Lead Opinion
Appellees contend that compensation is precluded because the accident occurred on a public street when Littlefield returned from lunch. However, we conclude, for the following reasons, that Littlefield’s claim is not barred.
Our analysis begins with the fundamental requirement in R.C. 4123.01(C)
The determination of whether an injury has occurred in the “course of and arising out of employment” has been aided by the “going and coming” rule.
The “special hazard or risk” exception is a means of avoiding the strict application of the general rule. Accordingly, an employee will be entitled to compensation, if the employment creates a special risk, for injuries sustained in the scope of that risk. A special risk may be on the employer’s premises or involve the necessary means of access to the premises, even when the access is not under the employer’s control or management. Parks v. Workers’ Compensation Appeals Bd. (1983),
This exception has been applied by other jurisdictions in left-turn cases. For example, in Pacific Indemn. Co. v. Indus. Acc. Comm. (1946),
In Husted v. Seneca Steel Service, Inc. (1976),
Other states have applied the exception to post-workday injuries occurring off the employer’s premises. For example, the Supreme Judicial Court of Maine held that the accident, which occurred as the claimant was leaving the employer’s private road and making a right turn onto a public road, was compensable because the high snow banks created a blind exit. Oliver v. Wyandotte Industries Corp. (Me. 1973),
Although Ohio has not specifically enunciated the special hazards exception, we have said that a compensable injury need not occur on the premises. “Compensability, however, is not in every instance limited to injuries sustained on the employer’s premises.” Bralley v. Daugherty, supra, at 304.
In Sebek v. Cleveland Graphite Bronze Co. (1947),
Ohio courts have also concluded that an employee is no longer subject to the strict application of the general rule excluding compensation for going and coming to work once the zone of employment is reached. Marlow v. Goodyear Tire & Rubber Co. (1967),
Young’s treatise on Ohio workers’ compensation law states that “the theme of the decisions which have considered the geography aspects of course of employment are uniform in noting that the environment of the employment may extend out beyond the premises of the employer and that the additional territory is described as being within the zone of employment. Environment means the capability of producing injury and it is usually described as the existence of hazards that are peculiar to the employment as contrasted with hazards that are likely to exist anywhere and bear no relationship to the employment.” Young, Workmen’s Compensation Law of Ohio (2 Ed. 1971) 83, Section 5.7.
Young notes that the control of the area or zone in which the injury occurred has been a significant factor in establishing the injury occurred in the course of the employment. However, a hazard may exist in an area beyond the control of the employer. In appropriate cases, a special hazard may “form a basis for causation to satisfy the requirement of the component, arising out of employment.” Id.
A special hazard peculiar to the employment was the basis for awarding compensation in an earlier Ohio case. Justice Robert E. Holmes stated that “I believe that the decision in Indus. Comm. v. Henry (1932),
Thus, this court has found exceptions to the strict application of the going and coming rule. Compensation has been allowed for injuries which have occurred off the premises when there has been a causal connection between the injuries and the employment.
Based upon the aforementioned cases, we join other jurisdictions in adopting a special hazard rule which allows compensation for injuries occurring off the work premises, before or after work, if the injury occurs because of the hazard created by the employment. This position is consistent with the test this court has used to determine the right to compensation, whether a causal connection exists between an employee’s injuries and the activities, conditions or environment of the employment. Weigandt, supra. We agree with the New York Court of Appeals that the mere fact that an accident took place on a public street does not ipso facto negate the right to compensation.
To aid in determining whether the special hazard rule should apply, we adopt the two-prong test devised by the California Supreme Court. General Ins. Co. v. Workers’ Comp. Appeals Bd. (1976),
Applying these principles to the case sub judice, the facts are similar to those which constituted a special hazard in Henry, supra. As stipulated by the parties, Littlefield and his co-worker chose the closest available lunch facility, approximately one eighth of a mile from the plant. They returned by the necessary and most direct possible route. As they waited to make a left turn, with the left-turn signal on, into the only means of ingress and egress to the plant, the car was struck from the rear. Thus, in both cases the accident occurred immediately adjacent to the sole means of ingress and egress to the employer’s plant.
Furthermore, applying the California test for a special hazard, the first prong of a test is met. It is clear that “but for” his employment, Littlefield would not have been making a left turn into the plant. The second prong of the test is also satisfied because, although the risk attendant to the busy road was common to the general public using it, Littlefield’s risk was peculiar and to an abnormal degree. That is, his risk was “quantitatively greater” than that to which other motorists occasionally driving down the road are subjected. The regular exposure to the common risk plus the risk of making a left turn creates a greater degree of risk and sustains the causal relationship between the employment and the accident resulting from the risk.
This conclusion is buttressed by the fact that Littlefield had already reported for work and was merely on an overdue break compared to the claimants in other jurisdictions, which apply the special hazard rule, who were going to work or leaving after the workday. Littlefield was scheduled to work a twelve-hour day, had been required to work through a fifteen minute paid morning break as well as an unpaid thirty minute lunch break. The stipulations also indicate that “[Pillsbury] occasionally paid directly for beverages and food at this restaurant on behalf of its employees who worked extra hours, and on other occasions at the discretion of [Pillsbury].”
In comparison, the record in Henry, supra, indicates that the employee arrived for work about 2:00 a.m. After about an hour on the job, he left the premises for breakfast at a nearby restaurant and the accident occurred as he returned to work. The off-premises breakfast practice was acquiesced in by the employer as it contributed to the workers’ efficiency. The court concluded that it was a custom incidental to the employment. Id. at 620-621. Thus, compared to Henry, Littlefield had worked many more hours before
We are mindful that R.C. 4123.95 requires that sections 4123.01 to 4123.94, inclusive, be liberally construed in favor of employees. Therefore, we agree with courts of other jurisdictions which have adopted the special hazard rule. That is, an employee will be entitled to workers’ compensation benefits when the employment creates a special hazard and the injuries are sustained because of that hazard. When a special hazard causes an injury to an employee on his way to or from work, the injury is compensable as arising out of the employment. See R.C. 4123.01(C) and Weigandt, supra.
The facts of this case satisfy the two-pronged test for applying the special hazard rule. Therefore, Littlefield should not be precluded from recovering compensation. Accordingly, we reverse the judgment of the court of appeals.
Judgment reversed.
Notes
The going and coming rule has been criticized as having “produced many harsh results which led courts to carve out numerous exceptions to it.” Hammond v. Great Atlantic & Pacific Tea Co. (1970),
Concurrence Opinion
concurring. The superb analysis of the facts and law by Chief Justice Celebrezze in reaching a just result is not charting a new course in Ohio, but is only following past precedent, particularly this court’s landmark decision in Indus. Comm. v. Henry (1932),
Such a disregard of Henry as legal precedent would be an expression of judicial defiance of the legislative mandate in R.C. 4123.95 that R.C. Chapter 4123 must be liberally construed in favor of employees.
As in Henry, claimant Littlefield at the time of his injury was returning from a meal break for a period of time for which he was being paid by the company. Just as this court decided in Henry, Littlefield therefore was on duty in the service of his employer performing his work, during a lunch break which was incidental to his employment, when he was injured.
In their zeal to deny compensation to Littlefield, the court of appeals and appellees have relied heavily on Bralley v. Daugherty (1980),
Bralley, by being en route to her place of employment and not on the job, was not paid for the period during which her accident and injury occurred. On the other hand, Littlefield was on paid time of employment incident to his lunch period when he was injured.
Clearly, this court did not decide Henry on the basis of the railroad tracks and crossings, as opposed to highway crossings, but on the basis of the employment environment creating a hazard. That hazard in Littlefield was ongoing heavy truck traffic at the point where the highway and the employer’s plant entrance met, similar to the hazard at the railroad crossing in Henry.
The result we reach today is also consistent with Baughman v. Eaton Corp. (1980),
Dissenting Opinion
dissenting.
I
Today’s decision will ruin the Workers’ Compensation Fund in Ohio. The majority has elected to state a broad rule in the syllabus which effectively insures all risks, coming and going, portal to portal and beyond. The judicious way to dispose of this case is through a per curiam opinion limited to the facts, applying established principles of Ohio law. See Rules 1(B) and (C) of the Supreme Court Rules for the Reporting of Opinions, effective March 1, 1983.
In effect, the majority has legislated a universal super-insurance without actuarial basis via the Workers’ Compensation Fund. Endless ramifications are certain to follow, because the majority position creates insurance without consideration of moral hazard. That is, an employee who is negligent on his way to or from work can now recover from his employer for his own damages. Furthermore, there is no reason to expect that the damages done to third parties will not result in claims against employers. That is, if the injury is “* * * received in the course of, and arising out of, the injured employee’s employment [R.C. 4123.01(C)],” then the damage done to third parties certainly occurs in the scope of that employment, and respondeat superior applies.
All of this creates another uncontrollable cost of doing business and another reason for doing business elsewhere. For example, fixed-situs service employees typically encounter much less on-the-job risk than do industrial employees. Yet, the majority deems commuting to work to be an appropriate
Liability under the Workers’ Compensation Fund will now also extend into employees’ homes. We need only examine the two-pronged standard in the second paragraph of the syllabus to understand why.
“But for” their jobs, many employees would not live in a certain “location” which may, for example, have convenient access to the employer’s place of business. Furthermore, given the facts of this case, future claimants need not take the “distinctive in nature or quantitatively greater” risk standard seriously. That is, in today’s Ohio there is nothing either distinctive or exceptionally risky about making a left-hand turn.
By comparison, therefore, employees who bathe at home before leaving for work each morning because they are expected to “look good on the job” will have viable workers’ compensation claims should they slip in the bathtub. Their employment creates the “distinctive” risk of good hygiene, and recovery — under the majority view — naturally follows.
At the very least, the holding and facts of this case make compensable the injuries of an employee who negligently makes a left-hand turn from a public road anywhere along that employee’s commute to or from work or during his lunch hour. It is difficult to comprehend why anyone should accept responsibility for insuring risks such as those, except the people best able to minimize them — the employees themselves.
I recognize that R.C. 4123.95 requires that we construe workers’ compensation statutes liberally. Certainly, we should strive to ensure that injured workers recover for every compensable injury for which there is a legitimate, work-related basis. Yet, the majority syllabus and opinion are both so broad that this case will wreak havoc on the Workers’ Compensation Fund and ultimately harm the workers whom the fund is intended to protect.
I must, therefore, dissent from both the result and the rationale of the majority.
II
A close examination of the majority’s analysis and the authority used to support it demonstrates the impropriety of the rationale and result in this case.
In the majority’s two-pronged special hazard or risk rule, the first step is to establish that “ ‘but for’ the employment, the employee would not have been at the location where the injury occurred * * Yet, the majority fails to acknowledge that the “but for” rule in tort-law is only used to' exclude negligent defendants from liability rather than establish a basis for liability. See Prosser, Law of Torts (4 Ed. 1971) 238-239, Section 41; Restatement of the Law 2d, Torts, Section 432(1).
Furthermore, the “but for” standard does not meet the established
“An injury does not arise out of the employment, within the meaning of the Workmen’s Compensation Act, unless there is a proximate causal relationship between the employment and the injury.” McNees v. Cincinnati Street Ry. Co. (1949),
Additionally, the majority has consistently strained the use of authority from Ohio and other states to serve its purposes. It is essential that we examine the applicability of each of these cases to the issues before us today.
Central to the majority’s approach is Parks v. Workers’ Compensation Appeals Bd. (1983),
“On this day, Parks drove to the exit of the lot and turned left onto Compton Boulevard. After she had driven one to two car lengths on Compton, the traffic was halted by a group of departing school children who were crossing the street between the cars. Parks found herself in a line of cars, boxed in from both the front and the rear. She had no choice but to wait until the children cleared the street.
“At that moment, three youths pulled open the driver’s door on Parks’ car, wrestled her purse away from her and fled.”
Certainly, the departure of the school children was an activity directly related to her employment, and they caused her car to be immobilized and waiting in traffic. Littlefield, however, suffered his injuries as part of a common risk of the road. There is no evidence that the oncoming traffic or the truck which injured Littlefield had any relationship to Pillsbury’s business.
In Parks, the court also noted its prior decision in General Ins. Co. v. Workers’ Comp. Appeals Bd. (1976),
Similarly, it is important to recognize that the cases which the majority views as being merely “left-hand turn” cases are not that simple. In Pacific Indemn. Co. v. Indus. Acc. Comm. (1946),
The majority’s reliance on California authority is questionable. We should recognize that California permits employees to recover for injuries occurring within “ ‘ “* * * a reasonable margin of time and space necessary to be used in passing to and from the place where the work is to be done.” ’ ” Parks, supra (190 Cal. Rptr.), at 161. In Ohio, however, we must consider a number of elements including whether the employer has control over the location at which the injury occurred. Lord v. Daugherty (1981),
Likewise, the majority’s other out-of-state authorities are distinguishable. Husted v. Seneca Steel Service, Inc. (1976),
In Oliver v. Wyandotte Industries Corp. (Me. 1973),
The majority also cites Ohio authorities which fail to support its conclusion.
For example, we should distinguish Sebek v. Cleveland Graphite Bronze
Likewise we can distinguish Marlow v. Goodyear Tire & Rubber Co. (1967),
Gregory v. Indus. Comm. (1935),
“It being the duty of such miner to-haul coal, from the miné with a pair of ponies and it being his further duty to harness the ponies preparatory to hauling, if, while proceeding to the barn where the animals were kept and while on his employer’s premises within approximately two hundred yards of such barn and two hundred and fifty yards from.the' mine, such miner is injured, such injury is received within the zone of his employment.” Gregory, supra, paragraph two of the syllabus. (Emphasis added.) Once again, the fact
Paragraph two of the syllabus of Kasari v. Indus. Comm. (1932),
“Traversing the zone between the entrance of the employer’s premises and the plant where an employe is employed, is one of the hazards of the employment.” (Emphasis added.) Kasari was clearly on his employer’s premises as were Sebek, Marlow and Gregory. Littlefield was off the premises at the time of his injury.
Ill
In addition to the Ohio authorities discussed in Part II, supra> a closer examination of other Ohio cases cited by the majority demonstrates not only the errors in the majority approach but also the proper analysis of this case. In Bralley v. Daugherty (1980),
“An injury sustained by an employee is compensable under the Workers’ Compensation Act only if it was ‘received in the course of, and arising out of, the injured employee’s employment.’ R.C. 4123.01(C); R.C. 4123.54; Fassig v. State, ex rel. Turner (1917),
“The test of the right to participate in the Workers’ Compensation Fund is not whether there was any fault or neglect on the part of the employer or his employees, but whether a ‘causal connection’ existed between an employee’s injury and his employment either through the activities, the conditions or the environment of the employment. Indus. Comm. v. Weigandt (1921),
“As a general rule, where an employee, having a fixed and limited place of employment, sustains an injury while traveling to and from his place of employment, such injury does not evidence the required causal connection to the employment; it therefore does not arise out of and in the course of his employment and is not compensable. Lohnes v. Young (1963),
“Compensability, however, is not in every instance limited to injuries sustained on the employer’s premises. * * *” Bralley, supra, at pages 303-304.
Littlefield'contends that the court’s decision in Baughman v. Eaton Corp. (1980),
In Baughman, we affirmed the judgment of the court of appeals and observed that the employee “* * * parked his automobile in the only employer parking lot then available to him free of charge. His injuries occurred on the public street as he proceeded, without deviation, toward the plant entrance prior to the commencement of his shift. Finally, appellee could not reach the plant entrance without crossing the public street. On these facts, it would be unreasonable to deny appellee compensation.” Baughman, supra, at 63. The employee in that case, therefore, was required to cross the street in order to report for work.
Littlefield, on the other hand, was on duty and could have remained at the Pillsbury plant by bringing his lunch and using the facilities provided by his employer. Instead, he left the parking area on the premises and went to another location. As a result, Littlefield falls within the general rule, as stated in Bralley and quoted above, that an injury received by a fixed-situs employee while coming or going to work is not compensable because the injury does not have a sufficient causal connection to his employment in order for it to arise out of and in the course of his employment. See Bralley, supra, at 303.
Henry, supra, involved a milkman who “* * * shortly after arriving on the premises of his employer * * * went to the milk plant and there handed to William Hamer, shipping clerk for the company, a card showing the quantity of milk for the day to be delivered to his customers on his route. After handing the card to Mr. Hamer, he then left the milk plant, heading in the direction of the barn on the premises of the company, and upon his arrival at the barn he proceeded to feed his horse, during which time his milk order was being filled and his wagon loaded. Subsequent to feeding the horse Henry went to the Hamburg restaurant * * * and breakfasted there, and while returning to the premises of his employer, at about 3:40 a.m., he was struck by a westbound passenger train * * *.” Henry, supra, at 617-618.
This court further considered the facts and circumstances of that case and noted:
Henry’s fellow employee, William Hamer, testified before a branch office deputy of the Industrial Commission. Hamer’s response to questioning by counsel for Henry’s widow demonstrates the extent to which Henry’s breakfast trip was “incidental” to his employment: “When on duty what is the custom of the company with reference to their [i.e., the milkmen’s] getting their breakfast if they want to while in the service of the company performing their work? A. They have that privilege if they want to stop for lunch it is all right with the company. Never heard anything contrary to it.” Henry, supra (case No. 23017), Record, at 27. (Emphasis added.)
Admittedly, there are some superficial similarities between Henry and this case. For example, Littlefield notes that he was returning to work via the most direct route and that the place of his injury was immediately adjacent to the sole means of ingress and egress from Pillsbury’s premises. He also observes that fifteen minutes of the time which he took for lunch on the day of his injury was paid break time which he did not take in the morning. None of this, however, establishes as a matter of fact that he was “on duty” and “in the service of the company performing * * * [his] work” when he was injured. Henry, therefore, is not controlling.
What the majority fails to recognize is that the early-morning breakfast of the employee in Henry enhanced his productivity, because he was able to make his deliveries without interruption. The alternative would be to leave a wagon-load of dairy products sitting idle in the mid-summer heat of Springfield while the driver dined. Certainly, this court can take judicial notice of the fact that on July 21, 1928, the state of refrigeration techniques was such that it would be to Henry’s employer’s advantage to have its drivers work constantly until they completed their rounds.
“In Indus. Comm. v. Barber (1927),
The totality of the facts and circumstances, therefore, do not establish a “causal connection” between Littlefield’s employment and his injury. At the time of the accident he was on a public road over which Pillsbury exerted no
Proper consideration of this significant body of Ohio precedents, therefore, demonstrates that it is not necessary to embark on new law to resolve this case. Instead, we should confine our review to relevant, existing Ohio law.
Accordingly, I would affirm the judgment of the court of appeals.
Nelson v. St. Paul Dept. of Edn. (1957),
Dissenting Opinion
dissenting. The majority opinion presents yet another major judicial bombardment of the laws relating to the Workers’ Compensation Fund. The majority of this court has literally blown away a plethora of Ohio case law which has continuously held that the right of an employee to participate in the Workers’ Compensation Fund is based upon whether or not there is a real causal connection between the employee’s injury and his employment. Exemplary of such decisions are: Indus. Comm. v. Weigandt (1921),
As aptly pointed out by Justice Locher in his dissent herein, the facts of this case should fall within the general rule as set forth in a series of Ohio cases noted in Bralley v. Daugherty (1980),
Here, a review of the totality of the facts and circumstances surrounding this injury and claim shows that the appellant was, at the time of this incident, stopped on a public road, and that such road in no manner was under the control or supervision of the Pillsbury Company. The appellant was on his lunch period for which he was unpaid, and was performing no services for or on behalf of Pillsbury. The appellant had his choice of “eating in” or going out for lunch, and he chose the latter. The choice of going out for lunch and, by so doing, to use the road in question, is not a risk incident to his employment (if it is a risk at all). Rather, it is a risk incident to traveling a public street, which is a risk not unlike that experienced every day by the public generally.
Employers, whose business establishments are somewhat removed from restaurant facilities, are now, in light of the majority opinion here, put on notice that they must establish an on-premises eating facility and require that the employees “eat in.” Otherwise, pursuant to the majority here, the encountering of the normal buildup of noontime automobile traffic will establish a “special hazard” for employees which will render employers liable for any injuries received from such “special hazard” created by their employment.
I would affirm the judgment of the court of appeals.
