Case Information
*3 PORTER , Circuit Judge .
Beginning in April 2020, the Port Authority of Allegheny County (“Port Authority”) required its uniformed employees to wear face masks at work. Some employees wore masks bearing political or social-protest messages. Concerned that such masks would disrupt its workplace, Port Authority prohibited them in July 2020. When several employees wore masks expressing support for Black Lives Matter, Port Authority disciplined them under this policy. In September 2020, Port Authority imposed additional restrictions, confining employees to a narrow range of masks. Together with their union, Amalgamated Transit Union Local 85 (“Local 85”), the employees sued, alleging that Port Authority had violated their First Amendment rights. [1] The District Court entered a preliminary injunction rescinding discipline imposed under the July policy and preventing Port Authority from enforcing its policy against “Black Lives Matter” masks. Port Authority appeals.
The government may limit the speech of its employees more than it may limit the speech of the public, but those limits must still comport with the protections of the First Amendment. Port Authority bears the burden of showing that *4 its policy is constitutional. It has not made that showing. We will affirm the District Court’s order.
I
As part of its response to the Covid-19 pandemic, Port Authority, a municipal bus and light-rail operator, required its uniformed employees to wear face masks. [2] Initially, Port Authority was unable to procure masks for all its employees, so they were required to provide their own. Some employees wore masks bearing political or social-protest messages including “Black Lives Matter” and “Trump 2020,” as well as masks expressing support for the police and criticizing mask mandates.
Port Authority has long prohibited its uniformed employees from wearing buttons “of a political or social protest nature.” App. 681. Port Authority extended this prohibition to face masks in July 2020. The policy prohibited “[b]uttons, stickers, jewelry, and clothing (including masks or other face coverings) of a political or social protest nature.” App. 679–84. Port Authority disciplined employees Sasha Craig, Monika Wheeler, and James Hanna (“Employees”) for violating this policy.
In September 2020, as Port Authority became able to procure more masks, it revised its uniform policy again. The new policy leaves the “political or social protest” restriction in place and adds a new “Masks and Other Face Coverings” section detailing which masks may be worn. App. 668. The *5 revised policy expressly permits masks with the Port Authority or Local 85 logo. It also permits Port Authority-issued surgical masks and solid black or blue masks or gaiters, as well as white, blue, or black N-95 and KN-95 masks and clear face shields, whether issued by the Port Authority or belonging to the employee. If an employee brings a face shield, N-95, or KN-95 mask from home it may “not have any visible logos, images, texts or other markings” and the “head band . . . must be solid white, blue or black.” App. 669. The policy provides that “no other masks or face coverings are permitted to be worn while on duty,” and prohibits alteration of permissible masks. App. 669.
Before the District Court, Port Authority’s Chief Legal Officer testified that the purpose of the new policy was “to make it easier for employees to comply with” the ban on political and social-protest masks and avoid any “gray area, a question is that a political message, is that a social protest message.” App. 529.
Port Authority enforced its pin-and-button prohibition laxly. Before the District Court, bus operators testified that they and others wore buttons supporting “Bernie Sanders, Hillary, Trump, Obama, Biden” and candidates for local and union office. App. 483. One bus operator described employees as “wear[ing] buttons on their sweaters as though they are military type . . . medals.” App. 485. Wearing these buttons did not occasion discipline, even though doing so violated Port Authority’s long-standing uniform policies. Other employees, including instructors, also wore political buttons without incident.
Like its employees, Port Authority speaks on political and social issues. Port Authority endorses Black Lives Matter *6 and decorates buses to celebrate causes it supports. Buses bearing images of beer cans and buses decorated to support gay pride caused controversy among employees. A manager threatened to discipline employees who refused to drive the gay-pride bus, but it appears that no one was disciplined. Some employees also reportedly resisted driving the beer-can bus, though, again, the record reveals no associated disciplinary action.
Masks commenting on social issues have not interrupted Port Authority’s operations, though they have created tension among Port Authority employees. Port Authority’s general counsel was not aware of any disruption to service through September 2020, when the revised mask policy came into effect.
Port Authority is particularly concerned about the disruptive potential of racial discord. Black Lives Matter demonstrations in Pittsburgh precipitated rioting and property damage in 2020. Port Authority has also had some problems with racial tensions in the past.
II
The District Court had subject-matter jurisdiction under
28 U.S.C. § 1331. We have jurisdiction under 28 U.S.C.
§ 1292(a)(1). We review the District Court’s grant of a
preliminary injunction for abuse of discretion.
Tenafly Eruv
Ass’n, Inc. v. Borough of Tenafly
,
III
To determine whether a preliminary injunction should
issue, a court must consider “(1) whether the movant has a
reasonable probability of success on the merits; (2) whether
irreparable harm would result if the relief sought is not granted;
(3) whether the relief would result in greater harm to the non-
moving party, and (4) whether the relief is in the public
interest.”
Swartzwelder
,
The first two factors are prerequisites that the moving party must establish. See Greater Phila. Chamber of Com. v. City of Phila. , 949 F.3d 116, 133 (3d Cir. 2020). If these “gateway factors” are established, the “court then determines in its sound discretion if all four factors, taken together, balance in favor of granting the requested preliminary relief.” Id. (internal quotation marks omitted). But “[i]n First Amendment cases the initial burden is flipped. The government bears the burden of proving that the law is constitutional; thus, the plaintiff must be deemed likely to prevail if the government fails to show the constitutionality of the law.” Id. (internal quotation marks omitted).
A
We first consider whether Port Authority has shown that it is likely to succeed on the merits. At this stage, at least, Port Authority has not.
1
Speech by government employees receives less protection than speech by members of the public. Historically “a public employee had no right to object to conditions placed upon the terms of employment—including those which restricted the exercise of constitutional rights.” Connick v. Myers , 461 U.S. 138, 143 (1983). But in time, the risk that “government employees could be prevented or ‘chilled’ by the fear of discharge from joining political parties and other associations” led courts to adopt a balancing test, weighing an employee’s interest in speaking against a government employer’s interest in quelling that speech. Id. at 145.
Two threshold requirements must be met for employee
speech to qualify for interest balancing. First, employees must
speak “as citizens” rather than “pursuant to their official
duties.”
Garcetti v. Ceballos
,
The conduct of Port Authority’s employees satisfies
both prerequisites. Port Authority did not hire these employees
to express their views on political and social issues. So, their
speech on these issues was not “pursuant to their official
duties.”
Garcetti
,
2
Two precedents govern our analysis.
Pickering v. Board
of Education
establishes that when considering a restriction on
employee speech, courts must “arrive at a balance between the
interests of the [employee], as a citizen, in commenting upon
matters of public concern and the interest of the State, as an
employer, in promoting the efficiency of the public services it
performs through its employees.” 391 U.S. 563, 568 (1968).
How we weigh these considerations depends on whether the
employer imposed a prior restraint on speech or disciplined an
*10
employee after the fact.
United States v. National Treasury
Employees Union
“clarified how courts should apply
Pickering
when a restriction operated as an
ex ante
prohibition on
speech.”
Lodge No. 5 of Fraternal Ord. of Police ex rel.
McNesby v. City of Phila.
,
In this case, we have both discipline imposed on employees after they had engaged in certain speech and a policy that prohibited or restrained future speech. Pickering governs the former while NTEU governs the latter.
a
To determine whether the discipline meted out under
the July policy violated the First Amendment,
Pickering
requires that we balance (1) the interest of the employee, “as a
citizen, in commenting upon matters of public concern,”
against (2) “the interest of the State, as an employer, in
promoting the efficiency of the public services it performs
through its employees.”
Pickering
, 391 U.S. at 568. This
balancing test is a “fact-intensive inquiry that requires
consideration of the entire record, and must yield different
results depending on the relative strengths of the issue of public
concern and the employer’s interest.”
Munroe v. Cent. Bucks
Sch. Dist.
,
The Employees’ masks bore messages relating to
matters of public concern on which they had a strong interest
in commenting.
See id.
at 473 (“[S]peech involving
government impropriety occupies the highest rung of First
Amendment protection”);
Love-Lane v. Martin
,
b
We apply
NTEU
to Port Authority’s September policy
confining employees to a narrow range of masks. In prior-
restraint cases we consider not just the speech that concerned
the government, but all present and future expression that the
rule may chill.
NTEU
,
i
“To demonstrate real, not merely conjectural harms, a government must not only identify legitimate interests, but also provide evidence that those concerns exist.” Id. (internal quotation marks omitted). “The government need not show the existence of actual disruption if it establishes that disruption is likely to occur because of the speech.” Munroe , 805 F.3d at 472. Here, masks bearing political and social-protest messages did cause controversy. Employees engaged in heated arguments about the views expressed on such masks. Management became involved because an employee complained about a “Black Lives Matter” mask. And the serious disruption caused by protests and riots following Pittsburgh’s Black Lives Matter demonstrations justified Port Authority’s concern that more severe disruption would likely follow mask-related controversy. In addition, Port Authority has demonstrated that the disruptive potential of political *13 speech is not unique to present-day circumstances. Political speech disrupted Port Authority’s operations in the past; its long-standing ban on political buttons was drafted in response to an employee strike.
But there is also evidence that a wide range of political and social-issue speech is not disruptive. Despite Port Authority’s policy, employees have long worn political buttons without disrupting Port Authority’s operations. Moreover, employee dissension incited by Port Authority’s own social- issue speech did not interfere with Port Authority’s operations. These facts illustrate that even controversial speech on political and social issues often does not disrupt Port Authority’s operations.
Port Authority’s fear that “Black Lives Matter” and other controversial masks might cause disruption to its service is more than merely conjectural. But Port Authority has not shown that the “broad range of present and future expression” its policy forbids will disrupt operations. NTEU , 513 U.S. at 468.
ii
For its September policy to survive
NTEU
balancing
Port Authority must show that its policy is narrowly tailored to
the “real, not merely conjectural” harm it identified.
Fraternal
Order of Police
,
Under
NTEU
, “[w]hen the Government defends a
regulation on speech as a means to redress past harms or
prevent anticipated harms, it must do more than simply posit
the existence of the disease sought to be cured. It must
*14
demonstrate . . . that the regulation will in fact alleviate these
harms in a
direct and material way
.”
Fraternal Order of
Police,
In other respects, Port Authority’s policy is underinclusive. Port Authority employees are permitted to engage in political speech in other ways, such as through oral or written communication. That speech has the same, if not more, potential to cause disruption. Although the First Amendment does not necessarily prohibit underinclusive policies, underinclusiveness is relevant if it “reveal[s] that a law does not actually advance a compelling interest.” Williams-Yulee , 575 U.S. at 449 (“[A] State’s decision to prohibit newspapers, but not electronic media, from releasing the names of juvenile defendants suggested that the law did not advance its stated purpose of protecting youth privacy.”). Port authority must “show[] how the ban has any causal impact on its stated harms,” so its failure to target equally disruptive speech is probative. Fraternal Order of Police , 763 F.3d at 384.
For many years, Port Authority has not enforced its
political-button prohibition. And it became concerned about
political masks in response to growing division over the
messages on those masks. These facts suggest that prevailing
political conditions, rather than employees’ mode of speech,
dictates how contentious employees’ workplace political
debates will be. Port Authority makes no showing that
preventing mask-related disputes will redress the disruption it
fears. That suggests Port Authority’s policy “permit[s] many
of the harms that [Port Authority] purportedly seeks to
address” and that the “ban is illogically under-inclusive” and,
*16
so, fails to satisfy the narrow tailoring requirement.
Fraternal
Order of Police
,
Some considerations cut in Port Authority’s favor. Port
Authority’s policy applies only to speech at the workplace
expressed using masks. Limiting restrictions to working hours
has weighed in favor of employers in other circuits.
See, e.g.
,
Commc’ns Workers of Am. v. Ector Cnty. Hosp. Dist.
, 467 F.3d
427, 442 (5th Cir. 2006) (“A strong argument can be made that
governmental employer genuine and essentially neutral
uniform anti-adornment policies, administered without
discrimination, applicable only to employees while on duty,
will of themselves almost always pass
Pickering
balancing.”).
In addition, the “First Amendment does not require States to
regulate for problems that do not exist.”
Williams-Yulee
, 575
U.S. at 451 (quoting
Burson
,
The narrow-tailoring inquiry balances against Port
Authority, and any uncertainty must weigh against Port
Authority, as well, because Port Authority bears the burden of
showing that it is likely to succeed on the merits at trial.
See
NTEU
,
B
We next consider the second preliminary injunction prerequisite: irreparable injury. “The loss of First Amendment freedoms, for even minimal periods of time, unquestionably constitutes irreparable injury.” Id. (quoting Elrod v. Burns , 427 U.S. 347, 373 (1976)). When a government employer’s restrictions on employee speech tread on First Amendment interests, those restrictions work irreparable injury. Port Authority’s mask rules prevented employees from expressing their views on a range of issues, from race relations to mask mandates. The First Amendment protects that speech, so curtailing it inflicts an irreparable injury.
C
Our conclusion that Port Authority is unlikely to succeed on the merits means we find that Local 85 is likely to succeed. So we must also consider the final two preliminary injunction factors: “whether an injunction would harm the [Port Authority] more than denying relief would harm [Local 85],” and “whether granting relief would serve the public *18 interest.” Ass’n of New Jersey Rifle & Pistol Clubs, Inc. v. Att’y Gen. N.J. , 910 F.3d 106, 115 (3d Cir. 2018). We must also consider whether the District Court abused its discretion in weighing all four factors against each other. Id.
We consider the ramifications of the injunction when analyzing the final two factors. The District Court enjoined Port Authority’s rule as to speech supporting Black Lives Matter only. The injunction does not compel Port Authority to restrict speech on other viewpoints, but it fails to foreclose that outcome, raising a troubling risk of viewpoint discrimination. On this point, the District Court spoke too broadly in declaring that “there is nothing in NTEU , Pickering , or any other precedential case from the Supreme Court or Third Circuit that forbids content or viewpoint-based discipline in the context of public employment.” App. 46–47. Government speech may adopt a particular viewpoint, so long as it does not coerce private speakers into espousing a certain view. See, e.g. , Walker v. Tex. Div., Sons of Confederate Veterans, Inc ., 576 U.S. 200, 207–08 (2015). But viewpoint-based government regulations on speech are nearly always presumptively suspect. See, e.g. , Rosenberger v. Rector & Visitors of Univ. of Va. , 515 U.S. 819, 828 (1995).
That is no less true in the
Pickering-NTEU
context,
outside of certain narrow exceptions.
See, e.g.
,
Curinga v. City
of Clairton
,
We exercised such vigilance in
Swartzwelder
. There,
we disapproved the vague standard applied by the government
for approval of employee speech. That standard was whether
the speech was “valid” in the judgment of an assistant city
solicitor.
Swartzwelder
,
*20 1
As for the third preliminary injunction factor, the
injunction does not harm Port Authority more than the enjoined
policy would harm Port Authority’s employees.
See Greater
Phila. Chamber of Com.
,
2
The injunction is also in the public interest. There is a
strong public interest in upholding the requirements of the First
Amendment.
See id
. And, “if a plaintiff demonstrates both a
likelihood of success on the merits and irreparable injury, it
almost always will be the case that the public interest will favor
the plaintiff.”
Am. Tel. & Tel. Co. v. Winback & Conserve
*21
Program, Inc.
,
* * *
We balance all four factors to determine if a preliminary
injunction should issue. “The decision to grant or deny a
preliminary injunction is within the sound discretion of the
district court.”
New Jersey Rifle
,
In upholding the District Court’s ruling, we do not
suggest that Port Authority must allow the display of all
messages. For example, Port Authority could still prohibit
employee masks with messages that categorically fall outside
the scope of First Amendment protection, such as messages
that do not implicate matters of public concern.
See Munroe
,
Our decision is narrow. We hold only that at this early stage Port Authority has not shown that its mask policies withstand constitutional scrutiny and, so, the District Court did not abuse its discretion to enjoin enforcement of that policy against “Black Lives Matter” masks. Another policy, another message, a uniform requirement, or another set of interests may be different. In each case the specific facts and circumstances will be dispositive. In this case, we will affirm the District Court.
PORTER, Circuit Judge , concurring.
Pickering v. Board of Education
invites judges to
“balance” government employees’ First Amendment interest
in speaking on matters of public concern against “the interest
of the State, as an employer.”
Pickering
itself is “rooted” in cases rejecting the rule
that the First Amendment did not protect government-
employee speech.
Connick v. Myers
,
Another way of saying this, using a more recent
Supreme Court locution, is that “all forms of content-based
restrictions must be capable of reasoned application.”
Ctr. for
Investigative Reporting v. Se. Pa. Transp. Auth.
(
SEPTA
), 975
F.3d 300, 313–14 (3d Cir. 2020) (citing
Minn. Voters All. v.
Mansky
,
The same viewpoint-discrimination concerns that gave rise to Pickering animate the Court’s reasoned-application requirement for content-based restrictions of speech: The potential for a government entity’s “‘own politics [to] shape [its] views on what counts as “political”’ . . . [is] precisely the problem at the heart of” that requirement. SEPTA , 975 F.3d at 316 (first alteration in original) (quoting Mansky , 138 S. Ct. at 1891). Content-based restrictions on speech must be capable of reasoned application because “an indeterminate prohibition carries with it ‘[t]he opportunity for abuse.’” Mansky , 138 S. Ct. at 1891 (alteration in original) (internal citation omitted). Although “some degree of discretion . . . is necessary” when government officials enforce speech limitations, to prevent “unfair or inconsistent enforcement,” that “discretion must be guided by objective, workable standards.” Id.
The viewpoint-discrimination concerns underlying Pickering and NTEU ’s limits on government-employee speech restrictions make this reasoned-application requirement applicable in the government-employee context. The D.C., Fourth, Ninth, and Tenth Circuits have all considered viewpoint neutrality when conducting Pickering balancing. [1] *25 Similar to the unconstitutional policy in Mansky , Port Authority’s prohibition on “masks or other face coverings[] of a political or social protest nature” defies reasoned application, lacks objective, workable standards, and invites viewpoint discrimination. App. 681. The July policy—a content-based prohibition on speech—is too ill defined to pass constitutional muster under any balancing test.
Notes
[1] Employees and Local 85 amended their complaint to reflect the September policy.
[2] Port Authority no longer requires employees or riders to wear masks. See Face Coverings , Port Authority, https://perma.cc/354P-U9TX (last visited May 26, 2022).
[1]
See Sanjour v. EPA
,
