*4 NOWLIN, District Judge.* Superintendent al Forney; and Keith Bell, Cleaver, Kenneth Doggan, Clarence KING, Judge: Chief Calvin, Jay Jacobs, Townsend, Jim Rick Plaintiffs-Appellants, individual students Walker, and David Members of the parents of Forney- students Board of Trustees (collectively referred District, Independent appeal School “Defendants”). hereinafter as grant summary judg- district court’s spring Forney, acting ment favor Defendants-Appellees pursuant to Texas Education Code District, Forney Independent School Keith § adopted 11.1622 a district-wide mandato- Bell, Cleaver, Kenneth Doggan, Clarence ry Policy applicable Uniform to its stu- Calvin, Jacobs, Jay Townsend, Jim Rick dents. The apparently Walker, David and Chester J. St. Clair. originated as a result of the efforts of reasons, For the following we AFFIRM. Superintendent Clair, General St. who ob- served the implementation successful I. FACTUAL AND PROCEDURAL *5 policies employed in other Texas BACKGROUND Clair, school districts. addition St. Plaintiffs-Appellants1 are students and school board members and school officials parents of students who attend schools conferred with counterparts at other Forney Independent situated School public Texas schools and reviewed studies (“Forney”) District Forney, Texas. efficacy of school uniform policies. Plaintiffs-Appellants sued Defendants-Ap- by court, found As the district pellees asserting several constitutional challenges to mandatory school uni- St. Clair came to the conclusion that the (“Uniform policy form Policy” “Policy”) or implementation pro- of a school uniform * Texas, Judge la) Chief of the Western District of board independent The of trustees of an sitting by designation. district'may adopt school require rules that students at a school in the district to wear Littlefield, 1. Plaintiffs-Appellants Sissy are school uniforms if the board determines Littlefield, Odom, Becmer, David Joel Susan requirement improve that would Becmer, Becmer, Nicholas Jonathan Stan learning environment the school. at Bland, Bland, Bland, Glenda Jeffery Jennifer (b) adopts The rules the board of trustees Bland, Calvery, Calvery, Ashley Steve Greta designate funding must source Calvery, Ryan Calvery, Lenny Scott McKin- providing shall be used in uniforms for stu- ney, Opal McKinney, Beverly McKinney, Re- at the educationally dents school are who McLaren, McKinney, Virginia becca Natalie disadvantaged. Johnson, Napper, Napper, Tom Brandi Kevin (c) parent guardian A or of a student as- Penn, Napper, Napper, Mary Chelsea Haley signed to attend a at which students school Penn, Anderson, Anderson, Lynzi Drew Wil- required are to wear school uniforms Tapley, Tapley, liam Kaytie Norma Elizabeth exempted choose for the student to be from Woods, Woods, Tapley, Cindy Benja- Dustin or to to a Woods, Woods, transfer school Woods, min Chad Aaron Tam- required which students are Winner, Winner, to wear Winner, my Ryan Mark Dan- space uniforms and at which is available if Ingram, Clipp, iel Clipp, Cliff Kim Michael parent guardian Lamberth, provides or Law, written Clipp, Cash Joe Don Brad that, Law, statement as determined the board Lowery, David Lowery, Vinita trustees, religious states a fide or bona Lowery. Madeline philosophical objection requirement. to the (Vernon Section 11.162 of the § Education Code Texas See Tex. Educ.Code Ann. 11.162 provides 1996). part: in relevant research, appropri- and skirts must be of would, his The shorts according to
gram (no than three length effects on ate size and shorter following have the beneficial knee). a whole: system Policy pro- and the as the students above the inches performance, alia, denim, instill improve of, student wearing hibits the inter self-esteem, self-confidence, in- foster leather, suede, vinyl, any clothing or attendance, disciplinary decrease crease affiliation, could con- suggests gang referrals, drop-out rates. and lower contraband, or could create distrac- ceal are also Dist., clothing tion. Certain other items Forney Indep. Sch. See Littlefield sandals, (N.D.Tex.2000). banned, flip- open-heeled such F.Supp.2d overalls, boots, parents flops, military athletic sought input from Forney also Policy. In March and sleeve- proposed pants, spandex, baggy clothing, regarding home survey Policy regu- was sent a “take-home” less shirts. Uniform middle, junior-high per- elementary, logos the sizes of manufacturer lates parental adoption in order to elicit clothing. school students mitted on Prior to the Policy. proposed Uniform approval of the Policy, Forney of the had a dress code that, thirty- The district court found clothing prohibited types certain responded, parents who percent unsafe, immodest, four in- deemed or otherwise sixty percent group of that approximately process. imical to the educational For- mandatory in favor of uniforms. was Forney asserts that the Uniform style two hall” ney also conducted “town spirit and adopted promote was school subject. At these meet- meetings on values, promote and “to decorum parents provided opportuni- were ings, (and thereby the notion that school is ty proposed to comment on work), place promote of order and re- *6 Policy. authority, decrease spect for socioeco- information, the For- As a result of this tensions, attendance, nomic and to increase ney findings Board made factual School drop Forney to reduce out rates.” improve the school uniforms would in- Policy asserts that it intended the “to schools, at the learning environment safety by reducing gang crease student April adopted on the Uni- drug activity related as well as the Policy at The Uniform form now issue. bringing weapons to likelihood of students 2,500 in applied to all each Policy students by allowing school undetected and teachers and was of the schools within the district readily distinguish to more stu- implemented beginning at the of the 1999- dents from outsiders.” year. 2000 school Poli- comply Failure to with the Uniform disputed Policy requires The Uniform action, in cy disciplinary results which polo-type to wear color students solid in expulsion. could lead to As stated shirts, collars, oxford-type shirts with or Handbook, Forney District-Wide Student in of four colors blouses with collars one blue).3 non-exempt “if in (white, student attends school red, yellow, navy or policy, violation of this uniform the follow- long-sleeved be or shirts either short in ing disciplinary steps will taken or- must be all times. be but tucked Stu- dents must also wear either blue or khaki der: [1] the student will placed immedi- shorts, skirts, campus, pants, jumpers. ately or in isolation on the either colored slight covering secondary 3. There are between the schools. These differ- differences ences, however, dispo- mandatory policies covering pri- are not relevant to the appeal. mary policy of this and intermediate schools and the sition parent appropriate until can bring The district court found that parents seventy-two day, or for the entire students clothing sought exemptions whichever comes first; [2] the student will be sent to from compliance with the Uniform Policy, exemptions of which twelve were granted.6 Adjustment [Behavioral BAM Modifica- fewA of the Plaintiffs-Appellants were for a minimum of days tion] for the if the lowing the two week BAM assignment, the refuses to principal second BAM student infraction; for a maximum will comply, pursue still [3] refuses due student if the of two process student still comply will remain weeks; for AEP fol- [4] within the philosophical some nied granted exemptions from the Policy. Most students who had exemptions type group uniform in the or religious because based of students who were grounds were de- they past. objections had worn Several Plaintiffs-Appellants unsuccess- Program] expul- [Alternative Education or fully sought exemption from the Uniform sion.” Policy through established administrative In compliance with of channels. Other Plaintiffs-Appellants re- 11.162(c), Texas Education § Code respond fused to questionnaire to the “opt-out” includes pro- an based on personal constitutional or objec- whereby parents vision and students with tions. Plaintiffs-Appellants then brought “bona religious philosophical fide” ob- § suit under 1983 seeking U.S.C. de- jections to the wearing of a uniform can claratory injunctive relief and dam- apply exemption for an Policy. to the ages. opt-out provision requires parents to re- Relevant appeal, to this Plaintiffs-Ap- quest Application an Exemption fill pellants bring separate, three substantive out a questionnaire designed gauge challenges constitutional to the Uniform sincerity of the parents beliefs of those First, Policy. the sfeide-nf-Plaintiffs-Appel- objections.
who
questionnaire
assert
This
subject
lants
to the Uniform Policy assert
asks
partici-
whether
student has ever
compulsory
wearing of uniforms
pated
any of a
number of activities that
violates the First Amendment because the
would
required
him or her to wear a wearing of
uniforms
both
form of
granted
uniform.4 Families
exemptions
*7
speech,
that,
coerced
compels
it
them to
from the Uniform Policy
reapply
must
express
they may
ideas
which
not
year.
each
A three-step grievance
and,
agree,
time,
at the same
it is an
system was created to address issues aris-
infringement
expression,
on free
in that it
ing
opt-out procedure.5
from the
prevents them from freely expressing par-
example,
questionnaire
4. For
designated
asks if a
with a
administrator to discuss the
has ever
partici-
student
worn a
to
Policy
objection.
and the
of the
nature
These
pate
scouts,
girl
boy
in activities such as
hearings
by
"Level I”
are conducted
the cam-
scouts,
teams,
organized sports
non-school
pus principal
principal.
or an assistant
Level
teams, band, choir,
school-sponsored sports
hearings may
appealed
I
to a "Level II”
drill
or
a
team whether
student has ever worn
hearing
hearings
at the district level. Level II
business,
church,
a uniform
at
to work
at
are to be conducted Defendant St. Clair or
addition,
at a
activity.
church-related
deputy
designated by
him. A
administrator
questionnaire
parents
asks whether the
hearing
final "Level III”
is available before
participated
might
ever
in activities that
re-
the School Board Trustees.
quire a uniform.
requesting
exemption
opt-out exemptions
Parents
an
6.Several
of these
from the
were
Policy
required
for
granted
their children are
to meet
for medical reasons.
admissions
and
interrogatories,
convey.
swers
they do wish
messages
ticular
affidavits,
any,
if
file,
with the
together
on
Second,
parewi-Plaintiffs-Appellants
issue as
genuine
there is no
show that
compulsory
that the
claim
moving par
and
any material fact
right to con-
“fundamental”
their
violates
as a matter of
judgment
ty is entitled
of their
education
upbringing
trol the
”
Catrett, 477
v.
Corp.
U.S.
law.’ Celotex
Fourteenth
in violation
children
L.Ed.2d 265
317, 322,
family-Plain-
Finally, four
Amendment.
(1986)
56(c)).
The
(quoting
seeking relief
Fed.R.Civ.P.
(parents
tiffs-Appellants
showing
children),
moving party bears
burden
sought ex-
who
of their
behalf
an absence
court that there is
the district
Policy on reli-
the Uniform
emption from
nonmoving
support
par
of evidence
existing opt-
that the
allege
gious grounds,
Plaintiffs
expression, but
only
written
verbal
summary judgment.
*8
and conduct that constitute
symbols
REVIEW
II. STANDARD OF
Tinker v. Des
speech.” See
“symbolic
Dist., 393
Indep. Cmty. Sch.
U.S.
Moines
grant
court
This
reviews
733,
503, 505-06,
F.3d 911 604, variety of conduct Indus., Inc., apparently limitless son v. Avondale Cir.1998). speech per- (5th can be labeled whenever “Summary judgment 608 in the conduct intends engaging an- son pleadings, depositions, ‘if proper is
283
idea,
an
thereby
express
rights
to
we
constitutional
to freedom of
acknowledged
may
speech
expression
that conduct
be suffi-
or
at the schoolhouse
commu-
ciently
gate”),
imbued with elements of
with Hazelwood Sch. Dist. v. Kuhl
meier,
scope
260, 266,
nication to fall within the
562,
484 U.S.
108 S.Ct.
98
(1988) (“A
First and Fourteenth Amendments.
L.Ed.2d 592
school need not
tolerate
speech
student
that is inconsistent
397, 404,
2533,
491
109 S.Ct.
105
U.S.
mission,
with its basic educational
even
(1989) (citations
L.Ed.2d 342
and internal
though
government
could not censor
omitted).
In
quotations
evaluating wheth-
(cita
speech
similar
outside the school.”
particular
possesses
conduct
er
“sufficient
omitted)),
tions and internal quotations
implicate
communicative elements”
Fraser,
and Bethel Sch. Dist. No.
v.
403
protections,
First Amendment
courts must
675, 682,
92
convey par-
ask whether
intent to
“[a]n
(1986)
L.Ed.2d 549
(recognizing
present,
message
ticularized
was
and ...
rights
public
First Amendment
school
likelihood
that the
great
[whether] the
was
automatically
students “are not
coexten
message
by
would be understood
those
rights
sive with the
of adults in other
(alterations
origi-
who viewed it.” Id.
in
schools, therefore,
settings”). Public
while
nal) (quoting Spence Washington,
v.
418
responsible
inculcating
for
the values of
405, 410-11,
U.S.
L.Ed.2d
necessary
the First Amendment
for citi
(1974)).
zenship, are not themselves unbounded fo
protection
the First
for practicing
rums
those freedoms.
depends
only
on whether
expressive,
student-Plaintiffs-Appel
the conduct
but also on the
(referred
lants
expression
context
which that
takes
this section as the
“Students”)
arena,
place.
separate
raise two
public
the free
free ex
expression
pression arguments based on the First
rights of students are balanced
Amendment.7 The Students claim that the
by
corresponding
furthering
interest of
Policy
the educational
acts as a form of “coerced
mission
schools. Com Uniform
Tinker,
pare
speech”
dents
1428,
705, 714,
(1974),
97 S.Ct.
cannot be considered
U.S.
and thus
430
842
Maynard,
(1977);
Bd.
West Va.
prohibited
51 L.Ed.2d
expression
restraint on
prior
a
633,
Barnette,
624,
319 U.S.
Educ. v.
First Amendment.11 See
v.
by the
Karr
(1943),
that
1178,
and
87 L.Ed.
(5th
Schmidt,
609,
F.2d
613-14
Cir.
Policy
“prior
re-
acts as
the Uniform
banc).12
1972) (en
from
the Students
by preventing
straint”
then,
question,
is whether
The threshold
message
at all
expressing
any
freely
pro
expression at issue is entitled
the
(other
the state-
attire
than
through their
under the First Amendment.
tection
v.
message).9 See United States
approved
and
agreed
court
with Defendants
O’Brien,
district
mandatory
Policy
that
20 L.Ed.2d
held
“expressive
pro
implicate
conduct”
did
that
the choice
argue
Defendants
Lit
by the First Amendment. See
tected
clothing
expressive
is not
con
of student
F.Supp.2d
(relying
at 694
tlefield, 108
Amendment,
First
protected by the
duct
Spence,
thus, any
regulation10
rational
of such
613-14,
Karr, 460 F.2d at
to find student
con
nonexpressive conduct should survive
protected expression
clothing not
to be
also con
scrutiny. Defendants
stitutional
Amendment). However,
the First
under
uniforms
wearing
that
of school
tend
to the district court’s issuance
subsequent
convey
sufficiently particular
does not
court,
Canady
v.
opinion,
of its
this
coerced
message to be considered
ized
Board, explicitly ad-
Parish School
Washington,
v.
418 Bossier
speech,
Spence
see
standard,
scrutiny.
courts look
speech” argument,
Under this
Regarding
"coerced
sis
8.
mandatory
regula
argue
relationship
that
uniforms
the Students
a rational
between
for
particularized message that
convey a
governmental
a conceivable
interest.
tion
express, namely that
Austin,
district wishes to
school
City
Prop. Operating Co.
See FM
respect
authority
for the
students have
(5th
1996).
174-75
Cir.
administrators,
teachers and
pride,
support the school
and civic
school
argue
Amend-
Defendants
the First
argue
this mes-
policies. The Students
only protects particularized expression
ment
officials,
by
sage
students,
understood
school
is also
message
only particularized
and that
public, which is the exact
and the
convey wearing
by
non-
the Students wish to
Policy
adopted
why
was
reason
the Uniform
"individuality,” but that
clothes is
(or
purpose).
have no
else it would
rational
definition,
individuality,
by
almost
is not suffi-
adduced evidence from stu-
The Students also
protected by
ciently particularized
be
depositions
did not
that these students
dent
Further,
argue
Amendment.
Defendants
First
message
by
convey the
intended
For-
wish to
people at
evidence that other
that there is no
Thus,
ney.
the Students conclude that man-
likely
would be
to understand
stu-
convey
datory
coerce students to
uniforms
"individuality.”
message of
dents'
message,
Forney wishes
particular
which
they
express,
oppose.
them to
but which
Karr,
rejected a constitutional
this court
"prior
argument,
restraint”
9. As to the
public
challenge
portion
school dress
to a
argue
Poli-
Students
that because the Uniform
regulated
length
of hair
code that
express
cy
clothing
precludes the use of
boys.
Amendment shelter.” Id.
with an
Faced
rant First
protection
Amendment
in every
almost
identical First Amendment chal-
instance, we cannot declare
expres-
lenge to a
policy,
this court rea-
sion of one’s identity and affiliation to
soned:
unique
groups
social
through choice of
A person’s
clothing
choice of
is infused
clothing will never
protected
amount to
with
expression
intentional
many
on
lev-
speech.” Id.
441.13 Assuming
the First
instances,
els.
In some
clothing func-
Amendment
applies
the students’ choice
pure speech.
tions as
A student
expression,
applied
the court then
jackets
to wear
choose
shirts or
First Amendment
framework of United
messages
written
supporting political
O’Brien,
States v.
important
candidates or
social issues.
(1968),
Individuals use of this clothing express opinions.... ideas and follow reasoning Canady The we choice to wear clothing symbol as a of an court14 and without again, assume decid- qualified court further clothing may its conclusion: choices of have sufficient qualify communicative content to as First We do not every conclude that choice of activity. clothing expresses particularized mes- Canady, 240 at 441 n. F.3d sage, judgment and we make no as to the type clothing necessary extent to com- Canady only "prior 14. At issue was re- message However, municate discrete order to straint"-type argument. the as- protection. afford First Amendment Our sumption clothing, that student and thus the analysis simply acknowledges Policy, implicates expressive certain conduct *11 expression” “prior applies to restraint”/“free First that the
ing, 443. Canady, 240 F.3d at arguments. in the implicated conduct expressive the However, ap- Policy. mandatory Uniform concluding difficulty in have little We test, that the hold we the O’Brien plying constitu- Policy passes the Uniform that the First not violate Policy does Uniform the stan- scrutiny under O’BHen tional Amendment. that, First, question no there is dard. O’Brien, law, have the Supreme the In Defendants pursuant to state to framework analytical an school uniform pass mandatory created a power Court to on ex § restrictions content-neutral 11.162 evaluate policy. See Ann. Tex. Educ.Code held that 1996).15 The Court (Vernon pressive activities. ‘nonspeech’ elements and ‘speech’ “when Second, educational improving the course of con in the same are combined important an and undoubtedly process is important governmental duct, sufficiently Forney and the interest of substantial nonspeech ele regulating the
interest
in
at
See Canady,
school board.
limitations on
justify
can
incidental
ment
271-72,
Kuhlmeier,
at
443;
see also
freedoms.” 391 U.S. at
First Amendment
Policy was
The Uniform
S.Ct. 562.
to
O’Brien
Applying
1673.
performance,
student
adopted
improve
policy at is
challenged governmental
self-esteem,
self-confidence, foster
instill
consti
sue,
Policy will survive
the Uniform
attendance,
disciplinary
decrease
increase
(1)
within the
if
it is
scrutiny
tutional
referrals,
drop-out rates. See
lower
and
(2)
power
government,
constitutional
Such
F.Supp.2d at 686.
Littlefield, 108
gov
important or substantial
it furthers an
health, safety, and order of
in the
interests
(3)
interest,
is
interest
unre
ernmental
government
schools are sufficient
public
expres
of student
suppression
lated to the
the Stu
interests under O’Brien. While
(4)
on
sion,
incidental restrictions
and
failed to
that Defendants have
argue
dents
more
activities are no
First Amendment
further
any
of
need to
produce evidence
that interest.
necessary to facilitate
than is
are sat
Forney,
in
we
improvements
these
1673. The O’Brien
See id.
record,
that,
have
this
Defendants
isfied
the Stu
applicable
both
standard
be
requisite
connection
established
see
speech” arguments,
dents’ “coerced
Policy and the stated
97 tween
Uniform
Maynard, 430 U.S.
Wooley v.
Forney schools.16
(1977),
improving
interests in
L.Ed.2d 752
and
permissible to assume
we find it
speech”
message,
that
"coerced
chal-
applies to the
text,
fact,
expression involved was intentional
that the
in the
lenge.
as discussed
In
infra
and, thus,
logic
follow the
particularized
wear a
requirement that all students
cer-
speech
evaluating
Canady
the coerced
of
to further
type of uniform
order
tain
however,
Canady,
we need
As in
message
claim.
particularized
of
school
certain
do not decide the issue.
arguably
stronger justification to
district is
and, thus,
expressive
potential
conduct
find
Plaintiffs-Appellants
that
concede
Canady
apply
The Students
O'Brien.
Code is con-
§
the Texas
Forney
11.162
Education
officials
of
set
affidavits from
forth
Policy
stitutional.
was intended
ex-
image.
In
particular
de-
press institutional
Policy
Forney
included
School Board
testimony, Forney
position
school officials
was,
findings by
the Board
purpose
the uniform
stated
improve the
wearing
uniforms
alia,
school
would
convey respect for “the values
inter
addi-
learning
Forney.”
district.
"City
environment
schools”
tion,
poli-
Thus,
officials evaluated
Forney implemented the Uni-
because
This evaluation
school districts.
conveying
cies in other
with the intention
form
recognized,
Finally,
that,
As has been well
federal courts
we are satisfied
because of
*12
decide,
restriction,
defer to
boards
should
school
limited nature of the
“the
bounds,
within constitutional
what consti-
incidental restrictions on First Amend-
appropriate
tutes
and dress in ment activities are no
behavior
more than is neces-
public
Canady,
sary
schools.
240 F.3d at
[Forney’s]
facilitate
interest.”
See.
(“[I]t
441,
O’Brien,
job
is not the
of federal
Third, the Students have not established
Although students are restricted from
issues of material fact
to demon
sufficient
wearing clothing of their choice at
strate that the
Defendants’ interest
en
school, students remain free to wear
acting the
Policy
suppress
Uniform
was to
they
what
want after school hours. Stu-
O’Brien,
expression.
391 U.S. at
dents
express
still
their views
Fifth Amendment
a fundamental
children’s education
process.’
Clause
their
than fair
more
component
heightened constitutional
a substantive
entitled to
right
includes
against
protection
heightened
Parents claim
‘provides
Specifically, the
protection.
fun
with certain
interference
government
inter-
uniforms
mandatory school
that the
”
liberty interests.’
rights
damental
to teach
parental
rights
with their
fere
Granville,
Troxel
own
guided by one’s
children to be
*13
(2000)
2054,
(plurality
L.Ed.2d 49
147
S.Ct.
decisions, to under-
making
in
conscience
v.
Washington
Glucks
opinion) (quoting
appropriate
of
importance
stand the
2258,
719, 720, 117
702,
S.Ct.
521 U.S.
berg,
attire,
to understand the
grooming
(1997)).
772
L.Ed.2d
138
individuality, and
one’s own
importance of
liberty
individuality of others. The
respect
“the fundamental
One of
is the
by the Court
of
recognized
implementation
argue
interests”
that
Parents
care, custody,
in the
parents
“interest of
par-
that
presumes
uniforms
mandatory
at
See id.
of their children.”
control
unwilling
incapable or
ents are either
(“[I]t
now be
65-66,
cannot
120
2054
S.Ct.
of their children.
best interests
act in the
of
Due Process Clause
that
doubted
right
that this
the Parents assert
Because
protects
the Fourteenth
“funda-
recognized
been
as
of
has
“control”
deci
parents
of
to make
right
fundamental
65,
Troxel,
mental,”
at
U.S.
120
see
530
care, custody, and
concerning the
sions
2054,
contend that
the Parents
S.Ct.
children.”);
Meyer
see also
of their
control
analysis
must be
“strict-scrutiny”18 level
390, 401,
Nebraska,
43 S.Ct.
262 U.S.
v.
Policy.
the Uniform
applied to
(1923)
625,
(recognizing
L.Ed. 1042
67
pro
contrast,
due
protected by
in
that while
liberty
argue,
interest
Defendants
“to con
parents
right
includes the
liberty
cess
parents may have
fundamental
own”);
v.
Pierce
of their
trol the education
upbringing,
in
children’s
this
their
interest
534-35,
Sisters,
510,
45
Soc’y
268 U.S.
role in
usurp
cannot
state’s
interest
(1925)
571,
(recogniz
L.Ed. 1070
69
public
at
determining appropriate behavior
parents
guard
liberty of
ing that “the
schools, including
determining
the role of
up
“to
right
includes the
direct
ians”
in the district.
dress
appropriate
codes
of children under
and education
bringing
notwithstanding
argue
Defendants
Massachusetts,
control”); Prince v.
reaffirmation of
Supreme
recent
Court’s
158, 166,
88 L.Ed.
64 S.Ct.
321 U.S.
rights
parental rights
fundamental
(1944)
a con
that there is
(recognizing
Troxel,
any
way
that decision
does
parents directing
stitutional interest
to frustrate basic
parents’ rights
extend
child”).
and nurture of the
“custody, care
regu-
reasonably required to
rules
system. Defendants
late the educational
parent-Plaintiffs-Appellants
therefore,
that a rational-relation-
(referred
argue,
as the “Par-
to in this section
govern-
compelling
narrowly tailored to a
provides “height-
are
The Due
Clause
Process
Flores,
against government interfer-
v.
protection
interest. See Reno
ened
mental
rights
292, 302,
lib-
ence with
fundamental
123 L.Ed.2d
certain
Glucksberg,
Washington
erty
interests.”
(1993)
process
(reaffirming that due
"forbids
infringe certain 'funda-
government to
actions
L.Ed.2d 772
Government
all, ... unless
liberty interests at
mental’
exercise of those fundamental
that burden the
narrowly
infringement
tailored to serve a
liberty
subject to strict
rights
interests are
interest”).
compelling state
only
they
scrutiny
upheld
when
and will be
ship/rational-basis19
69-70,
test is the appropriate
The district court agreed with Defen-
articulate a
judicial
standard
scrutiny
applied
test,
dants and
a rational-basis
applied.20
See
id.
291 such, (7th 680, As the district court concluded that 690 Cir.1994); Murphy Arkan- Pierce, Yoder, Meyer; together, taken sas, 1039, (8th 852 F.2d Cir.1988); support argument that a rational-basis Fellowship Baptist Benton, Church v. appropriate review is the standard in this (8th Cir.1987). F.2d These cases This case. conclusion is accord with support the determinations in Meyer, other circuit appeals courts of that have Pierce, and Yoder that a rational-basis test issue, pre-Troxel. addressed is the appropriate level of scrutiny for Herndon v. Chapel Hill-Carrboro City Bd. parental rights in public school con- Educ., (4th 89 F.3d 177-79 Cir. text. 1996); Dist., Inmediato v. Neck Rye Sch. (2d Cir.1996). Applying test, the rational-basis we conclude that the Uniform Policy is Troxel change does not the above rationally related to the state’s interest in reasoning in parental the context of rights fostering the education of its children and concerning public education. While Par furthering legitimate goals improv ents have a right fundamental in the ing student safety, decreasing socioeco children, upbringing and education tensions, nomic attendance, increasing right this does not cover Parents’ ob reducing drop-out Therefore, rates. we jection public to a Policy. school Uniform affirm the district court’s summary judg has long recognized It been parental ment determination that the Uniform Poli rights are not public absolute in the cy does not violate the Parents’ Four and can subject context to reasonable teenth Amendment rights. See, regulation. e.g., Runyon v. McCrary, (1976) L.Ed.2d 415 (recognizing paren no V. FREE EXERCISE CLAUSE right tal private educate children in AND ESTABLISHMENT segregated academies); Marshall, Kite v. CLAUSE CLAIMS *16 1027, (5th Cir.1981); 661 F.2d 1029 see We find no in merit family-Plaintiffs- the Dist., also Swanson v. Indep. Guthrie Sch. (referred Appellants’ (10th this 694, Cir.1998) section as F.3d 698 (recog “Families”) the claims under the Free Ex- nizing that cases this area establish that ercise and the “parents simply Establishment do not Clauses of have constitution al the First right to appeal, control each Amendment.23 On every aspect and the of their children’s Families do not challenge and the education oust the constitution- state’s authority ality of subject”); over Texas Education Code Hot, Prods., Brown v. Sexy Inc., 11.162(c),24 § & focusing instead on appli- the Safer (1st 525, Cir.1995); Fleisch cation of “opt-out” procedures the by the v. (hereinafter Dirs. Sch. Dist. 15 F.3d Defendants referred to as the fresser of Only children) (parents (the four families and Kaytie Tapley "Tapleys”), and David and standing bring have Article III the Free Lowery daughter Vinita and their Madeline claims, Exercise and Establishment Clause see (the Lowery "Lowerys”) (collectively the supra only note because these four families "Families”). standing analysis As the for the sought exemption from on Free Exercise Claim and the Establishment religious grounds. Virgi- These families are: differ, Clause standing Claim we address daughter nia McLaren and her Natalie John- inquiry for each claim at the outset of each (the son family), Mary "McLaren/Johnson” analytical section. See notes 25 & 31. infra Lynzi Penn her children and Drew (the family), Anderson Wil- "Penn/Anderson” supra 24. See note 2. daughter liam Norma Tapley and their justi- not be need applicability prop- general of court The district policy”). “opt-out interest compelling governmental by fied First these erly dismissed opinion. incidental effect of well-reasoned if the law has in its even challenges F.Supp.2d practice.”). at 703-08. particular religious Littlefield, burdening the district court agree We infringes face, policy en opt-out neither opt-out policy its
Forney On religion nor general exercise of free and of Forney the families’ is neutral acted the Establishment Clause. persons to all applies violates in that it application, attend might wish to who Exercise
A. Free
Claim25
Policy.
opt-out of the Uniform
choose to
of
Free
Clause
opt-out poli
Exercise
that the
parties
agree
All
Amendment,
has been
and,
which
the First
inhibit religion
not enacted to
cy was
by incorpo
to the
applicable
states
made
fact,
statutory provi
that the
recognize
the Fourteenth Amendment26
ration into
protect the
enacted to
reasonable
sion was
make no law
“Congress shall
provides
the free exercise
fostering
of
state interest
religion,
of
an establishment
respecting
then,
matter,
religion. As
threshold
of
thereof.”
the free exercise
prohibiting
survives constitutional
opt-out policy
Const,
Employment
I.
amend.
scrutiny under Smith.
Division,
Re
Human
Department
of
complaint, howev-
specific
The Families’
Smith,
Supreme Court held
sources
legitimately
of
er,
process
in the
is that
neutral,
applicable govern
generally
that a
religious beliefs
about
inquiring
of
a free
will
regulation
mental
withstand
exemption from
Uni-
seeking
families
regulation is
challenge when the
exercise
Policy,
“crossed
form
Defendants
state
legitimate
to a
reasonably related
into the
legitimate inquiry
line between
872, 879, 110 S.Ct.
See 494 U.S.
interest.
religious
sincerity of Plaintiffs’
beliefs
(1990);
Church
108 L.Ed.2d
into the
inquiry
substance
prohibited
City
Aye, Inc. v.
Babalu
Lukumi
that,
Families argue
beliefs.” The
those
Hialeah,
520, 531, 113 S.Ct.
there was no established
(1993) (“In
because
addressing the
124 L.Ed.2d
who
determining
would
policy for
free exercise
protection for
constitutional
have be-
exception, Defendants
granted an
general
our cases establish
religion,
religions
arbiters of the substance
neutral and
come
that a law that is
proposition
*17
religious
Due to
freely
their
beliefs.
pursue an
exercise
standing
III
to
have Article
To
Clause,
fami-
alleged
opt-out policy,
violation of the Free Exercise
the
the
McLaren/Johnson
allege
her own
that his or
plaintiff
Forney
a
must
ly
Natalie from
removed
infringed.”
religious freedoms
“particular
district,
are
they
subject
be
to what
rather than
Schempp,
U.S.
Abington v.
374
Dist.
Sch.
their
Amend-
allege
a violation of
First
of
was
9,
1560,
203,
844
10 L.Ed.2d
224 n.
83 S.Ct.
family and
rights. The
ment
Penn/Anderson
Dist.,
(1963);
Cent. Sch.
Altman v. Bedford
opt-
Tapleys
participate
refused to
49,
Cir.2001);
(2d
see also
71
245 F.3d
proce-
claiming
questionnaire,
out
(recognizing
Fleischfresser,
293
infringes
LeFevre,
in manner that
the Families’
liefs.
See Patrick v.
745 F.2d
(2d
153,
Cir.1984)
free exercise of their beliefs.27
(“Sincerity analysis
seeks to
an
determine
good
adherent’s
difficulty for
twofold.
the Families is
faith in
expression
religious
of his
be-
First,
per-
the Families concede that it is
lief.
provides
This test
a rational means of
Forney to
“sinc-
missible for
examine the
differentiating between those beliefs that
Second,
erity” of their beliefs.
on this
are held as a matter of conscience and
an
record there exists
established district
those that are
animated
motives of
policy that Defendants have
in a
followed
(citations
deception
omitted));
and fraud.”
consistent manner. We address these is-
Commissioner,
see also Hernandez v.
together.
sues
680, 696-97,
11.162(c) Section
Texas Education
(1989);
L.Ed.2d 766
United States v. Daly,
provides
parents may exempt
Code
(5th
Cir.1985) (“Al-
their children from the Uniform
if
though
may
courts
not determine whether
provide a
they
religious
can
bona fide
or
a given belief is or
religion,
is not a
philosophical objection
wearing
to the
may
trier of fact
determine whether a
the uniform.28 In an
provide
effort to
an
truly
belief is
held without violating the
objective means of determining the sinceri-
(citations omitted)).
First Amendment.”
belief,
ty of the “bona fides” of a religious
opt-out procedures
Because the
are a
Forney
process
established a
of requiring
neutral and rational means to
objection,
completion
written
determine
ques-
Smith,
sincerity, as
legal
matter under
requests
regard-
tionnaire that
information
they
ing
do not interfere with the free
whether students had worn uniforms in
exercise
past,
personal
religion.
See 494 U.S. at
meetings with the
Further,
parents.29
process
practice, “opt-outs”
This
determine the
sincerity
religious objection,
granted
parents
of a
have been
while
who have
fraught
difficulty, necessary
sep-
is
demonstrated a sincere and consistent ob-
jection
arate sincere beliefs from fraudulent be-
wearing
to the
of uniforms.30
allegations
example,
27. The
Lowerys initially
Families
abandoned
For
refused to
"hybrid-rights" challenge
opt-out
of a
to the
questionnaire.
appeal
fill out the
On
to the
policy.
"hybrid-rights”
argument
Trustees, however,
Lowerys
Board of
Supreme
language
based on the
Court's
granted
exemption
were
an
based on their
Smith,
recognized
heightened
which
that a
staled belief that their Native American ances-
required
standard of review
when a
try Combined with their Catholic beliefs deriv-
Free Exercise Clause claim is combined with
ing
interpretation
from
of the “Vatican
protection
another constitutional
such as free
proscribed
wearing
II”
of uniforms.
Smith,
expression
parental rights.
("The only
U.S. at
Therefore, that conclude we court found: materi- As the district of genuine issue have not created opt- Forney’s of application al that the fact has policy unquestionably [T]he uniform exercise their free policy violates out Next, the purpose. principal a secular First Amendment. the rights under reli- advances nor effect neither inhibits the purpose is to enhance gion. Its Clause Claim31 B. Establishment in the environment learning The Families’ Establishment schools, irrespective religious merit. equally is without argument Clause Finally, particular student. faith of will that Families assert Defendants entan- policy unnecessarily does not upon proof requests only exemption grant religion. Board with gle the School to an applicant strictly adhered religion only policy references manifesting pref religion, thus organized exemptions. is in of There the context in religions which only for those erence of suggest to that as result no evidence proof of provide could written adherents Board policy, the School the uniform The Families tenets of their beliefs.32 occasionally be- routinely must or even that, only to argue granting exemptions religious matters. come involved on uni prohibition for which a religions re- exemption hundred Less than one in the tenets of clearly stated forms was students, 2,500 nearly out of quests, establishing Defendants were religion, Board, by the School were considered others, in religions as favored over some majority concerned secular vast Clause. of the Establishment violation opt-out requests. F.Supp.2d at 708. We Littlefield, 108 an
To withstand
Establishment
court’s conclusion.
agree
have a
with
district
a statute must
challenge,
Clause
raising
None of
families
Establish-
the statute’s
legislative purpose,
secular
any
challenge
point
can
nor ment
purpose must neither advance
Clause
primary
implementa-
purpose behind the
religious
must not
religion, and the statute
inhibit
these
opt-out policy.
of
Nor can
with reli
tion
entanglement
foster an excessive
Kurtzman,
“primary
of
any
families
effect”
point
gion. See Lemon v.
may
an Es-
exemp-
tangible injury
suffice to make
Again, the
"no”
each item.
addition,
Lowerys
justiciable.
Clause claim
granted.
was
In
tablishment
tion
County,
Haywood
granted
exemption
v.
131 F.3d
an
Suhre
were
based
(citations omitted);
(4th Cir.1997)
religious
their Native
see
beliefs that combine
Altman,
ancestry
("[Sjtanding
beliefs
and their Catholic
at 72
American
II.
interpretation
of Vatican
based on an
Clause
assert
Establishment
claim
an
plaintiff’s
exposure to
rest
... on the
direct
standing pur-
concept
injury
"[T]he
Murray,
activity.”);
F.2d
challenged
poses
particularly
elusive
Establishment
case, the Families
the instant
151-52.
Austin,
Murray City
Clause cases.”
application
opt-
alleged
Cir.1991).
(5th
Court of
F.2d
As the
organized
policy appears to favor certain
out
recognized:
Fourth
Appeals for the
Circuit
belong.
religions
the Families do
to which
inquiry
exposure
policy
standing
in Establishment
to the
satisfies the
This direct
[T]he
bring
to reflect the
an
"intangible injury”
Clause cases has been tailored
plain-
injuries
challenge.
Clause
kind of
Clause
Establishment
Establishment
spiritual,
likely
[T]he
tiffs are
to suffer....
posit
32. The
the Amish
followers
Families
plaintiffs
are often
value-laden beliefs of
religious
examples of
believers
alleged
directly
estab-
Islam
most
affected
an
support
point to written tenets to
Accordingly,
who could
religion.
rules
lishment of
*19
opt-out claims.
in-
their
standing recognize that
noneconomic
particu-
opt-out policy
that advances a
A.
religion
religion.
lar
or that inhibits
On
I regret we have not confronted the
record,
appears
this
it
that those families
issue our court
in Canady
avoided
v. Bos-
that could demonstrate sincere
consis-
Bd.,
(5th
sier Parish Sch.
VI. CONCLUSION
majority correctly
acknowledges, as
did our court in Canady,
two-part
that the
reasons,
foregoing
For the
we AFFIRM
Spence Washington,
test from
418 U.S.
judgment
of the district court in favor
405, 410-11,
straint-on-free-expression original) and on L.Ed.2d 342 (citations omitted). record, requisite expression Unfortunately, this has court, majority, Canady not been demonstrated. as did the fails to supra note 30. *20 regulations, clothing-related determine other Spence to apply adequately posed by problem “The explained: as specifically, uniform Court a whether regula to case does not relate present can consti- clothing generally, opposed type Instead, length in of skirts or as was done tion of the expression. tute pur- style, deportment.... for hair majority clothing, assumes Canady, direct, First wearing primary appeal problem that the involves poses of this Our ”. expressive ‘pure speech’ rights at constitutes akin to uniform- issue 507-08, Tinker, at 89 S.Ct. 393 U.S. conduct. determining what—if Accordingly, for Students) assert (collectively, Appellants in there is wear content any expressive two- that, speech, the for cases of coerced — issue, at we must uniform ing the school by Hurley abrogated was Spence test part in Canady’s engage instruction and follow Gay, Lesbian and Bisexual Irish-Am. two-part analysis. Spence Boston, 115 S.Ct. 515 U.S. Group of (1995) 2338, 132 Mas (holding L.Ed.2d 487 proffered some While the Students law un public accommodation sachusetts Independent evidence that private applied require constitutional as (FISD) convey intended to District School Day parade Patrick’s organizers of St. poli- uniform message adopting a lesbian, group as gay, and bisexual include pride respect in and for cy namely, — unit). They rely on the parade own its question its schools—I values of FISD and narrow, that “a succinct Court’s statement sufficiently par- is message whether such message is not a condition ly articulable But, even satisfy Spence. ticularized as to if which confined protection, constitutional message, I doubt if did intend that FISD ‘particularized expressions conveying whatsoever, no less any likelihood there is unques reach the message,’ would never required by Spence, “great likelihood” painting of Jackson Pol tionably shielded message would be understood that such lock, Schoenberg, or Jab- music of Arnold anyone happens who to see students’ at Lewis Id. berwoeky verse of Carroll”. skirt) (or solid- khaki trousers blue or (citation omitted). 569, 115 worn in the factual colored shirt. When environment which students context and course, par speech pure, where is Of is, uniform —that required to wear the are been re message ticularized has never conveys at most the school—the speech is entitled to “com quired; pure wearer is a following message: protection under the First prehensive student. In Tinker v. Des Moines Amendment”. 503, 505-06, Dist., dep. Com. Sch. that, I hold as a mat Accordingly would 733, 21 89 S.Ct. L.Ed.2d law, of a school uniform wearing ter of hand, test, the other was estab
Spence
symbol, or motto—like
any logo,
devoid of
than
speech
to address
is less
lished
hair that was at issue
wearing
long
an idea
pure: namely, “expression of
in Karr v.
en banc decision
this court’s
through activity”. Spence, 418 U.S.
(5th Cir.1972)(en
Schmidt,
pression. For even if the uniform is not
expressive value,
imbued with
the uniform
[Supreme]
repeatedly
“[T]he
Court has
policy
precludes
still
the Students from emphasized affirming
need for
wearing clothing of their choice that may
comprehensive
authority
States and
expressive.
officials,
consistent with funda-
claim,
In addressing this second
the ma- mental
safeguards,
pre-
constitutional
jority again follows the lead of the Canady
scribe and control
conduct
the schools”.
court in assuming
Tinker,
policy
(em-
that the uniform
phasis need, perceived to a law, response Houston, TX, An- Bryant Tripp, Karen controlled prescribed has FISD *22 City, York for Associa- Schlafly, New drew through in its schools of uniforms wearing Physicians Surgeons, & American tion of is consistent policy that a uniform Legal Educ. and Eagle Forum Inc. safeguards. constitutional fundamental Fund, Amici Curiae. Defense head-on. this issue address should We VEECK, doing business Peter
RegionalWeb, Plaintiff-Counter
Defendant-Appellant, JOLLY, KING, Judge, and Before Chief JONES, HIGGINBOTHAM, DAVIS, BARKSDALE, SMITH, WIENER, CON BUILDING CODE SOUTHERN GARZA, DeMOSS, M. EMILIO INC., De INTERNATIONAL GRESS STEWART, BENAVIDES, PARKER and Claimant-Appellee. fendant-Counter DENNIS, Judges. Circuit 99-40632. No. BY THE COURT: Appeals, Court
United States in active A of the Court service member Fifth Circuit. for poll petition on the having requested Sept. majority and a rehearing en banc having voted in service judges active Office, Weisberg Law Weisberg, P. Eric banc, rehearing en of granting favor TX, Denison, for Yeeck. that this cause IT IS ORDERED shall Forman, Veal, & Ken- Robert J. Burr court en banc with oral be reheard Associates, Bush, Birming- M. Veal neth & hereafter to be fixed. argument on date ham, AL, Building Code Con- for Southern specify briefing will schedule The Clerk Inc. Intern. gress supplemental briefs. filing Patrick F. McGow- Lowenberg, Michael Strauss, Feld, an, Akin, & Gump, Hauer Ass’n, TX,
Dallas, Medical for American Nat. Institute
American Standards
(ANSI), Execu- Society of Ass’n American (ASAE), Society of Heat- American
tives
ing, Refrigerating Air-Conditioning (ASHRAE), Society American
Engineers (ASME), Engineers Nation- Mechanical ZIBMAN; (NFPA), Matter Michael of: Fire Protection Ass’n Texas al Bailey Zibman, Jamie Labo- Municipal League Underwriters (UL) Debtors. Inc. Amici Curiae. ratories
