This case involves the issue of whether the passage of a moratorium on subdivision applications and a subsequent enactment of a zoning ordinance affecting lot size requirements are applicable to a subdivision proposal that is submitted to the Planning Board of the municipality prior to the passage of such ordinances. We conclude that the instant case is controlled by 1 M.R.S.A. § 302 and agree with the Superior Court that the application at issue was pending as that term is used in section 302. We are compelled, however, to vacate the grant of injunctive relief and to direct the entry of a judgment modified in accordance with this opinion.
I.
The plaintiff, Richard Littlefield, proposed a subdivision to be located in the Town of Lyman (Town). He first appeared before the Town Planning Board in October of 1978 to offer for submission a preliminary plan for the subdivision. 1 The Board did not accept the plan “as Mr. Littlefield did not have the soil report to submit.” The Board also requested that several additional items be noted on the plan and advised the plaintiff to submit his plan at the next meeting. Mr. Littlefield again appeared before the Board on December 21, 1978, with a preliminary plan. Two copies of the plan, soil tests and a fee of $85 were submitted. The minutes of that meeting state: “The Board accepted his [Little-field’s] preliminary plan.”
On January 9, 1979, the Planning Board imposed a moratorium on the review and consideration of subdivision plans until January 9, 1980. In apparent compliance with the moratorium, no further action has been taken by the Town on Littlefield’s plan. In March of 1979, the Town amended the local zoning ordinance to require a minimum per-lot area of five acres in general purpose districts. Littlefield’s proposal was for such a district but his plan consisted of two acre
The plaintiff commenced the instant suit by bringing a complaint in Superior Court. In essence, the plaintiff sought relief from the defendants’ failure to process and determine plaintiff’s request for subdivision approval under the zoning ordinance as it existed prior to its amendment in March 1979. The Superior Court ruled in favor of the plaintiff and the defendants appealed.
II.
Title 1 M.R.S.A. § 302 provides in pertinent part:
Actions and proceedings pending at the time of the passage or repeal of an Act or ordinance are not affected thereby. For the purposes of this action, a proceeding shall include but not be limited to petitions or application for licenses or permits required by law at the time of their filing.
In
Cardinali v. Planning Board of Lebanon,
Me.,
Indeed, a number of jurisdictions have reached a similar result without the benefit of legislative enactment of the content of section 302. The rationale of these courts for such a rule in the context of zoning cases is persuasive. The Vermont Supreme Court has recently stated:
We are fully cognizant that the majority rule, so-called, supports appellant’s position that neither the filing of an application for a permit nor issuance of the permit, even though valid and conforming to regulations, vest rights in the applicant against future changes in zoning regulations. Two major exceptions seem to be recognized, the first where there has been a substantial change of position, and the second where the amendment was enacted primarily to thwart the applicant’s plans for development. Both exceptions involve a factual determination virtually impossible to arrive at short of litigation, a feature which, in our view, emphasizes the undesirability of the rule generally. The minority rule, vesting rights under the then existing regulations as of the time when proper application is filed, is not without substantial support. The minority rule is, we feel, the more practical one to administer. It serves to avoid a great deal, at least, of extended litigation. It makes for greater certainty in the law and its administration. It avoids much of the protracted maneuvering which too often characterizes zoning controversies in our communities. It is, we feel, the more equitable rule in long run application....
Smith v. Winhall Planning Commission,
-Vt. -, -,
The Town in effect poses two questions— when is a subdivision proposal an application under section 302 and when is a proposal or application “pending” under that section. To a limited extent, the Court in
Gardinali
addressed these issues. In that case, we intimated that specific guidelines set forth by the municipality as to what documents
constitute an application
could have a significant bearing on the application of section 302. Cardinali,
In applying these principles to the case at bar, we note at the outset that no allegation is made as to a lack of good faith on the part of Littlefield in pursuing his proposal or on the part of the Town in receiving or rejecting Littlefield’s application. The Town simply asserts that failure to satisfy the ordinance dictating the information to be contained in a preliminary plan thereby precludes a finding that an application is pending.
We think the Town too narrowly circumscribes the impact of section 302 on the application process. Neither Article III of the ordinance
4
nor section 4956(2) bars
This distinction between presentment and acceptance is exhibited by the facts of this case. At the October meeting, the Board did not accept the plan because certain informational items were missing. In December, the Board accepted both the plan and the filing fee. We find incongruous the control exercised, in fact, by the Board over the submission and acceptance of applications at Board meetings and the contention on appeal that the application was not pending because of the failure to meet certain informational prerequisites. The Board’s actions made clear that it need not accept every plan offered for submission and that its acceptance in this case manifests commencement of the evaluation process.
Inasmuch as the plaintiff had an application pending for subdivision approval at the time of the enactment of the moratorium and the zoning change, we hold that Littlefield is entitled to have the Board evaluate his subdivision proposal under the ordinances which existed at the time his application was accepted. We find, however, that the Superior Court order granting a permanent injunction must be vacated for two reasons. First, the order lacks the specificity required for the issuance and enforcement of a permanent injunction.
See Sebago Lake Camps, Inc. v. Simpson,
Me.,
If such a judgment were the only appropriate disposition, we would be compelled to remand for further proceedings. In the instant case, however, it is apparent that the parties have, in fact, sought only to resolve the question of whether to apply the new or the old ordinance provision. Because the record herein contains no evidence suggesting an unwillingness on the part of the Board to accept a judicial determination of that question, injunctive relief appears to be unnecessary. Rather, the Superior Court need only enter judgment declaring the right of the plaintiff to have his subdivision proposal considered under the Town of Lyman zoning ordinance as it existed prior to March 9,1979, and the duty of the Board to process his proposal accordingly-
The entry is:
Case remanded for entry of judgment declaring the rights and duties of the parties in accordance with the opinion herein.
Notes
. Under 30 M.R.S.A. § 4956, the municipal planning board adopts regulations governing subdivisions and reviews requests for subdivision approval. A person may not build upon or sell land in a subdivision not approved by the Board.
. The defendants argue that our decision in
Thomas v. Zoning Board of Appeals of Bangor,
Me.,
The vested rights theory noted in
Thomas
is derived from limitations placed on the operation of the zoning power as a legitimate exercise of the police power. See 5 P. Rohan,
Zoning and Land Use Controls
§§ 36.02[4], [5], 36.06. Neither the briefs of the parties nor the opinion of the Court in
Thomas,
however, made mention of either
Cardinali
or § 302, and their interaction with this theory. The question
Where, as here, a statutory right in the form of § 302 is dispositive of the matter at issue, we need not look to constitutional limitations or the judicial constructs and derivations thereof to resolve the dispute. We conclude that if a party establishes his rights to the application of an ordinance under § 302 as interpreted in Car- dinali, the failure to satisfy the “vested rights” theory of Thomas does not preclude application of that ordinance. That is not to say that the failure to satisfy § 302 prevents the assertion of any rights guaranteed by the Maine or United States Constitution. Since we find § 302 applicable and determinative, we do not address the Superior Court’s decision concerning vested rights.
. Section 4956(2) in effect creates two classes of applications. After an application is received by the municipality, it has 30 days to notify the applicant as to whether the application is complete or incomplete. 30 M.R.S.A. § 4956(2)(C-1). If the application is incomplete, the municipality is to inform the applicant of “the specific additional materials needed to make a complete application.” Id. After determination that a complete application has been filed, the municipality begins “full evaluation” of the proposal. Id. The municipality then, pursuant to the last paragraph of § 4956(2), issues an order “denying or granting approval of the proposed subdivision or granting approval upon such terms and conditions as it may deem advisable to satisfy the criterion listed in subsection 3 [of § 4956] and to satisfy any other regulations adopted by the reviewing authority....”
. Article III provides:
3.1 There shall be submitted to the Board a preliminary plan for study, and, if necessary, modification, and there shall be submitted a final plan. The final plan shall not be prepared until the subdivider has received from the Board written notice of a vote of a majority of the Board approving a preliminary plan. Notice of approval or disapproval shall be given within thirty (30) days of submission of the preliminary plan to the Board. Notice of approval of a final plan shall be given within thirty (30) days of submission of the final plan to the Board. Until a final plan is approved, no development steps shall be undertaken on the site of the subdivision. If requested, or if required by the Board in the public interest, a public hearing may be scheduled on a subdivision proposal. If a public hearing is ordered by the Board, interested parties will be notified 10 days in advance of the hearing and public notices posted.
, We agree with the Town that early action on the part of the municipality cannot obviate its responsibility under section 4956(3) to follow the guidelines set forth in that section in granting final approval to subdivision plans. That section does not require, however, that the municipality stay the evaluation process until all information on the subdivision has been provided. Moreover, we believe that section 4956(2)(C-1) is flexible enough to allow municipalities to screen proposals for adequacy of information without requiring evaluation or acceptance of a proposal.
