facts alleged here — i.e., the use of the name (as opposed to a photograph or other likeness) of a public figure (as opposed to a private individual) in a song (as opposed to a written medium) — the Court finds that plaintiffs claims are not so frivolous as to warrant the imposition of sanctions.
Defendants also assert that sanctions are warranted for plaintiffs “false statements of fact regarding [her] residence/citizenship.” (Defs.’ Sanctions Mem. at 17.) As noted above, plaintiff alleged in her Complaint, which was originally filed in New York state court, that she is a New York resident. (Compl. ¶ 1.) After defendants removed the matter to this Court based on diversity jurisdiction, plaintiff attempted to file a motion to remand
D. Plagiarism
Finally, defendants assert that plaintiff and her counsel should be sanctioned because plaintiffs memorandum in opposition to defendants’ motion to dismiss (the “Opposition”) “was plagiarized from website articles and materials having nothing to do with the claims at issue.”
Attorney Ovadia made the following statement regarding defendants’ plagia
After mailing our Opposition to the Defendants’ attorney’s (sic), and prior to the Defendants’ attorneysf] claim of the alleged plagiarism, we contacted the Defendants’ attorney Audrey Pumariega, Esquire, and requested her to allow our office to submit an amended opposition for filing with the court, which thereby was rejected via electronic mail. Rather [than] allowing our office the opportunity to amend the inadvertently used prior draft, which would have obviated any alleged plagiarism concerns, the Defendants[’] attorneys sought the Court’s inherent powers to avoid this occurrence.
(Pl.’s April 30, 2012 Letter at 1 (emphasis added).) The evidence submitted by defendants (and not challenged by plaintiff and her counsel), however, demonstrates that plaintiffs counsel’s statements in the Letter lack candor.
On March 9, 2012, defendants’ counsel sent plaintiffs counsel an email stating that they intended to file the fully-briefed motion to dismiss, but noticed that both they and the plaintiff had inadvertently omitted the tables of contents and authorities from their moving and opposition briefs, respectively. (Decl. Of Audrey Pumariega, dated May 21, 2012 (“Pumariega Deck”), Ex. A at 1.) In the email, defendants’ counsel stated their intention to add the missing pages to their moving papers, and offered plaintiffs counsel the opportunity to do the same. (Id.) On March 12, 2012, plaintiff’s counsel responded by sending defendants’ counsel the tables of contents and authorities as well as an amended opposition memorandum and a new “Exhibit B.” (Pumariega Deck, Ex. B (Part 1 at 1).) Defendants’ counsel emailed plaintiff’s counsel and stated that defendants “had not consented to any such amendment” of the opposition papers other than to supply the missing tables of contents and authorities, and advised plaintiff that “[t]o the extent you intend to [further] amend [the opposition papers], you may seek leave of Court.” (Pumariega Deck, Ex. B (Part 2 at 1).) During a subsequent telephone conversation, plaintiffs counsel agreed that defendants’ counsel would file only plaintiffs tables of contents and authorities, but would not file an amended opposition brief or additional exhibit. (Pumariega Deck, Ex. B (Part 4 at DO
Defendants have compared the original Opposition (that was filed with the Court) along with plaintiffs proposed amended opposition (which defendants refused to consent to plaintiff filing without leave of Court) (the “Redline”). (Pumariega Deck, Ex. C.) The Redline demonstrates that, contrary to Attorney Ovadia’s assertions in the Letter, not one of the changes in the proposed amended opposition would have corrected or cured the plagiarized portions of the Opposition. Instead, most of the changes to the plagiarized portions of the proposed amended opposition were merely corrections and insertions of citations to case law. (See id at 4-5.) Attorney Ovadia, who is represented by her own counsel in connection with the sanctions motion, does not respond to the allegation that her representation in the Letter — i.e., that the proposed amended opposition would have “obviated any alleged plagiarism concerns” — was, in fact, untrue. Based on the fact that Attorney Ovadia made this undisputedly false representation to the Court, and pursuant to the Court’s inherent powers, Attorney Ovadia is hereby fined in the
With respect to defendants’ allegations that the majority of the Opposition was plagiarized, plaintiff and her counsel do not deny these assertions. Indeed, defendants’ submissions to the Court evidence that almost the entire text of the Opposition is taken from unidentified, unattributed sources. (See Jimenez Deck, Ex. A.) Obviously, this type of conduct is unacceptable and, in the Court’s view, is sanctionable pursuant to its inherent powers.
Defendants’ request for sanctions in the form of an award of their costs and attorneys’ fees incurred in defending this action is denied. As noted above, the Court has concluded that plaintiffs claims in this case were not frivolous and did not warrant an award of attorneys’ fees pursuant to Rule 11. Moreover, defendants have failed to show how they were prejudiced by the plagiarism in the Opposition, or how such plagiarism caused them to expend additional costs and fees beyond what would have been necessary if the Opposition had been plaintiffs counsel’s original
III. Outstanding Item
On June 8, 2012, Attorney Ovadia sought leave to file to her motion to withdraw as counsel of record for plaintiff and supporting declaration under seal. (Docket No. 26.) By Order dated August 28, 2012, the Court identified an issue that had to be resolved before it could rule on the pending motion seeking leave to file documents under seal, and it directed defendants to submit certain documentation to the Court within ten days. Due to problems transmitting the August 28, 2012 Order, which was filed under seal, defendants did not receive the Order until December 2012 and were unable to supply the Court with the requested information until January 9, 2013. Thus, plaintiff’s counsel’s motion for leave to file documents under seal remained outstanding. Given the resolution of this motion, and the fact that the this case will be closed, plaintiffs counsel’s motion is deemed moot.
CONCLUSION
For the reasons set forth above, defendants’ motion to dismiss the Complaint is granted, and their motion for sanctions is granted in part and denied in part. Attorney Ovadia is directed to submit a check in the amount of $1,500.00, made payable to the Clerk of the Court, on or before March 22, 2013. The Clerk of the Court is directed to close this case.
SO ORDERED.
Notes
. As is discussed more fully in the text below, although the Song lyrics are not set forth in or attached to the Complaint, the Court may properly consider them as part of this Rule 12(b)(6) motion because they are integral to the Complaint.
. Plaintiff originally commenced this action in New York State Supreme Court, Nassau County. On November 4, 2011, defendants removed the action to this Court on the basis of diversity jurisdiction, asserting that, despite the allegations in the Complaint that plaintiff was a resident of New York, she was actually a citizen of California, and that defendants were citizens of Florida, Georgia, New York, and the Netherlands. (Not. of Removal at 2.) On December 9, 2011, plaintiff filed a motion to remand the action to state court, asserting that defendants had "not proved such diversity claim by any documentary or conclusive evidence.” (Mot. to Remand at 1.) On December 12, 2011, the Court issued an Electronic Order stating that plaintiff had filed the motion to remand in contravention of Rules 3(A) and 3(F) of the Court's Individual Practice Rules. Those rules state that any party intending to file a motion must submit a premotion conference letter and await a conference and/or briefing schedule, and that no motion may be filed until it is fully briefed. Accordingly, the Court rejected the motion to remand without prejudice and with the right to renew upon compliance with these rules. Plaintiff did not re-file the motion.
. Because plaintiff has failed to adequately plead each element of a New York Civil Rights Law claim, the Court need not address defendants' argument that the “newsworthiness exception” to the statute applies.
. In her third cause of action, plaintiff alleges that "defendants’ violations of [her] common
. As noted earlier in the text, because plaintiff attempted to file her motion for remand without requesting a pre-motion conference and in violation of my "Bundle Rule,” the motion was not accepted for filing. (See Dec. 12, 2011 Elec. Order.) Thereafter, plaintiff did not request a pre-motion conference or otherwise attempt to re-file the remand motion.
. Defendants also assert, correctly in this Court’s view, that the Opposition was "rife with irrelevant discussion, ... did not meaningfully address a single case cited by the [defendants] in support of their motion to dismiss, cited a case without disclosing it had been reversed, and essentially ignored every argument made by the [defendants].” (Defs.’ Sanctions Mem. at 11 (internal citations omitted).) According to defendants, the reason that the Opposition did not address the salient points raised in their motion to dismiss was because it was actually taken "nearly entirely and verbatim” from a legal memorandum plaintiff filed in an entirely different case. (Id. at 16 (emphasis omitted) (noting that approximately 14 or 15 pages of the Opposition were copied from a prior legal brief).) Plaintiff does not dispute this assertion.
.Defendants have also submitted a "Similarity Report,” which they generated on March 9, 2012 using the website https://research. ithenticate.com/, "a plagiarism and duplication screening program.” (Jimenez Deck ¶ 4 & Ex. B.) Defendants have, however, provided the Court with no information as to how this program works, the reliability of its findings, or precisely what a "similarity index” of 64% means. Accordingly, the Court has not relied on this document in conducting its analysis.
. The signature block of the Letter reads: "Respectfully submitted, Stephanie G. Ovadia, Esq. [and] Anand Ahuja, Esq.” (Docket No. 21 at 3.) Only Attorney Ovadia signed the letter.
. The plagiarism of the type at issue here would likely be found to violate New York State Rule of Professional Conduct 8.4, which prohibits a lawyer from "engaging] in conduct involving dishonesty, fraud, deceit or misrepresentation.” N.Y. Comp. Codes R. & Regs. tit. 22, § 1200.0 (effective Apr. 1, 2009) (Rule 8.4(c)); see also In re Steinberg,
. Attorney Ovadia asserts that "the appropriate disciplinary authority empowered to investigate claims of attorney misconduct”— rather than this Court — would be the proper forum in which to conduct this fact-finding process and address defendants’ accusations. (Ovadia’s Sanctions Opp’n at 11.)
. Both Attorneys Ovadia and Ahuja signed the Complaint. Defendants’ plagiarism allegations, however, apply only to the Opposition and not to the Complaint.
. The Court recognizes that $750.00 is a relatively modest amount. In arriving at this figure, however, the Court has accounted for (and does not underestimate) the negative impact on Attorney Ovadia’s reputation and livelihood that will inevitably arise from her involvement in this situation.
. The Court also notes, parenthetically, that it is underwhelmed by the nature of defendants' counsel’s conduct upon learning of plaintiff's counsel’s plagiarism. Defendants’ counsel recognized the existence and extent of the plagiarism as early as March 9, 2012. (See Jimenez Decl. ¶ 4.) However, even though defendants’ counsel corresponded with plaintiff's counsel on that date and again on March 12, 2012, they made no mention of these issues. (See Pumariega Decl., Ex. B (Part 1 at 1; Part 2 at 1; Part 4 at 1).) Defendants’ counsel certainly had the option of raising the issue with plaintiff’s counsel, thereby affording plaintiffs counsel the opportunity to withdraw the Opposition and request leave from the Court to amend the opposition papers. Instead, the first time defendants’ counsel raised the issue was when they filed the fully-briefed motion to dismiss and highlighted the plagiarism as part of the reply papers.
