Lead Opinion
These cases were consolidated for purposes of appeal. In appeal No. 94-2885EA, Arkansas state officials (the Arkansas defendants) appeal from a final judgment entered in the United States District Court
BACKGROUND FACTS
There are no material facts in dispute in either case. The following statement of background facts about the Medicaid program and the Hyde Amendments is taken in large part from the Dalton memorandum opinion.
Medicaid is a jointly funded, federal-state program designed to provide medical assistance to the poor. 42 U.S.C. §§ 1396-1396v (Title XIX of the Social Security Act of 1965). Although a state’s participation in the Medicaid program is voluntary, “[o]nce a State voluntarily chooses to participate in Medicaid, the State must comply with the requirements of Title XIX and applicable regulations.” Alexander v. Choate,
“Participating states must adopt a Medicaid plan explaining the state’s eligibility requirements and the services that will be funded; the state plan must gain approval from the federal government.” Id. Certain categories of medical care must be provided by every state Medicaid program; other categories are optional. Mandatory categories of medical care include inpatient hospital services, outpatient hospital services, other laboratory and x-ray services, skilled nursing facilities, “early and periodic screening, diagnostic and treatment” services for persons under the age of 21, family planning services and supplies, and physicians’ services. 42 U.S.C. § 1396d(a). “Abortion falls within several of the mandatory categories, including family planning services, physicians’ services, outpatient hospital services, and inpatient hospital services.” Dalton,
Between 1973 and 1976 Medicaid covered medically necessary abortions. However, in 1976, Congress enacted the Hyde Amendment “prohibiting] federal reimbursements for abortions except for the categories that Congress declared medically necessary, which at that time included only cases where the ‘life of the mother would be endangered if the fetus were carried to term.’ ” Id. at 617 (citation omitted) (emphasis added). “The [Hyde] Amendment does not restrict participating states’ use of state funds to provide abortions through Medicaid or any other state program, as the states remain free to fund more abortions than those for which federal funds were made available under the Hyde Amendment.” Id. (citation and footnote omitted) (emphasis added). “A subsequent version of the [Hyde] Amendment expanded the [federal] funding to include victims of rape or incest and ‘instances where severe and long-lasting physical health damage to the mother would result if the pregnancy were carried to term when so determined by two physicians.’ ” Id. (citation omitted). “The fiscal year 1980 Hyde Amendment deleted the categoiy regarding ‘physical health damage’ but still included the category for victims of rape or incest.” Id. However, “[f]rom fiscal years 1982 to 1993 the Hyde Amendment limited medically necessary and thus federally funded abortions to cases where the mother’s life was in danger.” Id.
Then, in late 1993, Congress expanded the Hyde Amendment to include federal funding for abortions in cases of rape or incest as well as to save the life of the mother. The fiscal year 1994 Hyde Amendment provides that “[n]one of the funds appropriated under this Act shall be expended for any abortion except when it is made known to the Federal entity or official to which funds are appropriated under this Act that such procedure is necessary to. save the life of the mother or that the pregnancy is the result of an act of rape or incest.” The Departments of Labor, Health & Human Services, & Education, & Related Agencies Appropriations Act of 1994, § 509, Pub.L. No. 103-112, 107 Stat. 1082, 1113 (1993). In December 1993 the federal government advised state Medicaid directors that, effective October 1, 1993, state Medicaid plans must cover abortions for victims of rape or incest in addition to abortions necessary to save the life of the mother. Since at least 1982, pursuant to a state regulation, the Nebraska Medicaid plan has covered “abortions only when the life of the mother would be endangered if the fetus were carried to term.” Neb. Dep’t Pub. Welfare Prog. Manual § 18-004.08. In 1988 the people of the state of Arkansas amended the state constitution to restrict state funding of abortions.
THE ARKANSAS CASE — Little Rock Family Planning Service v. Dalton
In the Arkansas case the plaintiffs are Little Rock Family Planning Services, a Medicaid provider, which operates a women’s health care facility providing reproductive health care services, including abortions, to Medicaid-eligible women in Arkansas, its medical director, Dr. Curtis Stover, a licensed physician who provides medical services, including abortions, to Medicaid-eligible women, some of whom are pregnant as a result of rape or incest, and Fayetteville Women’s Clinic and Dr. Tom Tvedten, who provide services similar to those provided by Little Rock Family Planning Services and Dr. Stover. Little Rock Family Planning Services and Dr. Stover sued on their own behalf and on behalf of the Medicaid-eligible women for whom they provide health care services. The defendants are Thomas Dalton, the director of the state department of human services, Kenny Whitlock, the deputy director of the division of the state department of human services that implements the state Medicaid program, and Jim Guy Tucker, the governor of the state of Arkansas, each sued in his official capacity.
The plaintiffs filed an action for declaratory and injunctive relief alleging that the state constitutional amendment was inconsistent with the 1994 Hyde Amendment and thus preempted by federal law under the supremacy clause of the United States Constitution, art. vi, el. 2. The plaintiffs filed a motion for summary judgment; the parties agreed, and the district court found, that there were no genuine issues of material fact in dispute. The district court, in an extensive memorandum opinion, found that there was an actual case or controversy,
The district court also decided that it could not rewrite the state constitutional amendment in order to preserve its constitutionality,
THE NEBRASKA CASE — Orr v. Nelson
In the Nebraska case the plaintiffs are Womens Services PC, a Medicaid provider,
SUMMARY JUDGMENT
We review a grant of summary judgment de novo. The question before the district court, and this court on appeal, is whether the record, when viewed in the light most favorable to the non-moving party, shows that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(c); see, e.g., Celotex Corp. v. Cotrett,
42 U.S.C. § 1983 ENFORCEMENT
The Nebraska defendants first argue the plaintiffs’ supremacy clause claim is not enforceable under 42 U.S.C. § 1983 and therefore the district court lacked subject matter jurisdiction. The Nebraska defendants argue that Golden State Transit Corp. v. City of Los Angeles,
We agree with the district court. This court rejected the abrogation argument in Arkansas Medical Society v. Reynolds,
Applying this hybrid test, we agree with the district court that the plaintiffs can enforce the Medicaid statute, as amended by the 1994 Hyde Amendment, through 42 U.S.C. § 1983.
MERITS
On the merits in each appeal the defendants argue the district court erred in holding the 1994 Hyde Amendment requires states to fund certain abortions under Medicaid. The Arkansas defendants argue the 1994 Hyde Amendment is an appropriations measure that merely prohibits the use of federal funds for certain medical services. They argue the Hyde Amendment did not substantively amend the Medicaid statute and that if Congress wanted to amend the Medicaid statute to require the states to fund certain abortions, then Congress would have done so. The Nebraska defendants also argue this circuit’s Hyde Amendment decisions, Hodgson and Reproductive Health Services v. Freeman,
We must decline the defendants’ invitation to overrule Hodgson and Freeman. “One panel of this Court is not at liberty to disregard a precedent handed down by another panel.” Drake v. Scott,
In Hodgson this court rejected the defendants’ arguments that the Hyde Amendment is merely an appropriations measure that did not substantively amend the Medicaid statute. In Hodgson we held that the Hyde Amendment in effect at that time which, like the 1994 Hyde Amendment banned federal funding for abortions except to save the life
As noted by the Tenth Circuit in Hern v. Beye,
In addition, we note that this court in Freeman rejected the Nebraska defendants’ argument based on Beal v. Doe,
Finally, we hold in No. 94-2885EA that the district court did not err in invalidating the entire Arkansas state constitutional amendment and in declining to rewrite the amendment to cure the invalidity. Redrafting the amendment or writing in exceptions in order to cure the invalidity presented by the plain meaning of its language would have involved the district court in “positive legislative enactment clearly beyond its judicial role.” Valley Family Planning v. North Dakota,
In sum, we hold the Arkansas state constitutional amendment and the Nebraska state regulation prohibiting the use of public funds for abortions except to save the life of the mother violate the federal Medicaid statute, as amended by the 1994 Hyde Amendment, and are therefore invalid under the supremacy clause.
Accordingly, the judgments of the district courts are affirmed.
Notes
. The Honorable William R. Wilson, Jr., United States District Judge for the Eastern District of Arkansas.
. The Honorable Richard G. Kopf, United States District Judge for the District of Nebraska.
. Subsequently the district court awarded the plaintiffs attorney's fees and expenses under 42 U.S.C. § 1988 in the amount of $5,456.08. Orr v. Nelson,
. There is loose talk in the briefs of the parties about the District Court’s having declared Amendment 68 null and void. What the court actually did, however, was to enjoin the enforcement of Amendment 68 “in its entirety for so long as the State of Arkansas accepts federal funds pursuant to the Medicaid Act.” Little Rock Family Planning Servs. v. Dalton,
Concurrence in Part
concurring in part and dissenting in part.
The Supreme Court has held that Title XIX does not require states participating in the Medicaid program to fund abortions that are not certified by physicians as medically necessary. Beal v. Doe,
In Beal, the Supreme Court recognized that Title XIX gives each participating state “broad discretion,”
I do not agree, however, that it was proper for the District Court to enjoin Amendment 68 of the Arkansas Constitution in its entirety.
Amend. 68. Abortion.
§ 1. Public funding.
No public funds will be used to pay for any abortion, except to save the mother’s life.
§ 2. Public policy.
The policy of Arkansas is to protect the life of every unborn child from conception until birth, to the extent permitted by the Federal Constitution.
§ 3. Effect of amendment.
This amendment will not affect contraceptives or require an appropriation of public funds.
Ark. Const, amend. 68. Neither section 2 nor section 3 would appear to be implicated by the District Court’s Medicaid ruling that we here sustain, and section 1 is implicated only insofar as this ruling results in Arkansas’s being required, in cases of rape or incest, to use public funds to pay for abortions that are not necessary for purposes of saving the mother’s life. To that extent, Amendment 68 must yield to federal law, but the Supremacy Clause can be given its due by measures far less draconian and far less intrusive on the public policy of the state of Arkansas than the drastic remedy that has been imposed here. I believe the question is not, as the District Court thought, whether it had the authority to rewrite Amendment 68, but whether, in order for the federal interest to be fully served, it would be entirely sufficient simply to enjoin the defendants from relying on or enforcing section 1 in eases of medically necessary abortions for Medicaid-eligible women where pregnancy results from rape or incest. An order of this sort, tailored to fit the circumstances of the case, would uphold the supremacy of federal law in the somewhat narrow range of cases in which it trumps state law without running roughshod over the state interest, and would leave
As the plaintiffs themselves have emphasized (see Brief of Plaintiffs-Appellees at 39-40), what we have in this case is an “as applied” challenge to Amendment 68, not a facial challenge. “The practical effect of holding a statute unconstitutional ‘as applied’ is to prevent its future application in a similar context, but not to render it utterly inoperative.” Ada v. Guam Soc’y of Obstetricians and Gynecologists, — U.S. -,
