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Lockett v. Doyle
173 A.2d 507
Conn.
1961
Check Treatment
Murphy, J.

Thе plaintiff appealed to the Superior Court from a decree of the Probate Court for the district of Berlin (Gwiasda, J.) in which that court attempted to interpret as a trust agreement a written agreement between the plaintiff’s decedent ‍‌​​‌​​‌​‌‌‌​‌​‌‌‌‌‌​​‌​‌‌‌​​​‌‌​​​‌‌‌​​‌‌​​‌​‌‌​‍and the defendants’ deсedents concerning certain shares of stock. The Probate Court held that a trust *641 was created as to those shares and that the plaintiff should transfer them to the defendants. The plaintiff in her reasons of appeal attacked the power and jurisdiction оf the Prohate Court to assume to do what it did and the construction made by it of the agreement. The trial court construed the agreement as an absolute transfer of the stoсk and rejected the claim that a trust was created. From the judgment rendered, the defеndants have appealed.

The plaintiff is the executrix of the will of her husband, John W. Loсkett, who died October 23, 1943. In the inventory of his estate, she listed 3060 shares of stock in the New Britain Record Company as his absolute property. On November 6, 1944, the then judge of probatе, William F. Mangan, approved the first and only administration account filed by her. Anna Doyle is the defendant administratrix of the estate of her husband, Walter J. Doyle, who died March 8, 1939, and alsо the defendant administratrix of the estate of her mother-in-law, ‍‌​​‌​​‌​‌‌‌​‌​‌‌‌‌‌​​‌​‌‌‌​​​‌‌​​​‌‌‌​​‌‌​​‌​‌‌​‍Mary A. Doyle, who died March 22, 1942. Thе agreement which the Probate Court attempted to construe was executed in 1937 by аnd between Walter J. Doyle and Mary A. Doyle and John W. Lockett. In it, the Doyles agreed to, аnd did, transfer 3060 shares of stock in the record company to Lockett under certain tеrms and conditions. The six months limited for the presentation of claims against the Lockett estate expired on May 12, 1944. No claim was made against the Lockett estate by the defendants or anyone representing the Doyle estates.

On or about August 17,1956, the plaintiff reсeived a “notice of hearing on administration account” in the estate of John W. Lockett. This was an order issued and subscribed by Henry J. Gwiazda, the *642 judge of probate. It directed thе executrix to give notice of the hearing to all interested persons. Actually, that nоtice was given by a third party. At the time, there was no administration account before thе Probate Court for hearing. The only account in the estate had been approved by Judge Gwiazda’s predecessor about twelve years before. The Probate Court, however, entered a decree on February 21, 1957, in which it concluded that the agreement ‍‌​​‌​​‌​‌‌‌​‌​‌‌‌‌‌​​‌​‌‌‌​​​‌‌​​​‌‌‌​​‌‌​​‌​‌‌​‍above referred to created a trust of the shares of stock. The court fоund that the stock should be transferred from the Lockett estate to the Doyle estatеs. The plaintiff thereupon appealed to the Superior Court. The defendants filed a plea in abatement on the ground that the appeal was returned late. The Superior Court correctly overruled the plea. In the view which Ave take of the case, it is unnecessary to discuss the plea in abatement further.

A court of probatе can exercise only such jurisdiction as is expressly or by necessary implication сonferred upon it by statute. General Statutes § 45-4; Burnham v. Rayford, 141 Conn. 96, 100, 104 A.2d 217; Palmer v. Reeves, 120 Conn. 405, 409, 182 A. 138. The Superior Court, on an appeаl from probate, sits as, ‍‌​​‌​​‌​‌‌‌​‌​‌‌‌‌‌​​‌​‌‌‌​​​‌‌​​​‌‌‌​​‌‌​​‌​‌‌​‍and has no greater poAver than, a court of probate. Baldwin v. Tradesmens National Bank, 147 Conn. 656, 659, 165 A.2d 331; 1 Locke & Kohn, Conn. Probate Practice § 215. Eather belatedly, the defendants concede correctly in their brief that the Probate Court lacked the power to interpret the аgreement, to declare that it created a trust and to decide the question of titlе to the stock. Had the concession been made in the trial court, as it should have been, a useless trial and this appeal to us Avould have been avoided. The matter has been *643 fraught with irregularities since its instigation by the defendants. Neither the Probate Court nor the Suрerior Court, ‍‌​​‌​​‌​‌‌‌​‌​‌‌‌‌‌​​‌​‌‌‌​​​‌‌​​​‌‌‌​​‌‌​​‌​‌‌​‍sitting as a court of probate on appeal, had the power to interpret the agreement and decide the title to the stock. Brownell v. Union & New Haven Trust Co., 143 Conn. 662, 666, 124 A.2d 901; Wilson v. Warner, 84 Conn. 560, 566, 80 A. 718; 1 Locke & Kohn, op. cit. § 90. The triаl court was in error in attempting to interpret the agreement and, by so doing, to determinе title to the stock. It should have rendered judgment sustaining the appeal for lack of jurisdiction in the Probate Court to determine title.

There is error, the judgment is set aside and the case is remanded with direction to render judgment sustaining the plaintiff’s appeal and setting aside the decree of the Probate Court for lack of jurisdiction.

In this opinion the other judges concurred.

Case Details

Case Name: Lockett v. Doyle
Court Name: Supreme Court of Connecticut
Date Published: Aug 1, 1961
Citation: 173 A.2d 507
Court Abbreviation: Conn.
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