*1 601 (9) аny awarding in only Take or consent to action Bank 17% of its preference or confers a on the fees. Bank benefits did address this issue in its financial institution. brief. have often stated that We “[f]ailure authority cite supporting appellate comply brief you If find the failed to with Bank 15-26A-60(6) violates SDCL and the operating procedure, then waives this standard issue before this Court.” In re Application and is a such failure constitutes bad faith Widdison, 671, (S.D.1995) good of the covenant faith 589 N.W.2d 675 breach dealing. (Emphasis original.) (citing Tufty Kostel Funeral Home v. fair Duke Co., (S.D.1986)).6 393 N.W.2d pro- rejected The trial court [¶ 18.] posed proposed by instruction as aswell one Affirmed. [¶ 21.] Bank in favor of its The own instruction. provided
jury instruction the trial court SABERS, AMUNDSON, states, part: in relevant GILBERTSON, JJ., KONENKAMP and However, information, recommendations or concur. requirements the contract between the by you bank SBA be considered allegation on
as to of defendants of whether
issue there was a breach plaintiff between
contract and defen- good
dants covenant of faith and fair
dealing
any
or
negligent misrepresentation
alleged by defendants.
its fees. 20.] Bank of review filed notice
on the issue of whether the trial court erred argues proposed appealed also Bank instruction 6. Driers also have issue of whether on of Driers this issue is with South inconsistent the trial court- was error for to award environ Bank, agree law. We Dakota as Driers' Bank, clean-up mental costs to when Driers had proposed instruction states that violation SBA property argued sold the "as is.” Driers never operating procedures per standard faith is “bad against оbjected awarding these costs to the se.” This is not the law and the instruction them at the court level. This Court trial will provided by accurately the trial stated court court, not raised to the address issues trial law this issue. We have “bad on held that faith" they Gesinger, Gesinger waived. are deemed jury. is to be determined v. United Kunkel (S.D.1995) (citing 531 N.W.2d Fullmer Co., 116, 122, Sec. Ins. S.D. 168 N.W.2d Co., (S.D. State Farm Ins. (1969). proposed Driers’ instruction would Enter., Inc., 1994); Triple Hepper v. incorrectly making U jury tie the hands of the (S.D.1986)). "bad faith" determination. n. 3 *4 Archer, Hagen, &
Rita Allen Wilka Falls, applicant appellant. Sioux for and Barnett, General, Timothy Attorney Mark General, Bartlett, Pierre, Attorney Assistant appellee. for GILBERTSON, Justice. Applicant appellant,
[¶ Garrett Lar- 1.] (Lien), ry alleges guilty plea prior his involuntarily was as a result of his entered alleged counsel’s ineffective assis- defense failing properly investigate a tance in mo- failing tor and in to retain an vehicle accident expert. reconstruction Lien also accident prosecution failed dis- contends exculpatory denying close him evidence thus process appeals due of law. Lien from an ordеr Circuit entered Third Judicial denying petition his of habeas cor- writ pus. affirm. We FACTS AND PROCEDURE 11, 1995, “teen” August a dance [¶ On 2.] country near Lake being was held at club Watertown, Kampeska in South Dakota. Lien, present was the owner age of a drive Chevrolet Blazer 1972 four-wheel approximately its roof removed. At had p.m., country exiting after club in kind of criminal proceeding. Holger- 10:20 lot, the careened off of a parking Blazer son’s of the accident consisted ear, then over. parked rolled Adam reviewing photographs, accident scene wit- (Dailey), passenger Dailey age then statements, police reports, grand ness jury seat was the vehicle. the rear thrown clear testimony, videotaped and a interview with first observers on the found Lien scene Dailey. addition, he interviewed certain (West) pinned West beneath the and Joshua argued witnesses and filed numerous Bystanders driver’s side of the Blazer. were motions, including suppression motion. pull enough to lift the Blazer Lien out able did not interview all the However, from under the vehicle. West witnesses, prosecution did not show some of not be removed as a result could and died Lien, photos the actual accident and did injuries. It was later determined all videotaped not show interview to occupants three had consumed alcohol before However, Lien.2 the habeas court found Hol- bag At hospital the accident.1 of mari- gerson discussed the contents of these exhib juana fell out of Lien’s shorts. depth” its and materials “in with Lien as well claims, injuries, due to accident grand jury transcript. context of the he does remember whether he was driv- but against considered decided However, ing. Dailey, who interviewed hiring an accident reconstruction be police night of the accident *5 he felt cause the best case pit scenario would following day, the stated that Lien was driv- expert against his the State’s and ing the Blazer at the of the time collision. Dailey, eyewitness. the accident Hol- testified, oath, also Dailey under before a gerson and Lien of discrepancies were aware some County Jury Codington Grand that Lien was Dailey’s 3 with account of the accident. driving at the time of the accident. However, Holgerson felt that Dailey was 30,1995 Lien August was on [¶ 4.] indicted strong credible and would be a witness who homicide, charge on a of 22- vehicular SDCL successfully impeached could during a 16-41, possession and of more than one trial.4 pound but less than ounce one-half of mari- Holgerson juana. [¶ 6.] testified he had three to independently SDCL 22-42-6. Lien meetings Lien professional discussing the four with retained services of an attor- the leading up ney, Holgerson repre- plea. Albert State’s evidence to the (Holgerson), against Lien’s charges. present percent sent him these The father was 50 to 70 record of that Holgerson experience reviewing indicates had the time.5 After certain evidence defending consent, obtaining vehicular eases and Lien his Holger- homicide had with and successfully defended most plea negotiations his recent client son entered into with the Laboratory 1. South The Dakota State Health dent itself but did remember that Lien was driv- ing. Dailey of Lien’s tests blood and urine indicated a blood was not aware that Lien had been presence drinking level Dailey alcohol and of .174% mari- before entered the Dai- Blazer. juana. Hospital ley Prairie Lakes also conducted also stated did not that he remember if the on, on Lien’s headlights leaving tests blood and urine and indicate that Blazer’s were but while his blood alcohol level clearly parking .40% and do not was lot told West had Lien to turn them presence marijuana. indicate the Dailey De- grand jury on. testified before a on Au- disparity spite they between blood tests gust 1995 and stated that he was aware that drinking that Lien do show was alcohol. drinking Dailey Lien had been "a lot" before entered the Blazer. Dailey positive marijuana also tested for alcohol level blood was .031%. West had a attempting impeach Dailey, In 4. to find a basis to blood alcohol level. .11% Holgerson subpoena went so far as to from the School, High Watertown “all school Holgerson prior records for 2. testified that at all times to the Dailey, including Adam but guilty, not limited to all taped interview actual records, guidance academic possession police counselor records Dailey remained in the it, allowed detention records.” who to view but did.nоt provide copy. him with that, day 5. Lien’s father on the testified after the accident, August videotaped Dailey 3. interview he had a conversation where driving. stated that he did not the acci- stated he did not if Lien remember remember was inef- proved suc- Lien claimed that negotiations 1996. Holgerson’s State. failing agreed properly to recommend a and the State fective cessful ve- imposition for the of sentence doubt on suspended which could have cast accident is un- charge. The record homicide Blazer. hicular Lien was whether the driver agree- to the exact date when ineffectiveness, clear as argued, resulted This Lien the State and was finalized between ment involuntary plea Lien further guilty. Lien. ex- that the failed to disclose claimed State denied culpatory evidence. The habeas court January on was sentenced petition for Lien’s relief. Holgerson presented mitigating 1996. Anony testimony through Alcoholics Lien’s appeal Lien’s issues are: on rehabili sponsor who stated Lien’s mous Holgerson’s 1. Whether that he felt were sincere and tation efforts constitutes assistance ineffective in would “make it.” The State that Lien counsel? suspended imposition the court that a formed charge for the homicide volun- guilty plea of sentence vehicular* 2. Whether Lien’s to be our tary? “continues recommendation.” agreement explained it State had made his bur- Whether has sustained consulting parents, who after Joshua West’s proof pros- den of his claim that having indicated some reluctance about exculpatory failed ecution to disclose brought a trial. The then out endure process? evidence violation due such as aggravating several factors Lien’s occupants age in relation the Blazer’s AND STANDARD OF REVIEW SCOPE drinking that he
the fact
had been
had
possession.
marijuana in his
On
other
reme
We must first note the
hand, the
the court that Lien
State informed
nature of
dy
proceeding
in a habeas
man,
weighs
young
I think that ...
is “a
*6
judgment,
attack
final
there
a collateral
on a
urged
and
that Lien not be
to his benefit”
fore,
scope of
Black v.
our
review is limited.
prison.
had informed
sent to
Mr. West
the Class,
22,
not
607
(S.D.1994) (St
III)
(internal
118,
Lockhart,
52,
366,
121
Cloud
474 U.S.
106 S.Ct.
88
omitted)).
(1985).”
Lockhart,
citations
L.Ed.2d 203
Cox v.
970
(8th Cir.1992).
standard,
F.2d 448
Under this
petitioner
The habeas
has
1)
petitioner
the burden is on the
to show
prove
preponder
initial
a
burden
performance
deficient,
that counsel’s
he is
ance
evidence that
entitled to
2)
petitioner
prejudiced
the defi
Zerbst,
458, 469,
Johnson v.
304 U.S.
relief.
performance. Addressing
cient
part
the first
1019,
1461,
1025,
S.Ct.
82 L.Ed.
1469
58
test,
performance,
of the Strickland
deficient
(1938);
¶ 14,
Loop,
107 at
1996 SD
554
have
we
stated that:
191;
Eagle
Leapley,
at
v.
N.W.2d
Two
522
‘When a
complains
convicted defendant
(S.D.1994).
765, 768
N.W.2d
habeas
assistance,
the ineffectiveness
counsel’s
given
factual findings
court’s
are
“considera
the defendant
show
must
that counsel’s
ble deference” and we will
reverse these
representation
objective
fell below
stan-
findings
they
clearly
unless
are
erroneous.
Strickland,
dard of reasonableness.’
466
III,
121;
at
St. Cloud
McCaffer
687-88,
2064,
U.S. at
to
is to be
to
according
the circumstances
each
great
case with
specifics
Concerning
[¶ 20.]
to
given
attorney’s
deference
decision.”
Holgerson’s investigation, Lien claims that
(citation omitted).
at 106
N.W.2d
This
wit
Holgerson’s failure to interview several
recognized
Court has often
that it is not our
in order to establish Lien’s habit of
nesses
“second-guess
function to
the tactical deci
others drive after he
drink
letting
had been
sions” of defense counsel
and we will
performance.
It
ing constitutes deficient
is
“substitute
own
judgment
[our]
theoretical
important to note that
reasonableness
“[t]he
III,
for that of counsel.” St. Cloud
of counsel’s actions
be determined or
129;
State,
N.W.2d at
Miller v.
substantially
influenced
the defendant’s
(S.D.1983)
McBride,
(citing
State v.
Strickland,
or
own statements
actions.”
(S.D.1980)).
that Lien’s blood alcohol level was .40%. This guilty plea 2. Lien’s [¶29.] was volun- unlikely per result indicates that the test tary, knowing, intelligent. by formed Prairie Lakes was flawed. Nei being With it ther nor determined the State relied Instead, Holgerson’s representation report. deficient, Prairie Lakes the more re was not appear liable results to have been obtained Lien’s guilty plea claim that his was entered 13. The dissent important states that it was "incredible” for tive for THC. It is to note that the Holgerson’s the habeas court to "excuse” failure allege marijuana any State did not had influ- expert by concluding part to hire an that the driving ence on Lien’s of the Blazer. The State provided results of the test have corrobora- sentencing did recommend that the court consid- Dailey’s tion for version of the facts. Rather marijuana possession, consumption, er at the "incredible," being than the habeas court was time of the accident. correct. Pursuant to SDCL 23A-13-13 the State was entitled to the results of this test no matter charges 15.The dissent was con- fact, what its conclusion. rathеr than this stitutionally ineffective as he made a "decision being “hindsight” justification as claimed theory not to that Lien was not dissent, already the State had filed such a analysis the driver....” As the above makes days motion on November five clear, Holgerson exactly contrary did before discovery after Lien had filed and served his obtaining plea agreement sought by result Providing motion on the State. potential expert the State with Lien. The trial testimony habeas court concluded that that it was Lien that driving, coupled complaint with all of the other evi- Lien’s real was: State, possessed by dence would have made reality is that Lien entered into a legal position Lien’s which was found agreement very promising where he received a very posi- habeas trial court to be "a tion,” tenuous Now, sentencing recommendation. that the already more tenuous than it was. severely court sentenced him more than he alleges expected, Hospi- regrets agreement. Lien also that the Prairie Lakes wished or he negative tal test show he was for THC. The State Laboratory Health posi- tеsts indicate Lien was *11 612 possible for vehicular assis- the maximum sentence a ineffective
involuntarily as result of years.17 informed homicide as fifteen Lien substantially weakened.16 tance is sentencing that the habeas courts both this Hopfinger, stated As we [¶31.] Holgerson explained of the alternatives “totality circum- at look the will Court proposal. At the accepting plea the State’s plea was determining guilty if a stances” plea guilty Lien entered he was time his knowing intelligent. 511 voluntary, him, against aware of the State’s evidence upon v. Lien relies at 847-48. N.W.2d Dailey’s ver- including the inconsistencies Wahle: pos- of the accident18 and the maximum sion ‘circum- the shows Where record carefully sible sentence.19 The court also they time of the existed at the stances as thoroughly the constitutional described standards, judged by objective guilty plea, Boykin waiving. rights Lien would See impres- reasonably justified his mistaken Alabama, sion,’ to have must be held a defendant (1969). Furthermore, Lien was L.Ed.2d plea knowledge full of his without entered not under the influence of. medication involuntarily. consequences and the plea. аt the time he his drugs entered (S.D.1994) (quoting United guilty plea voluntarily and with entered his (3rd Crusco, 21, 24-25 States v. knowledge consequences.” “full of the omitted) Cir.1976) (citations origi- (emphasis Wahle, 521 137.20 nal)).' mis- Lien’s reliance Wahle the placed because defendants Wahle his 3. Whether Lien has sustained they allowed to proof claimed should be Crusco of claim that the burden in a they guilty pleas exculpa- mis- prosecution withdraw their because failed to disclose possible they tory faced. pro- the sentences . understood evidence of due in violation did not understand Lien does contend he cess? possible sentence. a beginning [¶ 34.] “[B]efore fact, analysis or not Brady of De to whether the Statement determine specific to Rights [the Constitutional and Waiver evidence must be disclosed
fendant’s
by
prosecution,
Rights by
Guilty correctly specified
of
we must de-
defendant]
of
Plea
Lohnes,
Dalman,
18.
See
States
F.2d 537
16. We must note that in State v.
United
(S.D.1984),
(defendant's
(8th Cir.1993)
during
N.W.2d 686
this
focused on
performance
Court
expectations
defendant’s
plea bargain”
from
“reasonable
plea hearing
with his after-the-fact
inconsistent
detеrmining whether he
inyoluntariness
plea).
guilty
claim of
of
guilty
should have been allowed to withdraw
bargained
plea.
for and received
"stringent
applied to
19. A more
standard” is
imposi-
suspended
State’s
recommendation
guilty plea
has
withdraw
after sentence
been
becoming fully
tion of sentence after
aware that
imposed
prevent
testing
"to
from
a defendant
plea agree-
was
the trial court
not bound
potential punishment,
weight
with
and then
ment.
drawing
plea
unex
if he
the sentence
finds
Lohnes,
pectedly
687
signed a
Con-
severe.”
Williams idea that there KONENKAMP, J., concur. ‘objective’ ‘fair’ right a to such exists deliberations”). Thus, jury grand under the AMUNDSON, JJ., [¶ 39.] SABERS and circumstances, grand not error for the was in part part. dissent and concur in jury solely rely upon Dailey’s testimo ny. SABERS, (dissenting part Justice alleges concurring part). Lien also the first scene, officers on the Officers Seim and McMahon, officially report failed to [¶ 1. DEFECTIVE 40.] PERFORMANCE was found on the side of
West
driver’s
I
dissent.23 Defense counsel’s
Brady Maryland,
deci
vehicle
violation of
theory
sion not to
U.S.
L.Ed.2d 215
(1963).
arrived,
driver,
was not
under
these
When the
circum
officers
Lien had
stances,
already
been
from the
constitutes ineffective
removed
vehicle
assistance
bystanders
sitting
on a near
counsel and we should reverse. See
was
Foster
(8thCir.1993):
Lockhart,
person
lawn. The
under the vеhicle
passengers
it is found
22.
21.If
that evidence
not disclosed
All of the Blazer’s
had been
questions
following
and if the
four
can be an-
thrown to the
side.
driver's
affirmatively,
process
due
swered
the defendant’s
rights have been
a new trial
violated and
must
agree
majority opinion
23.
I
that the
granted:
officially
police
report
failure of the
the loca-
Was
1.
the defense unaware
the evidence?
Brady
body
give
tion
a
of West’s
does
rise to
2.
Is the
to the
evidence favorable
defense?
violation; however,
join
specula-
do not
I
Is
to the
3.
the evidence
defense?
material
why
possible
tion of the
reasons
this information
request
4. Did the
defense make
for the
¶
supra
omitted. See
evidence?
Black,
¶
their
these deficiencies
coun-
Whether
attorney
Additionally, his
ex-
his defense.
prejudiced
depends
representation
sel’s
logical
strategy, which was
plained his trial
upon whether
calling
his not
certain wit-
and accounted for
constitutionally
perfor-
ineffective
counsel’s
clearly
This case is
Id. at 104-05.
nesses.
the outcome of the
mance affected
Failure to
consult
distinguishable.
even
...
process.
In other words
the defen-
expert under
reconstruction
an accident
must show that there is
reasonable
dant
cannot, by any stretch of
these circumstances
that,
errors,
probability
but for counsel’s
accurately referred
imagination,
pleaded guilty
not have
he would
“strategy” or “tactics.”
going
have insisted on
to trial....
would
Leapley,
As for St. Cloud
[¶49.]
alleged
of counsel is a
error
[W]here
failure to
defense counsel’s
court determined
investigate
potential-
or discover
failure to
ineffective assistance:
constituted
evidence,
ly exculpatory
the determination
the services of
right of an accused to
[T]he
“prejudiced”
the error
the defen-
whether
attorney envisages that his
will
by causing
plead guilty
him to
rather
dant
possible defenses.
investigate and consider
go
depend
to trial will
on the likeli-
than
part
Failure on the
of counsel to conduct
discovery
hood that
of the evidence would
*15
necessary investigation into the facts
change
to
his recommen-
have led counsel
may
prejudice
justify
to
result
such
assessment,
plea.
dation as to
This
granting of relief.
review of
Our
turn,
depend
large part
predic-
will
on a
agree
record causes us to
that St. Cloud’s
likely
tion whether
the evidence
would
have made an in-
defense counsel should
changed
have
the outcome of a trial.
vestigation into whether or not a warrant
Lockhart,
52, 59,
Hill v.
474 U.S.
106 S.Ct.
document)
(or
pointed
As
similar
existed.
(1985).
366, 370,
203, 210
88 L.Ed.2d
Cloud,
out
his defense counsel did
St.
Here, Lien
to
met
burden
show
poten-
travel to Lower Brule to interview
if
the informa
he had been armed with
witnesses;
tial
it would have taken little
gather
counsel
to
or share
tion that
failed
additional effort
to examine the tribal
him,
going
Lien would have insisted on
court file. The failure to make this investi-
majority opinion
The
excuses
to trial.27
gation was not the result of reasonable
expert
failure to consult an
because
counsel’s
professional judgment,
satisfying
thus
attempt
get
of “Lien’s instructions to
to
á
prong
first
of Strickland.
¶
suspеnded imposition.” 24. But see
(S.D.1994) (conclud-
118,
521 N.W.2d
127-28
(S.D.1978):
Pieschke,
40, 46
262 N.W.2d
preju-
ing that St. Cloud failed to establish
(citations,
prong)
right
in-
of an accused to the services of
dice under the second
The
omitted).
legal
envisages
that his
quotations
ternal
& footnotes
counsel
Likewise,
investigate
possible
de-
it would have taken little additional
will
consider
and,
none,
investigate
procedures,
to
the “other
fenses
if
other
effort26 here
driver”
good
judgment
theory
the failure to
so was not the
exercise his
faith
thereon.
do
Johnson;
Eagle,
pectation
Loop;
of trial.
Two
testified that cost was not
factor
preventing
consulting
expert.
supra.
him from
petitioner
do not
that the
These cases cited
state
25,
¶
majority opinion
27. At
states:
plea agreement
must
“that the
show
appears
[I]t
of the record
from the contents
fact,
day
plea
set for trial.” In
made until
Holger-
that Lien had several discussions with
bargains were not even at issue
these cases.
.
concerning
plea.
son
This falls well short
458,
Zerbst, 304 U.S.
See Johnson v.
of Lien's burden to establish his claim that the
Class,
(1938); Loop v.
his view of the and the
photographs. State’s never examined
the vehicle and did not visit accident site which, day testimony
until the of his if —facts cross-examination, elicited on could bol-
