LINDAHL v. OFFICE OF PERSONNEL MANAGEMENT
No. 83-5954
Supreme Court of the United States
Argued December 3, 1984—Decided March 20, 1985
470 U.S. 768
John Murcko, by appointment of the Court, 469 U. S. 811, argued the cause and filed briefs for petitioner.
Edwin S. Kneedler argued the cause for respondent. With him on the brief were Solicitor General Lee, Acting Assistant Attorney General Willard, Deputy Solicitor General Geller, David M. Cohen, William G. Kanter, and Robert A. Reutershan.*
*Briefs of amici curiae urging reversal were filed for the American Civil Liberties Union by Burt Neuborne; for the American Federation of
Briefs of amici curiae were filed for Willard Bronger et al. by Max G. Brittain, Jr.; and for Margaret Cheeseman et al. by Edith U. Fierst.
JUSTICE BRENNAN delivered the opinion of the Court.
The Office of Personnel Management (OPM) “determine[s] questions of disability and dependency” in administering the Federal Government‘s provision of annuities to retired employees and their dependents.
I
A
These questions implicate a host of overlapping statutory schemes, which we review before turning to the case at hand.
The Civil Service Retirement Act (Retirement Act).1 Government employees who are covered by the Retirement
Although the Retirement Act at no time has contained a general judicial review provision, this Court concluded almost 50 years ago that a retired employee may secure judicial review of an agency denial of his annuity claim by invoking the district courts’ Tucker Act jurisdiction to entertain monetary claims against the United States. Dismuke v. United States, 297 U. S. 167 (1936). The Court reasoned:
“[I]n the absence of compelling language, resort to the courts to assert a right which the statute creates will be deemed to be curtailed only so far as authority to decide is given to the administrative officer. . . . If he is authorized to determine questions of fact his decision must be accepted unless he exceeds his authority by making a determination which is arbitrary or capricious or unsupported by evidence . . . , or by failing to follow a procedure which satisfies elementary standards of fairness and reasonableness essential to the due conduct of the
proceeding which Congress has authorized . . . .” Id., at 172.
The civil service laws later were amended to incorporate a finality provision limiting judicial review of dependency and disability determinations. See ch. 84, § 12(d)(3), 62 Stat. 56. As originally enacted, the finality provision provided:
“Questions of dependency and disability arising under this section shall be determined by the Civil Service Commission and its decisions with respect to such matters shall be final and conclusive and shall not be subject to review. The Commission may order or direct at any time such medical or other examinations as it shall deem necessary to determine the facts relative to the nature and degree of disability . . . .” Ibid. (emphasis added).
This provision has undergone several revisions since 1948;3 as now codified at
The Civil Service Reform Act of 1978 (CSRA).4 This legislation comprehensively overhauled the civil service system. Several of the CSRA‘s provisions bear on this case. First, Congress abolished the Civil Service Commission and created the OPM, which is now responsible for administering the Retirement Act. CSRA §§ 201, 906, 92 Stat. 1118, 1224; see
Public Law 96-500 (“the 1980 amendment“). Congress revisited the finality language of
“In the case of any individual found by [OPM] to be disabled in whole or in part on the basis of the individual‘s mental condition, and that finding was made pursuant to an application by an agency for purposes of disability retirement under section 8337(a) of this title, the [MSPB review] procedures under section 7701 of this title shall
apply and the decision of the Board shall be subject to judicial review under section 7703 of this title.” Pub. L. 96-500, 94 Stat. 2696, as codified in 5 U. S. C. § 8347(d)(2) .
The Federal Courts Improvement Act of 1982 (FCIA).6 In the FCIA, Congress combined the appellate portions of the Court of Claims’ Tucker Act jurisdiction with certain elements of the regional courts of appeals’ jurisdiction, and vested jurisdiction over these matters in a new United States Court of Appeals for the Federal Circuit. FCIA § 127, 96 Stat. 37,
B
Until his retirement, the petitioner Wayne Lindahl served as a civilian security guard at the Mare Island Naval Shipyard in Vallejo, Cal. Lindahl suffers from acute and chronic bronchitis, allegedly aggravated in part by his exposure over the years to chemical irritants at Mare Island. In September 1979, the Department of the Navy informed Lindahl that he would be retired “because your physical condition has disabled you to such an extent that you are unable to perform the full range of duties required of your position as a Police Officer.” App. 10. Lindahl agreed with the Navy‘s assessment and chose not to contest his separation.
Both before and after his retirement, Lindahl took steps to apply for a disability retirement annuity.7 OPM denied
Lindahl then filed a complaint in the Court of Claims, invoking that court‘s jurisdiction under
The Federal Circuit sitting en banc dismissed Lindahl‘s appeal as barred by
We granted certiorari. 467 U. S. 1251 (1984). We reverse.
II
We have often noted that “only upon a showing of ‘clear and convincing evidence’ of a contrary legislative intent should the courts restrict access to judicial review.” Abbott Laboratories v. Gardner, 387 U. S. 136, 141 (1967). See also Dunlop v. Bachowski, 421 U. S. 560, 568 (1975). The Court previously has applied just such a presumption in Retirement Act cases, albeit prior to the enactment of
The Federal Circuit reasoned that
Until Congress’ 1980 amendment of
The Federal Circuit nevertheless believed that Congress’ revision of
Again we cannot agree that the meaning of the 1980 amendment is “plain” on its face. The Scroggins standard allows only for review of legal and procedural errors. The 1980 amendment added
Moreover, the fact that Congress amended
The 1980 amendment to
These recommendations were embodied in legislation introduced the following year by Representative Spellman, the
“if there are questions of proper procedure or constitutional issues, these questions may be raised in the Federal court system. Only the questions [sic] of disability itself, which is a question of medical fact, is actually barred from judicial review by section 8347(c). . . . We believe that these protections are adequate. . . . The courts already may review questions of procedure as distinguished from questions of fact concerning the disability itself, and employees are, therefore, not entirely precluded from obtaining judicial review.” Hearing on H. R. 2510 before the Subcommittee on Compensation and Employee Benefits of the House Committee on Post Office and Civil Service, 96th Cong., 1st Sess., 4 (1979) (Subcommittee Hearing) (statement of Gary Nelson, Associate Director, Compensation Group, OPM).
Thereafter, the full Committee adopted an amendment in the nature of a substitute to H. R. 2510 that limited full judicial review “to cases involving agency-filed applications for disability retirement based on an employee‘s mental condition.” H. R. Rep. No. 96-1080, p. 2 (1980). The Director of OPM, Alan K. Campbell, then wrote the Chairman of the Committee to inform him that, in light of the elimination of the “sweeping” judicial review originally proposed, OPM was now prepared to support the measure:
“We believe that it is reasonable and proper to restrict expanded judicial review to involuntary disability retirements. An employee who voluntarily applies for disability retirement seeks to establish title to a benefit
granted by law; the Office of Personnel Management is the administrative agency charged under the law with the managerial function of adjudicating disability retirement claims. It is appropriate, therefore, that OPM decisions on voluntary applications be conclusive, reviewable only to determine whether there has been a substantial procedural error, misconstruction of governing legislation, or some like error going to the heart of the administrative determination.” Letter from Alan K. Campbell to Rep. James M. Hanley (May 14, 1980), reprinted in H. R. Rep. No. 96-1080, at 8 (emphasis added).17
Director Campbell made these identical representations to the Chairman of the Senate Committee on Governmental Affairs, see Letter from Alan K. Campbell to Sen. Abraham A. Ribicoff (Sept. 25, 1980), reprinted in S. Rep. No. 96-1004, pp. 4-5 (1980); his letter was cited in the Senate Report as providing “further reinforce[ment]” for and an “endorsement” of the Committee‘s position on the proper scope of the amendment, id., at 3.
Notwithstanding that this history strongly suggests that Congress restricted the scope of its revision of
Largely tracking the respondent‘s arguments, the dissent consists almost entirely of a patchwork of isolated words and phrases wrenched out of context. At times the dissent‘s demands appear circular: it dismisses out-
The dissent also points to statements during floor debates to the effect that federal employees lacked “access to the courts” and that OPM wished to limit the amendment to “[p]rocedural review,” reasoning that if “[p]rocedural review” already was available the amendment “would have made little or no sense.” Post, at 806, n. 5, 806. As discussed in text, the legislative history as a whole demonstrates that the desired “access” concerned access for evidentiary review. See supra, at 783-786. Similarly, it was made quite clear during the floor debates that OPM‘s proposed “[p]rocedural review” would consist of appellate scrutiny on a substantial-evidence basis—which was not available under Scroggins and thus not superfluous. See, e. g., 126 Cong. Rec. 14816–14817 (1980) (remarks of Rep. Corcoran). The House rejected OPM‘s alternative and instead called for full de novo review of disability findings; the Senate successfully proposed to eliminate de novo review in favor of the substantial-evidence standard. See n. 36, infra.
If Congress had intended by the 1980 amendment not only to expand judicial review in mental disability cases beyond the established Scroggins standard but to abolish the standard in all other cases as well, there would presumably be some indication in the legislative history to this effect. There is none. Nor, despite Congress’ explicit consideration of the Scroggins interpretation of
The Federal Circuit nevertheless concluded that the references to Scroggins were made by only “some congressmen,”
and that the “comments of a few congressmen” are unreliable indicia of congressional intent. 718 F. 2d, at 399-400. The Scroggins standard was discussed, not just by “a few congressmen,” but by the sponsor of the legislation, the Subcommittee from which it originated, and the House and Senate Committees responsible for its consideration. Similarly, it is contended that the testimony and correspondence of OPM Director Campbell and other agency officials “could not express the intent of Congress.” Id., at 399; see also Brief for Respondent 48-49. Yet while Congress’ understanding of the enactment is of course our touchstone, in discerning what it was that Congress understood “we necessarily attach ‘great weight’ to agency representations to Congress when the administrators ‘participated in drafting and directly made known their views to Congress in committee hearings.‘” United States v. Vogel Fertilizer Co., 455 U. S. 16, 31 (1982), quoting Zuber v. Allen, 396 U. S. 168, 192 (1969). Here the Director and other representatives of OPM described the Scroggins standard in detail to both responsible Committees, and relied on the existence of that standard in successfully proposing narrower alternatives to the proposed legislation.23Finally, it is suggested that prior to 1980 the Scroggins standard was little more than ill-considered dicta in that (1) it “had resulted in virtually no reversals of the decisions reached in the administrative process,” 718 F. 2d, at 399; (2) courts invoking Scroggins had never “consider[ed] the matter in any depth,” Brief for Respondent 42; and (3) the Scroggins
III
The respondent contends that, even if Scroggins review is available, the Court of Appeals for the Federal Circuit has no jurisdiction directly to review MSPB disability retirement decisions except as provided in
The respondent argues, however, that
Second, the respondent contends that the CSRA, which initially enacted
When construing these arguably ambiguous provisions, our duty is “to remain faithful to the central congressional purposes underlying the enactment of the CSRA.” Devine v. White, 225 U. S. App. D. C. 179, 183, 697 F. 2d 421, 425 (1983). A review of the policies and purposes of the CSRA and FCIA demonstrates that the terms of
As originally enacted by Congress in the CSRA,
In the FCIA, Congress amended
The FCIA also created a new Claims Court that would continue to exercise general Tucker Act jurisdiction; that court would “inheri[t]” the Court of Claims’ “trial jurisdiction” under
In light of this ambiguity and the apparent jurisdictional overlap, we must resort to a functional analysis of the role of these different courts and to a consideration of Congress’ broader purposes. See supra, at 793-794. It seems clear to us that Congress in the FCIA intended to channel those
A contrary conclusion would result in exactly the sort of “duplicative, wasteful and inefficient” judicial review that Congress in the CSRA and the FCIA intended to eradicate.35 The CSRA and the FCIA quite clearly demonstrate
The respondent has skillfully parsed the legislative history and culled every possible nuance and ambiguity, but it has failed to advance a single argument why Congress would have intended to depart from the plain jurisdictional language in cases of disability retirement appeals and to require instead that such appeals be reviewed for legal and procedural error first by the Claims Court or a district court, and then all over again by the Federal Circuit. That Congress could not have intended such a wasteful exercise is reinforced by
The judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
JUSTICE WHITE, with whom THE CHIEF JUSTICE, JUSTICE REHNQUIST, and JUSTICE O‘CONNOR join, dissenting.
“The Office [of Personnel Management] shall determine questions of disability and dependency arising under this subchapter. Except to the extent provided under subsection (d) of this section, the decisions of the Office concerning these matters are final and conclusive and are not subject to review.”
The majority concedes that in cases like petitioner‘s, subsection (d) of
The majority begins by asserting that the language of the statute is ambiguous, as it “quite naturally can be read as precluding review only of OPM‘s factual determinations
Having declared the statute‘s language ambiguous, however, the majority seeks to bolster its interpretation through resort to the legislative history. The legislative history relied upon, however, is not that of the Congress that originally enacted the preclusion provision, for that history, as the majority concedes, provides no hint that the statute does not mean what it says. Instead, the majority examines the legislative history of the 1980 amendments to
“Congress is presumed to be aware of an administrative or judicial interpretation of a statute and to adopt that interpretation when it re-enacts a statute without change . . . . So too, where . . . Congress adopts a new law incorporating sections of a prior law, Congress nor-
mally can be presumed to have had knowledge of the interpretation given to the incorporated law, at least insofar as it affects the new statute.” Id., at 580-581.
Of course, neither Lorillard nor the authorities it cites are directly relevant here, for Congress did not “re-enact” the review preclusion in the 1980 legislation, nor did it “incorporate” the language of
The discussion on the House floor of the bill amending
“Mr. RUDD: Mr. Speaker, I would simply like to ask a couple of questions of the gentlewoman from Maryland about this legislation.
“I think recourse to the courts is always available for wrongs that have been committed, but apparently this makes it a little easier for a judicial review of an employee-employer relationship decision. Is that correct?
“Mrs. SPELLMAN: I would like to explain to the gentleman from Arizona that unfortunately access to the courts is not available to these employees at this time.
“Mr. RUDD: My question is that this legislation would expedite it, so to speak?
“Mrs. SPELLMAN: Exactly. The gentleman is absolutely right.
“Mr. RUDD: With the understanding that the courts are always available for wrongs that have been committed, for equity, for justice, with this addition to the legislation, would that be in the way of an intimidation to the employer, a Federal employer?
“Mrs. SPELLMAN: No; I guess I did not make it clear. For employees today who are asked to take fitness-for-duty exams and are found to be unfit for duty, even based upon a telephone call with a psychiatrist, they do not have access to the courts. The law precludes them from having that access today. What we are attempting to do is treat them like citizens of the
United States of America should be treated, opening up that review by the court.” Id., at 14817.
Representative Spellman‘s status as the Chairman of the Committee that authored the amendments to
The majority insists that Congress believed limited review to be available under
“It is the subcommittee position that litigation is necessary even though the previous witness talked about employees not needing any further access to the courts because procedural issues are already taken up on a due process basis by the courts without any special legislation.
“This is a fairly decent theory except the Court of Claims doesn‘t agree.” Hearing on H. R. 2510 et al. before the Subcommittee on Compensation and Employee Benefits of the House Committee on Post Office and Civil Service, 96th Cong., 1st Sess., 11 (1979) (statement of Thomas R. Kennedy, Associate Counsel, Subcommittee on Investigations).
The witness then proceeded to provide his own analysis of the Scroggins line of cases, the gist of which was that
The majority also places heavy emphasis on two letters written by the Director of OPM to the House and Senate Committees considering the amendments to
The only evidence the majority can point to that suggests that anyone in or connected with Congress believed in the existence of Scroggins review is the 1978 Subcommittee Report discussed ante, at 783. The author of this Committee print did take the position that
The majority‘s approach, then, amounts to this. A far-fetched reading of a reasonably clear statute is posited. On the strength of this “ambiguity,” resort is had to the legislative history, not of the enacting Congress, but of a Congress nearly three decades later that neither re-enacted nor amended the language in question. A thorough combing of the legislative history reveals fragmentary support for the notion that Congress may have been aware of a particular
I do not mean to endorse the simplistic view that the words printed in the United States Code can answer all questions regarding the meaning of statutes. Resort to legislative history will always be a necessary tool of statutory construction, and the circumstances under which courts should turn to legislative history and the weight to be accorded particular sources of history cannot be prescribed by inflexible canons of construction. Statutory interpretation requires a certain amount of freedom to choose the materials best suited to illuminating the meaning of the particular provisions at hand. But when the history is less useful than the statutory language itself—when, for example, the history can serve only as a basis for debatable speculations on what some Congress other than the one that enacted the statute thought that the statute meant when it did something else—courts should resist the temptation to let their enthusiasm for reports, hearings, and committee prints lead them to neglect the comparatively unambiguous meaning of the statute itself. In this case, the majority seems to me to have fallen prey to that temptation and thereby missed the proper interpretation of the statute.
I therefore dissent.
