120 P. 215 | Utah | 1911
Lead Opinion
The real estate in question, owned by the plaintiff in 1902, and prior thereto, was sold for taxes for that year. Tbe certificate of sale was assigned to the defendant in 1907, who, in February of that year, obtained a tax deed. On the 4th day of October, 1907, be commenced an action in the district court of Salt Lake County, where the land is, against the plaintiff and others to quiet title. The claimed service of summons on the plaintiff was by publication. On the 28th day of December, 1907, the defendant obtained a judgment against the plaintiff and others by default, quieting the title in him. The plaintiff, on the 12th day of April, 1909, brought this action in equity to set aside the former judgment, to permit him to plead to the merits, to have adjudged the ownership of, and right of possession to, the property, and to have the title thereof quieted in him. This relief was asked on the alleged grounds that the affidavit upon which the order for publication of the summons was based was defective and insufficient; that the averment in the affidavit that plaintiff’s “residence was unknown to the affiant” was falsely made; that neither a copy of the summons nor of the complaint was mailed to the plaintiff, and no sufficient reasons appearing why that was not done; that be was without knowledge, and bad no notice, of the pendency of the action until long after the entry of the judgment; that, as soon as be learned of it, negotiations were entered into between him and the defendant to set aside the judgment; and upon allegations tendering a meritorious defense. The court found “that the service of the summons in” the former action “was duly and regularly bad on” the plaintiff “by publication thereof in accordance with the requirements of law, and that the default and entry of judgment in said action was duly and regularly bad;” that the plaintiff, within less than one year after the entry of such judg
The findings are largely in the nature of conclusions. The evidence, however, with respect to them is before us. The plaintiff was a resident of Denver, Colo., and had resided there for about twenty-five years. In 1902, and prior thereto, he was the owner of the property described as “lots 24 and 25, block 2, Denver Place, an addition to Salt Lake City.” In that year the property was sold for taxes, the certificate of sale assigned to the defendant in 1907, and a tax deed given to him in February of that year. In deeds of conveyance of the property to plaintiff, made and recorded in 1897 and in 1900, his residence is stated to be in Denver, Colo. The assessment rolls show that the property, in 1901, and to and including 1907, was assessed to plaintiff, “Loui3 F. Liebhardt, care of Liebhardt Commission company, Denver, Colorado.” The plaintiff paid the taxes on the property for the years 1903 to 1908, both inclusive. In October 1907, the defendant brought an action against the plaintiff and others to quiet title, and on the 28th day of December of that year obtained a judgment by default. Service of summons was attempted on plaintiff by publication. Graham Lawrence, a brother of the plaintiff in that action, on the 19th day of October, 1907, made and filed an affidavit therein that: “I am the agent and attorney in fact for the plaintiff, Franklin L. Lawrence; that I am a resident of Salt Lake County, Utah; that the plaintiff is absent from the said state, and that this affidavit is made on his behalf;” that the defendant, the plaintiff in this action, “Louis F. Liebhardt,” and others (naming them), “each reside out of the State of Utah; and that the place of residence of each of the said
The plaintiff had no knowledge that the property had been sold for taxes until the 31st day of October, 1908, when the county treasurer of Salt Lake County wrote him, stating that: “We herewith return tax receipt, the property being this year assessed to- Franklin Lawrence, who has a tax deed on account of sale for taxes in 1902. He is represented in Salt Lake by Addison Gain, if you wish to communicate with him.” The plaintiff thereupon wrote Addison Gain. Graham Lawrence, on December 2, 1908, answered: “Your letter to Mr. Addison Gain forwarded to me today. I have been waiting for my brother (Franklin Lawrence, the defendant) to come in. He is anxious to settle up all these old tax matters; and I expect him in here by the 12th or 15th and will procure you a quitclaim deed as soon as he comes in.” On December 24, 1908-, Graham Lawrence again wrote plaintiff in response to a letter from him: “Yours of the 21st at hand, and in reply will say that my brother was in day before yesterday. I talked the matter over thoroughly with him. He stated that he got a decree quieting title in
We have a statute (Comp. Laws 1907, sec. 3005) which provides that:
“When, from any cause, the summons in an action has not been personally served on the defendant, the court may allow, on such terms as may be just, such defendant or his legal representative, at any time within one year after the rendition of any judgment in such action, to answer to the merits of the original action.”
This action, brought by the plaintiff, was commenced on the 12th day of April, 1909, about one year and three and one-half months after the defendant had obtained judgment in the former action. The court, finding that the service of summons on the plaintiff “was duly and regularly had” by publication in the former action, that within less than one'
in so disposing of the case, the court must have been of the opinion that the remedy provided by section 3005 was exclusive, or that an action in equity is not broader than the remedy provided in that section, and that it likewise must be brought within one year after the entry of the judgment. The court did not find nor state any conclusions that the plaintiff was guilty of laches. The court disposed of the case on the theory that the plaintiff (the defendant in the former action), having been “duly and
The next question to be considered is: Were sufficient facts made to appear to require the former judgment to be set aside upon the alleged grounds? We think so. Our statute (section 2949) provides:
“When the person on whom the service of a summons is to be made resides out of the state, or has departed from the state, or cannot, after due diligence; be found within the state, or conceals himself to avoid the service of the
Tbe section following provides that:
“The order of the clerk must direct tbe publication to be made ... in a newspaper designated by him as most likely to give notice to tbe person to be served. In case of publication, where tbe residence of a nonresident or absent defendant is known, tbe clerk must forthwith deposit a copy of tbe summons and complaint in tbe postoffice, directed to tbe person to be served at bis place of residence.”
Section 2952 provides that tbe proof of tbe service of the summons and of tbe complaint shall be: “. . . 4. In case of publication, tbe affidavit of tbe publisher, or printer,
It will be seen that by this statute the duty is imposed on the clerk to issue the order. In making it, he acts judicially. To grant the order and to account for the want of mailing a copy of the summons and of the complaint, two things were required to be made evident to the clerk; one that the plaintiff was a nonresident, and the other that his place of residence was not known. The affidavit recited that the plaintiff “resides out of the state of Utah,” and that his “place of residence is to the affiant unknown,” without stating means or opportunity of knowledge concerning the fact deposed, or the inquiry or investigation made, or the diligence used to ascertain his place of residence, or any facts upon which a want of knowledge of the place of his residence was based. Nor is it .averred that the plaintiff in the former action (the defendant in this) was ignorant of the plaintiff’s place of residence.
Said the court in the case of Ricketson v. Richardson, 26 Cal. 149:
“An affidavit which, merely repeats the language or substance of the statute is not sufficient. Unavoidably the statute cannot go into details, but is compelled to content itself with a statement of the ultimate facts which must be made to appear, leaving the detail to be supplied by the affidavit from the facts and circumstances of the particular case. Between the statute and the affidavit, there is a relation which is analogous to that existing between a pleading and the evidence which supports it. The ultimate facts of the statute must be proved, so to speafc, by the affidavit, by showing the probatory facts upon which each ultimate fact depends. These ultimate facts are conclusions drawn from the existence of other facts, to disclose which is the specific object of the affidavit. To illustrate: It is not sufficient to state generally that after due diligence the defendant cannot be found within the •state, or that the plaintiff has a good cause of action against him, or that he is a necessary party; but the acts constituting due ■diligence, or the facts showing that he is a necessary party, should 'be stated. To hold that a bald repetition of the statute is suffi*253 cient is to strip the court or judge to whom the application is made of all judicial functions, and allow the party himself to deter-, mine in his own way the existence of jurisdictional facts — a practice too dangerous to the rights of defendants to admit of judicial toleration. The ultimate facts stated in the statute are to he found, so to speak, by the court or judge from the probatory facts, stated in the affidavit, before the order for publication can be legally entered.”
This case was approved and followed by the same court in the case of County of Yolo v. Knight, 70 Cal. 431, 11 Pac. 662. The fact that the statute here requires the clerk and not the judge to make the order can make no difference; for, in granting the order, whether the duty be imposed on the clerk or court, the person or tribunal granting it acts judicially. Of what probative force or evidentiary value is an ¡affidavit of one that the place of residence is unknown to him, who does not purport to have any knowledge of the fact deposed, either from personal knowledge or from inquiry or investigation? We think such an affidavit is defective, and is open to direct attack. (Bothell v. Hoellwarth, 10 S. D. 491, 74 N. W. 231; Nicoll v. Midland Svgs. L. Co., 21 Okla. 591, 96 Pac. 744; McLaughlin v. McCann, 123 App. Div. 67, 107 N. Y. Supp. 762; Thompson v. Circuit Judge, 54 Mich. 236, 19 N. W. 967; Mackubin v. Smith, 5 Minn. 367 (Gil. 296); Alderson v. Marshall, 7 Mont. 288, 16 Pac. 576; Noble v. Aune, 50 Wash. 73, 96 Pac. 688.)
Furthermore, there is some evidence to support the conclusion that, if the defendant did not have actual knowledge of the place of plaintiff’s residence, he had ready and convenient means of knowledge. True the affidavit was made by his brother, his agent and attorney in fact. But whatever knowledge or means of knowledge the defendant, the principal, had, must be imputed to the agent, the affiant, who made the affidavit on behalf of the principal. Notwithstanding the express charge that the averment in the affidavit of want of knowledge of plaintiff’s place of residence was falsely made, and some evidence adduced tending to support the charge, nevertheless, neither the defendant nor
As frequently stated by the courts, a plaintiff who seeks to avail himself of the statutory mode for a constructive service of summons must exercise good faith in his representations to the court or judge. A presentation of a willfully false affidavit, for the purpose of obtaining an order for service of the summons by publication, is itself an act of fraud. (Dunlap v. Steere, supra.) The practice in making affidavits for such purpose in the mere language of the statute, and the lack of scrutiny on the part of clerks in issuing
“Where this kind of service is sought, the proceedings should he carefully scrutinized, and strict compliance with every condition of the law exacted; otherwise its provisions may lead to gross abuse, and the rights of persons and property made to depend upon the elastic consciences of interested parties, rather than the enlightened judgment of a court or judge.”
Regardless of the defective affidavit for the publication of the summons, the plaintiff, under the statute, had one year
The judgment of the court below, therefore, is reversed, and the cause remanded to the trial court, with directions to reinstate the complaint, to annul and set aside the former judgment obtained by the defendant against the plaintiff, quieting the title of the property in the defendant, to permit the plaintiff to plead to the merits, and to hear, determine, and adjudge whether the plaintiff or the defendant is the owner or entitled to the possession of the property, and to quiet the title in him who may be so found and adjudged to be the owner and entitled to the possession. Costs to appellant.
Rehearing
On Application for Rehearing.
A petition for a rehearing is filed in which it is urged that we, especially by what is said by us in respect of the affidavit for the publication of the summons, have gone counter to all of the adjudged cases on statutes similar to ours, jeopardized titles, upset a well-established and fixed practice, and created disorder and confusion where before was order and harmony. This on the claim that an affidavit and a service, such as was here made, is not open to a direct attack on the grounds urged against them. That the attack here was direct and not collateral is, in this jurisdiction, not open to question.
Counsel strongly urge that, under our statute, to authorize an order or direction of the clerk for a publication of the summons on the ground of nonresidence of a defendant, all that is necessary to state in the affidavit is a statement, in the language of the statute, that the defendant “resides outside of the state,” and that such a statement is a statement of an evidentiary and not an ultimate fact nor of a conclusion; that the affidavit here, that “the defendant, Louis F. Liebhardt,” and thirteen others (naming them), “each reside out of the State of Utah, and that the place of residence of each of the said defendants is to the affiant unknown,” is a statement of such a fact in the language of the statute; and that upon the filing of such an affidavit a mere ministerial, and not a judicial, duty is imposed on the clerk to direct or order a publication of the summons; and that upon such publication the service is complete without a mailing of a copy of the summons and complaint, or any effort made or diligence used to do so. In support of this, the cases of Calvert v. Calvert, 15 Colo. 390, 24 Pac. 1043, Ervin v. Milne, 17 Mont. 494, 43 Pac. 706, Schaefer v. Kienzel, 123 Ill. 430, 15 N. E. 164, Easton v. Childs, 67 Minn. 242, 69 N. W. 903, Hamilton v. Barrick
In Calvert v. Calvert, the affidavit was as follows: “That defendant is not a resident of Colorado'; and that her last-named place of residence was Ann .Arbor, Mich.” A copy of the summons and complaint, and a copy of the published summons, were mailed to the defendant at Ann Arbor.
In Ervin v. Milne, the affidavit was that the summons was delivered to the sheriff of Silver Bow County for service, and that “the sheriff of said county has returned the same to the clerk of this court with his return thereon indorsed to the effect that the said defendant, James B. Milne, could not, after due and diligent search therefor, be found in the county of Silver Bow, Mont.; that the last-known place of residence of said James R. Milne was at No. 407 West Copper Street, Butte City, Silver Bow County, State of Montana, but now-said defendant, Janies B. Milne, has departed from the state, and does not now- reside in the State of Montana, but at what particular place deponent does not know, and has not been able, after diligent inquiry, to ascertain.”
In Schaefer v. Kienzel, the affidavit stated the fact of non-residence of the defendant, and that the affiant w^as informed and believed she (the defendant) lived “in the City of St. Louis, in the State of Missouri, on 20th street and St. Louis Avenue.” A copy of the published notice was mailed to her at that address.
The question here is not so much that the fact of nonresi-dence of the plaintiff w-as not stated in the affidavit, hut, as indicated in our original opinion, that a copy of the summons and complaint ivas not mailed to the plaintiff, and no facts or circumstances stated, or found, or made to' appear, to excuse such failure. In respect to that question, how unlike are those affidavits to the one in hand, ivhere the bald averment is that “'the defendant does not reside in the State of Utah, and that his place of residence is to the affiant unknown.” When an everment is made that the defendant is a nonresident, and that he resides at a particular named place in another state, or that his last-known place of residence ivas
The case of Goore v. Goore is to some extent an authority supporting counsel’s contention. There the affidavit was that the affiant, plaintiff’s attorney, “believes that the defendant-in said action is not a resident of the State of Washington, and cannot be found therein, but that his place of residence is unknown to said plaintiff and this affiant.” That was held good against a direct attack. But the sole ground of attack was want of jurisdiction. So what was there said by the court should be restricted to the ground of the attack. The court, quoting language of one of its prior decisions, De Corvet v. Dolan, 7 Wash. 365, 35 Pac. 72, 1072, said:
“But the statement that the defendants resided out of the territory is the statement of a fact, and is all that need be said upon the subject. The statute does not mate it necessary to show where the defendants resided. This is immaterial, so that they were nonresidents.”
But that language was first used by that court in a case of wholly a collateral attack. Then, when it had a case of a direct attack, it applied the same language and principle to a direct as to a collateral attack. And so does counsel here for respondent. No distinction is made of what may be attacked on a direct .and what on a collateral proceeding.
■ But let it be assumed that the language so used was proper, as applied to a direct attack for want of jurisdiction, yet we
Upon a presentation of an affidavit for a publication of the summons on the ground of a nonresident defendant, both the plaintiff in the action and the clerk have duties to perform: The plaintiff, by affidavit, to furnish the clerk the evidence in respect of the fact that the defendant is a nonresident; the clerk, upon the evidence so adduced, to determine that the defendant is a nonresident, and to direct or
“To require of the clerk such an exercise of judgment, without any knowledge of the law, without any legal attainments upon which he could possibly base a conclusion, would simply be saying to the clerk that he should judicially determine that question.”
Thus the question whether an act is judicial or ministerial is made to depend upon the legal learning of the officer or tribunal exercising the function. If he possesses such knowledge, the act is judicial; if he does not, the act is ministerial. The same kind of a reason is also given in the case of Ervin v. Milne. We think the determinative feature of whether a particular act or function of an officer or tribunal is ministerial, or judicial, or quasi judicial is more largely dependent upon the character of the act or function to be performed than upon the kind or amount of learning of the
Counsel also complains of our decision, on the ground that we have unsettled an established and prevailing practice of the district courts. It is said m'any default judgments in divorce proceedings, in proceedings by attachment, and in proceedings to quiet title have been rendered on a service by publication, founded upon an affidavit similar to that in band. If so, it is about time to stop such a practice. Nonresidents, as well as residents, have the right to acquire and bold property in this State. In the absence of proof of actual service, proceedings affecting their property require careful scrutiny; and the court, before entering a judgment taking it from them and giving it to another, should see to it that not only one, but that every requirement of the statute providing for a constructive service has, both in letter and spirit been strictly complied with. The spirit and intent of the statute is to give the nonresident notice of the proceedings against or affecting bis property, if that can be done. For that purpose is the provision of the statute requiring a copy of the summons and complaint to be mailed to him, if bis place of residence is known, if, as heretofore shown, bis place of residence can be ascertained or discovered by reasonable diligence and inquiry. Here comes a litigant into court by a proceeding, affecting the property of a nonresident who for many years bad the record title, except as bis rights thereto may have been divested by the tax sale, and seeks to take it from him,, and to claim it for himself. lie causes an affidavit to be filed by an agent that the nonresident “resides out of the State of
The petition is denied.