ORDER GRANTING MOTION FOR SUMMARY JUDGMENT AND DENYING AS MOOT MOTIONS TO DISMISS
Before the Court are two Motions to Dismiss Pursuant to Rule 12(b)(6), filed on May 31, 2000, and Defendants’ Motion for Summary Judgment, filed on June 5, 2000, by Defendants Forney Independent School District, Keith Bell, Kenneth Cleaver, Clarence Doggan, Jay Calvin, Jim Jacobs, Rick Townsend, David Walker, and Ches-ter J. St. Clair (collectively, “the School Board”). After consideration, the Court concludes that the motion for summary judgment should be granted and Plaintiffs’ complaint should be dismissed. Accordingly, Defendants’ outstanding motions to dismiss pursuant to Fed. R. Crv. P. 12(b)(6) are deemed moot.
Introduction
In April 1999, the Forney Independent School District, through the auspices of the School Board, inaugurated a mandatory school uniform policy applicable to each of the nearly 2,500 students in the four schools which comprise the district. The uniform policy was implemented at the beginning of the 1999-2000 school year. Objecting to the uniform policy on philosophical and religious bases, Plaintiffs, who are students enrolled in the Forney I.S.D. and their parents, filed this action under the provisions of 42 U.S.C. § 1983 against the school district, its trustees and its superintendent, alleging that the mandatory policy violated their individual constitutional rights.
Facts and Procedural History
In 1995, the Texas Legislature enacted Tex. Eduo. Code Ann. § 11.162, which authorizes local school districts to adopt mandatory student uniform policies. Section 11.162 provides, inter alia:
(a) The board of trustees of an independent school district may adopt rules that require students at a school in the district to wear school uniforms if the board determines that the requirement would improve the learning environment at the school.
(c) A parent or guardian of a student assigned to attend a school at which students are required to wear school uniforms may choose for the student to *686 be exempted from the requirement or to transfer to a school at which students are not required to wear uniforms and at which space is available if the parent or guardian provides a written statement that, as determined by the board of trustees, states a bona fide religious or philosophical objection to the requirement.
Acting pursuant to the authority of the state enabling statute, Defendant St. Clair, the Forney school superintendent, explored the possibility of implementing such a policy at the Forney schools. 1 St. Clair reviewed the uniform policies employed by other school districts, along with studies on the efficacy of school uniforms and anecdotal evidence. St. Clair came to the conclusion that the implementation of a school uniform program would, according to his research, have the following beneficial effects on the students and the system as a whole: improve student performance, instill self-confidence, foster self-esteem, increase attendance, decrease disciplinary referrals, and lower drop-out rates.
In March 1999, students were sent home with a survey designed to get parental feedback to the school uniform proposal. 2 Thirty-four percent of the parents responded and, of those, approximately sixty percent were in favor of school uniforms. Additionally, “town meetings” were held at the schools, where copies of the proposed uniform code were distributed to members of the public, and parents were provided the opportunity to discuss the proposal with school administrators. The matter was then submitted to the School Board for consideration. The School Board made factual findings that school uniforms would improve the learning environment at the schools and that the proposed policy would further that goal. On April 19, 1999 3 , the board approved the uniform policy, which was scheduled to take effect at the beginning of the 1999-2000 school year.
While for several years the students at Forney I.S.D. were subject to a school dress code, the new uniform policy requires the students to wear a limited choice of apparel during school hours. For example, boys are required to wear khaki or navy blue pants or shorts, and a choice of a white, red, yellow, or blue collar shirt, either short or long sleeve. Girls are afforded similar color choices, and they may wear skirts or “jumpers” of a prescribed length. Denim, leather, suede, or similar material is not permitted to be worn, except as an outer-garment such as a jacket or coat. Students are not permitted to wear any clothing in a manner suggesting gang affiliation and manufacturer logos are limited in size. The principal of each school may, at his discretion and from time to time, designate a “nonuniform” day.
The policy includes an “opt-out” provision whereby students, through their parents, can apply for an exemption from the policy based upon philosophical or religious objections, or upon medical necessity. Parents who object to the policy are asked to complete a questionnaire concerning the basis of their protestations. The questionnaire is designed to elicit information as to the sincerity of the beliefs of those parents who assert objections. Further, as a component of the uniform policy, the School Board established a three-step grievance procedure whereby opt-out requests are initially considered by the principal of the respective school. If the request is denied, the parent may seek a review of their request by the school su *687 perintendent. A denial by the superintendent may then be reviewed by the School Board at its regular meeting. If the opt-out request is not granted by the School Board, the parent may appeal the decision to the Texas Education Agency. Finally, if the parent is not granted an exemption from the uniform policy through administrative review, he or she may seek redress in state court. 4 While pursuing their exemption request through the grievance process and on appeal, the students are not required to wear the prescribed uniform.
Through the use of the questionnaire and the grievance procedure, the School Board seeks to ascertain bona fide philosophical or religious objections to the uniform policy. However, many Plaintiffs refused to complete the questionnaire or failed to advance their claim through the grievance procedure. The parents of seventy-two children sought exemptions from compliance with the uniform policy, of which twelve were granted, including Plaintiffs Jonathan Becmer, Jeremiah Duckworth, Clayton Duckworth, and Madeline Lowery. The applications of the students who were denied exemptions based on philosophical objections, were denied because they indicated that those students had worn some type of uniform in the past, for example, as a member of the football or softball team, girl scouts, school mascot costume, or a uniform required by virtue of their employment.
Finding no relief from the uniform policy through administrative channels, Plaintiffs filed this § 1983 action, seeking to enjoin the School Board from applying the uniform policy to them, and requesting from the Court a declaration that the For-ney school uniform policy is unconstitutional. Plaintiffs also seek damages and attorney’s fees.
In response, Defendants filed two motions to dismiss pursuant to Fed. R. Civ. P. 12(b)(6), contending that Plaintiffs have failed to state a claim upon which relief can be granted. Defendants also moved for summary judgment in accordance with Fed. R. Crv. P. 56. In each of the motions, the individual Defendant school officials assert the defense of qualified immunity and seek dismissal on that basis as well. Inasmuch as the parties have submitted documentary evidence in connection with all of the pending motions combined, the Court will treat Defendants’ Rule 12(b) motions to dismiss as motions for summary judgment, in accordance with that rule.
Standing
As a threshold issue, the Court must address Defendants’ contention that Plaintiffs lack standing to assert their claims. Defendants suggest that Plaintiffs have not presented a justiciable “case or controversy” for consideration by the Court and that it is not within the power of this Court under Article III of the United States Constitution to adjudicate this dispute. Specifically, Defendants submit that Plaintiffs have failed to show that they have suffered any injury as a result of the implementation of the school uniform policy. None of the Plaintiff students have been suspended or expelled from school for failing to abide by the uniform policy. Therefore, there is no cognizable injury.
Article III, section 2, of the Constitution limits the adjudicative power of federal courts to “Cases” or “Controversies.” Persons who do not present such a case or controversy lack standing to litigate their dispute in federal court.
Arizonans for Official English v. Arizona,
The
Nevares
decision is inapposite. While the United States Court of Appeals for the Fifth Circuit there held that students do not have a protected interest in attending a
particular
school, it did not hold that students do not have a right to attend school. Indeed, the
Nevares
court cited
Goss v. Lopez,
Plaintiffs have alleged that the uniform policy implemented at the Forney I.S.D., at which attendance is compulsory, violates their asserted rights under the Constitution. Moreover, the Forney I.S.D. Student Uniform Policy specifically provides that if a student persists in his refusal to comply with the uniform policy, his ultimate sanction is the alternative education program or expulsion. Thus, it is apparent that the penalty of expulsion from school may be imposed on those students who, for whatever reason, refuse to wear the prescribed uniform. Moreover, Plaintiffs seek remedies, including damages, for injuries which have already occurred. Accordingly, the Court concludes that Plaintiffs have established a particularized, imminent or actual injury, for purposes of Article III. Therefore, they have the requisite standing to assert their claims.
Summary Judgment Standard
Summary judgment is proper when the pleadings and evidence on file show that no genuine issue exists as to any material fact and that the moving party is entitled to judgment as a matter of law. Fed. R. Crv. P. 56(c). The movant bears the burden of establishing the propriety of summary judgment, and all pleadings and evidence are viewed in the light most favorable to the nonmovant.
Melton v. Teachers Ins. & Annuity Ass’n of America,
Once the movant makes this showing, the nonmovant must demonstrate that there is evidence in the record establishing
*689
that there is a genuine issue of material fact for trial.
Id.
at 323-24,
Plaintiffs’ Constitutional Claims
Plaintiff students contend that the For-ney school uniform policy violates their constitutional right of free speech by suppressing them expressions of individuality and uniqueness, while requiring them to display a contrary message, namely, conformity, through the visual medium of the uniforms themselves. Additionally, the students complain that the policy impedes their liberty interest in wearing the clothing of their choice while at school. Similarly, Plaintiff parents allege that the policy, which, by definition, limits their ability to select the clothing worn by their children while at school, impermissibly encroaches on their constitutional right to direct the upbringing and education of their children. Plaintiffs also assert that the mandatory uniform policy prohibits the free exercise of their religion, inasmuch as the policy is in conflict with the students’ preferred manner of dress, which is directed by their respective religious beliefs. Finally, Plaintiffs argue that the questionnaire employed by the School Board to obtain information concerning Plaintiffs’ objections to the policy constitutes an impermissible inquiry into Plaintiffs’ philosophical and religious beliefs.
Plaintiffs suggest that the source of the foregoing rights emanate from the First, Ninth, and Fourteenth Amendments to the Constitution. Thus, Plaintiffs’ array of challenges to the Forney school uniform policy implicates several constitutional provisions, which, accordingly, necessitates an examination of the contours of each asserted right.
Free Speech
The First Amendment prohibits Congress from abridging the freedom of speech. That prohibition is extended to the states by virtue of the Fourteenth Amendment.
Zinermon v. Burch,
Thus, the initial inquiry is whether the conduct in question can be characterized as “speech” for purposes of First Amendment analysis. To that end, the Court must consider whether the activity is “sufficiently imbued with elements of communication,” so as to fall within the protective scope of the First Amendment.
Spence v. State of Washington,
In the context of public education, First Amendment rights are applied in light of the special characteristics of the school environment.
Tinker v. Des Moines Ind. Comm. School Dist.,
Likewise, expressive conduct in the school environment may be constitutionally circumscribed where it is inconsistent with the mission of primary and secondary school education.
Karr v. Schmidt,
That which so interferes or hinders the state in providing the best education possible for its people, must be eliminated or circumscribed as needed. This is true even when that which is condemned is the exercise of a constitutionally protected right.
Id.
In Karr, the Fifth Circuit sitting en banc, upheld another school regulation pertaining to hair and grooming. There, the plaintiff was prohibited from enrolling *691 in school because his hair length was in excess of the maximum length prescribed by the grooming regulation. In response, he sued the principal and the school board, contending that his hair style was symbolic speech by which he expressed his individuality, and that the school regulation unconstitutionally suppressed that message. Id. at 613. The Karr court stated the issue presented as follows: “Is there a constitutionally protected right to wear one’s hair in a public high school in the length and style that suits the wearer?” Id. The court held that “no such right is to be found within the plain meaning of the Constitution.” Id. In beginning its analysis, the Karr court reaffirmed its earlier determination in Ferrell that the interest of the state in maintaining an effective and efficient school system is “compelling.” Id. at 612. Ultimately, the court concluded that the plaintiffs conduct (wearing long hair) was not imbued with sufficient communicative content to fall within the protection of the First Amendment.
Given the compelling state interest in promoting educational goals, compared with the minimal intrusion on the plaintiffs rights, the Karr court announced a per se rule that such regulations are constitutional. Id. at 617-618. Appreciating the myriad of school regulations pertaining to student appearance which were subject to attack, the court recognized that federal courts have more urgent tasks to perform than to supervise the affairs of local school boards. Thus, the court decreed:
Henceforth, district courts need not hold an evidentiary hearing in cases of this nature. Where a complaint merely alleges the constitutional invalidity of a high school hair and grooming regulation, the district courts are directed to grant an immediate motion to dismiss for failure to state a claim for which relief can be granted.
Id.
However, in
Tinker,
the Supreme Court invalidated a school policy which forbade students from wearing black armbands at school.
Tinker,
At the heart of the
Tinker
decision is the Supreme Court’s analysis of the context in which the conduct occurred, along with the circumstances surrounding the adoption of the “antiarmband” policy by the school authorities. The students made known their intention to wear the armbands to school to protest the war. The school authorities became aware that the students would be wearing the armbands and hastily adopted the armband regulation only two days before the planned protest.
Id.
at 504,
Further narrowing the scope of its holding, the
Tinker
Court stated, “The problem posed by the present case does not relate to regulation of the length of skirts or the type of clothing, to hair style, or
*692
deportment.... Our problem involves direct, primary First Amendment rights akin to ‘pure speech.’ ”
Id.
at 507-508,
With the foregoing principles in mind, the Court turns to the facts of the instant case. Plaintiff students simply contend that they have a First Amendment right to express their individuality by wearing the clothing of their choice to school. To determine the existence vel non of such a right, the first inquiry, as earlier noted, is whether the mere wearing of particular clothing is sufficiently imbued with elements of communication to bring that conduct within the ambit of the First Amendment.
Employing the
Spence
test,
ante,
the Court looks to whether Plaintiff students intended to convey a particularized message by wearing their chosen mode of dress, and, if so, whether the likelihood was great that the message would be understood by those who viewed it.
Id.
at 410-411,
However, the Court reaches a different conclusion with respect to the likelihood that others would understand the students’ message of individuality. While it may be generally true that every facet of life has symbolic meaning, it certainly does not follow that the clothing which one wears is a readily identifiable proclamation to the world of one’s individuality. Indeed, it is axiomatic that everyone is different. But the mere fact of existence does not imbue one with First Amendment speech rights. The Supreme Court has observed, “It is possible to find some kernel of expression in almost every activity a person
undertakes
— for example, walking down the street or meeting one’s friends at a shopping mall — but such a kernel is not sufficient to bring the activity within the protection of the First Amendment.”
City of Dallas v. Stanglin,
The Supreme Court’s rejection of the notion that an apparently limitless variety of conduct can be labeled “speech,” applies with even greater force in the public school environment, where the state’s interest in promoting education is undeniably compel
*693
ling. The instant case is closely analogous to
Karr.
It is insufficient and myopic to distinguish
Karr
on the basis that its holding related to grooming regulations, whereas here the offending policy relates to dress. It is apparent that hair length restrictions and clothing requirements originate from the governing authority’s ability to regulate a student’s appearance while at school, provided that the policy is facially neutral and generally applicable. Further, the hair length restriction which was upheld in
Karr
is a greater, but acceptable intrusion on the students’ rights, although it is more permanent.
See Bivens,
Unlike the facts presented in Tinker, the conduct of Plaintiff students in the instant case does not contain the requisite elements of communication to cloak it with the protection afforded by the First Amendment. In Tinker, the black armbands were overtly symbolic of the students’ protest of the Vietnam War. That message was received loudly and clearly by others, including school administrators, who sought to suppress that message. Here, however, any message conveyed by the Plaintiff students was not such that reasonable persons would have understood its meaning. To an onlooker, a student wearing blue jeans and a t-shirt may be perceived as conveying “I’m confident” or “My other clothes are dirty,” or any other conceivable message other than “I’m an individual.” In addition, the uniform policy was facially-neutral and generally applicable to all students. Plaintiffs do not contend that the policy was enacted for an improper purpose. The policy was adopted to improve student performance and to ultimately further the educational goals of the school district.
Plaintiffs also assert that, by being required to wear the uniform, they are being compelled to communicate a message that they deem repugnant — conformity. However, Plaintiffs’ contention in this regard is merely the same argument advanced earlier from a different perspective. That is to say, once the Court has determined that there is no communicative element to the students’ clothing, the same result obtains with respect to school uniform clothing. Thus, the clothing authorized by the uniform policy is no more expressive than the clothing selected by the students. Furthermore, the school uniforms do not become imbued with elements of communication simply because of the School Board’s stated reasons for adopting the policy— improving student performance and the like. The potential benefits of the policy cannot be construed as an intent to express those benefits. Even so, there is not a great likelihood that others will perceive a message of “conformity” emanating from the students who wear the uniform. Simply stated, Plaintiff students do not communicate a constitutionally prohibitive (or protected) message merely by wearing clothing authorized by the school uniform policy.
Finally, Plaintiff students complain that the questionnaire used to determine the basis for their objections to the uniform policy was unconstitutionally intrusive. Plaintiffs claim that the School Board does not have a right to gather information concerning Plaintiffs’ beliefs, whether philosophical or religious, to determine whether Plaintiffs are eligible for an exemption from the policy. By doing so, they contend, the School Board is conditioning the students’ free speech rights on the “arbitrary determination” that the student is sincere in his beliefs. Plaintiffs’ complaint alleges that the Texas Education Code does not require or authorize the use of the questionnaire, or any other inquiry into Plaintiffs’ beliefs, as a condition of allowing them to opt-out of the uniform policy. They contend that the questionnaire is “but a sham” to evade the exemption requirements of the state statute.
*694 The Court concludes that this free speech claim fails as a matter of law. Initially, the Court notes that Plaintiffs expressly state that they are not attacking the procedural aspects of the opt-out process, which presumably would include all facets of the procedure, including the questionnaire. 6 Accordingly, Plaintiffs cannot protest the alleged “arbitrary decisions” by the School Board. Further, Plaintiffs do not point to any applicable authority to suggest that they may refuse to comply with opt-out procedures, then complain that their opt-out request was denied. It is ludicrous to suggest that the questionnaire or the grievance procedure, whereby Plaintiffs are afforded the opportunity to voice their objections to the uniform policy, is somehow restrictive of speech. To the contrary, Plaintiffs are encouraged to fully inform the School Board of the basis of their objections. The questionnaire, then, is fully consistent with the free speech clause. That Plaintiffs are given the opportunity to explain their objections, but refuse to do so, cannot be laid at the feet of the School Board. Moreover, the state enabling statute, which Plaintiffs do not attack, authorizes exemptions for bona fide philosophical or religious beliefs. It is obvious, therefore, that the School Board must have some basis for determining a claim for exemption, just as a student must present a note from his parent for being absent from class.
In their final free speech argument, Plaintiffs contend that the uniform policy was an improper “prior restraint” on their speech. The speech to which Plaintiffs refer is the wearing of clothes of their choice, as discussed above. However, because the Court has concluded that Plaintiff students’ conduct was not speech under the First Amendment, it necessarily follows that any action taken by the School Board with respect to the students’ non-speech conduct was not a “prior restraint” of speech, and therefore not violative of the free speech clause.
Having concluded that the school uniform policy does not implicate Plaintiffs’ free speech rights, it is clear that Karr mandates dismissal of those claims. However, notwithstanding the clear directive to dismiss, the Court in any case concludes that the uniform policy meets the rational basis test set forth in Karr. See id. at 616 (stating that the standard of review is whether the regulation is reasonably intended to accomplish a constitutionally permissible objective). While the burden is on Plaintiffs to establish that the policy is “wholly arbitrary,” id. at 617, the School Board has clearly established that the policy was adopted to further the legitimate, indeed compelling, goal of improving the learning climate at the Forney schools.
Moreover, whether the decision to implement school uniforms is the best or worst method of achieving that goal is not subject to review by the Court.
See Minnesota v. Clover Leaf Creamery Co.,
*695 Accordingly, the Court concludes that the Forney school uniform policy does not violate Plaintiffs’ free speech rights under the First Amendment. There being no genuine issue of material fact as to those claims, Defendants are entitled to judgment as a matter of law.
Due Process
The due process clause of § 1 of the Fourteenth Amendment to the United States Constitution provides,
inter alia:
“No State shall ... deprive any person of life, liberty, or property, without due process of law.” That provision has been interpreted to afford not only procedural guarantees against the deprivation of “liberty,” but also a substantive aura of protection against constitutionally impermissible restrictions by the state or its subdivisions.
Board of Regents v. Roth,
Some rights protected by the due process clause have also been characterized as “privacy interests” emanating from the “penumbra” of other textual sources of the constitution — most notably, the First and Ninth Amendments.
See Griswold,
Plaintiffs’ due process claims consist of two collateral components: Plaintiff students’ asserted right to wear the clothing of their choice while at school, and Plaintiff parents’ right to direct the upbringing and education of their children. The Court will examine each component separately.
Students’ Liberty Interest
The Fifth Circuit has recognized that there is a general liberty interest in choosing how to wear one’s hair; however, that right does not rise to the level of fundamental significance.
Lansdale,
We think it plain that individual liberties may be ranked in a spectrum of importance. At one end of the spectrum *696 are the great liberties such as speech, religion, and association specifically guaranteed in the Bill of Rights. Of equal importance are liberties such as the right of marital privacy that are so fundamental that, even in the absence of a positive command from the Constitution, they may be restricted only for compelling state interests. At the other end of the spectrum are the lesser liberties that may be invaded by the state subject only to the same minimum test of rationality that applies to all state action.
Karr,
Balancing the interests of the student and the school authorities, the Karr court determined that the intrusion on the students’ liberty interest was “temporary and relatively inconsequential,” while the school’s interest in maintaining decorum and deportment was substantial: “We feel compelled to recognize and give weight to the very strong policy considerations in favor of giving local school boards the widest possible latitude in the management of school affairs.” Id. at 615. Having concluded that the right of a student to wear his hair as he pleases does not merit heightened scrutiny as a fundamental right, the Karr court applied the rational basis test to the hair length regulation and determined that it was “reasonably intended” to accomplish a legitimate state objective. Id. at 616.
As earlier noted, the reasoning of Karr can be easily applied to the .instant case. The school uniform policy is similar to the hair length restrictions in Karr. Each causes minimal intrusion on the students’ liberty interests, while serving a legitimate educational objective. This Court has earlier observed that hair length restrictions, unlike school uniforms which may be taken off at the end of the school day, are more intrusive, yet they have been upheld by the Fifth Circuit. Thus, a fortiori, the Forney school uniform policy does not unconstitutionally encroach on Plaintiff students’ due process rights.
Finally, Plaintiffs, both students and parents, allege the deprivation of their liberty interest in preventing the disclosure of private information concerning their respective philosophical beliefs. They contend that the questionnaire and the grievance procedure, whereby they are allowed to explain their objections to the uniform policy, unconstitutionally intrude into their private affairs. In support of their argument, Plaintiffs cite
Fadjo v. Coon,
In
American Civil Liberties Union of Miss. v. State of Miss.,
The Supreme Court has held that state laws which require physicians to provide information concerning their patients’ controlled substance prescriptions do not implicate a privacy right recognized by the due process clause.
Whalen v. Roe,
In this case, it is clear that neither the questionnaire nor the grievance procedure compel a constitutionally prohibitive disclosure of personal information. First, Plaintiffs who refused to respond to the questionnaire and did not seek an opt-out through the grievance procedure, did not reveal any information and, thus, their claims have no legal merit. The School Board’s request for information, which was ultimately refused by Plaintiffs, does not present a constitutional violation. Second, as to those who acceded to the School Board’s request and supplied information, the Court concludes that the information provided did not invade their right of privacy. The questionnaire was simply used to elicit minimal information concerning the basis of Plaintiffs’ objections to the uniform policy, and it was used only for the purpose of determining whether an exemption was warranted. As earlier noted, the School Board’s interest in maintaining an effective and efficient school system is not only legitimate, but “compelling” and “of paramount importance.”
Ferrell,
Parental Rights
Plaintiff parents’ due process claims are premised on the concept that parents have a recognized constitutional right to direct the upbringing and education of their children.
Meyer v. Nebraska,
The
Meyer/Pierce/Yoder
trilogy is the touchstone for the Court’s analysis of Plaintiffs’ claims. The
Meyer
decision laid
*698
the foundation for the Supreme Court’s later explications of the right of parents to direct the upbringing and education of their children. There, a parochial school instructor was convicted of teaching German under a Nebraska statute which made it a misdemeanor to teach a student any language other than English. In examining the parameters of the due process clause, the Court stated, “Without doubt, [the Fourteenth Amendment] denotes not merely freedom from bodily restraint but also the right of the individual ... to marry, establish a home and bring up children ... and generally enjoy those privileges long recognized at common law as essential to the orderly pursuit of happiness by free men.”
Meyer,
Two years after
Meyer,
the Supreme Court in
Pierce
considered whether a state may prohibit parents from sending their children to a private school. The offending statute in question required all parents having custody of school-age children to send them to a public school.
Pierce,
Nearly fifty years after
Pierce,
the Supreme Court decided
Yoder
— its most revealing examination of the confluence of parental rights and the substantial state interest in public education. The
Yoder
Court invalidated a Wisconsin statute that required children to attend a public or private school until the age of sixteen. Plaintiffs were members of the Amish faith, whose religious beliefs prohibited them from allowing their children to attend school beyond the eighth grade. The parents insulate their children from formal education and other worldly influences after they acquire fundamental reading and math skills, in order to inculcate Amish attitudes and beliefs through home-based vocational training, the object of which is to prepare them for the role of farmer or housewife.
Yoder,
While
Yoder
was decided on the free exercise of religion clause of the First Amendment, the Supreme Court clearly premised its holding in part on the “interests of parenthood.”
Id.
at 233,
Understanding the full import of Yoder, which refined the parental rights announced in Meyer and Pierce, is critical to properly analyze the claims presented in the present case. In Yoder, the Supreme Court, while reaffirming the general notion that parental rights are a protected liberty interest under the due process clause, recognized the “high responsibility” and regulatory power of the state in matters of public education. Furthermore, while fundamental religious practices may excuse parents from complying with educational policies, secular objections to such policies are insufficient to avoid compliance. The Court was very specific in framing its holding:
We come then to the quality of the claims of the respondents .... In evaluating those claims we must be careful to determine whether the Amish religious faith and their mode of life are, as they claim, inseparable and interdependent. A way of life, however virtuous and admirable, may not be interposed as a barrier to reasonable state regulation of education if it is based on purely secular considerations .... [T]he very concept of ordered liberty precludes allowing every person to make his own standards on matters of conduct in which society as a whole has important interests.
Yoder,
Thus, while the Court stated in general terms that “only those interests of the highest order and those not otherwise served can overbalance legitimate claims to the free exercise of religion,”
id.
at 215,
While
Yoder
directs a rational basis review of the Forney school uniform policy, the recent case of
Troxel v. Granville,
— U.S. -,
The broad declaration by the four-member
Troxel
plurality, that parental rights are “fundamental” liberty interests, caused other members of the Court to express concern. Justice Souter noted that the Court had “long recognized that a parent’s interests in the nurture, upbringing, companionship, care, and custody of children are
generally
protected by the Due Process clause .... ”
Troxel,
In his dissent, Justice Stevens remarked that the Court’s decisions indicate that parents’ fundamental liberty interest in caring for and guiding their children may be encroached by state action in “exceptional circumstances.” Id. at 2071 (Stevens, J., dissenting). Furthermore, “despite this Court’s repeated recognition of these significant parental liberty interests, these interests have never been seen to be without limits.” Id.
Criticizing the plurality’s expansion of the narrowly-crafted category of fundamental rights to include parental rights, Justice Scalia observed:
Only three holdings of this Court rest in whole or in part upon a substantive constitutional right of parents to direct the upbringing of their children [citing Meyer, Pierce, and Yoder], The sheer diversity of today’s opinions persuades me that the theory of unenumerated parental rights underlying these three cases has small claim to stare decisis protection.... While I would not now overrule those earlier cases (that has not been urged), neither would I extend the theory upon which they rested to this new context.
Troxel,
Echoing the concerns of his dissenting colleagues, Justice Kennedy urged caution in expanding the category of fundamental rights. Pointing to the cases cited by the plurality in elevating to fundamental right status the right of parents to direct the care, custody, and control of their children, Justice Kennedy stated: “The principle exists, then, in broad formulation; yet courts must use considerable restraint, including careful adherence to the incremental instruction given by the precise facts of particular cases, as they seek to give further and more precise definition to the right.” Id. at 2076 (Kennedy, J., dissenting).
Close analysis of the
Troxel
plurality opinion reveals that, although the Supreme Court designated the parental rights at issue as fundamental, the Court conspicuously failed to articulate a standard of judicial scrutiny to be applied to laws which impinge on such rights. Indeed, the absence of a standard spurred Justice Thomas to note in his concurrence, “The opinions of the plurality, Justice Kennedy, and Justice Souter recognize such a [parental] right, but curiously none of them
*701
articulates the appropriate standard of review.”
Troxel,
In
Troxel,
the plurality cited several cases concerning parental rights in arriving at the general conclusion that parental rights are fundamental. The
Troxel
plurality points to the following cases in support of its conclusion:
Meyer,
Clearly, only three of the foregoing cases cited by the
Troxel
plurality implicate parental rights in the context of public education: the
Meyer, Pierce,
and
Yoder
trilogy. The Supreme Court did not apply heightened scrutiny to the challenged governmental interference in either
Meyer
or
Pierce.
Further, with respect to the parental rights claim alone (without the benefit of a free exercise claim), the
Yoder
Court indicated that rational basis scrutiny was appropriate.
See Meyer,
This Court recognizes, however, that both
Meyer
and
Pierce
were decided before the Supreme Court articulated its three-tier scrutiny method of analysis.
See San Antonio Ind. School Dist. v. Rodriguez,
Notwithstanding that
Meyer
and
Pierce
were decided before the inauguration of the present hierarchical scrutiny scheme,
Yoder
was handed down after the Supreme Court adopted the strict scrutiny analysis normally applied to fundamental rights — but, notably, the
Yoder
Court did
*702
not call for strict scrutiny of reasonable educational regulations to which parents assert secular claims of parental rights.
Yoder,
The Supreme Court has stated that the due process clause “forbids the government to infringe
certain
‘fundamental’ liberty interests at all ... unless the infringement is narrowly tailored to serve a compelling state interest.”
Flores,
This Court, then, is left with the
Meyer/Pierce/Yoder
line of Supreme Court precedent on the one hand, and the recent
Troxel
decision on the other. Clearly,
Yo-der
and its antecedents are more relevant than
Troxel
and the line of unrelated parental rights cases it relied upon to elevate such rights to fundamental status. The fundamental right of filiation and companionship with one’s children, which the Supreme Court examined in
Troxel,
is an entirely different balance of interests from the right of parents to send their children to a public school in clothes of their own choosing. The Supreme Court has characterized the interest of the state and local authorities in providing its citizens with public education as the “very apex of the function of a State.”
Yoder,
Thus, while there appears to be some inconsistency between
Troxel
and
Yoder,
the Supreme Court’s decision in
Agostini v. Felton,
We do not acknowledge, and we do not hold, that other courts should conclude our more recent cases have, by implication, overruled an earlier precedent. We reaffirm that “[i]f a precedent of this Court has direct application in a case, yet appears to rest on reasons rejected in some other line of decisions, the Court of Appeals should follow the case which directly controls, leaving to this Court the prerogative of overruling its own decisions.”
Id.
(citing
Rodriguez de Quijas v. Shearson/American Express, Inc.,
Contrary to Plaintiffs’ suggestion, it would be disingenuous and utter folly for this Court to simply group together all liberty interests involving parents and their children, despite the context in which they are invoked, place them under the rubric of “fundamental rights,” and
ipso facto
apply strict scrutiny to the particular
*703
governmental intrusion. Parental rights do not exist in a vacuum; rather, their exercise depends on the circumstances out of which they arise. Hence, the competing interests are balanced. The Supreme Court has clearly stated that lower courts must give a “careful description of the asserted fundamental liberty interest,” Glucksberg,
Accordingly, this Court applies the principles of
Yoder
to the instant case. Plaintiff parents’ due process claim, therefore, is subject only to rational basis scrutiny.
See Herndon,
Religion Rights
The First Amendment religion clauses provide in pertinent part: “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof .... ” These commandments are applicable to the states through the Fourteenth Amendment.
Cantwell v. Connecticut,
Free Exercise Clause
The free exercise of religion clause of the First Amendment affords absolute protection to religious beliefs.
Employment Div., Dept. of Human Resources of Oregon v. Smith,
In
Smith,
the Supreme Court held that facially neutral, generally applicable laws which incidentally burden religiously motivated conduct are not subject to strict scrutiny analysis.
Smith,
In the instant case, there is no evidence to suggest that the Forney school uniform policy is not facially neutral or generally applicable. The evidence clearly reveals that the policy was not enacted for the purpose of inhibiting any religious belief or practice. The only reference in the policy to religion is the opt-out provision, which obviously is an attempt to accommodate, not hinder, the religious beliefs of the students and their parents. Clearly then, the policy was not adopted “because of’ Plaintiffs’ beliefs, but “in spite of’ them.
See Personnel Administrator of Mass. v. Feeney,
Plaintiffs argue, however, that
Smith
left open the door to strict scrutiny analysis in cases where the rights asserted derive not only from the free exercise clause, but also from due process clause protection of parental rights, discussed above. Plaintiffs argument springs from language in
Smith
which indicated that a more demanding level of judicial scrutiny would apply in circumstances where the a free exercise claim is combined with a parental rights claim.
Smith,
The unambiguous holding in
Smith
is that strict scrutiny analysis is inapplicable to neutral, generally applicable governmental regulations which place an incidental burden on religious practices.
Smith,
[T]he distinction Smith draws strikes me as ultimately untenable. If a hybrid claim is simply one in which another constitutional right is implicated, then the hybrid exception would be so vast as to swallow the Smith rule, and, indeed, the hybrid exception would cover the situation exemplified by Smith, since free speech and associational rights are certainly implicated in the peyote ritual. But if a hybrid claim is one in which a *705 litigant would actually obtain an exemption from a formally neutral, generally applicable law under another constitutional provision, then there would have been no reason for the Court in what Smith calls the hybrid cases to have mentioned the Free Exercise Clause at all.
While there is no Fifth Circuit jurisprudence on the subject of hybrid rights,
9
other courts have required more than the mere allegation of a hybrid rights violation. In
Swanson v. Guthrie Ind. School Dist,
At a minimum ... it cannot be true that a plaintiff can simply invoke the parental rights doctrine, combine it with a claimed free-exercise right, and thereby force the government to demonstrate the presence of a compelling state interest. Whatever the Smith hybrid-rights theory may ultimately mean, we believe that it at least requires a colorable showing of infringement of recognized and specific constitutional rights, rather than the mere invocation of a general right such as the right to control the education of one’s child.
Swanson,
Likewise, the First Circuit Court of Appeals has also required that the nature and quality of the hybrid claims must implicate the threshold set by
Yoder. Brown v. Hot, Sexy and Safer Productions, Inc.,
We find that the plaintiffs’ allegations do not bring them within the sweep of Yo-der for two distinct reasons. First, as we explained, the plaintiffs’ allegations of interference with family relations and parental prerogatives do not state a privacy or substantive due process claim. Their free exercise challenge is thus not conjoined with an independently protected constitutional protection. Second, their free exercise claim is qualitatively distinguishable from that alleged in Yo-der.
Brown,
The Sixth Circuit, however, has taken a different approach to the hybrid rights theory — it has refused to apply it. In
Kissinger v. Bd. of Trustees of Ohio State University,
We do not see how a state regulation would violate the Free Exercise Clause if it implicates other constitutional rights but would not violate the Free Exercise Clause if it did not implicate other constitutional rights.... [T]he Smith Court did not explain how the standards under the Free Exercise Clause would change depending on whether other constitutional rights are implicated.
*706
Kissinger,
[Therefore, at least until the Supreme Court holds that legal standards under the Free Exercise Clause vary depending on whether other constitutional rights are implicated, we will not use a stricter legal standard than that used in Smith to evaluate generally applicable, exceptionless state regulations under the Free Exercise Clause.
Id.
Plaintiffs rely instead on
Hicks v. Halifax Co. Bd. of Ed.,
This Court adopts the reasoning of the First, Sixth, Ninth, and Tenth Circuits. In keeping with the purpose and scope of
Smith,
it is clear that Plaintiffs cannot merely allege the violation of several constitutional rights, link them to a free exercise claim, and thereby invoke the demanding strict scrutiny standard. Whether they attach to their free exercise claim a parental rights claim or a free speech claim, the result is the same.
10
Such bootstrapping cannot be inferred from
Smith.
Indeed the
Smith
Court looked with disfavor on the application of heightened scrutiny to free exercise claims. “[W]e cannot afford the luxury of deeming presumptively invalid, as applied to the religious objector, every regulation of conduct that does not protect an interest of the highest order.”
Smith,
If the “compelling interest” test is to be applied at all, then, it must be applied across the board, to all actions thought to be religiously commanded. Moreover, if “compelling interest” really means what it says (and watering it down here would subvert its rigor in the other fields where it is applied), many laws will not meet the test. Any society adopting such a system would be courting anarchy ....
Smith,
In the present case, the Forney school uniform policy requirements are qualitatively and, indeed, substantially different from the claims considered in
Yoder.
There, the Supreme Court went to great lengths to examine the “quality of the claims” presented.
Yoder,
The quality of Plaintiffs’ free exercise claims do not present the type of claims that would implicate a “more than” rational basis level of scrutiny, such as that utilized in
Yoder.
Whatever the basis of their religious objection, those Plaintiffs who object to the school uniform policy for that reason have not demonstrated that the policy will impact their religious practices in any appreciable manner, and certainly not to the degree of interference in
Yoder.
Plaintiffs simply contend that the uniform policy is contrary to their religious faith, but do not indicate how the wearing of a school uniform, as contrasted with other clothing, would affect their faith or their practices. As the Supreme Court clearly stated, “We have never held that an individual’s religious beliefs excuse him from compliance with an otherwise valid law prohibiting conduct that the State is free to regulate.”
Smith,
However characterized — whether by falling within the general scope of Smith as a neutral, generally applicable regulation, or by failing to meet the requirements of Yoder — the Forney school uniform policy meets rational basis scrutiny and, indeed, the School Board has demonstrated that the policy is “more than merely a reasonable relation” to a legitimate interest in education. As earlier noted, it is a reasonable means to effect the compelling interest in furthering important educational goals.
Plaintiffs next argue that the questionnaire and the grievance procedure denied their rights of free exercise of religion. Essentially, Plaintiffs complain that during the grievance procedure in which their exemption requests were denied, the School Board impermissibly passed judgment on Plaintiffs’ religious beliefs. Plaintiffs’ claims are meritless. Initially, the Court notes again that Plaintiffs do not contest the procedures employed by the School Board in the grievance process. Furthermore, it is clear that the School Board can inquire into the sincerity of Plaintiffs’ beliefs.
Hernandez v. Comm’r of Internal Revenue,
Accordingly, there is no genuine issue of material fact as to whether the Forney school uniform policy violated their rights of free exercise of religion, and the School Board is entitled to judgment as a matter of law.
Establishment Clause
The establishment clause of the First Amendment prohibits the government from promoting or affiliating itself with any religious doctrine or organization, discriminating against persons on the basis of their religious beliefs or practices, delegating a governmental power to a religious institution, or entangling itself in a religious institution’s affairs.
County of Allegheny v. ACLU,
The gravamen of Plaintiffs’ establishment clause claim is that the School Board arbitrarily granted opt-out requests for those students whose religious beliefs the School Board agreed with. However, Plaintiffs candidly admit that they have no knowledge concerning the School Board’s consideration and disposition of the exemption requests of others and, again, they do not contest the grievance procedures. Nevertheless, the Court concludes that neither the uniform policy nor the opt-out procedure violates the establishment clause.
The fundamental consideration is whether the School Board discriminated against or preferred a particular religious group or philosophy. Here, the uniform policy unquestionably has a secular purpose. Next, the principal effect neither advances nor inhibits religion. Its purpose is to enhance the learning environment in the Forney schools, irrespective of the religious faith of a particular student. Finally, the policy does not unnecessarily entangle the School Board with religion. The uniform policy references religion only in the context of exemptions. There is no evidence to suggest that as a result of the uniform policy, the School Board must routinely or even occasionally become involved in religious matters. Less than one hundred exemption requests, out of nearly 2,500 students, were considered by the School Board, and the vast majority concerned secular opt-out requests. Therefore, there is an absence of material fact as to Plaintiffs’ establishment clause claims. The School Board is accordingly entitled to judgment as a matter of law.
Equal Protection
The equal protection clause of the Fourteenth Amendment provides that no state shall “deny to any person within its jurisdiction the equal protection of the laws.” Simply stated, that provision commands that all persons similarly situated should be treated alike.
City of Cleburne, Texas v. Cleburne Living Center,
With the exception of the allegation in their complaint, Plaintiffs have not suggested, much less argued a colorable equal protection claim. The complaint merely alleges that the School Board has created an arbitrary class: students and parents residing in the Forney I.S.D. The Court notes that the School Boards’ authority extends only to the boundaries of the For-ney I.S.D., wherein Plaintiffs reside. Clearly, if all students and parents within the Forney I.S.D. are the same persons singled out for similar disparate treatment, then by definition there can be no inequality in treatment.
This Court may enter summary judgment on its own motion if the parties are on notice to come forward with all of their evidence.
Celotex,
Qualified Immunity
When the defense of qualified immunity is asserted against a claim under 42 U.S.C. § 1983, the initial inquiry is whether a constitutional violation has occurred.
Siegert v. Gilley,
It is therefore ORDERED that Defendants’ Motion for Summary Judgment, filed on June 5, 2000, by Defendants For-ney Independent School District, Keith Bell, Kenneth Cleaver, Clarence Doggan, Jay Calvin, Jim Jacobs, Rick Townsend, David Walker, and Chester J. St. Clair, is granted.
It is FURTHER ORDERED that the two Motions to Dismiss Pursuant to Rule 12(b)(6), filed on May 31, 2000, by Defendants Forney Independent School District, Keith Bell, Kenneth Cleaver, Clarence Doggan, Jay Calvin, Jim Jacobs, Rick Townsend, David Walker, and Chester J. St. Clair, are both denied as moot.
Notes
. Plaintiffs expressly do not challenge the constitutionality of§ 11.162.
. Because of time constraints related to the need to receive survey responses before the end of the 1999 school year, students at the Forney High School were not given the surveys. However, parents of Forney High School students were given the opportunity to participate in “town meeting” discussions concerning the uniform policy.
.The minutes of the School Board meeting on that date reflect that the uniform policy was adopted by the trustees on the second reading.
. Plaintiffs do not contest the validity of the grievance procedures employed by the School Board.
.
See also Crawford-El v. Britton,
. In Plaintiffs' response to Defendants' motion for summary judgment, they state: "However unfair this [grievance] procedure may have been, Plaintiffs are not before this Court on a procedural due process claim. The controlling issue in this case is whether Defendants may force a student to wear a uniform against the wishes of the student and his/her parents.”
. Plaintiffs expressly do not assert procedural due process claims.
. Only twelve of the named Plaintiffs allege that the Forney uniform policy violates their free exercise rights: Virginia McLaren and her daughter Natalie Johnson; Mary Penn and her children, Haley Penn, Lynzi Anderson, and Drew Anderson; William Tap-ley and Norma Tapley, and their daughter Kaytie Tapley; and, David Lowery and Vinila Lowery, and their daughter Madeline Lowery. However, the Lowerys were granted an exemption from the uniform policy and McLaren removed her daughter, Natalie, from the Forney I.S.D.
. In
Society of Separationists, Inc. v. Herman,
. Plaintiff students' free speech claim was found to be lacking the primary element of communication and, thus, unprotected by the First Amendment. Therefore, Plaintiff students’ free exercise claim cannot be subject to heightened scrutiny on the basis of their free speech claim, which does not meet the constitutional definition of "speech.”
