Lead Opinion
Aрpellant, Linda Denno as parent and next friend for Wayne Denno (“Denno”), filed this complaint against Volusia County School Board (“Board”) and Assistant Principals Dennis Roberts and Robert Wallace (“individual defendants”) alleging deprivation of First Amendment rights in violation of 42 U.S.C. § 1983. With respect to the § 1983 claim against the individual defendants, the district court dismissed the complaint pursuant to Fed. R.Civ.P. 12(b)(6) on the basis of qualified immunity. With respect to the § 1983 claim against the Board, the district court granted summary judgment in favor of the Board. Denno appeals.
We address two discrete issues on appeal.
I. QUALIFIED IMMUNITY FOR THE INDIVIDUAL DEFENDANTS
Qualified immunity shields government officials from both suit and liability if their conduct violates no clearly established right of which a reasonable person would have known. See Santa
For qualified immunity to be surrendered, preexisting law must dictate, that is, truly compel, (not just suggest or allow or raise a question about), the conclusion for every like-situated, reasonable government agent that what defendant is doing violates federal law in the circumstances.
Lassiter v. Alabama A&M Univ.,
When “no bright-line standard puts the reasonable public employer on notice of a constitutional violation, the employer is entitled to immunity except in the extraordinary case where [First Amendment case law] would lead to the inevitable conclusion that the [act taken against] the employee was unlawful.” Unless a government agent’s act is so obviously wrong, in the light of preexisting law, that only a plainly incompetent officer or one who was knowingly violating the law would have done such a thing, the government actor has immunity from suit.
Id. at 1149 (quoting Dartland,
Whether the instant complaint alleges a violation of such a clearly-established right is a question of law subject to de novo review. See Santamorena,
At the time of the events giving rise to the instant case, Wayne Denno was a minor and a student at Pine Ridge High School. Dennis Roberts and Robert Wallace were assistant principals at that school. As a hobby, Wayne Denno had cultivated a keen interest in Civil War history. In his free time, Denno participated in Civil War reenactments and living histories. His hobby led him to join a reenactment group known as the Florida Light Artillery, Battery B, with which he participated in Civil War reenactments and living histories both within Florida and elsewhere in the South.
On December 13, 1995, during an outdoor lunch break at school, Wayne Denno was quietly conversing with a small group of friends, discussing his avocation of Civil War history and his hobby as a Civil War reenactor. As part of this discussion, Wayne Denno displayed to his friends a 4" x 4" Confederate battle flag as he discussed historical issues of Southern heritage. Without any provocation or disruption, defendant Roberts approached and observed a couple of students with apparel bearing Confederate symbols. Without any explanation, defendant Roberts ordered the students to remove or cover the Confederate symbols on their apparel, and also ordered Denno to put away his small flag. When Denno tried to explain the historical significance of the flag, Roberts
Denno’s complaint alleges that his suspension constituted an unconstitutional deprivation of his First Amendment rights. As indicated in our elaboration above of the qualified immunity standard, pre-exist-ing law must clearly establish the alleged constitutional right. Thus, we examine the legal landscape at the timе of the individual defendant’s actions. That legal landscape is dominated by two Supreme Court cases, Tinker v. Des Moines Independent Community School District,
In Tinker, several Iowa high school and junior-high school students were suspended for wearing black armbands to school in protest of the Vietnam War. The Supreme Court found that the students “merely went about their ordained rounds in school” and “neither interrupted school activities nor sought to intrude in the school affairs or lives of others” by their wearing of the black cloth. Id. at 514,
In 1986, the Supreme Court again addressed the First Amendment rights of students in public schools. In Bethel Sch. Dist., No. 403 v. Fraser,
These fundamental values of “habits and manners of civility” essential to a democratic society must, of course, include tolerance of divergent political and religious views, even when the views expressed may be unpopular. But these “fundamental values” must also take into account consideration of the sensibilities of the others, and, in the case of a school, the sensibilities of fellow students. The undoubted freedom to advocate unpopular and controversial views in schools and classrooms must be balanced against the society’s countervailing interest in teaching students the boundaries of socially approрriate behavior.
Id. at 681,
Surely it is a highly appropriate function of public school education to prohibit the use of vulgar and offensive terms in public discourse. Indeed, the “fundamental values .necessary to the maintenance of a democratic political system” disfavor the use of terms of debate highly offensive or highly threatening to others. Nothing in the Constitution prohibits the states from insisting that certain modes of expression are inappropriate and subject .to sanctions. The inculcation of these values is truly the “work of the schools.” Tinker, 393 U.S. at 508 ,89 S.Ct. at 737 .... The determination of what manner of speech in the classroom or in school assembly is inappropriate properly rests with the school board.
The process of educating our youth for citizenship in public schools is not confined to books, the curriculum, and the civics class; schools must teach by example the shared values of a civilized social order. Consciously or otherwise, teachers — and indeed the older students — demonstrate the appropriate form of civil discourse and political expression by their conduct and deportment in and out of class.
Id. at 683,
The issue before us with respect to the individual defendants is whether every reasonable school official in the same circumstances would have known in light of the preexisting law that his actions violated First Amendment rights. In other words, were the actions so obviously wrong, in light of preexisting law, that only a plainly incompetent school official or one who was knowingly violating the law would have done such a thing.
Such a reasonable school official would be charged with knowledge of Tinker and Fraser. In our attempt to identify the legal landscape that would have been apparent to such a reasonable school official, it is instructive to take note of the perspective of several reasonable jurists who have attempted to articulate the legal landscape in light of Tinker and Fraser.
In Muller by Muller v. Jefferson Lighthouse School,
Supreme Court decisions since Tinker indicate that the teaching of civility and the inculcation of tradition moral, social, and political norms may override student expression, or at least that it is permissible for a school board to so order its educational priorities. Fraser,478 U.S. at 681 & 683,106 S.Ct. at 3163 & 3164; Hazelwood,484 U.S. at 271-72 ,108 S.Ct. at 570-71 .
Further, the potential “verbal cacophony” of a public forum, see Cohen v. California,403 U.S. 15 , 25,91 S.Ct. 1780 , 1788,29 L.Ed.2d 284 , can be antithetical to the delicate “custodial and tutelary” environment of an elementary school. See Vernonia School Dist. 47J v. Acton,515 U.S. 646 ,115 S.Ct. 2386 , 2392,132 L.Ed.2d 564 (1995). The cultivation of the “habits and manners of civility” that Fraser held “essential to a democratic society,”478 U.S. at 681 ,106 S.Ct. at 3163 , can require a level of parent-like guidance that has no place in a public forum. Declaring the elementary school classroom, hallway, or playground forums for unfettered student communication would require either a severe incursion into the critical educational mission of the elementary school or a substantial contraction of the First Amendment protections affordedspeech in a public forum. Perhaps both. But neither alteration is necessary on the facts before us. In a public forum, the Christian can tell the Jew he is going to hell, or the Jew can tell the Christian he is not one of God’s chosen, no matter how that may hurt. But it makes no sense to say that the overly zealous Christian or Jewish child in an elementary school can say the same thing to his classmate, no matter the impact. Racist and other hateful views can be expressed in a public forum. But an elementary school under its custodial responsibilities may restrict such speech that could crush child’s sense of self-worth.
Id. at 1539-AO. Thus, the Seventh Circuit, relying heavily upon Fraser applied a flexible reasonableness standard in analyzing a claim very similar to the claim made by Denno in the instant case.
In 1998 the United States Court for the District of Kansas addressed a challenge concerning a factual situation indistinguishable from the instant one. In West v. Derby Unified School Dist. No. 260,
“The undoubted freedom to advocate unpopular and controversial views in schools and classrooms must be balanced- against the societies countervailing interest in teaching students the boundaries of socially appropriate be-, havior.”
West,
Part of- a public; school’s essential mission must be to teach students of differing races, creeds and colors to engage each other in civil terms rather than in “terms of debate highly offеnsive or highly threating to others.”... There is no evidence that the school district has attempted to suppress civil debate on racial matters, but -the district had concluded-that the display of certain symbols thát have become associated with racial prejudice are so likely to provoke feelings of hatred and ill will in others that they are inappropriate in the school context.
Id. at 1233-34 (quoting from Fraser,
Thus, two courts viewing the relevant legal landscape have applied in analogous situations a more flexible reasonableness or balancing standard rather than, or in addition to, the Tinker standard of wheth
In light of the holding and language in Fraser, and the interpretation of the Tinker-Fraser landscape by reasonable jurists, we cannot conclude that preexisting law dictates or truly compels the conclusion that the Tinker standard should apply in the instant case to the exclusion of the Fraser standard. We have noted that it would be inappropriate to hold government officials to a higher level of knowledge and understanding of the legal landscape than the knowledge and understanding displayed by judges whosе everyday business it is to decipher the meaning of judicial opinions. See Barts v. Joyner,
To the extent that a reasonable school official viewed the relevant legal landscape as including the more flexible Fraser standard, the official would look not merely to the reasonable risk of disruption (the Tinker standard), but would also balance the freedom of Denno and the similarly situated students to advocate unpopular and controversial views against the school’s interest in teaching students the boundaries of socially appropriate behavior. We cannot conclude that the actions of the individual defendants in the instant case violated clearly-established First Amendment rights under the more flexible Fraser standard. Denno points to no case, binding or otherwise, in which materially similar actions of school officials have been held to violate First Amendment rights under the Fraser standard. Our research has uncovered no such cases.
The Supreme Court has never established a bright-line standard for determining when the State as an employer may take action adverse to an employee in response to that employee’s speеch. Instead, the Court has balanced the interest of the employee in commenting on matters of public concern against the interest of the employer in performing public services efficiently. Pickering v. Board of Education,391 U.S. 563 , 568,88 S.Ct. 1731 , 1734-35,20 L.Ed.2d 811 (1968). The court must necessarily balance these interests on a case-by-case basis. Because of this case-by-case approach, “[t]here will rarely be a basis for [an] a priori judgment that termination or discipline of a public employee violated ‘clearly established’ constitutional rights”.... Because no bright-line standard puts the reasonable public employer on notice of a constitutional viola- • tion, the employer is entitled to immunity except in the extraordinary case where Pickering balancing would lead to the inevitable conclusion that the discharge of the employee was unlawful.
Id. at 1323 (quoting Noyola v. Texas Dep’t of Human Resources,
Thus, we affirm the district court’s dismissal of the § 1983 claim against the individual defendants.
II. LIABILITY OF THE BOARD
Monell v. Department of Social Services,
Because Denno does not argue that the Board maintained any official policy prohibiting Confеderate symbols, our resolution of this claim hinges on two issues: 1) whether the Pine Ridge High School administrators were officials vested with final policymaking authority, and 2) whether a custom or practice banning Confederate symbols existed. The district court answered both queries in the negative and accordingly granted summary judgment in favor of the Board. We agree with that assessment for the following reasons.
A. Final Policymaking Authority
Scala v. City of Winter Park,
Policy 208 of the Volusia County School Board, entitled “Code of Student Conduct and Discipline,” sets forth a successive three-step grievance procedure for the resolution of “complaints filed by a student or parent/guardian with regard to their respective rights under school board policy, school rule, state or federal law.” Step 1 involves meeting with the school principal informally; Step 2 involves review by the area assistant superintendent; and Step 3 permits a student to request a hearing if dissatisfied with the previous two steps. See Policy 208 at 14-15. In order to trigger review by the area assistant superintendent, the grievant is required to file a copy of the grievance form with the area assistant superintendent within 7 days of the meeting with the principal outlined in Step 1. See Policy 208 at 14.
The district court concluded that Policy 208, the “Code of Student Conduct and Discipline,” provided for meaningful re
As a matter of law, we agree with the district court that the “Code of Student Conduct and Discipline” allowed for meaningful review of Denno’s suspension. The fact that Denno had to file an appeal with the area assistant superintendent before his suspension could be reviewed does not make the school administrators final policymakers. Scala clearly states that this circuit equates meaningful review with the opportunity for meaningful review. See Scala,
B. Custom or Practice
In order for the Board to be held liable under the custom or practice prong of Monell, Denno must demonstrate that a custom or practice of banning the Confederate flag at high schools within the school district is so well-settled and pervasive that it assumes the force of law. See Sewell v. Town of Lake Hamilton,
The district court held that a custom of prohibiting the Confederate flag from being displayed on school grounds could not be attributed to the Board. While Denno correctly points out that three other students were disciplined for similar displays of the flag in December 1995, these incidents transpired in the immediate aftermath of Denno’s suspension in an effort to maintain discipline amongst the students and did not represent a persistent and widespread рractice of the Board.
For the foregoing reasons, we agree with the district court that, under Monell and its progeny, the Board cannot be held hable. Thus, we affirm the district court’s grant of summary judgment in favor of the Board.
III. CONCLUSION
We affirm the district court’s Rule 12(b)(6) dismissal of Denno’s § 1983 claims against the individual defendants and affirm the district court’s grant of summary judgment in favor of the Board. AFFIRMED.
Notes
. We reject Denno's other arguments on appeal without need for discussion.
. Santamorena notes that this is the usual rule, and notes possible exceptions. Id. at 1340 n. 6.
. We respectfully disagree with the dissent’s suggestion that we are relying upon dicta from Fraser. We believe that the rationale reflected in our quotations from Fraser was relied upon by the Supreme Court in reaching its holding. It is this rationale that has significance for this appeal. See infra.
. On appeal, the Tenth Circuit affirmed the district court and adopted the reasoning of the district court’s first holding, i.e., that under Tinker the restriction was permissible because, in light of past events at the school, "a student’s display of the Confederate flag might cause disruption and interfere with the rights of other students to be secure and let alone.” West v. Derby Unified School Dist. No. 260,
. We realize that strong arguments can be mounted to the effect that the more flexible Fraser standard is limited to situations in which the speech involved is likely to be perceived as bearing the imprimatur of the school. See Hazelwood School Dist. v. Kuhlmeier,
. The fact that Denno alleges that he had no racist intentions, an allegation which we accept as true, is not dispositive. Similarly, it is not dispositive that common experience teaсhes us that the Confederate flag is honored by many people as a non-racist memorial to their Southern heritage; common experience also teaches that many people perceive the flag as offensive, constituting either a racist message or at least reflecting an uncivil lack of sensitivity to the sensibilities of many people. The more relevant factor is that the school official might reasonably think that other students would perceive the display as racist or otherwise uncivil. The issue also is not whether the official's perception is accurate or justified; rather, the issue is whether only an incompetent school official would have such a perception.
. Indeed, Denno does not argue that there was a violation of clearly-established First Amendment rights under the Fraser standard; he argues only that the Tinker standard applies to the exclusion of the Fraser standard.
. Denno argues that the district court erred in applying heightened pleading standard. In making this argument in the district court, Denno moved for a reconsideration and proffered an amendment to his complaint. We
. School boards constitute branches of local government and thus may be subject to liability under Monell. See Arnold v. Board of Escambia County,
. Apparently, after Denno was suspended, the Dennos relayed the information to the local press. Pine Ridge Principal Sandra Rowe learned of the story covering Denno's suspension, and according to Denno, issued an unwritten ban of the Confederate flag to the faculty in a meeting held on December 15, 1995. The three other students who were disciplined after Denno for displaying the Confederate flag were disciplined subsequent to the December 15th meeting. However, for the reasons discussed above, the Principal was not a final policymaker, and for the reasons discussed in the text, there is no evidence that the unwritten ban was sufficiently pervasive or well-settled to have put the Board on notice.
Concurrence Opinion
concurring in part and dissenting in part:
The facts of this case raise at least two questions to anyone even minimally familiar with First Amendment jurisprudence. The first question, which immediately explodes into the mind, is whether the school official could require Denno to put away his flag. The majority makes an attractive case that the law, applied to our facts, was not clearly established on that point in December 1995. Because of this finding, the majority affirms the school officials’ right to qualified immunity. The second question — whether Denno could be suspended from school for nine days for displaying the flag under the circumstances pled — does not so quickly engage the mind, but this is the issue presented to the court for decision. Denno seeks not a declaration of his right to his particular speech, but rather to relief from school-imposed discipline suffered on account of the content of his speech. Since at least 1966, case law binding on this circuit has prohibited student discipline on account of their speech unless the speech actually caused material and substantial disruption of the school environment.
Further Facts
In addition to the facts set out in the majority opinion, the following facts are pled in the complaint and are important to the issue before us. An assistant principal approached the group of students, which included Denno, because he saw that several students in the group had Southern symbols on their clothes. Only at that time did he notice Denno’s flag. He told Denno to put it away. Denno explained what he was doing, and the assistant principal told him to “shut up.” The assistant principal said that he considered the flag a racist symbol. When Denno asked about his First Amendment rights, the assistant principal replied that Denno had no rights at the school. Denno was suspended in part for attempting to incite a riot because he paraded a Confederate flag during lunch period.
Equally important to this discussion are those facts not pled in the complaint. The complaint alleges no history of prior racial tension in the school. There is no contention that the school had an official policy specifically prohibiting Denno’s conduct. There is no allegation that Denno’s flag was seen by any African-American or other individual who might find the flag offensive,
“Clearly Established Law” and Qualified Immunity
One has only to survey the precеdent relevant to the appeal at bar, and note the varying rationales of the many judges and justices who have written on the subject, to understand that a school official might have any one of a variety of subjective responses to the two questions presented here. Indeed, many people feel, especially in light of recent incidents of violence in our nation’s schools, that the paramount role of school officials is to thwart even the most remote possibility of disharmony on the school grounds. Thus, a school official might personally feel that the inculcation of manners and civility warranted the actions taken by the school officials in the instant case. Our circuit, of course, recognizes that it is to apply an objective standard when judging what reasonable officials would understand about the rights created by federal law, and “the government actor’s intent or motivation are insignificant in determining entitlement to qualified immunity.” Wood v. City of Lakeland, FL,
The majority finds that the decision of the Supreme Court in Bethel Sch. Dist. No. 403 v. Fraser,
Was the Law Clearly Established?
On July 2, 1966, the old Fifth Circuit Court of Appeals handed down the companion cases of Burnside v. Byars,
In the Blackwell case, the episode began when approximately 150 pupils came to school wearing the buttons. These buttons were distributed in the corridors and pinned on the students even though they were not requested. One younger student began crying. The principal brought the students to the cafeteria and informed them that they were forbidden to wear the buttons at school. Immediately thereafter, several students conducted themselves discourteously and displayed an attitude of hostility. On the following day, 200 students appeared wearing the buttons. They were assembled and told that if they returned the next day, they would be suspended. On the third day, students again returned to school wearing the buttons and were immediately sent home by the principal. One of the.- suspended students entered a classroom while class was in session and importuned another student to leave the class. A bus driver was going about the school building with a cardboard box full of buttоns and distributing them, even in active classrooms. The district court found that there were numerous instances where students conducted themselves in a disorderly manner, disrupted classroom procedure, interfered with proper decorum and discipline of the school, and disturbed other students who did not wish to participate in wearing the buttons. On these facts, the court of appeals found the school action reasonable and affirmed the decision of the lower court to deny the issuance of a preliminary injunction enjoining the suspensions. Blackwell,
In Burnside, a number of students came to school wearing the buttons. The principal told the entire student body that they were not permitted to wear these buttons in the schoolhouse or in various classes. Despite this warning, three or four students appeared at school wearing the buttons the next day. All were given an opportunity to remove them. Three did not remove them and were sent home. Several days afterwards, 30 or 40 students came to school displaying these buttons. A teacher complained that they were causing a commotion, and the principal gave the students the opportunity of removing the buttons or going home. A large number of those elected to return home, and they were suspended. The court of appeals noted that other students only showed a mild curiosity over the insignia, and even the principal testified that the children were expelled not for causing a commotion or disrupting classes but for violating a school regulation. Burnside,
[W]e must also emphasize that school officials cannot ignore expressions of feelings with which they do not wish to contend. They cannot infringe on their students’ right to free and unrestricted expression as guarantee[d] to them under the First Amendment to the Constitution, where the exercise of such rights in the school buildings and school rooms do not materially and substantially interfere with the requirements of appropriate discipline in the operation of the school.
Id. at 749.
The next decision relevant to our question is Tinker v. Des Moines Independent Community Sch. Dist.,
After Tinker, the old Fifth Circuit was presented with a case involving the discipline of several Grambling College students. See Jenkins v. Louisiana State Bd. of Educ.,
The line of authority on the question sub judice seemingly ends with Shamloo v. Mississippi State Bd. of Trustees of Inst. of Higher Learning,
It seems, therefore, after reviewing the aforementioned precedent, that this circuit has two pairs of decisions — Blackwell and Burnside, and Jenkins and Shamloo— clearly setting out the sine qua non for the disciplining of a student because of his or her speech. As these cases show, the necessary condition for such discipline is a material and substantial interference with the educational environment or with the rights of other students. See also Tinker,
What to Make of Fraser, Muller, and West
Much of the majority opinion’s case for qualified immunity depends on Bethel Sch. Dist. No. 403 v. Fraser,
In Fraser, a student at a large high school assembly nominated a peer for class office in “elaborate, graphic, and explicit sexual metaphor.” Fraser,
■Fraser stands for the proposition that a student may be suspended for materially and substantially interfering with the educational process; it stands for the proposition that a student may be suspended for insubordination with reference to an established school rule which is reasonable; and it stands for the proposition that a public school has the right to disassociate itself from certain speech. Id. at 685,
“Dictum ” is a term that has been variously defined. Dictum may be defined as “a statement in a judicial opinion that could have been deleted without seriously impairing the analytical foundations of the holding.” United States v. Crawley,
There are at least two reasons for labeling much of what is said in Fraser as dicta. First, Chief Justice Burger’s statements about the mission of public education is written so broadly as to be considered an aside lacking the authority of binding precedent. The opinion sweepingly states that public education is to inculcate “fundamental values necessary to the maintenance of a democratic political system,” Fraser,
Second, Fraser’s discussion of civility and values is not necessary to the decision in the case. As noted, the student’s speech was disruptive and interfered with the maintenance of an orderly educational environment. Therefore, regardless of any discussion about civility and values, the disciplinary action was valid under Tinker. See Tinker,
Not only is Chief Justice Burger’s tribute to civility dicta in Fraser, it is not even the Supreme Court’s own understanding of what was decided there. In Hazelwood Sch. Dist. v. Kuhlmeier,
The majority also cites to Muller by Muller v. Jefferson Lighthouse School,
Finally, the majority makes reference to the district court opinion in West v. Derby Unified School Dist. No. 260,
There is no doubt that a school is always on a firm constitutional footing in adopting regulations that impinge on student speech, where the regulations take into consideration legitimate pedagogical concerns and the atmosphere of the school. See Bayless v. Martine,
But the reasonableness of school regulations that enact notions of political correctness au courant in the name of inculcating students with civility is not the issue for this dissent. It is, instead, whether in 1995 it was clearly established that a student could not be disciplined because of the content of his speech. The law of this circuit clearly answers that the student is аt the mercy of the consequences of his speech, and if the speech occasions a material disruption of class work or substantial disorder, he may be punished; otherwise, he may not. Nothing in the court’s opinion establishes that this proposition was seriously in doubt in 1995.
Finally, I agree with the majority’s ruling as to the liability of the Board and join that portion of the majority opinion in toto.
. Some could argue that the Confederate battle flag displayed by Denno would be inherently disruptive because Florida was a member of the Confederate States of America and the present population therefore consists in large part of the descendants of former slaves and the descendants of former slave owners, with the perceived animosities that allegedly result from such a mix. Although, as indicated, the complaint makes no allegations of disruption, to the extent it is thought relevant,
. In Bonner v. City of Prichard,
. The regulation in question, Section 6144.11, stated in part:
Non-school-sponsored publications. Publications produced by school district students without school sponsorship, or handbills, may be distributed and/or sold within the school according to the following procedure. 1. They must include the name of the sponsoring organization and/or individual. 2. A time and place for the distribution must be set cooperatively with the principal. 3. A copy must be given to the principal at least 24 hours before its distribution. 4. The publication shall contain this phrase: "The opinions expressed are not necessarily those of the school district or its personnel." 5. If the principal finds the publication (1) contains libelous or obscene language, (2) may incite (lead) persons to illegal acts, (3) is insulting to any group or individuals, or (4) he/she can reasonably forecast that its distribution to the students will greatly disrupt or materially interfere with school procedures and intrude into school affairs or the lives of others, the principal shall notify the sponsors of the publication that its distribution may not be started, or must stop. The principal shall state the reason for his/her decisions.
Muller,
