This case resolves whether certain provisions of the Illinois Election Code unconstitutionally impair the ability of a new political party to place its congressional candidates on the general election ballot. The plaintiffs-appellants consist of one entity and two groups of individuals: the Libertarian Party of Illinois (including its chairperson), seven candidates who sought the party’s nomination for United States Representative in the Illinois March 1996 general primary election, and several voters who wanted to vote for these candidatе-plaintiffs.
The Illinois Election Code sets forth instructions detailing when candidates from a political party may be placed on the ballot in state, local, and congressional elections. See 10 Ill.Comp.Stat. 5/1-5/BO. In essence, the Code characterizes political parties in two categories: “established” and “new.” If a party receives more than 5% of the vote in the last general election for governor, that party is considered an established political party for all state, local, and cоngressional races. 10 Ill.Comp.Stat. 5/10-2. If a party receives more than 5% of the vote in certain other statewide elections, e.g., United States Senate, Illinois Attorney General, or the University of Illinois Board of Trustees,
The distinction between established and new political parties is significant because it affects the nomination process by which candidates are ultimately placed on the general election ballot. In general, an established party nominates its candidates for the general election through a primary election. To appear on a primary election ballot, a candidate seeking an established party’s nomination must submit a petition with signatures from 0.5% of the qualified primary electors. 10 IU.Comp.Stat. 5/7-10. For the March 1996 primary election, Democratic congressional candidates needed to submit an average of 658 signatures, and Republican candidates needed to submit an average of 532 signatures.
If a political party is not established in a particular political subdivision, and thus considered new, its candidates can gain access only to the general election ballot. A group forms a new political party by submitting a complete slate of candidates for all of the offices to be'filled in that political subdivision, as well as a petition containing a specified number of signatures. 10 Ill.Comp.Stat. 5/10-2. If the new party is being formed for the entire state, the petition must contain signatures totaling the lesser of 25,000 or 1% of the voters in the last statewide general election. Id. If the new party is being formed only for a congressional district or other political subdivision, the petition must contain the lesser of 5% of the total number of voters in the district’s last regular election or the number of signatures needed for statewide formation.
Heading into the 1996 primary and general elections, the Libertarian Party of Illinois was an established party for all statewide elections, and a new party for all congressional elections. The LPI was able to gain established party status for all statewide elections because three Libertarian candidates combined to capture 5.5% of the vote in the 1994 election of the University of Illinois
On December 18, 1995, ten LPI candidates
The LPI subsequently brought suit against the Board under 42 U.S.C. § 1983, alleging that these ballot access requirements violated their rights under the First Amendment, the Fourteenth Amendment, and the Qualifications Clause of the Unitéd States Constitution. The LPI asked the district court to enjoin the Board, and require it to include its candidates on all congressional primary ballots across Illinois. The district court denied this request, and granted the Board’s motion for summary judgment.
II. ANALYSIS
A Standard, of Review
We utilize a de novo standard of review in analyzing a district court’s grant of summary judgment. Campbell v. Towse,
B. First and Fourteenth Amendments
The LPI complains that the nominating procedures applicable to “minor-established”
The right to vote and the right to associate for political purposes remain two of the more fundamental rights prеsent under our Constitution. These rights, however, are not absolute. Munro v. Socialist Workers Party,
place burdens on two different, although overlapping, kinds of rights—the right of individuals to associate for the advancement of political beliefs, and the right of qualified voters, regardless of their political persuasion, to cast their votes effectively. Both of these rights, of course, rank among our most precious freedoms.
Williams v. Rhodes,
When reviewing challenges to a stаte’s election laws, courts must weigh the “‘character and magnitude of the asserted injury to the rights protected by the First and Fourteenth Amendments ... ’ against ‘the precise interests put forward by the State as justifications for the burden imposed by its rule.’ ” Burdick v. Takushi,
In this case, the LPI asserts that the Illinois ballot access laws violate their constitutional rights to cast their votes effectively and to associate for the advancement of political ideas through the creation and development of a new political party.
In response to LPI’s asserted injury, the Board puts forth the following countervailing interests to justify the ballot access requirements: prеventing ballot clutter, avoiding voter confusion, and requiring parties to demonstrate a significant modicum of public support before it has access to the ballot. The LPI, for good reason, does not dispute the importance of these interests.
The Supreme Court has long permitted states to impose various restrictions limiting a candidate’s access to the ballot. States have not only an interest, but also a duty to ensure that the electoral process produces order rather than chaos. See Storer v. Brown,
In that regard, the Court has “never required а State to make a particularized showing of the existence of voter confusion, ballot overcrowding, or the presence of frivolous candidacies prior to the imposition of reasonable restrictions on ballot access.” Munro,
In two cases presenting facts strikingly similar to those before us, the Court ultimately determined that the states’ important regulatory interests sufficiently justified their ballot access requirements. In Jenness, the Court held that Georgia did not abridge the speech and association rights of prospective candidates and registered voters via its two-pronged political association classification system. Georgia classified a “political party” as any political orgаnization whose candidate had received at least 20% of the vote in the last gubernatorial or presidential election. Jenness,
Later in Norman, the Court embraced its Jenness decision by upholding an Illinois election provision that required a candidate to obtain 5% of the vote or 25,000 petition signatures before it could run under an otherwise established political party’s name within a particular voting district wherе that party was not yet established. Specifically, the Court sustained a law that ultimately required the Harold Washington Party to satisfy the 25,000 signature petition requirement for candidates vying for the suburban-district Cook County commissioner seats, even though it separately satisfied this requirement in the municipal district of the
As in Jenness and Norman, we find that the State’s interests in this case are “sufficiently weighty to justify the limitation” upon LPI’s rights. See Norman,
Rather, we need only determine whether Illinois has important interests that sufficiently justify the burden on LPI’s rights. The crux of the LPI’s claim is that the ballot access requirements irrationally and unnecessarily construct a “disparity between the nomination processes applicable to major and minor party candidates for non-statewide offices.” This disparity, however, serves the State’s important interest of ensuring that a political party that is new in a particular political subdivision demonstrates a modicum of public support before it can place its candidates on an election ballot. As in Jenness, the Illinois regulations merely permit the State to require new political parties to demоnstrate a significant modicum of support via a 5% petitioning requirement in lieu of a primary election. Moreover, as in Norman—which' LPI glaringly fails to distinguish-Illinois’s 5% petition signature requirement for each congressional district advances the State’s “separate” and “additional” interest of ensuring that the LPI demonstrate a significant modicum of support “in the par
In comparing the petitioning requirements for an “established” party’s candidate in a primary election and a “new” party’s candidate in a general election, the LPI attempts to compare apples with oranges. It is true that the candidates for Congress from an established party need only meet a .5% petitioning requirement (to appear on the primary ballot), and the candidates from a new party need to satisfy a 5% petitioning requirement (to appear on the general ballot). An uncritical glance at these numbers wоuld lead one to believe that an established party needs to satisfy a much easier requirement in order to appear on the ballot. Unlike an established party, however, a new party has not yet demonstrated a significant modicum of support. The established party has already jumped the hurdle of demonstrating its public support by receiving 5% of the vote in the last congressional (or gubernatorial) election. Thus, it is neither irrational nor unfair to require a candidate from a new party to obtain a greater percentage of petition signatures to appear on the general election ballot than a candidate from an established party for the primary election ballot. The two petitioning requirements contain different percentages because they are used at two different times for two different purposes.
Nor is it irrational for the State to grant established party status for both statewide and non-statewide elections based on the results from a gubernatorial election rather than another election, such as the election for the University of Illinois Board of Trustees. The Illinois governor’s race traditionally draws the highest number of voters; thus, the ability of a single candidate to obtain 5% of these votes demonstrates significant support throughout the state. The Libertarian candidates’ ability to obtain 5.5% of the vote (by combining the votes from three candidates) in the Board of Trustees race simply does not suggest a similar modicum of support. This point is further evidenced by the fact that the Libertarian candidate received only 1.68% of the vote in the last gubernatorial election—barely a whisper of statewide endorsement. In that regard, we note the subtle irony in the LPI’s complaint; if anything, the party benefited greatly from Illinois’s liberal policy of allowing a party to combine the votes from three candidates in the rather unexciting Board of Trustees election in order to obtain established party status for future statewide elections, including those for governor, attorney general, and the United States Senate.
C. Qualifications Clause
The candidate-plaintiffs in this case also contend that the Illinois ballot requirements violate the Qualifications Clause of the United States Constitution because they are “substantive qualifications masquerading as mere ballot access restrictions.” The candidate-plaintiffs claim that because the Illinois Election Code prohibits them from being nominated in a primary election and requires them to meet an extraordinarily high petitioning requirement, it excludes minor-party candidates, as a class, from seeking federal public office. We find this position untenable.
The Qualifications Clause provides the age, citizenship, and residency requirements necessary for a person to become a congressional representative. U.S. Const, art I, § 2. The Supreme Court has held that neither Congress nor any state may impose
In Term Limits, however, the Court reasoned that where requirements are procedural in naturе and do not add substantive qualifications, they do not violate the Qualifications Clause. Term Limits, 514 U.S. at -,
Unlike the substantive qualifications in Term Limits, the ballot access requirements imposed by the Illinois Election Code are entirely procedural. See id. (distinguishing the provisions in Storer and other Election Clause cases, which were found constitutional, “because they regulated election procedures and did not even аrguably impose any substantive qualification rendering a class of potential candidates ineligible for ballot position”); see also Storer,
The LPI cites Term Limits for the proposition that the Illinois restrictions are contrary to the “fundamental principle of our representative democracy ... ‘that the people should choose whom they please to govern them.’ ” Term Limits, — U.S. at -,
The decision of the district court is hereby AFFIRMED.
Notes
. This opinion will collectively refer to plaintiffs-appellants as the "LPI” unless the individual categories of plaintiffs are otherwise relevant.
. As of January 1, 1996, the University of Illinois Trustees are appointed, not elected. See generally Tully v. Edgar,
. Although not at issue here, the Illinois Election Code requires established party candidates to obtain 600 signatures following decennial congressional redistricting. 10 Ill.Comp.Stat. 5/7-10.
. Following congressional redistricting, 5,000 signatures are required. 10 Ill.Comp.Stat. 5/10-2.
. A new political party also has the ability to fill vacancies in nomination pursuant to 10 Ill. Comp.Stat. 5/10-11. See 10 Ill.Comp.Stat. 5/10-2.
. Seven of these candidates are the following candidate-plaintiffs: Clinkenbroomer, Engstrom, Franke, Salander, Teschendorf, Tinsley, and Ya-sus.
. We note that even though the November 1996 election is over, this controversy is not moot because it falls under the category of election cases that are "capable of repetition, yet evading review.” See Norman v. Reed,
. The LPI, not the Illinois Election Code, provides the characterization of political parties as either "major” or "minor” established parties. The Code classifies political parties as either "established” or "new” within a particular political subdivision. Presently, the Democratic and Republican parties are established for statewide and non-statewide elections as a result of their performances in the last gubernatorial election. The LPI did not become established in this way; it obtained its established status only for statewide elections by virtue of the combined performance of three of its candidates in the eleсtion for the University of Illinois Board of Trustees. Thus, although the LPI refers to itself as a "minor-established” party, it cannot change the fact that it is a "new" party for every congressional district within the state.
. The LPI does not appear specifically to allege a separate equal protection violation. In Anderson, the Supreme Court based its analysis on a general application of the First and Fourteenth Amendments when reviewing the constitutionality of ballot access regulations. See Anderson,
. We note, however, that the Court also determined that the State could not disqualify the Harold Washington Party's entire slate of candidates in Cook County, including its municipal and county-wide candidates, based on the fact that it failed to collect enough petition signatures in the suburban district. See Norman,
. In addition, six such candidates were on the ballot in 1992 (when access to the ballot required only 5,000 signatures due to the decennial redistricting exception), two in 1990, and one in each of the years 1988, 1986, аnd 1984.
Moreover, in the November 5; 1996 general election (the day before oral argument), fourteen third-party candidates (including ten Libertarians) had access to the ballot. The LPI, however, argues that this number is irrelevant because these candidates did not submit nominating petitions containing the full amount of signatures; rather, they submitted a single page of signatures, recognizing that petitions are accepted by the state as presumptively valid unless challenged.
. The purpose of the two petitioning requirements differ from each other in at least one othеr way. The .5% requirement that an established party's candidate must meet in order to gain access to the primary ballot provides only that candidate with access to the ballot. In contrast, when a new party meets the 5% petitioning requirement it gains access for all of its candidates within that particular political subdivision. See 10 Ill.Comp.Stat. 5/10-2.
. This clause provides: “The Times, Places and Manner of holding Elections for Senators and Representatives, shall be prescribed in each State by the Legislature thereof; but the Congress may at any time by Law make or alter such Regulations, except as to the Places of choosing Senators.” U.S. Const, art. I, § 4, cl. 1.
