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Lhost v. State
271 N.W.2d 121
Wis.
1978
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*1 error, Plaintiff Lhost, Defendant error.

Supreme Court Argued No. October 1978. Decided 76-564-CR. 31, 1978. October (Also reported 121.) in 271 N.W.2d *6 plaintiff For argued by in error the cause was Garrett N. Kavanagh, public defender, assistant state with whom Eisenberg, on brief Howard B. state public defender.

For argued the defendant by in error the cause was Becker, David J. attorney general, assistant with whom on the brief attorney was Bronson Follette, C. La general.

COFFEY, J. presented There ap- are two issues on peal:

1. Was the evidence sufficient to sustain a verdict guilty to the attempted crime of rape ?

2, Did refusing the trial court err in to admit the re- of polygraph sults test favorable to the defendant be- prosecution cause the stipulate? refused to alleged The defense has the evidence is not suf- ficient statutory to meet the elements attempted rape. Attempted rape by 944.01, is defined sec. Stats.1 repealed by Sec. 944.01 was 184, Laws of ch. sec. 7 rape effective March 1976 and by the crime of is now treated 940.225, Stats., see. as a sexual assault. 989.82(2), The statutes read sec. 1973. Stats. follows: Rape. (1) Any “944.01 sexual inter- male who has wife, force

course with a and he is not his female knows against than will, imprisoned not more her years. against “(2) ‘by phrase force and this section the her over- will’ means either that her resistance is utmost prevented by physical that her will come or violence or physical to resist imminent overcome threats of likely great bodily violence harm.” to cause Attempt. (2) attempt com- “Sec. 939.32 ... An per- requires mit form a crime that the an intent actor have which, accomplished, if acts and attain a result *7 would constitute such and that he does acts toward crime the commission of the crime which demonstrate un- equivocally, all he circumstances, under formed except intent for the and would commit the crime person intervention factor.” another or some other extraneous Oakley State, 298, 657 22 125 N.W.2d Wis.2d (1964), analyzed statutory require- this court the two together of intent ments and overt which acts must occur attempted rape: in order to have an “(1) The male must have the intent to act so by overcoming pre- have venting with or intercourse the female by physical violence, her utmost resistance or overcoming by her towill resist the use of threats of physical bodily likely great imminent harm; violence to cause (2) the male act must toward the commission rape by unequivocally, overt acts which demonstrate circumstances, under all the that he formed the intent rape rape except and would have committed the person the intervention of another extra- some other Supra factor.” neous 306. sufficiency upon appel- of the evidence rule for the action of a criminal is also well stated: late review “ guilt prove beyond must defendant’s the state ‘While doubt, appeal on this court’s review is a reasonable

628 determining limited to adduced, whether the evidence rationally by believed and ficient jury considered was suf prove guilt beyond defendant’s a reasonable required only doubt. Reversal is when con the evidence favorably sidered most to the state and the conviction probative so insufficient value and that it force can be said as acting a matter of law that no trier of facts reasonably degree could be convinced to that of certitude ” beyond which the law defines as a reasonable doubt.’ State ex rel. 113, Gagnon, 108, Kanieski v. 54 Wis.2d (1972) ; 194 N.W.2d 808 State, Gilbertson v. 69 Wis.2d 587, 593, (1975); N.W.2d See also Jaworski v. (1976) (an Wis.2d N.W.2d at tempted rape case, grounds). reversed on other alleges The defendant that the evidence does not estab- beyond lish a reasonable doubt that the defendant in- tended to have by sexual intercourse with the victim overcoming force her utmost resistance or that her will was overcome physical threats of imminent harm likely great bodily to cause harm. empha- The defense sizes that the missing. element of “utmost resistance” was argument. The state They refutes this stress that overt acts of the defendant manifest an intent to use necessary whatever force to have sexual intercourse with victim, given and that age, experience the victim’s and circumstance “utmost resistance” was offered attempting victim in repel the attack.

A review of the evidence mandates a conclusion in *8 agreement position with the state’s the evidence is prove sufficient to the attempted elements of rape. It has attempted been stated in the consideration of an rape case that intent will be inferred from the acts overt State, LeBarron 294, 298, accused. 32 Wis.2d (1966). 145 N.W.2d 79 The in overt acts this case are that:

1. The defendant removed the victim’s slacks after request; she refused to do so his she stated “never” request. response in to this dropped pants to his knees. his

2. That he had legs in finding clenched despite the victim’s 3. That trying spread her persisted in to position, a crossed he legs. off push defendant tried to

4. victim When pressed forcibly down and body, her hands her he held on with his attack. hold she free from his

5. the victim broke That when neck, at beating grabbed which his his and started back parts private fingers in the victim’s time he stuck two get going legs spread as he was and told her to her her “no matter what.” after the house slapped and left he the victim

6. That nearby crib baby in the and the victim screamed began cry. factually Adams similar to

This case is following (1973) where N.W.2d Wis.2d statutory ele- found sufficient to establish were facts attempted rape: ments he her on “(1) complainant as threw His statement room, you really I want be- floor, T don’t want forcibly before;’ (2) his had a cause I never white woman undergarments her complainant’s pulling and shorts finger complainant’s knees; vagina; (3) into his insertion of a com- in the event (4) his threat to the child struggle cry after out; (5) plainant his renewed should throwing couch; (6) buckle the child onto a his belt Supra being 519. undone.” Adams, use force to overcome the assailant’s intent to from these same overt resistance found victim’s Supra at 519-22.

acts. inference reasonable ease create facts intercourse sexual to have intended defendant accomplish force that he would use victim with the support Oakley v. State offers defense the same. court found that supreme position wherein of its *9 630 attempted

elements of rape had been an not met when by assailant desisted when told the victim she menstruating. Oakley distinguishable. This case and are Oakley In pursue the defendant not did the removal pushed or woman’s blouse skirt when she his hand away; any required retaliatory nor to was she offer more merely pushing away. resistance than his hand pants. instant case the defendant asked her to remove her replied The victim “never” and so the defendant removed them; part lack resistance on is not the victim’s persuasive totality under the of the circumstances test Further, as manifested the defendant’s overt acts. in Adams, this case in physical the defendant used restraining try force in her resistance as he continued to spread year legs. 14 old child’s crossed The de- alleged get going fendant’s that statement he was willingness victim “no matter what” indicates his to use accomplish force sexual with the intercourse child. As 475, 479, was noted in v. Skulhus 159 Wis. 150 (1915), 503 N.W. fact the defendant terminated outcry his attack at the victim’s first not sufficient evidence create a reasonable as to doubt the attacker’s intent. question resistance,”

toAs court of “utmost this term, subjectively held has is a relative tested. Herfel, 513, 518, State 49 Wis.2d N.W.2d (1971) ; 333, 336, v. State, Madison 61 Wis. 2d N.W. (1973). age, experience physical 2d 150 attri determining butes victim must be considered legal question Further, of “utmost resistance.” offering required “utmost not resistance” victim is 126, 130, Schmear, do the useless. State 2dWis. (1965). Also, 135 N.W.2d 842 in the consideration victim, acquiescence resistance offered consent pro- not from a does arise victim’s conduct that seeks *10 parties sleeping tect third Madison v. such children. supra State, at 337.

In a factual review to find a reasonable of this case supports inference which was that “utmost resistance” following offered, the facts can be considered: year requested 1. When the 14 to remove her slacks, old replied child victim “never.” testimony

2. The of victim that she was “scared thought death” and the defendant to “have was there just something.” some kicks and kill us or 3. That sleeping “us” refers to the whom child for babysitting. the victim was age,

4. experience physical The and attributes height weighed victim: she 5' 4" in pounds; height the attacker was described as 5' 9" in weight. 170-175

5. That when she broke free from hold started his she pounding grabbed back his with her fists and neck. his fingers That

6. she screamed when his entered her genital area. yielding through

A creates victim’s in an attack “fear” rape no to the assailant’s intent reasonable doubt as in fear to victim. choice when made submit only philosophical law does to resist is a choice and the martyr require not to test a woman to become a sincerity rape of the imminent of manifested threat supra Herfel, at 518- an State v. attacker’s overt acts. recognized traditionally 19. a difference The law has between consent and It is reasonable be- submission. going get you threat “I am lieve the defendant’s what,” force, no matter the use of created combined with minimizing fear, power her the victim utmost thus In this there were ele- and will to resist. case obvious decided in ments resistance. victim the face it her attacker’s was safer submit to his ad- actions Vances, point but at the when he realiz came closest to ing objective, sexual his The fact that he she resisted. negate ceased in the face of the does resistance not inference that he intended to use to have force sexual relations with the victim. in and itself Resistance can an preventing accomplished extraneous factor crime,2 passive crying baby or a factor such as a can party. constitute intervention a third Adams v. supra at 523. appeal requests The defendant’s second issue on pronouncement *11 court to reconsider its State Stanis lawski, 730, (1974).3 Wis.2d 216 N.W.2d 8 Stanis- supra Adams, In the resistance was described as a “well-placed kick in the mouth.” Stanislawslci, supra, The rule stated in as to admission polygraph a defendant’s exam results was stated at 742-43 follows : “ . to par- corroborate other evidence of a defendant’s ticipation and, charged,’ in the crime ‘If he takes the stand impeach such evidence is admissible to corroborate or his own testimony.’ required preconditions qualifications for the testimony, admission of such in this state as in Arizona under Valdez, are as follows: “(1) attorney, That the district defendant and his counsel all sign stipulation providing a written for defendant’s submission subsequent to the test and for the admission at trial graphs, opinion and the examiner’s thereon on behalf of either defendant or the state. “(2) notwithstanding stipulation That admissibility subject the test results is to the court, i.e., discretion of the trial judge if the trial is not qualified convinced that the examiner is or that proper the test was may conducted under conditions he accept refuse to such evidence. “(3) graphs That opinion if the and examiner’s are offered in opposing party evidence the right shall have the to cross-examine respecting: the examiner “(a) qualifications the examiner’s training; “(b) the conditions under which the administered; test was “(c) possibilities the limitations of and for error in the tech- nique polygraphic interrogation; “(d) at the discretion of court, any the trial other matters pertinent inquiry. deemed to the permitted lawski admissibility poly- of the results of graph specified examinations when ful- conditions were amongst filled any which polygraph was that in- before formation stipulation would be admissible a written parties all required. Supra at 742. The defend- argues ant should results be admissible stipulation without stipulation and that requirement permits prosecutor probative bar admission of and relevant exculpatory. evidence which be It is alleged prosecutor’s stipulate exculpa- refusal tory polygraph evidence is in violation of the defendant’s right process compulsory process. due stipulation” The “no issue has before this court been prior 2d on In Gaddis occasions. Wis. (1974) rejected a defendant’s 216 N.W.2d 527 the court argument stipulation required that a not be- should regard fore results are admissible. reasoning

court’s it at 126: Gaddis was stated procedure request, “The here followed —defendant’s laboratory approval ex- the court’s and the crime state conducting test, 165.79, aminer’s under sec. Stats.— procedure could be to that authorized in the Stanislawski where an additional alternative viewed as Case, particularly poly- the defendant submit to another offered to *12 by any graph examination administered examiner the designate. justices prosecutor However, all cared to agree having that, proper determined in the Stanislawski procedure polygraph in for the admission of evidence ought state, not alterna- this we consider additional or relaxing Some procedures forty-year-old soon after tive so the experience total ban on such evidence. the with judge trial should “(4) is admitted That if such evidence testimony tend to jury not does the examiner’s instruct any a defend- prove disprove crime with which element charged only at the whether at most tends indicate but ant Further, telling the truth. defendant was of the examination time them to de- jury it is for be instructed members should testimony weight and effect such what termine corroborative given.” be should 634 by-stipulation-only procedure should be had addi- before

tions to it should be considered.” stipulation” again The appeared “no ex issue in State Schmidt, 668, rel. Harris v. 890 69 230 N.W.2d Wis.2d (1974). hearing parole In Harris a examiner revocation permitted polygraph received in evidence results by stipulation. without a used This evidence was assessing credibility. examiner parolee’s in The prejudicial court found that it error to admit was Supra test stipulation. results without at 681. The court stipulation also considered the absence of a as control- ling4 affirming of a offer exclusion defendant’s State, to take a Turner v. examination. 76 1, 24, (1977). Wis.2d 250 706 N.W.2d recently As as last term the issue was raised State, (1978), Zelenka v. Wis.2d N.W.2d sought where the defense the admission of a examination taken of defendant’s father. It was alleged support that the father could defense claims that during police interrogation improperly had acted following request Zelenka’s re- counsel. court holding iterated State, supra, its in Gaddis v. that some experience only stipulation needed with the rule considering change before a in Stanislawski and stated: persuaded change are not “We the rule of Stanis- upon experience arguments lawski and the made to supra State, this date.” Zelenka at 613. cases discussed above indicate a clear choice position court not to withdraw from its in condi- tioning polygraph admissiblity upon prior stipulation. The court Hemauer also discussed 64 Wis.2d (1974), polygraph may N.W.2d 342 which held the offer to take a probative outweighed well. be but can be excluded if its value is danger prejudice. of unfair *13 only stipulation The defense maintains that rule Stanislawski permits a condition to he created where- rights process pro- due compulsory defendant’s to only stipulation permits cess are violated. The rule a prosecutor agreement admissibility to withhold his to the exculpa- results to which tend reveal tory Washington argues evidence. The defense Texas, Mississippi, (1967) and Chambers v. 388 U.S. 14 (1972) prohibit 410 U.S. 284 such a result.

Washington Texas, supra held that Sixth guarantee process compulsory ap- Amendment’s plicable through to the states the Fourteenth Amend- Washington ment.5 a further held unconstitutional procedure charged prohibiting parties Texas rule testifying with the same an- crime from for one and parties other’s defense. The rationale that such was prone testifying are perjure no more themselves in they might for the defense than when choose to make bargain testify prosecutor with the in the state’s case. Mississippi, Chambers v. supra, the court disclaimed

setting any they new principles constitutional held when a Mississippi party may rule that a impeach not his contrary own right witness was to a defendant’s to com- pulsory process. Factually, sought petitioner the tes- timony party of a who had stated on three he occasions petitioner responsible not the for the murder §7 Constitution, I, providing: art. is similar in The Wisconsin right enjoy prosecutions shall “In all criminal the accused counsel; the nature and to be heard himself and to demand him; against face cause meet the witnesses of the accusation process compel face; compulsory the attendance of to have by indictment, behalf; prosecutions in his and in witnesses speedy impartial jury information, public to a trial an committed; county wherein offense shall have been or district previously county which or district shall have been ascertained by law.”

636 charged. petitioner party with had which the was This given effect; also a that this confession to confession repudiated. party part was later not called as prosecution’s Mississippi of the case “voucher” so the precluded petitioner rule from in effect cross-ex- amining party previous inculpatory as to his declara- by prohibited tions. The defendant was also the Missis- hearsay sippi questioning persons rule from three party whom the third had told of his involvement finding ap- the murder. the “voucher” rule and plication hearsay unconstitutional, rule the court stated: rights “Few are than that more fundamental of an present E.g., accused to in his own defense. witnesses Texas, (1972) ; Washington Webb v. v. 95 U.S. Texas, Oliver, (1967); U.S. In re 333 U.S. accused, (1948). 257 as is right, In the exercise of this required comply of the must with established procedure designed rules of and evidence to assure both reliability guilt

fairness and innocence.” ascertainment of supra Mississippi, Chambers v. at 302. The defendant cites support two cases which their position requirement stipulation prior admissibility evidence is constitution ally upon violative based Washington Texas, supra, v. and Chambers Mississippi, supra. The first State Sims, Misc. (Ciyahoga Cty. 369 N.E.2d 24 Ohio 1977), granted wherein the court a convicted defendant post-conviction judgment relief. The of conviction was vacated and a new trial upon ordered judge’s based belief that is a process reliable scientific (similar radar, fingerprint etc.) identification, when the test according is conducted procedures. to scientific judge The trial any noted that possibility for unrelia bility can be checked effective cross-examination prosecution, and that in the face of cross-examina- deny tion there is no reasonable basis to the defendant testimony favorable witnesses. Further polygraph expert should be accorded no more less standing testimony any than the expert other wit- ness.

Despite the exhaustive work that went into the trial writing court’s Sims, supra of State v. (40 pages in length) question precedential we its value to this court. Sims was April 25, filed on recently 1977 and as *15 February 22, Supreme 1978 the Ohio Court reaffirmed “stipulation only” its Souel, rule. State v. 53 Ohio St.2d 123, 372 N.E.2d 1318. by second case offered the defense State v.

Dorsey, 323, 87 N.M. 532 P.2d affd. 88 N.M. 539 P.2d (1975). Supreme The New Mexico Court analysis without following detailed findings made the regarding “stipulation only” the existing previously rule in New Mexico: “ (1) nature; Mechanistic in

“(2) Inconsistent with concept the process; of due “(3) Repugnant purpose the announced and con- struction of the New Mexico p. Rules of Evidence.” 205. Dorsey inconsistency decision stressed the prior stipulation requirement pertinent to the rules of evidence.6 Ostensibly, Dorsey the case turned on the counterparts The Wisconsin are: Purpose “901.02 and construction. shall be con- These sections administration, unjusti- strued to secure fairness in elimination of expense delay, promotion growth develop- fiable and and of and ment of the law of evidence to the end that the truth be proceedings justly ascertained and determined.” Testimony by experts. scientific, technical, other If or “907.02 specialized knowledge trier fact to understand assist the of will qualified issue, in a witness a fact the evidence or to determine training, by knowledge, skill, expert experience, or educa- as an opinion may testify tion, form of an or otherwise.” thereto in the generally irrelevant admissible: evidence “904.02. Relevant except admissible, evidence inadmissible. All relevant evidence is given that, appro-

New Mexico perception court’s the priate by qualified polygrapher foundation that strict administering scientific methods had been followed test, is an and device accurate reliable warranting admissibility necessity only by limited testimony.7 for foundation

Washington Missis- Texas, supra, Chambers and in- sippi, proposition that supra, not stand do herently questionable evidence or evidence unreliable validity part of admitted into evidence as must be fact, right compulsory process. defendant’s analysis contrary, the court an in each case undertook reliability testimony and to establish the of the excluded weigh reliability necessity evi- then for such against dence interest its exclusion. Wash- state’s admissibility ington do Chambers not mandate stipulation if finds without this court results by provided otherwise Constitutions the United States by Wisconsin, rules, statute, other and the State these adopted by Supreme not rele- rules Evidence which is Court. vant is not admissible.” fully state followed date no has should noted that It *16 Dorsey Wyoming; 565 P. Cullin v. v. State rationale: curiously to Dorsey used (Wyo. 1977) was rationale 2d 445 previous only” abandoning Wyoming’s support “stipulation rule a 454, Molina, Arizona; Ariz. policy. 117 State v. total exclusion opinion concurring in a of court members P.2d 528. Two 573 stipulation condition suggested it time to re-examine Dorsey. explicitly re admissiblity light Arizona had Note: of Dorsey Treadway, 1067 P.2d jected v. 116 Ariz. 163 568 in State Washington; rejected Dorsey: expressly (1977). have States (1978). 613, Addi Young, P.2d 1171 574 v. 89 Wash.2d State tionally, Mary Brady rejected applicability v. this court upon Mississippi, supra land, (1962) Chambers v. 373 U.S. 83 withholding exculpatory reasoning evidence no there is re polygraph initiated. Prosecutorial exam is defense when parallel stipulate ex a to the to disclose is not refusal fusal (Ia. Conner, 241 culpatory v. Iowa: State N.W.2d 447 evidence. 1876).

639 polygraph sufficiently is not in the reliable absence stipulation. of a admissibility The issue of the an exculpatory polygraph stipulation examination without came Supreme before the U.S. Court last term. Certio- rari was States, denied in Masri v. United 434 907 U.S. (1977), previously reported (5th in 547 F.2d Cir. 932 1977). This denial upheld of certiorari the Fifth Cir- complete cuit’s polygraph bar as to results.8 Empirical data supplied has not been establish Stanislawski, reliability of polygraph exams since State v. pra; Gaddis v. supra, and this court’s most su pronouncement recent State, supra. in Zelenka v. To only this date a require limited number of not courts do stipulation prior a admissibility to the res majority ults.9 require of courts stipulation still a 8 Supreme From grant the U.S. Court’s consistent refusal involving polygraph certiorari challenges, ap to cases the Court pears taking position permits to be each circuit deter requirements mine the the admission or exclusion of test results. denying admissibility; Cases Second Circuit: United States v. Bando, 838, 841, 244 den., F.2d (1957); cert. 355 U.S. 844 Fifth Circuit: Cochran, United (1974), States 380, 499 F.2d 393 cert. (1975). den. 419 permitting admissibility; 1124 U.S. Cases Sixth Mayes, Circuit: United 637, 6, States v. 512 F.2d 648 n. cert. (1975); den. 422 U.S. 1008 Seventh Circuit: United States Infelice, 1358, (1974) 506 F.2d 1365 cert. den. 419 U.S. 1107 (1975); Marshall, Ninth 1349, Circuit: United States v. F.2d 526 (1975), 1360 cert. den. (1976); 426 U.S. 923 United States v. DeBetham, 1367, 470 (1972), F.2d 1368 cert. den. 412 U.S. 907 (1973); Tenth Russo, 1051, Circuit: United States v. 527 F.2d (1975), 1058-59 cert. (1976); den. 426 U.S. 906 United States v. Rogers, 1315, 419 F.2d (1969); 1319 Wainwright, United States v. 796, 413 F.2d (1969), 802-03 cert. (1970). den. 396 1009 U.S. 9 departed Cases in which courts have from the traditional rule Ridling, (E.D. Supp. include: United States v. 350 F. Mich. 90 1972); Zeiger, Supp. (D.C.D.C. 1972); United States v. 350 F. 685 opin. App. (1972); revd. w.o. U.S. D.C. 475 F.2d Juvenile, Commonwealth v. A Mass. N.E.2d *17 (Mass. 1974); Dorsey, supra; O’Connell, State v. v. Walther 72

640 admissibility.10 Further, prior at least one has court stipulation criminal matters withdrawn its rule all complete policy reverted to a exclusion under has any (Okla. State, Fulton v. 541 circucstances. P.2d 871 1975).11 App. Crim. Ct. sharp are in as studies of authoritative

The results they today when Stanislawski dispute were (civil case). (1972) also 316, See United 386 Misc.2d 339 N.Y.S.2d 1972), affd, (S.D. Supp. DeBetham, Cal. 1377 States v. 348 F. denied, 907, (9 Ct. 1972), 412 93 S. cert. U.S. F.2d 1367 Cir. 470 (1973). 2299, evidence which have held Ed.2d Courts 36 L. 972 carefully-circumscribed stringent, con prescribed have admissible Mayes, F.2d 512 637 States v. and limitations. United ditions (1975); (CA 1975), denied, States 1008 United 422 U.S. 6 cert. denied, (CA 1974), cert. 419 U.S. Infelice, 506 F.2d 1358 7 v. 1975). Oliver, (CA (1975). 8 525 F.2d 731 1107 United States v. judge the de such evidence offered There the trial admit objection by government. fense without an 10 423, 1130, e.g., Seebold, P.2d 1132 State v. 111 See Ariz. 531 421, People App.3d 235, Rptr. (1975); Reeder, v. 65 Cal. 135 Cal. (Fla. App. State, 67, (1976); 68 422-423 Cumbie v. 327 So.2d 666, Oswalt, App.3d 224, 1976); People 324 667 v. 26 N.E.2d Ill. (Ind. 1976) ; State, 4, (1975); State v. Banks v. 10 351 N.E.2d Lassley, Conner, 447, (Ia. 1976); State v. 241 456-460 N.W.2d State, 758, 383, (1976); v. 20 Md. 218 Kan. 545 P.2d 385 Smith People Levelston, App. 577, 568, (1974); Mich. v. 54 318 A.2d 579 App. 235, (1974); 477, v. 307 221 Harrison N.W.2d 236-237 500, 557, 1975); Roberts, (Miss. State v. 547 S.W.2d So.2d 562 Steinmark, 545, (Mo. 1977); 239 State v. 195 Neb. N.W.2d 501 Lischko, 495, Warden, (1976); Nev. v. 523 P.2d State Prison 497 1974) People Hargrove, 317, 6, (Nev. ; v. Misc.2d 363 N.Y.S.2d 8 80 123, (1975); Jackson, 470, 241, v. 215 S.E.2d 245 State 287 N.C. Green, 245, (Or. 1975); (1975); 129-130 P.2d 252 State Young, (1976). P.2d State 87 Wash.2d 11 light po “However, at it was stated: Supra time, unreliability we tential examinations poly feel that in all future cases the introduction into evidence of upon any graph purpose, if admitted examination results for even stipulation parties, will This court found of all the be error.” percent reliability factor not sufficient for admission even by stipulation.

641 written in In at 1974.12 Stanislawski 738 footnote divergent reviewed the results in studies: accuracy: accurate, per percent 5 “Estimates of 94 inconclusive, percent cent Inbau, F. 1 Reid & known errors —J. (“Lie Deception: Polygraph De Truth and The tector”) 235; Reliability Technique, 9, 234, supra, at 87.75 footnote percent Reid, The accurate —F. Horvath & J. Polygraph Decep Diagnosis Truth and Examiner of of tion, Science Criminology 62 Law, Journal and Police of Criminal (1971), 276, 278, 279; accurate, percent 3 96 percent inconclusive, percent 1 maximum known error— Pfaff, Polygraph: Aid, R. The An Invaluable Judicial citing (1964), 1130, 1132, 50 A.B.A.J. Arther and Ca puto, Interrogation 214; Investigators (1959) 2 to 5 for percent Wicker, Polygraphic The Truth Test error —W. and Evidence, supra (1953) 9, 711, the Law footnote 713; percent Levitt, 2 to 3 known error —E. Scientific “Lie-Detector,” Evaluation 40 L. Iowa Rev. (1955), 440, 450; accurate, percent 75 to 80 15 to 20 percent inconclusive, Note, Poly percent 5 The error — graph Probation, (1972), 76; and 9 Idaho L. Rev. 75, percent accurate, percent inconclusive, 80 error —E. percent 17 3 Cureton, A Validity Consensus as Polygraph Procedures, (1953), 728, 22 Tenn. L. Rev. high But see: percent Highley- 729. As as 25 error —S. man, Deceptive Certainty Detector,” the “Lie supra (1958-1959), 9, 62; 47, percent footnote 70 ac Burkey, Against curate —L. The Case the Polygraph, 51 (1965), 855,856.” A.B.A.J. surveys Authorities have noted that such statistical recognize do not an inherent in the data bias collection process; being way there is no conceivable in which verify accuracy responsible party the test expert appeal, Joseph Wilimovsky, this ease on stated proof accuracy in the offer of there ais rate 96% margin remaining inaccuracy was not a case of but of incon 4% clusive results. Contrary: “Comparison Analysis Poly- Kubis of Voice graph Polygraph as Lie (1974) Detector Procedures” 8 laboratory accuracy where under conditions the rate was 76%. Abbell, “Poly- subject unless a confession results.

test Against Admissibility graph The Case Evidence: Trials,” L. Rev. 35. Federal 15 Am. Crim. Criminal cogent Dr. studies done of the most One Laboratory article, “Implications of Martin Orne in his Deception,” Polygraph Detection of Research accuracy addressing problems (1973). *19 required for stipulation a is of lie detector results when stipulation admissibility prior to the is taken and test following counsel, makes the at the he behest of defense points: carried polygraph examination is the usual “Whereas arm’s is at polygrapher out the in a situation where agency, a length potential employ the of a law enforcement —in (or actual) employer similar rela- or some inevitably

tionship, a have where his decision would suspect’s in which direct on a future —the context effect inevitably friendly polygrapher the his test carries out is suspect that his different. In realizes the latter case the attorney help in employed polygraph has the examiner per- preparation the For the innocent of his defense. relatively little; however, for the son matter this considerably. guilty individual it alters the situation friendly guilty poly- individual when a tested grapher is that the of the test he knows results if found only deceptive of against kind will not used him. The be findings attorney utilize are ones which his would being poly- corroborated where his innocence is graph. being consequence, As a fears about client’s greatly able to detected are reduced. As we have been acknowledged laboratory, by all show in the and is suspect’s polygraph experts, a detection is the of fear major response augmented physiological assuring his factor lying. precisely aspect It is the the while dramatically altered situation which is most when attorney. employed by is defendant’s perhaps respect client even accorded deference tend by the examiner will to convince polygrapher really attempting help is client that his cause and thereby less make him and less de- afraid tectible, guilty.” even he pp. (Emphasis 194-195. if supplied.) In suggests conclusion polygraphers Dr. Orne testing should refrain from defendants when there is an deceptive. meaningful consequences absence of if he is found Sup at 195.14 ra determining unreliability reliability an

unstipulated polygraph request taken at the of defense counsel a review of facts in the instant will case inculpating instructive. The evidence the defendant is: 1. The victim was able to record a matched license plate reasonably number and make a accurate identifi- cation of defendant’s car.

2. pick The victim was able to the defendant out of group a 5 photographs night incident, on the an made in-court identification. positive

3. The victim identifica- able to make key tion of chain found in and barrette defendant’s night car as the ones in her slacks incident. key belonged The fact that the to the victim was verified *20 Urquidez, Supp. 1363, See United States v. 356 F. 1366-67 (D.C.C.D. 1973) affecting polygraph accuracy, Cal. for factors i.e., subject; detected; being the of the motivation of the fear subject’s integrity physical condition; competence, and mental the operator; ques wording and of attitude the the of the relevant tions; appropriateness question; reading the of control the graphs. Adams, length People This article was discussed in App.3d 109, Rptr. 518, (1975), Cal. wherein it Cal. 520-21 polygraph was held where been that a unilateral exam has ad any reliability tests, stipu ministered the lation, future even of if under subsequent be would so diminished that results the the of Supra tests should not be considered as evidence. 524. This at developed stop practice shopping.” rule was to the of “examiner subject polygraph greater The more times a takes a test likeli hood he will is that become immune or to the ma habituated supra processes. 47; Abbell, chine’s United States v. Ur quidez, supra at 1366.

by police opening the door to her house with key. testimony by expert samples

4. There that hair an matched of a to which those class of hair characteristics belongs. the defendant

Despite proof, pass defendant was able polygraph disparity defense initiated exam. between upon perception traditional forms of and evidence based knowledge arguable polygraph evidence, and the form an damage arguments expert opinion, to the does unstipulated polygraph who those contend the exam Further, reject bears accurate and reliable results. we argument examination results are equally reliable as forensic such as evi tests ballistic dence, fingerprint blood tests and identification.15 objective subjective factors which find several

We testing.16 distinguish from forensic exam physio- objective (1) there is no one are: factors decep- logical unique indicative of reaction that may tion; deception factors (2) indicated other question as a “neurotic interconnection” such asked; (3) or factors elimi- socio-economic cultural any subject apprehensions nate from the moral about being subjects deceptive; ability produce (4) imagery the ma- muscle tension and mental to “beat chine”; subjects (5) proper polygraph ex- are not drugs mentally unstable, depressant amination if on overly lengthy interroga- subjected tired if become prior All of the tion to exam. above factors tend subject’s responses; (6) minimize autonomic surroundings responses physical will affect noises, examining i.e., people subject, number of in the *21 15 supra. Ridling, supra; States v. United Sims analysis gives supra, the follow Abbell, a detailed of 36-41 subjective ing objective factors. and area, length interview; (7) pre-test of test and fram- ing questions specificity complexity; of as to and complete knowledge ques- required so examiner is adequately tions can be framed. If a examiner defense investigation police without the benefit of he is not asking questions knowledge. subjective full with (1) requires procedure factors are: an recommended during subject’s examiner to observe behavior exam, readings therefore chart biased an ex- perception behavior; subject’s (2) aminer’s toas “friendly” contrary, “hostile” or to the examiner’s psychological subject may interaction with affect results; (3) predictability polygraph lack of charts. No two polygraph will in the examiners read charts consistently.17 same manner unstipulated

We therefore come the conclusion polygraph sufficiently are not accurate exams and re- holding liable so as to mandate the abandonment of our right compulsory Stanislawski. A defendant’s process encompass right does not un- introduce reliable evidence which overrides “established of rules procedure designed and evidence both to assure fairness reliability guilt and in the ascertainment of or inno- supra 302; cence.” v. Mississippi, Chambers at State v. Ash, Accuracy Consistency See: Hunter “The & of Jour, Polygraph Diagnoses,” 1 Police Science Examiners’ Administration, (1973) giving twenty which describes experienced polygraphers. charts to seven Three months given twenty experts. later the same charts were these “Agreement results were stated as follows: between the two judgments same made different examiner at times was high average consistency (occasion agree to occasion —an 85% ment) consistency for the seven examiners. The of the individual ranged high from examiners involved a low of to a 75% 90%.” ,See Supra Mendoza, also: State v. 372. 80 Wis.2d experts” (1977) N.W.2d 260 where “battle of the ensued over contrary readings charts. *22 stipulation rule Conner, supra at 458. The Wisconsin designed the to assure pronounced in is StanislawsM polygraph reliability of in the introduction fairness and Supreme by the Iowa in evidence. was stated results As evidentiary Court, stipulation tantamount a is objection: waiver of challenging trial ground third for “Defendant’s is ruling excluding polygraph evidence court’s admitting stipulated alleged inequity of

based on the ar- excluding unstipulated This evidence. evidence and admitting the evi- gument misconceives basis party other- stipulation. a who pursuant When dence admissibility right evidence object of to the wise has consents to gives up evidence, he of admission right object. principle under which This is the his received. stipulated polygraph evidence [Citations is omitted.] invoking a rule of evi- objection of “An is a means regulated. proof of at trial is admission dence which adversary system, evidence In our [Citation omitted.] it objection in case for what is is received without worth. lated objection stipu- when an is This is no less true given Contrary up. away than is otherwise when it admissibility argument, the issue of to defendant’s in of the ad- polygraph no more hands evidence is admissibility any versary to which an find no merit evidence than is the issue of may lodge objection. adversary a valid Wé ground.” supra Conner, State at 459. fact, agreement admissibility stipulate to the polygraph jury results also be a waiver of a credibility18

determination of and a of cross- waiver examination. 1975), Alexander, (8th Cir. 526 F.2d In United States jury at 168: admission was noted the effect on the trial, it evidence is offered evidence “When infallibility, akin to likely of near with an aura to be shrouded laying During Delphi. the course of the ancient oracle of equate

Proponents unstipulated polygraph exam testimony expert psychia- with that of of a use its trist, fail to into considera- proponents but the same take many judges experienced trial and scientific tion that *23 testimony question role of medical writers of renown the psychiatric polygraph of in our a nature and examiners present evidentiary polygraphist trial, his foundation the will at reliability generally be own of which will assessment the test’s physical percent. present evi- well in of 90 He will also excess dence, polygram, the form of to him to advert in the the enable jury’s physiological responses attention to which various recorded support upon presentment his Based the of tend to conclusion. day jurors, particular evidence, present form of scientific despite sophistication increased and their and educational levels likely give significant, capacities, if not intellectual are still to weight opinion conclusive, polygraphist’s whether the to a as to being ques- response in to a is truthful or deceitful his defendant bearing dispositive the on a in a To tion issue criminal case. extent accepted unimpeachable con- that the are results by cautionary by jurors, despite the trial clusive instructions collectively judge, jurors’ responsibility the traditional ascertain ajudge guilt preempted.” the facts and or innocence is United Alexander, supra States v. at 168. juries problem according prestige of undue reemphasized People Barbara, 255 171 evidence was N.W.2d 1977): (Mich. “[B]y polygraph, of the we run dan- at use gerously by by substituting close to a trial machine for a trial jury.” Supp. (D. Wilson, Ct. Md. 361 F. United States problem undue influence 1973) the of that it was stated may jury cross-examination: not be cured on a prop- jury admissibility suggest can a proponents that of “The testimony ex- competence of an erly merit of the the and assess n subjected is du- This contention aminer cross-examination. poses expert validity, of an as a The cross-examination rule. bious attorney as much as task; who knows it the rare a formidable is interpretation in- expert. the numerous subtleties Given mysteriousness polygraphy the tech- and in modern herent great. jury danger citizen, of confusion of the nique give weight may misled, to the jury and undue testimony.” jury medicine, specializing modern trial. Doctors of psychiatry sciences, and the not de- behavioral have veloped knowledge nor marshalled their and resources degree diagnosis analysis to such a that human mind can be referred to as an exact science. Thus, by allowing expert this evidence to be received as testimony, causing problems are we not for undue jury justice in its search all con- for the truth and cerned, litigants general public? as well as the improve Should we not for the truth and re- search quire testimony a set of standards for all medical psychiatric require expert nature and witnesses be board certified and should we not hasten likewise day require polygraphers be board certified acceptable prescribed with an set of standards of com- petence expertise judicial system? approved recognized Stanislawski, supra,

As we in State v. *24 objection polygraph testing gained general that has not acceptance longer rejecting is no valid as a reason for polygraph opportunity evidence. for Nevertheless, extraneous factors to so influence the test results is great, leading potential jury and the for into col- considering inquiries lateral polygraph when it is evi- question credibility clear, dence on the of a is witness’ so precedent we established in a Stanislawski condition polygraph the admission of evidence. That condition is stipulation prosecutor, the written defense coun- taking person being sel That test. condition satisfied, polygraph evidence is on an admissible issue credibility court, in the discretion of trial with a right limited appropriate of cross-examination and an purpose instruction as to the for which the is evidence holding poly- admitted. court’s in This Stanislawski that general graph acceptance tests have scientific under- investigative their as an scores usefulness tool. Use of encouraged, investigative purposes for tests is to be designed discouraged. stipulation not is condition provide encouragement possible fairest this in the way. requirement stipulation that entered given polygraph into before is the test insures searching examination is to as a tool out be used truth, confusing jury. potentially not a device into, opin- stipulation expert

Unless the is entered an ion on the examination is based results not admissible evidence.

By Judgment and orders affirmed. Court. — (concurring). HANSEN, I concur CONNOR T. J. However, with the result reached in case. as stated dissenting opinion Mendoza, in a in State v. 80 Wis.2d (1977), my opinion 187, 258 it N.W.2d stipulation the court should withdraw the rule enunci Stanislawski, ated State Wis.2d N.W.2d (1974), and hold that the results of a ex amination Fulton are not admissible evidence. (Okla. App. 1975).

541 Pac.2d 871 Ct. of Crim.

Case Details

Case Name: Lhost v. State
Court Name: Wisconsin Supreme Court
Date Published: Oct 31, 1978
Citation: 271 N.W.2d 121
Docket Number: 76-564-CR
Court Abbreviation: Wis.
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