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Lithcote Co. v. Ballenger
471 N.W.2d 64
Iowa Ct. App.
1991
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*1 COMPANY, Appellant, LITHCOTE BALLENGER, Appellee.

Chet

No. 90-46. Iowa. Appeals of

Court *2 Lithcote,

working for he had worked in a variety jobs, including bartending, of com- fishing, clamming, mercial carpentry, paint- work, ing, masonry plumbing, and electri- jobs required cal work. Most of these hard physical exertion. Dahl, Moines, appel- Des Harry W. 16, 1984, On Ballenger date

lant. back, injured his working as a Russo, City, appel- Nicholas Iowa “helper.” J. This inspecting, involved clean- lee. ing, painting Ballenger railroad cars. using grinder was inside a railroad car DONIELSON, P.J.,

Considered and when the scaffold on which he was stand- SACKETT, HAYDEN and JJ. ing Ballenger shifted. fell. At the time of injury, only leg. he noticed a skinned DONIELSON, Judge. Presiding However, couple days Ballenger after a of Compa- employer-appellant, The Lithcote began to notice numbness his feet. He (Lithcote), ny findings seeks review of the sought professional then medical attention. fact, law, judgment of conclusions of 13, 1989, affirming ap- filed December lengthy To summarize a rather medical peal decision of the industrial commissioner history, Ballenger saw several filed In the appeal on December received different and sometimes conflict- decision, the commissioner affirmed with ing advice, medical and underwent several modification an arbitration decision filed treatment, types different including of sur- deputy industrial commissioner who con- gery. following His overall condition claimant-appellee inju- cluded: sustained an completely fall was never the same. His 16, 1984, ry to his back on result- treating physician placed lifting restrictions damage to the L4-5 intervertebral on him. lumbar disc and L5-S1 intervertebral lum- Following injury Ballenger felt he disc; healing bar claimant was entitled to medically incapable performing 19, 1984, period benefits from un- type previously per- same of work he had August five-day til for a exception five-day formed. With the of a period; thirty and claimant had sustained a period when he made an unsuccessful at- percent disability. deputy industrial The tempt, Ballenger did not return to work commissioner also ordered the until then pay the costs of the action. The commis- painting worked stencils on the sides of sioner modified the decision to disallow the railroad ears. production claimant reimbursement for evidence, duplicative but affirmed the bal- By hearing, the time of the before the appealed ance of decision. Lithcote commissioner, Ballenger’s inju- industrial and the district affirmed. court damage ries to his included L4-5 interver- appeals. Lithcote It maintains the dis- tebral lumbar disc and also to the L5-S1 1) finding erred in: trict court bulging intervertebral lumbar disc. employee two lumbar discs upon these discs encroached nerve roots injury; than one on the date of his spine. developed degenerative his He had 2) determining length healing experiencing pain arthritis. He was still 3) period; affirming the excessive taking prescription and was medication. disability. of industrial af- award now dispute before the commissioner cen- firm. the fall had caused tered around whether injuries to both discs or to one of claimant, Ballenger, Chet was twen- conflicting considering them. After ty-seven years old at the time of the hear- testimony, the commissioner con- ing. family He had a and had left school eighth grade injuries caused after the to work. Prior to cluded all of the back were 85.20; Iowa Code employment. See § court fall. The district by the work-related cf. Fischer, Inc., 257 Iowa Bodish the commissioner. affirmed (1965). question scope Review. Our Scope I. “essentially within of causal connection to deter review limited. We review is *3 expert testimony.” Id. the domain sup decision mine whether 521, (quoting Bradshaw 133 N.W.2d at 870 view evidence by ported 251 Iowa Hospital, Iowa Methodist v. See as a whole. ing the record Chauf (1960)). How 101 N.W.2d 171 Local Un Helpers, Teamsters feurs, ever, weight given expert to be Rights Commis v. Iowa Civil ion No. 238 agency as fact finder. opinion is for the 1986). (Iowa 379 sion, N.W.2d 394 Id.; Graphic Systems, see also Rockwell agen support an is substantial Evidence (Iowa Prince, N.W.2d 192 366 Inc. person a reasonable cy’s decision when testimony, if 1985). opinion even Expert given adequate to reach the find it uncontroverted, reject may accepted or be Health Center v. State Mercy conclusion. part by the trier of fact. or ed whole Facilities, 811-12 360 N.W.2d Health Hardware, 220 N.W.2d Sondag v. Ferris (Iowa 1985). question is not whether 903, 907 find support a different might the evidence supports the evidence but whether already supreme court has Our Henry v. Iowa findings actually made. treating phy argument that a rejected Service, 734 391 N.W.2d Dept. Job be, a matter of testimony should as sician’s incon (Iowa fact that two App.1986). The law, weight than that of a later given more can drawn from conclusions be sistent patient in an examines the physician who that one of those does not mean evidence Rockwell, litigation. 366 ticipation of by substantial unsupported conclusions Lithcote nonetheless N.W.2d at 192. that we requirement evidence. given should have claims the commissioner into account take all record evidence opinion of Dr. greater weight to the findings does not reviewing administrative reiterate, treating physician. We duty grant appropriate from our detract expert’s opinion is weight to be agency’s expertise. Cerro deference for the trier of fact. County Facility v. Iowa Civil Care Gordo considered The industrial commissioner Commission, 192, 195- Rights concerning the conflicting evidence all the 1987). (Iowa Ballenger’s L5-S1 cause of the employer first con- Injury. II. analyzed the con- disc. The Ballenger sus- error to find tends it was flicting as follows: evidence L4-5 and L5- injury to both the tained an impression initial argues that [Lithcote] 1984. The disc levels on S1 personnel and Dr. Naden’s by medical found the assess- industrial commissioner accepted that the L5- opinion should case, as deter- ment subsequent to the herniation occurred S1 Neiman, Beck and mined Doctors argues that herniation. L4-5 [Lithcote] correct, opposed to the assessments Neiman’s that Dr. Beck’s and Dr. physicians. employer contends other the same herniations occurred at the two accept this assessment be- error to there is rejected. While time should be diagnoses of contrary to the cause it was conflicting opinions physi- from the [sic] including the claim- the other case, general agree- in this there is cians physicians These treating physician. ant’s the work there ment that after fall as the the claimant’s did not attribute in the L4-5 and two abnormalities were injury to the L5-S1 disc. cause of the disagreement lies in area. The L5-S1 was a Here, one of these abnormalities has the burden whether the claimant bulging disc at L5-S1. or a of the evi proving preponderance post-operative Dr. Naden’s on which now dence that laminectomy. The changed after causally inju related to his claim is bases laminectomy it- and the arising and in the course of his ries out of 26, 1985, uary bulging L5-S1 disc and self revealed fragment. Dr. a free through neither revealed five from causally connect reluctance to Naden’s 3,May posi- 1985. The takes the hernia- injury to the L5-S1 disc the work healing period that tion should have upon the differ- appears to be based tion ended on 1984—the date when the during the in the discs he observed ence treating physician opined Dr. Neiman laminectomy. Dr. Beck and improve- had reached his maximum medical in the explained -that the difference both ment.1 the fact the be attributed to discs would We first note that evidence adduced at into the chymopapain injected had been hearing does not Lithcote’s disc not into the L5-S1 disc. L4-5 *4 improvement contention that no further of explanation regard appears in this Their anticipated by condition was undisputed. observa- to be O’Dell’s July Dr. Naden on 1984[,j which was 1984. tion on days injury treating physician, opined three after the work was the only that that the left Achilles reflex was absent. Ballenger had reached maximum benefit that the Drs. Beck and Neiman indicated surgery. without Dr. Naden was not con- impairment highly spe- reflex is Achilles in his sistent recommendations to Ballen- problem. for an nerve root Drs. cific SI ger; at times Dr. Naden recommended the opinions Beck Neiman offered and surgery and at times he indicated Ballen- explanations objective consistent with ev- ger’s improved by condition not be Also, explana- idence in this case. their Ballenger surgery. specifically never de- diagnosis possible tions as to the surgery clined to continued seek early diagnosis confusion of is more de- opinions. Ballenger’s other medical condi- scriptive opin- and is reasonable. Their improve tion continued to after 1984. adopted ions are as correct. Ballenger Dr. Naden did not authorize to finding Ballenger The commissioner’s any capacity return to work in until injury to both the L4-5 and L5- sustained attempt This to return to work supported discs on is S1 eventually Ballenger unsuccessful and opinions the of Doctors Beck and Nei- Ballenger in returned surgery June 1985. explained man. The commissioner his re- August work on upon liance the doctors’ conclusions as be- The commissioner concluded that it was evidence, ing objective consistent with the possible to determine from Dr. Naden’s not descriptive more than those of the other reached maximum physicians, and reasonable. The commis- improvement. sioner also noted that Dr. Naden had not is This conclusion in been consistent his of Ballen- supported by the record. In the absence ger’s injuries. The district court deter- finding improve- maximum medical a supported mined substantial evidence the ment, upon relied the the commissioner agency’s conclusion that both discs were to fix date the claimant returned to work agree 1984. We healing period time frame. The com- and therefore affirm. Ballenger’s healing pe- missioner concluded through riod ran from Healing III. The commis Period. 26, 1985, except for five sioner and district found that court both Ballenger’s healing period from Jan- he returned to work. We affirm. lasted 1. The in vides, healing causing permanent which shall subsection If an employer pay employee compensation pertinent part: period, as of its cites Iowa Code section of this position. has suffered a employee compensation provided partial section, payable That subsection in section personal provided 85.34(1) 85.37, pro- for until to the occurs first. beginning on the date returning ment from the medically employee engaged employment employee indicated that employment at the time of has (Emphasis returned to work or is in which the is not medically capable added.) injury, significant substantially injury, anticipated or [3] and until [1] whichever employee improve- [2] similar it is respondent on Janu- Lith- Dr. Naden examined Disability. Industrial IV. prob- diagnosed a thirty per initially 1984. He ary that a contention is cote’s last exces at disability rating pulposis herniated nucleus either able cent industrial mean disability, within L4-5 or L5-S1 level with either free sive. Industrial statute, compensation large worker’s or a fragment from the above level capacity. Guyton earning reduced means level fragment the L5-S1 which free Co., Irving Jenson compromised the first sacral nerve root on (Iowa 1985). Among con factors to be performed A the left. impair bodily employee’s are the sidered Kundel, February 1984. Dr. Richard education, ment, qualifica intelligence, age, myelogram, physician inju tions, effect of the experience, respondent had a herniated inter- concluded ry ability to obtain suitable on the worker’s disc at the L4-5 level with a vertebral guidelines There are estab no work. nerve with com- probable weight to each lishing the Dr. Kun- pression. Naden Rather, necessary factors. diagnosis of disc at the a herniated del’s experi upon prior to draw fragment just L4-5 level with the free be- knowl general specialized ence and encroaching the L4-5 level on the L5 low regard to the edge finding make a *5 suggested Dr. root. Naden chemo- nerve disability. It is in this degree of industrial nucleolysis, surgery indicated would we evidence. context that review the necessary. undergo- Prior to probably be injection, obtained a respondent industrial con sec- commissioner Jersild, approximately that has from Dr. Harold J. cluded ond impairment of twenty percent surgeon, functional concurred orthopedic with prob body as a whole due to his back Dr. Naden’s recommenda- caused the fall. lems Given tions. formal and entire work

limited education chemonucleolysis per- Intradiscal thirty found a history, February 21, at the on formed L4-5 level percent permanent impairment earning complications. There were no On The district affirmed. capacity. court reported Dr. that the June Naden find no reason to disturb the deci- diagnosed fragment which had free been the commissioner and the district sions of present surgery still that further regard. court in this Dr. indicated. On Na- AFFIRMED. reported respondent that did not want den surgery improving. to have the and he was HAYDEN, J., concurs. long respondent said Dr. Naden as as felt improving Dr. Naden he was would SACKETT, J., dissents. respondent surgery not recommend SACKETT, Judge (dissenting). get along would as well without sur- I dissent. he would it. gery as with thought Respondent reported the fall and respondent again saw on June Dr. Jersild leg. he had skinned his Two apparently agreed He with Dr. began to in his later he notice numbness that if felt he was im- Naden Monday, feet. He was unable to work on proving he should continue under his 19th, January 1984. On the he consult- present program of rehabilitation exercises O’Dell, complaining of back ed Dr. Mark surgery. than have pain and numbness his calf and left foot. 26, 1984, respondent rest for three was ex- Dr. O’Dell recommended bed On October Respondent by Dr. A. Lehman and days. returned to see O’Dell amined James Dr. University Hospitals. and on Tozzi at of Iowa radiographic referred to Dr. The doctors reviewed O’Dell studies Naden, orthope- myelographic certified and determined there was a David C. board interspace bilaterally surgeon. dic defect at L4-5 bilat- lem amputation of the L5 nerve root was related to his with work. Dr. Naden erally, large with a extradural defect did not feel that there awas causal connec- left, ventrally, body of L5. behind tion between the herniation of the L5-S1 Dr. agreed Dr. Lehman and Dr. Tozzi with level injury. and the work Dr. Naden re- Naden, respon- Dr. Kundel and Dr. Jersild ported during laminectomy surgery fragment had a free from the L4-5 dent observed a difference in appearance be- which could of his com- disc cause tween the disc at the L4-5 and the level plaints. Dr. Lehman Dr. also Tozzi L5-S1 level. This indicated to him the L4- as Naden and Jersild preceded had the L5-S1 herniation. long respondent expressed gradual im- Dr. Naden said the existence of fibrosis provement forego surgery. They he could and scarring found at the time of his sur- reported respondent’s healing period had gery degradation was the result of They assigned twenty percent ended. fragment free mye- he observed in the 1984 permanent impairment rating. logram. reported respondent Dr. Naden Young, Dr. Donald C. a board certified improvement reached maximum medical on radiologist specializes who also in nuclear although he there stated medicine, respondent’s radio- evaluated nonsignificant improve- be minimal graphic studies and also gave respondent per- ment. He a fifteen myelogram showing a bilateral L4- permanent impairment cent of the whole protrusion 5 disc awith ov- body. erlying the L5 intervertebral disc on the Respondent examined Dr. Raul displaced left which the SI nerve root. Espinosa E. and Dr. Steven Stein at the Kundel, findings This verified the of Dr. Mayo Clinic on 1985. The doc- Dr. Lehman and Dr. Tozzi. Dr. *6 reported respondent’s neurological tors ex- Young interpreted subsequent the 1985 amination subjective was normal myelogram showing a defect at the L4-5 complaints percussion of diffuse tender- pronounced level which was less than the back, difficulty ness in the low in lumbar myelographic study. Young 1984 Dr. indi- pain straight leg raising flexion and at asymmetry cated there was at the left side seventy percent right fifty per- on the and level, possi- of the which he felt was L5-S1 interpreted cent on the left. The doctors bly fragment. reported due to a free He respondent’s radiographic studies as show- no indication of a herniated disc but felt ing large protrusion a lumbosacral disc and protruding a there could be disc. protrusion a midline disc at the L4 level. Respondent’s attorney arranged to have Respondent returned to work on Beck, respondent evaluated Dr. David 26, 28, May Dr. 1985. He saw Naden on 20, neurosurgeon, May on 1986. Dr. Beck myelogram performed and a was on respondent evaluated and determined re- 1985. Dr. Kundel the June spondent injured had the L4-5 and both showing probable results as on 1984. This L5-S1 discs disc herniation on the left side at the L4-5 diag- not with the consistent and L5-S1 level. physicians of the who had examined nosis Respondent hospitalized and a lami- respondent diagnosis of earlier or with the nectomy performed at L4-5 and Naden, physician operated who on L5-S1 levels with extraction of the herniat- respondent and observed the discs. and claim- ed disc intradiseal material. The examining disagreed Beck also with the recovery ant’s was uneventful. Dr. Naden physicians and Dr. Naden there was respondent released for work on fragment resulting from the to respondent returned to work Beck later L4-5 intervertebral disc. Dr. day. fragments he did not know if disc testified exclude the reported disappear and he would not

Dr. Naden the L5-S1 level was fragment. possibility of a free He also myelogram. normal at the time of the 1984 treating respondent’s prob- physician, He indicated L4-5 disc 70 to give respect respon- position to observe in a better they must be agency’s findings, set diagnosis. make a

dent’s condition clearly record shows the aside thirty per- gave respondent a Dr. Beck justified. not agency decision was interpretation on his impairment based cent Evidence to an L4-5 and injured both the respondent person agency if a reasonable decision January 16, in the 1984 fall. levels L5-S1 given adequate find to reach attorney Rich- also had Dr. Respondent’s v. State Mercy conclusion. Health Center respondent. Dr. Neiman evaluate ard F. Facilities, 360 N.W.2d Health felt sus- testified he Neiman 1985). (Iowa finding is in agency ac- damage the L4-5 discs to and L5-S1 tained opinion cord with of two doctors who injury. the time only finding evaluated claimant. respon- further testified he felt Dr. Neiman contrary of all of claimant’s twenty-five percent per- dent sustained a treating including surgeon impairment. rating His was based manent operated visibly on claimant injured respondent having two discs on I find under this viewed discs. record the decision of the commissioner should be employer first contends it was error modified find that claimant suf- sustained an find fered a herniated disc at L4-5. and L5-S1 both the L4-5 disc levels I would to reevalu- remand 1984. The industrial commis- healing pe- ate the industrial respon- sioner assessment of found finding. riod in accord with this case as Doc- dent’s medical determined correct, op- Beck and Neiman as tors

posed phy- to the assessments the other this

sicians. No reasons were substantially The trial court made

finding. finding, same also without reasons. acknowledges the doctors respondent had discs in

found two *7 contends, 1984 fall. It In re Elizabeth the MARRIAGE OF however, accept it was erroneous to its Joseph SMITH and Smith. contrary because it was assessment Upon diagnosis of all the doctors who had treat- of Elizabeth the Petition time, Smith, period Appellant, ed the over contrary and it was also Smith, Appellee. Concerning Joseph And surgeon operated was, therefore, superior position 90-153. No. observe the conditions. Appeals Court of of Iowa. review to determine whether supported decision is viewing the evidence when record as a Chauffeurs,

whole. See Teamsters and

Helpers, Local Union No. 238 v. Iowa Commission, Rights

Civil N.W.2d requirement that we

take all record evidence account re-

viewing administrative findings does not duty grant appropriate

detract from our agency’s expertise.

deference to Cerro County Facility

Gordo Care v. Iowa Civil Commission,

Rights 195-

Case Details

Case Name: Lithcote Co. v. Ballenger
Court Name: Court of Appeals of Iowa
Date Published: Apr 2, 1991
Citation: 471 N.W.2d 64
Docket Number: 90-46
Court Abbreviation: Iowa Ct. App.
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