*2 reregulat- ceeding with construction WRIGHT, Before KENNEDY and approval; Congressional ing dam without TANG, Judges. Circuit Species (2) Endangered Act of violated the (3) seq.; failed to 1531 et U.S.C. § WRIGHT, Judge: A. EUGENE Circuit analysis of the cost-benefit conduct valid appeal preliminary This is an from a in the Flood Control required 701-09a; junction (4) enjoined construction of §§ Act 33 U.S.C. Libby Policy Additional and Reregulation Units Environmental violated National (hereinafter LAURD) on 4331 et (NEPA), the Kootenai of 1969 42 U.S.C. § Act River comply in Montana.1 with the seq.; (5) failed to ofAct National Preservation Historic The was authorized Flood 16 U.S.C. 470-470t. §§ (the Act), Control Act of 1950 Pub.L. preliminary 1950). The district court entered (May Stаt. 170 Construction began all construction injunction enjoining on dam in the main including the addition of completed project, in 1973. The Act ten LAURD Libby Dam. The generators main Libby generators for the Dam. were to the Four (1) grounds: ruling on two based its originally installed in the and the prevail would Corps (the Corps) Gun Club Engineers Rod and intends not authorized the add had part four more as because the LAURD (2) Rod project. project; and LAURD perfected, appeal appellant’s request appeals not been At these ex- 78-3297 were appeal pedited, February argued argued dismissed. briefed or and that 1979 before a disposes spеcial opinion panel, appendix issues herein and considered on the Our appeal. by appellants. in that We have been raised submitted deem that similarly A. Gun Club demonstrated that THE FLOOD CONTROL OF had ACT NEPA, complied had not adequately failed to consider contends the Act alternatives LAURD 1950, which authorized the construction of rereg the main also authorized a Corps appealed stay moved Act ulating contains no refer *3 injunction pending appeal. of the A mo- facility. a in reregulation ence It to does panel motion, tions of this court denied the H.R.Doc.No.531, corporate by reference 81st but expan- allowed the to continue Cong., 2d sets the Sess. forth sion the Libby pending ap- main Dam Corps’ plans recommended for construction peal. Libby Paragraph Dam. 165 of document states: I. Reregulation. sudden increase —A of from load flow at minimum release AUTHORIZATION to stage full load river would raise the the dam about 15 feet. rise This sudden Although appeal this an from the stage partly would absorbed be granting of preliminary injunction, a storage, decreasing channel amount parties suggest that, because no further its esti- front traveled downstream. It is presented evidence is be to on the autho- mated that the maximum rise would quеstion, rization the district court’s holding city amount to 5 feet at the of about on that issue should be a treated as final Libby, Troy, less than 3 feet at and less decision. We conclude that public in- Ferry. than 2 feet at Bonners Just what terest can be served reviewing best this stage effect this have variation aspect of appeal the case as an along the river is unknown at this time. merits. However, probable operation Congressional required authorization is generating Libby calls this station a before dam be constructed on a very wide If it variation of load seldom. navigable river. 33 U.S.C. 401 § becomes to reduce this fluctua- Section provides 401 part: in relevant tion, reregulation will when be considered the need arises.
It shall not lawful to construct or commence bridge, construction of (Emphasis added.) dam, dike, causeway or over in any or 1| Corps argues placed because 165 . navigable river . . until Congress on possible notice of the need for the consent Congress to building a reregulating if dam additional turbines such structures shall have been obtained placed Libby were main general Libby
authorization
Dam
contained
the Flood Control Act
interpreted
section
been
apply
has
to
explicit
included
a
federal dam
projects.
United
lating facility.
Arizona,
States v.
174, 183-84,
295 U.S.
55
(1935); Atchison,
S.Ct.
nonetheless the addition of tur- APPROPRIA- B. CONGRESSIONAL bines Because these to the main Dam. AND AUTHORIZATION. TIONS fully *4 additional turbines cannot be utilized a number of occa Congress has on Corps without second the contends specifically for the appropriated funds sions Congress neces- by authorizing that them of the dam.4 construction sarily reregulation the dam appropriations Corps that such are contends implication. to authorization of second equivalent adopt proposition for We decline to this conversely The Rod and Gun Club First, two that reasons. 401 mandates § agreed, that argues, the district court and Congress the consent be obtained before ruling in T. V. A. Supreme the recent Court beginning dam. Assum- construction of a Hill, v. S.Ct. ing arguendo aspects that certain directly that holds L.Ed.2d 117 Libby project specifically referred not be con appropriation of funds should by Congress in the Flood Control Act represent authorization strued to by implication have been authorized project. they because are effective further buttresses and Gun Club Rod Dam, we functioning Libby of thе main referring court to a argument by this this implied cannot extend authorization such congressional fund cases where number of light requirement a second dam in of the viewed as project of a has not been Congress explicitly that authorize dam implicit that representing authorization projects. Corps present this fails to McElroy, 360 g. e. v. project. Greene See applicable authority court with 3 L.Ed.2d necessity that of a will view dam (1959); of Civic Associa D. C. Federation authorization, allow its a court to infer 125, 128-29, Airis, U.S.App.D.C. v. tions we case feel constrained this to follow F.2d 481-82 the clearer dictates of 401. § cases that these We are not convinced
Second,
mili-
very language
of 1165
necessarily analo-
address issues that
against
implying
tates
appeal, nor
presented
this
noted,
gous to those
para-
we
second dam. As
have
that
they mandate
conclusion
graph
reregula-
indicates that
need for
as
appropriations
never
Congress passed
courts can
construe
tion was uncertain when
However, we
Act,
congressional authorization.
necessi-
Flood Control
and that the
$35,000,000
appropriated approximately
regard
has
3.
We note
that H.R.Doc.No.531
an
contains
extended
detailed discussion
date.
However,
aspects
several
Dam.
however,
project,
both
includes
The LAURD
reregulation
document’s sole reference to
generators
of additional
installation
paragraph
main
dam
por-
what
indicated
dam. The
exactly
as
how much
The record
unclear
$35,000,000
appropriated
tion of the
$250,000,000
the estimated
cost of
reregulating dam alone.
project
appropriated. Coun-
LAURD
has been
Congress
argument
sel at oral
indicated
Hill,
do conclude that T. V.
although
projects.
A.
authorization of dam
We find no
clearly distinguishable
facts,
none
evidence that
containеd in the
the remarks
theless
questions
creates serious
as to the
such
reports,
committee
which asserted that
Corps’
claim that the
obtained,
of funds
authorization had been
were the
project
generally
should
regarded
product of a considered review of the issue.
as
authorization.
Id. 437 U.S. at We similarly find no indication that the
190-92,
Admittedly, there is some evidence that Energy Appropria Atomic Commission when Corps approached Congress for tions, Hearings on H.R.No.18127Before the funds for the reregulating dam asserted Committee, Appropriations Senate 91st challenge by without congressional commit- Cong., 2d Sess. 1779 tee members that the dam had been autho- Moreover, rized. report least one expressly reaching general Without Sеnate Committee on Public Works refers as a rule to the reregulating dam as if it had been *5 authorization, constitute we find in this S.Rep.No.93-615, authorized. Cong., 93rd case congressional that authorization 1st Sess. 64 required by under 401 was not conferred hesitant, Atchison, We appropriations Topeka Supreme was the alone. See Hill, Court in T. interpret V. A. v. Railway Callaway, isolat- and Santa Fe Co. v. su ed remarks hearings in committee pra, or re- at 620.
ports expressions of the intent or knowl-
edge C. WATER RESOURCES DEVEL- Congress. THE Hill, T. V. A. v. supra, 191-92, 2279; 437 U.S. at OPMENT ACT. 98 S.Ct. see E.S. Sloan, 103, 121, v.C. 436 U.S. 98 S.Ct. Corps finally argues L.Ed.2d 148 Development Water Resources Act of 1974 We are in generators confronted this case with a authorized the construction of
specific
requires congressional
dam,
statute that
and that the
(1877),
upon by
factually
5.
analogous
The cases relied
the dissent
to reach
to this case.
contrary
explicitly
conclusion involve the
appropri-
limited issue
Neither decision holds
context,
of land
In
congressional
condemnation.
such a
ations constitute
authorization
govern
and others have held that when a
for dam construction.
given
congression
ment officer has been
broad
Hill,
Supreme
6.
In T. V. A. v.
Court was
acquire
public uses,
al
land
showing
confronted with a
record
various
statutory
procure specific
authorization to
real
specifically
committees
“may
by
estate
making
be evidenced
of an
opined that
continued construction
the Telli-
specific
as well as
autho
proper notwithstanding
co Dam was
the En-
See,
acquire.”
g.,
rization to
e. United States v.
dangered
Species Act. 437 U.S. at
Kennedy,
(9th
1960);
278 F.2d
Cir.
S.Ct. 2279. The Court nonetheless held that
States,
Logging
Polson
Co. v. United
160 F.2d
persuasive
such statements were not
evidence
(9th
1947).
Cir.
repeal
as a whole intended to
light
decisions,
In
of more recent
we hesitate
that Act.
Id. at
The Water Resources Project, may well part: rization of the LAURD provides relevant a new prepare either (a) Secretary find Sec. Engi- Army, through the acting Chief adopted 1974 to update one EIS neers, hereby authorized to undertake developments noted reflect recent stage of phase design memorandum event, environ- court. district design engineering advanced if presented issues when and mental following resources multi-purpose water likely authorized will reregulation dam is development substantially in ac- projects, than substantially turn on facts different with, subject to the condi- cordance here, presented and are best left those Engi- tions recommended Chief of determination. the district court’s in, designat- the reports neers hereinafter . . ed. power fоr installation of III. generating Libby Reregu- facilities at -Dam, River, lating Montana: Kootenai ENJOINING THE DISTRICT COURT’S 93-29, at an Document Numbered Senate THE OF TURBINES OF ADDITION $75,000. estimated cost of DAM TO THE LIBBY added.) (Emphasis
88 Stat. 12-13. addition dispute There that the is no agree We with the Rod Gun Club of four turbines to main only that Act on its face authorizes advance studies, Act design the Flood Control and not was authorized Al- generators for the may not Although such turbines though explicit generators authorization of fully utilized without create a dam would enjoining we feel the court erred strong inference that intended turbines their Because the installation. they were to facility authorize authorized, been the decision have *6 we placed, be do not find that the autho- light in proceed to with their installation only design equally rization studies is reregulation dam is holding our the as to persuasive. Water We conclude that the Congress, not for us. Corps one for the and Act autho- Resources did not impact environmental' We see adverse necessity. the reregulating by rize dam turbines resulting from the addition of the D. CONCLUSION. alone, district and reverse the therefore continued pertains order it to the court’s as
Because has not the dam turbines installation of the by construction and by Congress required been authorized 401, this not court need lоok further Dam. Libby authorized for the main equities by employed district by the Presently pending motions injunction. United States or- earlier Corps of our for'reconsideration Francisco, City County and of San U.S. request stay denying Corps’ der L.Ed. appeal, a motion injunction pending Our conclusion that dam reversal, mo- and a Corps summary for not con- was authorized bars its continued for clarifica- by the Rod and Gun Club tion struction. allowing continued for tion of our order II. Libby Dam. the main expansion on THE ENVIRONMENTAL IMPACT the autho- holding with our Consistent
STATEMENT
for re-
Corps’ motion
question,
rization
summary reversal are
and for
consideration
light
our conclusion that the
motion
lаting
Congress,
and Gun Club’s
dam
not
denied. The Rod
authorized
Arizona,
clarification relates to the issue
river.
whether
See United States v.
Corps
should
allowed
construct
79 L.Ed.
Libby
additional turbines in the main
not,
Corps
Engineers may
Thus
and is
opin-
addressed
Section III of this
not,
it
rely
authority
proceed
does
for its
ion.
upon
general
some
authorization from Con-
gress
specific project.
not addressed to this
Corps enjoined
The
awarding
is
from
con-
however,
Beyond
questions,
these
the stat-
reregulat-
tracts for the construction of the
provides
resolving
ute
little
assistance
ing dam until authorization therefor
is
us,
principal
confronting
issue
whiсh is
Congress.
obtained from
approved
whether
has in fact
part
part.
Reversed in
and affirmed in
expenditures
question.
majority
deems the word “consent” in the statute to
KENNEDY,
Judge, dissenting:
Circuit
“authorization,”
mean
I
and have little ob-
principal
holding of the court is that
jection
except
to this translation
to note
Libby
of the
that it simply
question
restates the
without
does not have authorization or consent from
answering
problem
it. The
then whether
Congress. As
agree
I can
with neither the
or
not
reasoning used to reach that conclusion nor
spend
funds
construction of this
majority’s
analysis
precedents
us,
legislative
Based on the
histоry before
I
case,
bearing
respectfully
dissent.
conclude did.
outset,
At the
it should be understood
1978, Congress
year
Before the fiscal
the language
of 33 U.S.C. 401
assists
specific
made
several
for the
resolving
matters,
us in
preliminary
certain
Reregulating
Additional
Units
but it does not
ques
answer
ultimate
project (LAURD),
which consists of
relevant,
tion we face.
It is
though not
construction of the
dam and
especially helpful,
determining
power
additional
units to
installed in
plaintiffs
private
not
right
have
Engineers
action to
main dam.2
challenge
expenditures
now
these
proposes
let
language
pursuant
unauthorized.1 The
contracts
to thе
is relevant
also to
agencies
$10,000,000
indicate
further
federal
made
government, as
private
well as states
year
fiscal
1978. That
ad
entities, must
obtain consent
dressed
aspects of the construction
prior to constructing
navigable
a dam a
margin.3
project,
as is shown in the
question
Possibly
holding
only
This difficult
addressed
the court’s
majority.
doI
plaintiffs
standing
discuss
in detail
because
plaintiffs’ challenge
find
bring
without merit on other
the lawsuit.
grounds.
Towing
Transpor
See
Star
Red
passage
2. After
of the Flood Control Act of
*7
Department
Transportation,
tation Co. v.
423
1950, Congress
appropriated
since 1952 has
104,
(3d
1970) (no private right
F.2d
106
Cir.
money
prоject every year
for the LAURD
ex-
401).
Hooper
action under 33
U.S.C.
See also
Although
unclear,
cept 1955-60.
is
the record
States,
1056,
F.Supp.
v. United
331
1058
specifically
the first
directed
at
(D.Conn.1971).
By-
Cf. Guthrie v. Alabama
appears
dam
to have
been
Co.,
F.Supp.
(N.D.Ala.
Products
$400,000
appropriated
when
for
1971),
(5th
1972),
aff’d
I little have been under find appropriation, voting since conclusion congressional commit aspects dam construction stated before various dam autho expendi does not constitute consent for tees that majority suggests tures. Flood Control Act.4 rized the 1950 FISCAL requested 1978: o applied amount YEAR will $10,000,000 follows!
AMOUNT $1,200,000 Continuation acquisition land road 1.605.000 Initiate relocation railroad Initiate reservoir clearing acecеs rosds 1.215.000 procurement of multilevel Initiate Intake structures governors 2.200.000 generators Continue procurement turbines 550.000 Continue preservation cultural resources 260.000 Service sanitary Relocate Forest facilities at Canoe Culch 170.000 2,000,000 and Design Engineering Supervision 800.000 administration $10,000,000 TOTAL id. at chart, introduced The recent of the rere- history gulating follow- 1765: provided *8 Hearings a 1977: Before Bill, References to the dam may Appropriation Cong., on Ap- of the Committee found in: No. 93d 1st House Subcommittee S.Rep. (Feb. Cong. (1973); 24, 2d Sess. 64-67 Works Water 94th Sess. Public propriations, 1976); Energy Hearings the Senate Com- Id.: and Power Before Research suppоse majority’s reasoning appropriate any previous is if deems that enactment Congress ambiguous to the had been alerted it finds unwise. authorization, of prior nature the asserted any majority requires, without indi-
it would
have passed
Congress
cation of the standards to which
question
measure in
here. There is no evi-
conform,
degree of formal au-
must
some
supporting
dence
as-
that conclusion. Even
permit
agen-
it would
thorization before
an
suming
procedural
that there was a
flaw cy
implement appropriations. Appropri-
to
Congress
because
did not follow the normal
ations
projects
fоr construction
such as
making
course of
separate
a
to
declaration
conjunction
upon
LAURD
voted
project
authorize the
appropriating
before
projects.
other similar
The record in this
construction,
for its
money
majority
case
suggests
little or
extended
gives
departing
no reason at all for
given
is
of
discussion
on
floor
the Con-
general
rule
the courts
not gress
any particular project.
Even a
inquire into whether or not the internal
aby
statement on the floor
con-
procedures
Congress
correctly
of
were
fol- gressman
appropriations
that a vote for
on
lоwed, precedent to the
of
enactment
a law.
particular
a
is intended to show
Clark,
649, 672, 676-77,
Field v.
12 authorization,
or
either in itself
as a ratifi-
Cong., 1964-65, 1995-96, 2074-77, 1st Sess. pub- сontinuation for such (March 2, 1977); (May Id. already progress. as are lic works 1977); Report Cong. Conference H.R.
751
Mock,
(4th
274
Cir.
v.
476 F.2d
say
to
States
reluctant
I am somewhat
While
Kennedy, 278
1973);
v.
United States
the
always satisfies
an
1960);
Logging
(9
Polson
F.2d 121 th Cir.
401, the few cases
of section
requirements
(9th
States,
160 F.2d
v. United
Co.
point
tend to
the
which have addressed
1947).
Cir.
conclusion,
they show
support that
disputed
here,6
the
and the two
appropriations authorize
point
is in
The case
it relies seem
case.
In United States
on which
expenditures in this
cases
Ninth Circuit
Use, etc., Land,
majority’s position.
tion that the
was
were not
congressional
Parker Dam
also authoriz
before
committees
agreed
The
independent
ed.
au which
the appropriations ques
considered
Laguna project
thorization
of
tion. Id. at
sent, per- precedents if this circuit’s even desirable such rule. However
mitted enjoin expendi- the courts to
might be for it thinks appropriated funds where
tures of in the autho- are substantial defects
there impose I such would not
rization process, express
sweeping requirement without an it wants us from
declaration policing this function. undertake majority view or that either
Under dissent, my Congress can
expressed in regard with
further law announce its intent be- project. Conceding
to this one, proper a close I
fore us to be think legislative
respect for the actions requires us to
branch of the Government
permit that it has expenditure the funds appropriated, given all of
specifically in this
circumstances case. majority’s disposition, I
In view of unnecessary to whether or consider
find filed for was in full
not the EIS
compliance requirements Policy Act. For
National Environmental above, expressed
the reasons dissent judgment court. America, Appellee,
UNITED STATES KNOWLES, Appellant. R.
Charles
No. 78-2335. Appeals,
United States Court of
Ninth Circuit.
April
