MATHIAS LIISTRO v. CARL ROBINSON, WARDEN, CONNECTICUT CORRECTIONAL INSTITUTION, SOMERS
CLIFTON DOWDY v. RICHARD WEZOWICZ, WARDEN, COMMUNITY CORRECTIONAL CENTER, HARTFORD
Supreme Court of Connecticut
Argued October 9, 1975—decision released January 27, 1976
170 Conn. 116
HOUSE, C. J., LOISELLE, BOGDANSKI, LONGO and BARBER, JS.
Stephen J. O‘Neill, assistant attorney general, with whom, on the brief, was Carl R. Ajello, аttorney general, for the appellants (defendants in both cases).
Richard S. Cramer, for the appellee (plaintiff in the first case).
Robert T. Statchen, for the appellee (plaintiff in the second case).
HOUSE, C. J. Although these two cases are not, strictly speaking, companion cases, they reached our docket simultaneously, were argued at the same session and involve the same controlling question of law. We have, under the circumstances, decided to consider them in a single written opinion. Both are appeals from judgments of the Superior Court granting petitions for writs of habeas corpus and setting bail in each case in the amount of $25,000 pending the appearance of the plaintiff parolees at full parole revocation hearings. The sоle assignment of error in each case is that the court erred in concluding that the plaintiff was entitled to
The appeals raise the question as to whether the state violates the equal protection clause of the fourteenth amendment to the constitution of the United States by expressly extending the right to bail to alleged probation violators under
The facts in each case have been stipulated. Liistro, on March 7, 1972, was sentenced to two concurrent sentences, each for not less than two nor more than five years, for the crimes of robbery and aggravated assault. On July 6, 1973, he was paroled. On October 25, 1974, he was served with
Dowdy, on September 25, 1970, was sentenced to not less than five nor more than twelve years for robbery with violence. On April 30, 1974, he was paroled. On August 8, 1974, he was arrested for violation of the statute concerning possеssion or sale of controlled substances. He was again arrested on October 21, 1974, this time for robbery in the first
Certification to appeal in both cases was granted pursuant to
The plaintiffs claim, and the respective Superior Courts (J. Shea, J., and Alexander, J.) held, that since
We begin by observing that if a parolee has a right to bail while awaiting a parole revocation hearing, such a right must flow from the eighth or fourteenth amendments to the federal constitution, the state constitution, state statutes, or the common law. See In re Law, 10 Cal. 3d 21, 513 P.2d 621 (1973); Genung v. Nuckolls, 292 So. 2d 587 (Fla. 1974); State v. Lawrence, 133 Vt. 330, 340 A.2d 67 (1975). There is no per se federal constitutional right to bail under these circumstances. See Argro v. United States, 505 F.2d 1374 (2d Cir. 1974); Roberson v. Connecticut, 501 F.2d 305, 308 (2d Cir. 1974); Hamilton v. New Mexico, 479 F.2d 343 (10th Cir. 1973); Bloss v. Michigan, 421 F.2d 903, 905 (6th Cir. 1970); In re Whitney, 421 F.2d 337 (1st Cir. 1970); United States ex rel. Fink v. Heyd, 287 F. Supp. 716 (E.D. La. 1968),
As we have observed,
“Equal protection analysis must commence with a determination of whether a legislative classification impinges upon a fundamental right. Where the legislation impinges upon a fundamental right . . . it must be struck down unless justified by a compelling state interest. Dunn v. Blumstein, 405 U.S. 330, 335, 342, 92 S. Ct. 995, 31 L. Ed. 2d 274 (1972). Where the statute does not involve fundamental rights . . . the legislation will withstand constitutional attack if thе distinction is founded on a rational basis. McGinnis v. Royster, 410 U.S. 263, 270, 93 S. Ct. 1055, 35 L. Ed. 2d 282 (1973); Dandridge v. Williams, 397 U.S. 471, 484, 485, 90 S. Ct. 1153, 25 L. Ed. 2d 491 (1970); F. S. Royster Guano Co. v. Virginia, 253 U.S. 412, 415, 40 S. Ct. 560, 64 L. Ed. 989 (1920); In re Application of Griffiths, 162 Conn. 249, 258, 294 A.2d 281 (1972), rev‘d, 413 U.S. 717, 93 S. Ct. 2851, 37 L. Ed. 2d 910 (1973); see Douglas v. California, 372 U.S. 353, 358, 83 S. Ct. 814, 9 L. Ed. 2d 811 (1963).” Laden v. Warden, 169 Conn. 540, 542, 363 A.2d 1063 (1975). The
The plaintiffs maintain that under either the traditional “rational basis” test, or the more stringent “strict scrutiny” test, the state cannot justify prоviding bail for probationers while denying it to parolees. The cases they cite are not persuasive. In Morrissey v. Brewer, supra, the United States Supreme Court held that a state could not revoke parole without affording the parolee minimal due process safeguards. The court extended these Morrissey due process safeguards in toto to the case of an alleged probation violator; Gagnon v. Scarpelli, supra; see also State v. White, 169 Conn. 223, 239, 363 A.2d 143 (1975); and the plaintiffs make no claim that they were not afforded due process of law. In their briefs, both plaintiffs quote a footnote from Gagnon. The footnote is dropped from the following statement (p. 782) in the opinion: “Petitioner does not contend that therе is any difference relevant to the guarantee of due process between the revocation of parole and the revocation of probation, nor do we perceive one.” (Emphasis supplied.) The footnote, obviously referring to due process rather than equal protection of rights, states: “Despite the undoubted minor differences between probation
To read Morrissey v. Brewer, supra, and Gagnon v. Scarpelli, supra, as requiring identiсal treatment of probationers and parolees when due process rights are not involved is, we believe, to read them too broadly. “We begin with the proposition that the revocation of parole is not part of a criminal prosecution and thus the full panoply of rights due a defendant in such a proceeding does not apply to parole revocations. Cf. Mempa v. Rhay, 389 U.S. 128 . . . [88 S. Ct. 254, 19 L. Ed. 2d 336 (1967)].” Morrissey v. Brewer, supra, 480. Further, the court, in Morrissey, clearly contemplated that a parolee would be confined from the time of his arrest as
“When a question of constitutionality is raised, courts must approach it with caution, examine it with care, and sustain the legislation unless its invalidity is clear [citations omitted].” Snyder v. Newtown, 147 Conn. 374, 390, 161 A.2d 770 (1960); see Lublin v. Brown, 168 Conn. 212, 219, 362 A.2d 769 (1975). As we have noted, a probationer is expressly granted the right to bail;
Essentially the same equal protection claim now made by the plaintiffs was made in United States ex rel. Dereczynski v. Longo, 368 F. Supp. 682, 688 (N.D. Ill. 1973), a decision by a judge of the United States District Court for the Northern District of Illinois, affirmed without published opinion, 506 F.2d 1403 (7th Cir.). The plaintiffs and the Superior Courts relied on the authority of that case. The judge in Dereczynski, however, did not specifically decide the constitutional issue, but, although noting that the parole statutes invоlved in that case were silent on the right to bail, whereas the probation statutes permitted bail, nevertheless construed the parole statutes to provide for bail. United States ex rel. Dereczynski v. Longo, supra, 688. We do not follow such a practice of judicial legislation but, rather, follow the principle that “[w]e have no choice but to interpret the statutes as they are written.” Mancinone v. Warden, 162 Conn. 430, 439, 294 A.2d 564 (1972).
Thеre is error in both cases, the judgments are set aside and both cases are remanded to the Superior Court for further proceedings in the light of this decision and the present factual situation as that court finds it to exist.
In this opinion LOISELLE, LONGO and BARBER, JS., concurred.
BOGDANSKI, J. (dissenting). The equal protection clause of the fourteenth amendment to the United States constitution does not prohibit a state from granting privileges to specified classes of persons where sufficient reason exists; but where advantages are conferred upon some, the state must justify its denial to others by reference to a legitimate ground for distinction. Thompson v. Shapiro, 270
The United States Supreme Court has recently stated: “Despite the undoubted minor differences between probation and parole, the commentators have agreed that revocation of probation where sentence has been imposed previously is constitutionally indistinguishable from the revocation of parole. See, e.g., Van Dyke, Parole Revocation Hearings in California: The Right to Counsel, 59 Calif. L. Rev. 1215, 1241-1243 (1971); Sklar, Law and Practice in Probation and Parole Revocation Hearings, 55 J. Crim. L.C. & P.S. 175, 198 n.182 (1964).” (Emphasis supplied.) Gagnon v. Scarpelli, 411 U.S. 778, 782 n.3, 93 S. Ct. 1756, 36 L. Ed. 2d 656 (1973). The majority have restricted the meaning of “constitutionally” in that statement to “for due process purposes” by indicating that the court‘s specific citations of authority in support of that statement are primarily concerned with due process rights. The use of thе introductory signal, “See, e.g.,” preceding the authorities cited, however, signifies that
The majority opinion states that “substantial” differences exist between the status of probationers and parolees. It is noteworthy that the United States Supreme Court has expressly recognized the differences to be minor. The first “difference” pointed out by my brethren is that a parolee is not subject to judicial control whereas a probationer is. That is undoubtedly true. If bail were to be accorded to a parolee, however, the courts and not the parole board would make the relevant determination. The second “difference” suggested is that “[p]robation is granted because the sentencing court is оf the opinion that confinement is not necessary for the protection of the public and probation provides a better chance of rehabilitation, whereas parole is technically a custody status.” Despite the fact that a parolee is technically in the custody of the parole board, the paramount consideration in granting either parole or probation is the determination whether the parolee or probationer would constitute a threat to the welfare of society.7 Each
In Connecticut, strong similarities exist between the position of a parolee and that of a probationer. Each has been convicted of a crime and is subject to the strict control of a governmental official.
“Red things may be associated by reason of their rednеss, with disregard of all other resemblances or of distinction. Such classification would be logically appropriate. Apply it further: make a rule of conduct depend upon it and distinguish in legislation between red-haired men and black-haired men and the classification would immediately be seen to be wrong; it would only have arbitrary relation to the purpose and province of legislation.” Tanner v. Little, 240 U.S. 369, 382, 36 S. Ct. 379, 60 L. Ed. 691 (1916). The fact that parole and probation systems have different administrators has only arbitrary relation to legislation which would allow bail to one group and deny it to another.8 Administra-
The primаry purpose of bail is to ensure the future presence of the person at the time when his presence is required. See, e.g., 8 Am. Jur. 2d, Bail and Recognizance, § 4. A relevant consideration in deciding whether to grant bail, particularly in the case of post-conviction bail, is whether the freedom of the person convicted would constitute a threat to the welfare and safety of society. That determination is one for the trial court to make on the facts of each case. There are no differences between parolees and probationers which would justify the legislature in making the determination that society neеds protection from parolees but not from probationers, when both have previously been considered “good risks.”
“Therefore, although neither the probationer nor the parolee has an Eighth Amendment right to bail pending revocation hearings, we find that if one group may be so privileged, then so must the other, and that the pertinent Illinois statutes so read,” said the court in the case of United States ex rel. Dereczynski v. Longo, 368 F. Supp. 682, 689 (N.D. Ill. 1973), aff‘d, 506 F.2d 1403 (7th Cir.). That case presented facts almost identical to those of the present case. The pertinent Illinois statutes allowed bail for probationers but were silent as to the right to bail of parolees. Relying upon Gagnon v. Scarpelli, supra, the court held (p. 688): “We are mindful of maintaining proper respect for the legislature as a coordinate branch of government, and proper judicial restraint requires a presumption of constitutionality of . . . [the parole
It is not unreasonable, considering the presumption of constitutionality and the lack of an express parolee bail provision, to construe
Notes
“[General Statutes, Rev. to 1975] Sec. 53a-32. VIOLATION OF PROBATION OR CONDITIONAL DISCHARGE: ARREST; PROCEDURE. (a) At any time during the period of probation or conditional discharge, the court or any judge thereof may issue a warrant for the arrest of a defendant for violation of any of the conditions of probation or conditional discharge, or may issue a notice to appear to answer to a charge of such violation, which notice shall be personally served upon the defendant. Any such warrant shall authorize all officers named therein to return the defendant to the custody of the court or to any suitable detention facility designated by the cоurt. Any probation officer may arrest any defendant on probation without a warrant or may deputize any other officer with power to arrest to do so by giving him a written statement setting forth that the defendant has, in the judgment of the probation officer, violated the conditions of his probation. Such written statement, delivered with the defendant by the arresting officer to the official in charge of any correctional center or other place of detention, shall be sufficient warrant for the detention of the defendant. After making such an arrest, such probation officer shall present to the detaining authorities a similar statement of thе circumstances of violation. Provisions regarding release on bail of persons charged with a crime shall be applicable to any defendant arrested under the provisions of this section. Upon such arrest and detention, the probation officer shall immediately so notify the court or any judge thereof. Thereupon, or upon an arrest by warrant as herein provided, the court shall cause the defendant to be brought before it without unnecessary delay for a hearing on the violation charges. At such hearing the defendant shall be informed of the manner in which he is alleged to have violated the conditions of his probatiоn or conditional discharge, shall be advised by the court that he has the right to retain counsel and, if indigent, shall be entitled to the services of the public defender, and shall have the right to cross-examine witnesses and to present evidence in his own behalf.
“(b) If such violation is established, the court may continue or revoke the sentence of probation or conditional release or modify or enlarge the conditions, and, if such sentence is revoked, require the defendant to serve the sentence imposed or impose any lesser sentence. No such revocation shall be ordered, except upon consideratiоn of the whole record and unless such violation is established by reliable and probative evidence.”
“Sec. 54-127. REARREST. The request of said commissioner, or any officer of the department of correction so designated by the commissioner, or said board of parole or its chairman shall be sufficient warrant to authorize any officer of the department of correction, or any officer authorized by law to serve criminal process within this state, to return any convict or inmate on parole into actual custody; and any such officer, police officer, constable or sheriff shall arrest and hold any parolee or inmate when so requested, without any written warrant, and, for the performance of such duty, the officer performing the same, except officers of said department, shall be paid by the state, through the department of correction, such reasonable compensation as is provided by law for similar services in other cases.”
General Statutes § 54-125 indicates that the parole board may grant parole if “(1) it appears from all available information, including such reports from the commissioner of correction as such panel may require, that there is reasonable probability that such inmate will live and remain at liberty without violating the law and (2) such release is not incompatible with the welfare of society.”
