Liranzo v. United StatesLiranzo v. United States
In Mаrch 2006, plaintiff Viterbo Liranzo, a United States citizen, completed a term of incarceration in New York State prison for felony possession of a controlled substance. Before his release, United States Immigration and Customs Enforcement (“ICE”) erroneously identified him as a permanent resident alien who had been convicted of a felony, which rendered him subject to removal. 1 He was released to the custody of ICE and transported to a detention center in Louisiana pending removal. During removal proceedings in Louisiana, it was discovered that Liranzo is a U.S. citizen, and he was therefore released.
Thereafter, Liranzo brought the instant complaint in the United States District Court for the Eastern District of New York against the United States under the Federal Tort Claims Act (“FTCA” or the “Act”) alleging,
inter alia,
that federal immigration officials had falsely arrested and
Inasmuch as we conclude that there is such an analogue, we reverse and remand for further proceedings. We affirm the district court’s judgment insofar as it dismissed the plaintiffs Fourth Amendment claim, which he does not challenge on appeal.
BACKGROUND 2
Liranzo’s Citizenship
Plaintiff Viterbo Liranzo was born on May 10, 1955, in the Dominican Republic. He entered the United States as a lawful permanent resident in 1965 when he was ten years old. On February 24, 1972, pursuant to a Dominican divorce decree, the plaintiffs mother, Augustina Dicent, was awarded custody of Liranzo. On October 6, 1972, when Liranzo was sixteen years old, his mother became a naturalized U.S. citizen. Because he was a lawful permanent resident in his mother’s custody when she was naturalized, and he was younger than eighteen years old at the time, Liranzo obtained derivative citizenship on that date under the immigration laws then in force.
See
Immigration and Nationality Act (“INA”) § 321(a)(3),
Derivative citizenship under section 321 of the INA was “automatic; that is, when certain conditions exist[ed], a child bee[ame] a U.S. citizen even though neither parent, nor the child, ha[d] requested it.”
Lewis v. Gonzales,
Liranzo’s New York State Conviction and Subsequent Immigration Detention
In approximately September 2005, Liranzo was convicted of criminal sale of a controlled substance in the fourth degree in violation оf New York Penal Law section 220.34 for selling cocaine. He was incarcerated at the Nassau County Correc
While Liranzo was serving his sentence, ICE agents identified him as a resident alien convicted of a drug felony through ICE’s Criminal Alien Program.
4
ICE issued an immigration detainer to NCCC officials requesting that they release Liranzo only into ICE’s custody so that he could be removed from the United States.
See generally
According to Liranzo, he was interviewed by an ICE representative at the prison. Liranzo asserts that he told the ICE representative that he, Liranzo, was a United States Citizen. Liranzo also alleges that his sister spoke to another ICE representative and provided the representative with Liranzo’s mother’s naturalization papers.
On or about March 24, 2006, ICE took Liranzo into custody. ICE also served him with a Notice to Appear for removal proceedings, charging him as a removable alien who had committed an aggravated felony. He was first held in an ICE detention facility in Manhattan for some 23 hours, then taken to a facility in Freehold, New Jersey, where he was held for another seven days. Thereafter, he was transported to the Federal Detention Center at Oakdale, Louisiana.
Liranzo’s removal proceedings, during which he was represented by counsel, began in Oakdale. On May 3, 2006, the proceedings were adjourned to allow Liranzo’s attorney to gather documents - for the purpose of substantiating Liranzo’s claim to citizenship. On or about May 21, 2006, his attorney filed a motion to terminate the proceedings supported by Liranzo’s birth certifícate and his mother’s naturalization certificate and divorce decree.
Thereafter, government officials investigated the validity of Liranzo’s mother’s divorce decree and her award of custody of Liranzo to determine whether he would have met the apрlicable requirements for derivative citizenship. These issues were determined in Liranzo’s favor on or about June 21, 2006.
On June 30, 2006, ICE released Liranzo. He was taken to a bus terminal in Louisiana, where he arranged for his own transportation back to New York City. With ICE’s consent, removal proceedings were formally terminated on or about July 20, 2006.
District Court Proceedings
After exhausting his administrative remedies by filing a claim with the Department of Homeland Security, Liranzo filed the instant complaint in the United States District Court for the Eastern District of New York against the United States on July 18, 2008. He sought five million dollars in damages for “false arrest and imprisonment” and other torts allegedly committed by government officials in con
The government’s “chief legal argument” was that therе was no private analogue to immigration detentions because “citizenship determinations and immigration matters are federal functions reserved to the federal government, and, ... because a private individual cannot engage in such determinations, the United States has not waived sovereign immunity on claims related thereto.” Def.’s Reply Letter Br. at 1, Liranzo v. United States, No. 08 Civ. 2940(SJF)(ARL) (E.D.N.Y. Dec. 14, 2010), ECF No. 38 (“Def.’s Reply Letter Br.”) (emphasis in original).
Although the government acknowledged that the FTCA explicitly permits claims for false imprisonment to be brought against the United States based on the acts of federal law enforcement agents,
see
Liranzo responded that “[h]ad a private individual held plaintiff prisoner for 105 days, New York would allow plaintiff to recover.” Pl.’s Letter Br. at 1-2, Liranzo v. United States, No. 08 Civ. 2940(SJF)(ARL) (E.D.N.Y. Dec. 9, 2010), ECF No. 36. Therefore, Liranzo argued, a private analogue to the claims asserted in the complaint existed.
By memorandum and order dated December 15, 2010, the district court dismissed the action for lack of subject matter jurisdiction pursuant to
Liranzo appealed from the judgment of dismissal.
DISCUSSION
When reviewing the dismissal of a complaint for lack of subject matter jurisdiction, we review factual findings for clear error and legal conclusions
de novo,
accepting all material facts alleged in the complaint as true and drawing all reasonable inferences in the plaintiffs favor.
Morrison v. Nat’l Austl. Bank Ltd.,
I. The FTCA’s Private Analogue Requirement
“ ‘The United States, as sovereign, is immune from suit save as it consents to be sued ..., and the terms of its consent to be sued in any court define that court’s jurisdiction to entertain the suit.’ ”
United States v. Mitchell,
claims against the United States, for money damages ... for ... injury or loss of property, or personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred.
As originally enacted, the FTCA barred all suits against the government “arising out of ... false imprisonment and] false arrest.”
“[T]he Act requires a court to look to the state-law liability of private entities, not to that of public entities, when assessing the Government’s liability under the FTCA [even] in the performance of activities which private persons do not perform.”
United States v. Olson,
. The path of the case law on the FTCA’s private analogue requirement is long, winding, and sparsely marked. We therefore think a rehearsal of the history of that ease law may be helpful.
A. The Supreme Court’s Private Analogue Jurisprudence
In
Feres,
one of the Supreme Court’s early FTCA cases, the Court considered the private analogue requirement as applied to servicemen injured in active duty “due to negligence of others in the armed forces.”
In considering whether the FTCA waived the United States’ sovereign immunity for the plaintiffs’ claims, the Court conceded that “[i]n the usual civilian doctor and patient relationship, there is of course a liability for malpractice. And a landlord would undoubtedly be held liable if an injury occurred to a tenant as the result of a negligently maintained heating plant.”
Id.
at 142,
The
Feres
Court concluded that “there [was no] liability ‘under like circumstances,’ for no private individual has power to consсript or mobilize a private army with such authorities over persons as the Government vests in echelons of command.”
Id.
at 141-42,
The relationship between the Government and members of its armed forces is ‘distinctively federal in character’.... To whatever extent state law may applyto govern the relations between soldiers or others in the armed forces and persons outside them or nonfederal governmental agencies, the scope, nature, legal incidents and consequence of the relation between persons in service and the Government are fundamentally derived from federal sources and governed by federal authority.
Id.
at 143-44,
But just five years later, the Court adopted a broader view of the private analogue requirement, albeit in а non-military context. In
Indian Towing Co. v. United States,
The Court rejected the government’s proposed test for liability on the ground that “all Government activity is inescapably ‘uniquely governmental’ in that it is performed by the Government.”
Id.
at 67,
The Court also observed that the statutory phrase “under
like
circumstances” does not mean “under the
same
circumstances.”
Id.
at 64,
[I]f the United States were to permit the operation of private lighthouses — not at all inconceivable — the Government’s basis of differentiation would be gone and the negligence charged in this case would be actionable. Yet there would be no change in the character of the Government’s activity!,] ... and [it is unlikely that Congress would] predicate] liability on such a completely fortuitous circumstance — the presence of identical private activity.
Id.
at 66-67,
The Court concluded that the relevant private analogue at issue was the duty imposed on the private “good Samaritan”: “[0]ne who undertakes to warn the public of danger and thereby induces reliance must perform his ‘good Samaritan’ task in a careful manner.”
Id.
at 64-65,
Rayonier Inc. v. United States,
In
United States v. Muniz,
B. This Court’s Private Analogue Jurisprudence in Non-immigration Cases
This Court has had several occasions on which to consider the FTCA’s private analogue requirement. In a trilogy of cases decided in the 1980s, we confronted circumstances we concluded were governed exclusively by federal law, were without private analogue, and with respect to which sovereign immunity had therefore not been waived by the FTCA.
In
C.P. Chemical Co. v. United States,
In
Chen,
a printing company brought FTCA claims against the government based on the General Services Administrations’s attempt to suspend and debar the company as a federal contractor.
And in
Akutowicz v. United States,
C. This Court’s Treatment of FTCA Claims Based on Immigration Detentions
In 1982 and 1984, respectively, we addressed FTCA claims more similar to those at issue on this appeal — claims based on an allegedly erroneous immigration detention. In
Caban I
and
II,
the plaintiff was stopped at John F. Kennedy International Airport upon arrival from the Dominican Republic.
Caban I,
In
Caban I,
this Court concluded that the FTCA’s “discretionary function” exception — which bars FTCA claims “based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty,”
In
Caban II,
we affirmed the judgment of the district court in favor of the government, after trial on remand from
Caban I. Id.
at 75. We first noted that “INS agents are ‘investigative or law enforcement officers’ within the meaning of [
We nonetheless recognized that the FTCA “speaks in terms of the liability, under state lаw, of ‘a private person.’”
Id.
at 73. While “[a]n authorized government agent would be privileged ... to act to protect national borders, ... it is questionable ... whether New York would extend that privilege to a private person,”
id.,
the issue that was before us under
We reasoned, however, that even if a private person would be held liable under New York State law, the FTCA only provides for liability “in the same manner and to the same extent as a private individual under like circumstances.”
[I]mmigration officers are accorded a special status by law which requires them to detain persons in situations also outlined by law. These circumstances are far different from those in which a person who is either thought to have committed a crime or thought to be an alien is detained by a private individual.
Id.
at 74 (citing
Feres,
We concluded that the “interplay among” the “like circumstances” languagе in
Judge Cardamone, concurring in the judgment, questioned the majority’s reasoning. Although he agreed that federal standards applicable to immigration officers should be used to assess liability, he noted the potential for confusion created by the majority’s citation to the “like circumstances” language of
II. Analysis
A. The Meaning of Caban II
Before the district court, Liranzo relied on
Caban II
for the proposition that the United States waives its sovereign immunity for FTCA claims arising from immigration detentions. The district court disagreed, deciding that
“Caban II
does not require an examination of every challenged deportation proceeding to determine whether a plaintiffs claim has a private analogue. Where, as here, the conduct challenged by the plaintiff is exclusively governed by federal law, the FTCA does not waive sovereign immunity.” Mem. & Order at 10. The district court relied on
Caban II’s
statement that immigration officers are “accorded a special status” “unlike any in which a private individual could be involved,”
id
at 9 (quoting
Caban II,
The reasoning in
Caban II
is complex. Perhaps as a result, courts have diverged in their reading of the case. Some, such as the district court in this case, view
Caban II
as authority for the proposition that the United States has not waived sovereign immunity for immigration detention claims because there is no relevant private analogue.
14
This may arise from the
Caban II
majority’s citation to
Feres,
a case considering only whether a private analogue existed, as authority for judging federal immigration officers’ conduct under a federal rather than state standard. But other courts have — in our view correctly— read
Caban II
as a case about the substantive standard by which immigration officers’ acts are to be judged — not about the
If indeed the
Caban II
court had found the absence of a private analogue to immigration detentions, its inquiry would have been at an end because there would have been no waiver of sovereign immunity, and thus no subject matter jurisdiction over Caban’s FTCA claims. Instead, the
Ca-ban II
court considered the substantive standards under which the immigration officials’ conduct was to be judged — an inquiry that would only be necessary, at least in a case in
Caban II’s
posture, if a private analogue existed.
See, e.g., Feres,
Moreover, the
Caban II
Court endorsed the district court’s statement in the case before it that “the United States [is] not liable to Caban
if
the INS agents acted in conformance with the federal standards regarding treatment of applicants for entry to the United States.”
Caban II,
The district court concluded that “[i]mmigration and detention pending deportation are governed exclusively by federal law and therefore have no private analogue.” Mem. & Order at 10. Because Liranzo’s “intentional tort claims [were] based upon the detention of plaintiff pending deportation proceedings and the process the immigration agents used to determine his citizenship status,” the district court found that he had “not established that a comparable cause of action would exist against a private individual pursuant to New York State law.” Id. Citing Feres, the government similarly argues that “[r]emoval, and the regulation thereof, are federal functions — in which private citizens cannot engage — that are exclusively reserved to [the Department of Homeland Security].” Def.’s Br. 16 (emphasis in original).
To say that the challenged action is one that only the federal government does in fact perform does not necessarily mean that no private analogue exists. Lighthouses, such as the one that was the subject of
Indian Towing,
were at least at the time operated only by the government. It was a function that “private persons d[id] not perform.”
Similarly, the fact that immigration detentions are “uniquely governmental” does not mean they have no private analogue for present purposes. “[A]ll Government activity is inescapably ‘uniquely governmental’ in that it is performed by the Government.”
Indian Towing,
The Supreme Court has provided us with examples of how to heed its admonition to “look further afield,”
Olson,
Here, the proper analogy seems to us to be a person who, entirely in his or
There is some suggestion in the case law that the proper analogy may be to state law enforcement conducted by police officers instead of a citizen’s arrest. In
Muniz,
the Court endorsed a private analogy to the liability of statеs and state jailors.
Muniz,
The fact that New York law applies different substantive standards to citizens’ and officers’ arrests, see generally 59 N.Y. JuR.2d False Imprisonment § 37, is also of no significance for present purposes because, under Caban II — which provides the law of this Circuit — immigration detentions executed by federal immigration officers are judged under federal standards (subject to the considerations discussed supra note 18).
Our conclusion that there is a private analogue to the government behavior at issue here receives further support from the fact that the FTCA explicitly waives sovereign immunity for
“any
claim” based on the “acts or omissions of investigative or law enforcement officers” “arising ... out of ... false imprisonment [and] false arrest.”
Akutowicz
is not to the contrary. The district court in this case relied on
Akutowicz’s
reasoning that “the withdrawal of a person’s citizenship constitutes a quasi-adjudicative action for which no private analog exists,” because “no private citizen is empowered to certify the loss of American nationality,”
As for the government’s argument that immigration detentions are quintessentially federal and therefore no private analogue exists per
Feres
and its progeny,
see
Def.’s Br. 14, 16, although the “[p]ower to regulate immigration is unquestionably exclusively a federal power,”
DeCanas v. Bica,
The fact that a complained of action occurs in a quintessentially federal context, moreover, does not necessarily mean that no private analogue exists. While the federal military is undoubtedly quintessentially federal, so is the federal prison system. The Supreme Court nonetheless, in
Muniz,
refused to extend
Feres
to the latter context.
See Muniz,
For these reasons, we conclude that the district court erred in finding that there was no private analogue to Liranzo’s claims. We express no view, however, as to Liranzo’s argument that he is entitled to a trial on the merits on remand. See PL’s Br. 9, 14. We leave it to the district court to consider whether, under the circumstances of this case, his action is subject to dismissal on the merits on motion to dismiss or for summary judgment.
C. Liranzo’s Fourth Amendment Claim
Liranzo hаs not raised any argument against the district court’s dismissal of his separate Fourth Amendment claim.
See
Mem. & Order at 11. We therefore affirm the district court’s ruling in this respect.
See Universal Church v. Geltzer,
For the foregoing reasons, we affirm as to the district court’s dismissal of Liranzo’s Fourth Amendment claim. We reverse the district court’s judgment insofar as it found an absence of subject matter jurisdiction over Liranzo’s FTCA claims for lack of a private analogue and remand for further proceedings in the district court. Because the district court did not have the occasion to consider which standard applies on the merits, the district court should consider in the first instance on remand which federal standards govern the determination of whether the government official’s actions here were privileged.
Notes
. In 1996, Congress enacted the Illegal Immigration Reform and Immigrant Responsibility Act (IIRIRA), 110 Stat. 3009-546....
Before IIRIRA’s passage, United States immigration law established "two types of proceedings in which aliens can be denied the hospitality of the United States: deportation hearings and exclusion hearings.” Exclusion hearings were held for certain aliens seeking entry to the United States, and deportation hearings were held for certain aliens who had already entered this countiy....
In IIRIRA, Congress abolished the distinction between exclusion and deportation procedures and created a uniform proceeding known as "removal.” See8 U.S.C. §§ 1229 , 1229a.
Vartelas v. Holder,
- U.S. -,
. The material facts relevant to the issue on appeal are not in dispute. The facts are drawn from the record in the district court, the parties’ representations before this Court, and the parties’ pre-trial statement of stipulated facts. See Am. Proposed Pre-Trial Order at 1-3, Liranzo v. United States, No. 08 Civ 2940(SJF)(ARL) (E.D.N.Y. July 8, 2010), ECF No. 31.
. After the events in question, on May 15, 2007, Liranzo obtained a certificate of citizenship. The government does not dispute that Liranzo obtained derivative citizenship on October 6, 1-972.
. Pursuant to the Criminal Alien Program, ICE attempts to identify removable “aliens who are incarcerated within federal, state and local prisons and jails” so that it can "process[] the alien expeditiously and secur[e] a final order of removal for an incarcerated alien[, ideally] before the alien is released to ICE custody.” Criminal Alien Program, ICE, http://www.ice.gov/criminal-alien-program/ (last visited July 18, 2012). By identifying removable incarcerated aliens before their release from prison, ICE endeavors to "decrease! 3 or eliminate! ] the time spent in ICE custody [prior to the alien’s removal] and reduce!] the overall cost to the federal government.” Id.
. With exceptions not relevant here, jury trials are not available to plaintiffs bringing claims against the United States under the FTCA.
See
. The United States’ sovereign immunity from suit is ultimately derived from English common law. "While the political theory that the King could do no wrong was repudiated in America, a legal doctrine derived from it that the Crown is immune from any suit to which it has not consented was invoked on behalf of the Rеpublic and applied by our courts as vigorously as it had been on behalf of the Crown.”
Feres v. United States,
.Prior to the passage of the FTCA in 1946, if a private individual was injured by a federal employee, he could only seek relief from the federal government by petitioning Congress to pass a "private bill” compensating him for his injuries.
Relief was often sought and sometimes granted through private bills in Congress, the number of which steadily increased as Government activity increased. The volume of these private bills, the inadequacy of congressional machinery for determination of facts, the importunities to which claimants subjected members of Congress, and the capricious results, led to [the passage of the FTCA in 1946, in which the government] ... waived immunity and transferred the burden of examining tort claims to the courts.
Feres,
. " '[Ijnvestigative or law enforcement officer’ means any officer of the United States who is empowered by law to execute searches, to seize evidence, or to make arrests for violations of Federal law.”
. The FTCA’s jurisdictional provision,
. The Muniz Court’s decision to look to the liability of jailors and the states that employ them seems to be a departure, or at least a change in emphasis in a new factual context, from Indian Towing's and Rayonier's admonition to examine the liability of private individuals under state law when deciding if a private analogue exists, rather than the state law liability of governmental entities. See also infra section II.B (discussing potential analogies to law enforcement and citizen's arrests).
. Though
Bimbuam
predicted that the New York Court of Appeals would recognize a common law right of privacy, we subsequently acknowledged that our prophesy had been incorrect, and found a failure to state a claim under the "same fact pattern” in
Hurwitz v. United States,
. See infra section II.B (discussing the circumstances in which an arrest can be privileged under New York law).
. We use the terms “false arrest” and “false imprisonment” interchangeably. Under New York law, "the tort of false arrest is synonymous with that of false imprisonment.”
Posr
v.
Doherty,
.
See also Doe v. United States,
.
See Rhoden v. United States,
Another judge of the Eastern District of New York has explicitly disagreed with the district court’s reading of
Caban II
here.
Nakamura v. United States,
No. 10 Civ. 2797(FB)(RML),
. Although other courts may have also interpreted
Caban II
as concerning the FTCA's private analogue requirement, the district
. For the purposes of this discussion, we assume New York law applies because the initial arrest and detention occurred in New York. We express no opinion аs to whether Louisiana law might apply to some portion of Liranzo's claims based on the time he was confined in Louisiana.
. Following the Supreme Court's statement in
Olson
that "a court [must] look to the state-law liability of private entities, not to that of ■ public entities, when assessing the Government's liability under the FTCA,”
This case does not require us to reach the issue of what effect, if any, Olson has on the continuing viability of Caban II, because the district court dismissed the case for lack of a private analogue and did not reach the merits. Thus, the district court did not have the occasion to opine on the substantive standards applicable to the ICE agents' conduct here, and we need not reach the issue now. Caban II remains the law of this Circuit.
. One commentator has construed the post Feres case law as having abandoned reliance on the original rationales articulated in Feres, and as having replaced them with new rationales for the “Feres doctrine” barring FTCA claims by active servicemen and — women arising from activities incident to military service. See Chemerinsky, supra, at 674-75 ("Interestingly, the Court’s explanation [for the Feres doctrine] has shifted over time. Originally, in Feres, the Court emphasized that the government could be held liable under the [FTCA] only for activities that also are undertaken by private entities.... But ... the Supreme Court expressly discarded this limitation on recovery under the act [in Indian Towing and Rayonier\, permitting suits even for activities done solely by the federal government. ... Subsequent to the Feres decision, the Court began emphasizing a different rationale for precluding recovery for injuries received incident to military service: the need to preserve military discipline.”).