Joseph W. LITTLE, Plaintiff-Appellant,
v.
CITY OF NORTH MIAMI, Marco V. Loffredo, Jr., John Hagerty,
Diane Brannen, James Devaney, Simon, Schindler and
Hurst, P.A., and Jennifer Hurst Kroner,
f/k/a Jennifer Hurst,
Defendants-Appellees.
No. 85-6068.
United States Court of Appeals,
Eleventh Circuit.
Dec. 9, 1986.
Robert C. Widman, Richard E. Nelson, Nelson Hesse Cyril Smith Widman & Herb, Sarasota, Fla., for plaintiff-appellant.
Joseph W. Little, Gainesville, Fla., pro se.
Guy Gaebe, Gaebe & Murphy, Coral Gables, Fla., for City of Miami, et al.
Claudia B. Greenberg, Marlow, Shofi, Smith, Connell, DeMahy & Valerius, Miami, Fla., for Simon, Schindler & Hurst, P.A.
Mark R. Boyd, Walsh, Theissen and Boyd, Ft. Lauderdale, Fla., Michael J. Murphy, Gaebe & Murphy, Coral Gables, Fla., for Kroner.
Appeal from the United States District Court for the Southern District of Florida.
Before FAY and JOHNSON, Circuit Judges, and HOFFMAN*, Senior District Judge.
CORRECTED OPINION
PER CURIAM:
This case involves alleged civil rights violations. Appellant brought an action against multiple defendants in the United States District Court for the Southern District of Florida alleging inter alia five violations of 42 U.S.C. Sec. 1983 (1981). Little v. City of North Miami,
I.
BACKGROUND
For the purpose of evaluating the sufficiency of a complaint, we must accept the facts pleaded as true and construe them in the light mоst favorable to appellant. Quality Foods de Centro Americo, S.A. v. Latin American Agribusiness Development Corp., S.A.,
On October 11, 1983, the city Council of North Miami adopted Resolution No. R83-65 which states: "the Council of the City of North Miami herеby censures Professor Joseph W. Little for improper use of public funds to represent private parties in litigation against the State and against the interests of the City of North Miami." This resolution was passed and read aloud at a public meeting without notice to appellant and without verification that the assertions were truthful. Copies of R83-65 were circulated to twenty persons, including the president of the University of Florida, the dean of the University of Florida College of Law, the chairman and members of the Florida Board of Regents, the members of the Florida Legislature representing Dade County, and the Florida State Auditor General.
As a result of the passage and publication of the resolution, governmental investigations were undertaken and appellant claims he "suffered damage to his reputation, his employment relations, and mеntal and emotional pain and distress." Appellant does not assert that his employment has been terminated or that he has been denied tenure. Nevertheless, appellant brought an action against the city of North Miami, the mayor and council members, the attorney who prepared the resolution and the legal professional association who employed her. The complaint sought damages for fivе alleged constitutional violations and five pendant state law claims. As indicated, the district court dismissed the federal claims pursuant to Fed.R.Civ.P. 12(b)(6) without prejudice for appellant to seek redress for his state claims in state court. Little,
II.
ANALYSIS
42 U.S.C. Sec. 1983 (1981) provides in pertinent part:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivаtion of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.
To state a claim under this Section, "a plaintiff must allege facts showing that the defendant's act or omission, done under color of state law, deprived him of a right privilege, or immunity protected by the Constitution or laws of the United States." Emory v. Peeler,
For the purposes of determining the sufficiency of a claim, the likelihood of recovery is irrelevant. See Scheuer v. Rhodes,
A. Bill of Attainder
Appellant claims that R83-65 adopted and disseminated by the Council of the City of North Miami operates as a bill of attainder. A bill of attainder, forbidden by U.S. Const. Art. I Sec. 9, cl. 3 and Sec. 10, cl. 1, has been described as "a law that legislatively determines guilt and inflicts punishment upon an identifiable individual without provision of the proteсtions of a judicial trial." Selective Service System v. Minnesota Public Interest Research Group,
First, R83-65 clearly identifies an individual. Second, the resolution arguably accuses appellant of unprofessional, unethical and criminal conduct. Third, the City Council, by passing the resolution, impliedly found appellant guilty without affording him the protections guaranteed by the formal adversarial process. Despite the similarities between the resolution and a bill of attainder, the district court determined that R83-64 is not a bill of attainder because the resolution "is not a legislative pronouncement with the force of law" and because it "does not prescribe a punishment, penalty or forfeiture." Little,
Regarding the punishment requirement, the Supreme Court has recognized three tests for determining whether a law penalizes an individual for bill of attainder purposes: "(1) whether the challenged statute falls within the historical meaning of legislative punishment; (2) whether the statute, 'viewed in terms of the type and severity of burdens imposed, reasonably can be said to further nonpunitive legislative purposes'; and (3) whether the legislative record 'evinces a [legislative] intent to punish.' " Selective Service System,
Although a public censure is not as harsh a sanction as the historical "pains and penalties" of imprisonment, banishment, punitive confiscation of property or "a legislative enactment barring designated individuals or groups from participation in specified employments or vocations,"1 it is a recognized mode of punishment in certain circumstances.2 Second, given the unique facts presented by this case, we are unable to conceive of any non-punitive, legitimate municipal purpose justifying the passage of R83-65. Considering the third test for determining a bill of attainder penalty, the record clearly evinces a legislative intent to punish the appellant.3 After applying these tests, we recognize that whether public censure constitutes punishment for bill of attaindеr purposes may present a meritorious issue; nevertheless, we decline to resolve this question because we agree with the district court that any punishment inflicted by the resolution was not occasioned by a legislative act having the force of law.
A municipal ordinance may constitute a bill of attainder. See e.g., Crain v. City of Mountain Home,
Appellant argues that an act should be judged by its character and not by its label. Florida case law acknowledges that "a resolution passed with all the formalities required for passing ordinances may operate as an ordinаnce regardless of the name by which it is called." Brown,
B. First Amendment
Appellant claims that R83-65 is violative of his first amendment rights as a vindictive and retaliatory act taken under the color of state law. Little,
First, the district court erroneously ruled that appellant must prove a "custom or usage" of the municipality which caused the alleged constitutional infringement. Little,
In this case, the act which allegedly infringed upon appellant's first amendment rights is the resolution adopted by a local governmental body--the City Council of North Miami. As indicated, "local governing bodies ... can be sued directly under Sec. 1983 for monetary, declaratory, and injunctive relief where ... the action that is alleged to be unconstitutional implements or executes a policy statement, ordinance, regulation, or decision officially adopted and promulgated by that body's officers." Monell,
Second, unlike a Section 1983 claim based on an alleged bill of attainder, a Section 1983 action premised on an infringement of First Amendment rights does not require a legislative act having the force of law. See Hall v. Sutton,
By representing the Florida Defenders of the Environment, himself and others in state litigation, appellant was engaging in a "form of рolitical expression" entitled to First and Fourteenth Amendment protection. In re Primus,
Viewed in the light most favorable to appellant, appellant's complaint asserts that thе City Council of North Miami, acting under the color of Florida law, adopted and disseminated an official resolution publicly censuring appellant in retaliation for appellant's representation of an adverse party in state litigation, thereby subjecting appellant to official investigation and intentionally placing appellant in potential criminal, professional, social, political and economic jeopardy without any justification. A municipality, like any state governmental entity, may not retaliate against an individual because of that person's legitimate use of the courts. See Hall,
C. Sixth Amendment
Appellant clаims that the adoption and dissemination of R83-65 denied appellant the right to notice, the right to confront accusers, the right to present witnesses and the right to be assisted by counsel--all in violation of the Sixth Amendment. In support of this claim appellant cites Jenkins v. McKeithen,
In Jenkins, a commission created by Louisianа statute was empowered to investigate criminal violations "in the field of labor-management relations," to determine whether probable cause of violations existed and to file appropriate charges. Jenkins,
The Sixth Amendment is limited by its very terms to criminal prosecutions. U.S. Const. amend. VI; see Hannah v. Larche,
D. Procedural Due Process--Deprivation of a Prоperty and Liberty Interest
Appellant claims that he has been deprived of a property and a liberty interest without due process of law. Little,
" 'Liberty' and 'property' are broad and majestic terms. They are among the '[g]reat [constitutiоnal] concepts ... purposely left to gather meaning from experience...." Board of Regents v. Roth,
The district court evidently construed appellant's complaint as alleging nothing more tangible than injury to personal reputation due to the fact that appellant could not allege deprivation of employment. As the district court observed, "[t]he allegations in the Complaint are devoid of any suggestion of a deprivation of a tangible, economic interest. The University has not fired the [appellant]. They have not denied him tenure. There is no indication that the [appellant] has sought employment elsewhere only to meet with closed doors." Little,
With all due respect, we disagree with the district court's construction of appellant's complaint. It alleges that the City Council of North Miami, without affording appellant notice or a hearing, passed a resolution which hаs "embarrassed [appellant] in his personal life" and "[degraded] him in his employment." Based upon the liberal principles of notice pleading,5 we conclude that appellant has sufficiently alleged injury to his business reputation. We see no reason why an attorney is not entitled to property or liberty interests in his or her business (professional) reputation/goodwill when the same rights have been extended to other businеsses. See Marrero,
CONCLUSION
We AFFIRM the dismissal of appellant's Section 1983 claims based on alleged violations of the Sixth Amendment and the prohibition against bills of attainder. We REVERSE the dismissals of appellant's First Amendment and procedural due process claims and REMAND these issues for further proceedings.
WALTER E. HOFFMAN, Senior District Judge, concurring specially:
Because the status of this case as it reaches us is a "notice pleading," I agree with the principal opinion that the trial court erred in granting the defendants' motion to dismiss the complaint, but this action is, of course, without prejudice to any subsequent ruling on a motion for summary judgment, if filed. The facts alleged are strikingly similar to Paul v. Davis,
Notes
Honorable Walter E. Hoffman, Senior U.S. District Judge for the Eastern District of Virginia, sitting by designation
Nixon,
See Fla.Stat.Ann. Secs. 112.317(1)(a)4 and (b)8 (West 1982). These subsections authorize public censure as a punishment for violation of the Code of Ethics for Public Officers and Employees. Id
During oral argument, the following colloquy between the Court and Counsel representing the City of North Miami and its Commissioners took place:
Q. They [the City Council members] were trying to get [appellant] fired, weren't they?
A. No question about it, Judge.
The Eleventh Circuit, in the en banc decision Bonner v. City of Prichard,
In Espanola Way,
