Carl Daniel LOCKETT
v.
STATE of Mississippi.
Supreme Court of Mississippi.
*900 Rebecca L. Wiggs, Watkins & Eager, Jackson, for petitioner.
Miсhael C. Moore, Atty. Gen., Marvin L. White, Jr., Asst. Atty. Gen., Charlene R. Pierce, Sp. Asst. Atty. Gen., Jackson, for respondent.
En Banc.
DAN M. LEE, Presiding Justice, for the Court:
I.
On December 13, 1985, John Calhoun and his wife, Geraldine, were murdered. The Grand Jury for the Circuit Court of Rankin County returned two (2) indictments against Carl Daniel Lockett, one for each of the murders. Following a change of venue to the Circuit Court of Jackson County, Lockett was subjected to two (2) trials first for the murder of Jоhn, followed by trial for the murder of Geraldine. This opinion, the companion to Lockett I, concerns Lockett's first post-conviction application for relief from the conviction and death sentence imposed for the murder of Geraldine Calhoun DP-67 Lockett II.
II.
Lockett was found guilty of murdering Geraldine Calhoun and sentenced to death based on the unanimous finding of three (3) aggrаvating factors:
1. The capital offense was committed by a person under sentence of imprisonment.
2. The capital offense committed while the defendant was engaged in the commission or an attempt to commit, and flight after committing robbery, burglary and kidnapping.
3. The capital offense was especially heinous, atrocious or cruel.
Lockett timely appeаled his conviction and sentence to this Court on the following claims:
1. The State's racially discriminatory abuse of peremptory challenges violated Mr. Lockett's rights to a representative jury and equal protection under the sixth and fourteenth amendments.
2. The admission of evidence seized pursuant to an invalid search warrant that was issued by a partial magistrate and was never sеrved upon the occupant of the house searched, and pursuant to a warrantless arrest within his house, violated Mr. Lockett's rights under the fourth amendment.
3. The confessions introduced against Lockett at trial were both involuntary *901 and the fruit of the illegal search, seizure and arrest.
4. The introduction throughout both phases of Lockett's trial of evidence and argument concerning a distinct crime of murder, and other crimes, deprived Lockеtt of his rights under the constitutions of this State and of the United States.
5. The trial court erred in submitting to the jury the aggravating circumstance of a murder committed while under sentence of imprisonment.
6. The charge on capital murder was unacceptably duplicitous.
7. The submission of the same underlying felonies used to elevate the charge to capital murder to elevate it once more in the penalty phase contravened the proscription against double jeopardy.
8. The instructions at the penalty phase deprived Mr. Lockett of his rights under the fifth, sixth, eighth and fourteenth amendments to the United States Constitution and Mississippi law.
9. The prosecutor's closing argument at the penalty phase injected the impermissible element of Mr. Lockett's parole eligibility, at a pоint when he was precluded from rebutting the prosecution's theory.
10. The death sentence imposed upon Mr. Lockett is disproportionate and was the consequence of emotion and caprice.
On September 30, 1987, this Court, by written opinion, affirmed Lockett's conviction of the murder of Geraldine Calhoun and sentence of death in this Court's cause number DP-67. Lockett v. State,
On December 22, 1988, Lockett filed with this Court the subject of this Memorandum: his first application for post-conviction relief from conviction and death sentence for the murder of Geraldine Calhoun. Lockett seeks post-conviction relief on the following grounds:
1. The trial court erred in admitting a prior conviction as an aggravating circumstance.
2. The trial court erred in failing to suppress an invalid search warrant that was issued by a partial magistrate and was never served upon the occupant of the house searched and the fruits of the illegal search including Lockеtt's confession.
3. Petitioner was deprived of his right to effective assistance of counsel at the guilt phase of his trial.
4. Mr. Lockett was denied the effective assistance of counsel at the penalty phase of his trial.
5. The prosecutor's exclusion of all potential black jurors from petitioner's trial creates a prima facie violation of Batson v. Kentucky [476 U.S. 79 ,106 S.Ct. 1712 ,90 L.Ed.2d 69 ] and Griffith v. Kentucky [479 U.S. 314 ,107 S.Ct. 708 ,93 L.Ed.2d 649 ].
6. Petitioner's sentence of death is tainted by racial prejudice and discrimination in violation of the eighth and fourteenth amendments to the United States Constitution.
7. The Mississippi Supreme Court failed to make a proportionality review of the sentence in this case as required by State law and thereby violated Petitioner's rights.
8. Use of the "especially heinous, atrocious and cruel" aggravating circumstance failed to channel and limit the jury's discretion as required by the eighth amendment.
9. The trial court erred in failing to instruct the jury regarding the burden of proof when weighing aggravating and mitigating circumstances.
*902 10. The stacking of aggravating circumstances deprived petitioner of his rights under the eighth and fourteenth amendments.
11. Petitioner's Constitutional rights were violated by the exclusion from the jury of persons opposed to the death penalty.
12. The trial court's refusal to grant a mercy instruction deprived petitioner of his rights under the fifth, sixth, eighth, and fourteenth amendments to the United States Constitution and Mississippi law.
13. Mississippi's capital sentencing scheme is unconstitutional when viewed as a whole.
Lockett filed two (2) additional Motions December 22, 1988: (1) Motion for Stay Pending Disposition of Motion to Vacate; аnd (2) Motion for appointment of counsel and for funds. This Court granted the Motion for Stay December 28, 1988; the motion for appointment of counsel and for funds is still pending and is addressed in this opinion.
III.
The procedural bars of waiver, different theories, and res judicata[1] and the exception thereto as defined in Miss. Code Ann. § 99-39-21(1-5) are applicable in death penalty PCR Applications. Irving v. State,
IV.
Lockett readily admits that some of the PCR claims asserted were raised on direct appeal and decided adversely to him. However, he urges this Court to reconsider precedent governing those issues and address the claims raised because each claim concerns issues still debated in this country's death penalty jurisprudence.
The State contends that all of Lockett's claims, with the exception of the claim of ineffective assistance of trial counsel, are procedurally barred by waiver and/or the doctrine of res judicata, and are void of any showing of cause or actual prejudice. Miss. Code Ann. § 99-39-21(1-6).
Each of the claims raised in the PCR Application are individually addressed.
1. The trial court erred in admitting a prior conviction as an aggravating circumstance.
This claim was raised on direct appeal as assignment 4, addressed by this Court on direct appeal and decided adversely to Lockett. Lockett v. State,
2. The trial court erred in failing to suppress an invalid search warrant that was issued by a partial magistrate and was never served upon the occupant of the house searched and the fruits of the illegal search including Lockett's confession.
This claim was raised on direct appeal as assignment 2, addressed by this *903 Court on direct appeal and decided adversely to Lockett. Lockett v. State,
3. Petitioner was deprived of his right to effective assistance of counsel at the guilt phase of his trial.
4. Mr. Lockett was denied the effective assistance of counsel at the penalty phase of his trial.
Lockett had different counsel at trial and on appeal: William O. Townsend of Pearl, Mississippi, and Cullen C. Taylor of Brandon, Mississippi at trial both guilt and penalty phase Clive A. Stafford Smith of Atlanta, Georgia, on appeal. Lockett had a meaningful opportunity to raise the issue of ineffective trial counsel on direct appeal but did not do so. Therefore, this claim is proсedurally barred by waiver unless Lockett has shown cause or actual prejudice in accordance with Miss. Code Ann. § 99-39-21(4), (5).
Lockett has not alleged nor shown cause nor actual prejudice for not raising this issue on direct appeal. See Wiley v. State,
5. The prosecutor's exclusion of all potential black jurors from petitioner's trial creates a prima facie violation of Batson v. Kentucky and Griffith v. Kentucky.
This claim was raised on direct appeal as assignment 1, addressed by this Court on direct appeal and decided adversely to Lockett. Lockett v. State,
6. Petitioner's sentence of death is tainted by racial prejudice and discrimination in violation of the eighth and fourteenth amendments to the United States Constitution.
Lockett claims that the jury decided to sentence him to death simply because he is black and the victim was white. In support of this claim, Lockett presents a June, 1985 unpublished stаtistical study entitled "Factors Affecting Death Penalty Decisions in Mississippi" which concludes that, in Mississippi, the perpetrator is almost five times as likely to receive death when the victim is white rather than black. Lockett connects this claim with the immediately preceding claim of Batson violation.
Lockett could have raised the issue of racial prejudice and discrimination on direct appеal but did not do so. Therefore, this claim is procedurally barred by waiver unless Lockett has shown cause or actual prejudice in accordance with Miss. Code Ann. § 99-39-21(4), (5).
Lockett has not alleged nor shown cause nor actual prejudice for not raising this issue on direct appeal. See Wiley v. State,
7. The Mississippi Suprеme Court failed to make a proportionality review of the sentence in this case as required by State law and thereby violated Petitioner's rights.
Lockett contends that this Court failed to review his sentence of death appropriately, that is, in accordance with Miss. Code Ann. § 99-19-105(3)(c) (Supp. 1986). Specifically, *904 Lockett claims (1) the Court failed to compare his case with any оther case; (2) the Court failed to conduct a meaningful proportionality review by reciting all prior death cases as an appendix to the opinion; and (3) failure to give a more detailed proportionality review which would have resulted in the reversal of the sentence of death.
Section 99-19-105(3)(c) provides that when reviewing a sentence of death, this Court "shall determine ... [w]hether the sentence of death is excessive or disproportionate to the penalty imposed in similar cases, considering both the crime and the defendant." A review of the opinion in this case shows that the Court did, in fact, follow the statutory mandates in affirming the sentence of death, and considered all prior death cases presented to the Court. As evidence of the proportionality review and compliance with the statutory provisions, in addition to stating that past death penalty cases were considered in the proportionality review, a list of all cases considered was attached at the end of the opinion in Lockett II as "Appendix II":
Having reviewed this case and compared it to other cases, we find that the sentence here is not еxcessive or disproportionate to the penalty imposed in similar cases. (See Appendix II).
Lockett,
8. Use of the "especially heinous, atrocious and cruel" aggravating circumstance failed to channel and limit the jury's discretion as required by the eighth amendment.
This assignment was not raised on direct appeal. However, this assignment was "capable of determination at trial and/or direct appeal." § 99-39-21(1). Lockett has not shown cause nor actual prejudice, nor can he, for not raising this issue on direct appeal. See Wiley v. State,
However, Lockett claims an exception to the procedural bar: reversal of law evidenced by the intervening decisions of Maynard v. Cartwright,
Maynard v. Cartwright,
In Mississippi, the proper instruction defining the especially heinous aggravating factor comes from Coleman v. State,
McKoy held that North Carolina's capital sentencing scheme, which prevented the jury from considering any mitigating factor that the jury had not unanimously found to exist, violated the United States Constitution. Lockett's reliance upon this theory is erroneous, for Mississippi does not so limit the jury in their deliberations and consideration of the death penalty. This claim is without merit.
9. The trial court erred in failing to instruct the jury regarding the burden of proof when weighing aggravating and mitigating circumstances.
Lockett admits that this assignment was raised on direct appeal and decided adversely to him. In fact, this claim was raised on direct appeal as assignment 8, addressed by this Court on direct appeal and decided adversely to Lockett. Lockett v. State,
10. The stacking of aggravating circumstances deрrived petitioner of his rights under the eighth and fourteenth amendments.
Lockett admits that this assignment was raised on direct appeal and decided adversely to him. In fact, this claim was raised on direct appeal as assignment 8, addressed by this Court on direct appeal and decided adversely to Lockett. Lockett v. State,
11. Petitioner's Constitutional rights were violated by the exclusion from the jury of persons opposed to the death penalty.
This assignment was not raised on direct appeal. However, this assignment was "capable of determination at trial and/оr direct appeal." § 99-39-21(1). Therefore, this claim is procedurally barred by waiver unless Lockett has shown cause or actual prejudice in accordance with Miss. Code Ann. § 99-39-21(4), (5).
Lockett has not alleged nor shown cause nor actual prejudice for not raising this issue on direct appeal. See Wiley v. State,
12. The trial court's refusal to grant a mercy instruction deprived petitioner of his rights under the fifth, sixth, eighth, and fourteenth amendments to the United States Constitution and Mississippi law.
This claim was raised on direct appeal as assignment 8, addressed by this Court on direct appeal and decided adversely to Lockett. Lockett v. State,
13. Mississippi's capital sentencing scheme is unconstitutional when viewed as a whole.
This issue was capable of determination at trial and/or on direct appeal, but was not raised. Therefore, this claim is procedurally barred by waiver unless Lockett has shown cause or actual prejudice in accordance with Miss. Code Ann. § 99-39-21(4), (5).
Lockett has not alleged nor shown cause nor actual prejudice for not raising this issue on direct appeal. See Wiley v. State,
None of the claims Lockett presents in his Application for post-conviction relief warrant the granting of the Application. Therefore, Lockett's Application for post-conviction relief is denied.
V.
In addition to his PCR Application, Lockett has filed a Motion for Appointment of Counsel land For Funds for an Expert identical in аll respects to the Motion filed in Lockett I Application for Post-Conviction Relief. Therefore, the ruling on this motion is controlled by our decision in Lockett I, part V, wherein we denied the motion as being without merit.
APPLICATION FOR POST-CONVICTION RELIEF DENIED. MOTION FOR APPOINTMENT OF COUNSEL AND FOR FUNDS FOR AN EXPERT DENIED.
ROY NOBLE LEE, C.J., HAWKINS, P.J., and PRATHER, SULLIVAN, BANKS and McRAE, JJ., concur.
PITTMAN, J., not participating.
ROBERTS, J., not participating according to supreme court internal rules.
NOTES
Notes
[1] In actuality, this issue is barred by collateral estoppel. See Jordan v. State,
