Lead Opinion
PER CURIAM Opinion; Concurrence by Judge O’SCANNLAIN.
Wе are called upon to decide whether the congressionally enacted “Don’t Ask, Don’t Tell” policy respecting homosexual conduct in the military is unconstitutional on its face.
I
A
In 1993, Congress enacted the policy widely known as Don’t Ask, Don’t Tell. The policy generally required that a service member be separated from the military if he had engaged or attempted to engage in homosexual acts, stated that he is a homosexual, or married or attempted to marry a person of the same sex. 10 U.S.C. § 654(b) (repealed); see, e.g., Dep’t of Def. Instructions 1332.14, 1332.30 (2008).
The nonprofit corporation Log Cabin Rеpublicans brought this suit in 2004, challenging section 654 and its implementing regulations as facially unconstitutional under the due process clause of the Fifth Amendment, the right to equal protection guaranteed by that Amendment, and the First Amendment right to freedom of speech. Log Cabin sought a declaration that the policy is facially unconstitutional and an injunction barring the United States from applying the policy. The district court dismissed the equal protection claim under Witt v. Department of the Air Force, 527 F.3d 806 (9th Cir.2008) (upholding section 654 against a facial equal protection challenge), but allowed the due process and First Amendment сhallenges to proceed to trial.
After a bench trial, in October 2010 the district court ruled that section 654 on its face violates due process and the First Amendment. The court permanently enjoined the United States from applying section 654 and its implementing regulations to anyone. The United States appealed; Log Cabin cross-appealed the dismissal of its equal protection claim.
B
While the appeal was pending, Congress enacted the Don’t Ask, Don’t Tell Repeal Act of 2010, Pub.L. No. 111-321, 124 Stat. 3515 (2010) (“Repeal Act”). That statute provides that section 654 would be repealed 60 days after: (1) the Secretary of Defense received a report determining the impact of repealing section 654 and recommending any necessary changes to military policy, and (2) the President, Secretary of Defense, and Chairman of the Joint Chiefs of Staff certified that they had considered the report’s recommendations and were prepared to implement the repeal consistent with military readiness, military effectiveness, and unit cohesion. Repeal Act § 2(b). The Repeal Act left section 654 in effect until the prerequisites to repeаl were satisfied and 60 days had then passed.
The report was issued November 30, 2010, and certification occurred July 21, 2011. Section 654 was thus repealed September 20, 2011.
II
A
Because section 654 has now been repealed, we must determine whether this case is moot. “[I]t is not enough that there may have been a live case or controversy when the case was decided by the court whose judgment” is under review. Burke v. Barnes,
In Hall v. Beals, for example, the Supreme Court deemed moot a challenge to a six-month residency requirement imposed by Colorado for eligibility to vote in the 1968 presidential election.
Following the Court’s lead, we hаve routinely deemed cases moot where “a new law is enacted during the pendency of an appeal and resolves the parties’ dispute.” Qwest Corp. v. City of Surprise,
This suit became moot when the repeal of section 654 took effect on September 20. If Log Cabin filed suit today seeking a declaration that section 654 is unconstitutional or an injunction against its application (or both), there would be no Article III controversy because there is no section 654. The repeal, in short, gave Log Cabin “everything” its complaint “hoped to achieve.” Helliker,
B
Log Cabin concedes that “the injunctive relief awarded by the district court [has]
We are not persuaded. When a statutory repeal or amendment extinguishes a controversy, the case is moot. There is no exception for declaratory relief. See Native Vill. of Noatak v. Blatchford,
In any event, no exception to mootness applies here. Log Cabin notes that generally “a defendant’s voluntary cessation of a challenged practice does not deprive a federal court of its power to determine the legality of the practice.” City of Mesquite v. Aladdin’s Castle, Inc.,
We cannot say with “virtual[] certainly],” Helliker,
A second exception to mootness applies when a party faces “collateral consequences” from a challenged statute even when the statute is repealed. Log Cabin cites several benefits that discharged service members may have lost as a result of their separation. But because these missed benefits are not legal penalties from past conduct, they do not fall within this exception. Qwest,
Ill
Having determined that this case is moot, we must “direct the entry of such appropriate judgment, decree, or order, or require such further proceedings to be had as may be just under the circumstances.” 28 U.S.C. § 2106.
The “established” practice when a civil suit becomes moot on appeal is to vacate the district court’s judgment and remand for dismissal of the complaint. See United States v. Munsingwear, Inc.,
To be sure, in the rare situation “when mootness[does] not deprive the appealing party of any review to whieh[it] was entitled,” reviewing courts have left lower court decisions intact. Camreta,
That is not the situation before us. The United States did not forfeit the appellate review to which it was entitled. After the district court entered its judgment and injunction, the United States appealed promptly, moved our court to stay the district court order, filed two merits briefs disputing the judgment and relief ordered, moved to reinstate the stay of the injunction after this court briefly lifted it, filed a letter brief reiterating its arguments against the district court’s judgment and injunction, and at oral argument made clear that it still advances all of its arguments against the district court’s judgment and injunction. Mootness has thus deprived the United States оf the review to which it is entitled. Vacatur is proper. See Arizonans for Official English v. Arizona,
We therefore vacate the judgment of the district court. Burke,
On remand, the district court will dismiss the complaint forthwith.
VACATED AND REMANDED WITH DIRECTIONS TO DISMISS.
Notes
. In light of our disposition, we deny the United States’ Suggestion of Mootness and Motion to Vacate the District Court Judgment filed September 20, 2011.
Concurrence Opinion
concurring specially:
I fully concur in the court’s opinion. The repeal of Don’t Ask, Don’t Tell has
I write separately because our inability to reach the merits may leave uncertainty about the role Lawrence v. Texas,
I
The Supreme Court has emphasized its “reluetan[ce] to expand the concept of substantive due process.” Collins,
First, the Court requires “a ‘careful descriрtion’ of the asserted fundamental liberty interest.” Glucksberg,
In Washington v. Glucksberg, for example, the Court framed the issue before it as “whether the ‘liberty’ specially protected by the Due Process Clause includes a right to commit suicide which itself includes a right to assistance in doing so.”
Second, the Court examines whether that carefully described right is “deeply rooted” in our Nation’s history, legal traditions, and practices or in supporting case law. Glucksberg,
The Court has imposed these dual limitаtions on substantive due process analysis to preserve the judiciary’s proper role in the constitutional structure. “[Extending constitutional protection to an asserted right or liberty interest ... to a great extent[] placets] the matter outside the arena of public debate and legislative action.” Glucksberg,
In short, when confronted with assertions of new fundamental rights, rather than invite innovation the Court has counseled caution. The Court has developed a trusted method reflecting that caution. And while the Court has on occasion departed from its established method, it has not licensed lower courts to do so. See Witt v. Dep’t of Air Force,
II
A
Against this established legal baсkground, the district court in this case reasoned as follows: Fundamental rights trigger heightened judicial scrutiny. Log Cabin Republicans v. United States,
This is not the “established method” of substantive due process analysis. Indeed, this analysis was tantamount to a conclusion that the Supreme Court in Lawrence rejected its own settled approach and established a sweeping fundamental right triggering heightened scrutiny regardless of context. On that unsupported foundation, the district court subjected 10 U.S.C. § 654 to heightened scrutiny.
The Supreme Court’s cases instruct that departures from the constitutional text must be narrow, carefully considered, and grounded in the Nation’s history, traditions, or practices. See supra Part I. The district court’s decision followed none of those instructions. Departing from settled practice was particularly improper in this case, which involved a facial constitutional challenge to a federal statute. Judging the constitutionality of an Act of Congress is “the gravest and most dеlicate duty” that federal courts are called upon to perform. Rostker v. Goldberg,
Log Cabin’s due process challenge required the district court to begin by “carefully formulating the interest at stake.” Glucksberg, 521 U.S. at 722,
Having carefully described the asserted right, the next question is whether the right is manifested in our Nation’s history, traditions, or practices. A trusted guide for this analysis is past decisions of the courts, whiсh have repeatedly approved the very actions that Log Cabin contends are unconstitutional. As our court recognized in 1997, “[f]or nearly twenty years we have upheld the constitutionality of the military’s authority to discharge service members who engage in homosexual acts.” Philips v. Perry,
Courts have rejected such challenges on equal protection as well as due process grounds. See, e.g., Able v. United States,
These decisions, all of them recent by historical standards, span the Nation and belie any claim that the right asserted by Log Cabin is deeply rooted in our history or traditions. Indeed, “the alleged right certainly cannot be considered so rooted in the traditions and cоnscience of our people as to be ranked as fundamental” when no court had held (until the district court did here) that there is such a fundamental constitutional right. Flores,
C
The district court in this case never contended that the right asserted by Log Cabin has deep roots in our history, tradition, or practices, nor in a line of cases stretching an appreciable distance into the past. Rather, the linchpin for the district court’s ruling was the Supreme Court’s decision just eight years ago in Lawrence.
Lawrence held that the liberty interest protected by the due process clause prohibits states from criminalizing private homosexual conduct by consenting adults.
Indeed, far from establishing a broad interest, the Supreme Court in Lawrence struck down with marksman-like precision an outlier criminal statute and expressly emphasized the limitations of the liberty interest guiding its holding:
The present case does not involve minors. It does not involve persons who might be injured or coerced or who are situated in relationships where consent might not easily be refused. It does not involve public conduct or prostitution. It does not involve whether the government must give formal recognition to any relationship that homosexual persons seek to enter.
To be sure, Lawrence contained broad language on personal autonomy. See, e.g.,
D
Because Lawrence does not change the scrutiny applicable to policies regarding personnel decisions in the military, section 654 shоuld have been upheld if it was “rationally related to legitimate government interests.” Glucksberg,
“[J]udicial self-restraint requires” federal courts “to exercise the utmost care whenever we are asked to brеak new ground” in the field of substantive due process. Flores,
In this highly charged area, we constitutionally inferior courts should be careful to apply established law. Failure to do so begets the very errors that plagued this case. That failure culminated in a ruling that invalidated a considered congressional policy and imposed a wholly novel view of constitutional liberty on the entire United States. The Supreme Court’s cases tell us to еxercise greater care, caution, and humility than that. Indeed, our constitutional system demands more respect than that. When judges sacrifice the rule of law to find rights they favor, I fear the people may one day find that their new rights, once proclaimed so boldly, have disappeared because there is no longer a rule of law to protect them.
. As relevant, section 654 provided:
A member of the armed forces shall be separated from the armed forces under regulations prescribed by the Secretary of Defense if one or more of the following findings is made and approved in accordance with procedures set forth in such regulations:
(1)That the member has engaged in, attempted to engage in, or solicited another to engage in a homosexual act or acts unless there are further findings, made and approved in accordance with procedures set forth in such regulations, that the member has demonstrated that—
(A) such conduct is a departure from the member's usual and customary behavior;
(B) such conduct, under all the circumstances, is unlikely to recur;
(C) such conduct was not accomplished by use of force, coercion, or intimidаtion;
(D) under the particular circumstances of the case, the member’s continued presence in the armed forces is consistent with the interests of the armed forces in proper discipline, good order, and morale; and
(E)the member does not have a propensity or intent to engage in homosexual acts.
(2) That the member has stated that he or she is a homosexual or bisexual, or words to that effect, unless there is a further finding, made and approved in accordance with procedures set forth in the regulations, that the member has demonstrated that he or she is not a person who engages in, attempts to engage in, has a propensity to engage in, or intends to engage in homosexual acts.
(3) That the member has married or attempted to marry a person known to be of the same biological sex.
10 U.S.C. § 654(b).
. So too for the district court's holding that Don't Ask, Don't Tell on its face violates the First Amendment. I do not address this ruling at length because it was little more than a follow-on to the district court’s due process ruling. The district court’s substantive due process analysis focused on section 654(b)(1), which concerns homosexual acts, whereas its First Amendmеnt analysis looked to section 654(b)(2), which concerns statements made by service members. The district court concluded that if the "acts prong” in section 654(b)(1) violates substantive due process, then the limitation on speech in section 654(b)(2) "necessarily fails as well” under the First Amendment because that provision limits speech in support of an unconstitutional objective.
