*1 final days entry judgment after By D. L.R. 54.1. their
order.” Colo.
terms, the local rules these district may applied be to EAJA cost re-
courts Additionally, may a district court
quests.4 party
specifically prevailing order that
may by filing be awarded costs bill days. within a specified
costs number of Quinlisk Astrue,
E.g., No. 08-cv-02694- (D.Colo.
PAB, 148279,at 2010 WL *4 Jan. 2010). reasons,
For RE- foregoing to the
VERSE REMAND matter
district court for consideration of Ms. EAJA, request
Fruitt’s cost under 2412(a)(1).
U.S.C.
Jeffrey LEWIS, D.C., W.
Plaintiff-Appellee, TRIPP, D.C.,
Ronald Defendant-
Appellant, Chiropractic Board of
Oklahoma State
Examiners; D.C.; Gilstrap, Russell
Hugh McClure, D.C.; Shayne Javer
sak, D.C.; Mead, D.C.; Corder, Bill
D.C.; Toy; Carter, Dr. James Kent
D.C.; Rasler, D.C.; Viki Jeanie Gard
ner; Carter; Joseph English, Beth De
fendants. 09-6105.
No. Appeals,
United States Court of Circuit.
Tenth 17, 2010.
May 83(a). A4. district court amend rules its local Fed.R.Civ.P. "acting by majority judges." of its district *2 defendant, among sued. He named as others, Tripp, president Ronald Chiropractic Oklahoma Board of Examin- summary judgment, ers. At the district *3 court Tripp’s denied Dr. claim qualified immunity, but it not set did forth with specificity supporting the facts its conclu- sion that Dr. violated Dr. Lewis’s Fourth rights. Amendment In these cir- cumstances, our to precedent instructs us “review the entire record ... and deter- plaintiff mine de novo in fact presented sufficient evidence to forestall on judgment the issue of quali- Armijo fied immunity.” Wagon Mound Sch., (10th Pub. Cir. 1998). that, just Doing we see no evidence suggest this record to that Dr. Tripp personally was involved the Fourth Amendment Dr. alleges. violation Lewis Accordingly, we hold Dr. qualified immunity. entitled to I Moak, E. Attorney Assistant Gen- Grant (M. eral Daniel and Tricia L. Dr. practicing Weitman Lewis started chiropractic Everest, General, Attorneys Assistant Norman, medicine in Oklahoma in briefs), Attorney Oklahoma General’s years for almost ran ten his own busi- Office, OK, City, Oklahoma for Defendant ness, Chiropractic. West Norman In Appellant Ronald Tripp. 2006, however, March the Oklahoma State Board of Chiropractic Examiners revoked Gamino,
Daniel J. Daniel J. Gamino & license, Dr. apparently Lewis’s medical Associates, P.C., OK, City, Oklahoma for due to untrue Dr. statements Lewis made Plaintiff-Appellee Lewis, Jeffrey W. D.C. in his application. license The Board BRISCOE, Judge, Before Chief stayed the revocation one month to BALDOCK, GORSUCH, Circuit allow Dr. to replacement Lewis time find a Judges. practice. take over his During Sanders, period, Dr. Lewis hired Ben who GORSUCH, Judge. Circuit began Dr. Lewis’s treating patients on After Oklahoma state authorities re- 1,May 2006. Jeffrey license to voked later, Two weeks the Board’s executive chiropractic medicine, they suspected him Carter, director, Beth received an anony- continuing practice unlawfully. In tip mous that Dr. Lewis still practic- was order, they an short swore out administra- ing medicine, though now a li- without tive and searched his office to cense. To work out what the Board’s their suspicions. Believing confirm response be, Ms. should Carter consulted search carried out violation of rights, his Fourth Amendment Board’s counsel and the Board’s Later that same Amendment of the Tripp. Fourth United president, out an administra- day, Ms. Carter swore States Constitution. Lewis named as subpoena requiring Dr. Lewis to Board, tive defendants the the individual Board records, claims, turn over medical “[a]ll members, Carter, Ms. English. and Mr. which indicate documents forms however, and/or practice, After motions all that from ... March patient(s) name[s] point remains for resolution at this are Dr. present.” Aple.App. against Tripp. Lewis’s claims At sum- court, mary judgment before the district Carter, accompanied by her assis- Ms. Tripp argued that he was entitled to tant, English, and sheriffs Joseph two qualified immunity. The district court re- Norman deputies, then went West Chi- *4 defense, jected Dr. Tripp now ropractic subpoena to serve the on Dr. arrived, appeal ruling seeks to to us.1 they Lewis. When Dr. Lewis was office, gave out of the so Ms. Carter II employee. receptionist to an A patient then handed over treatment cards Tripp argues Dr. that the district court According she had at the front desk. erred in him denying Lewis, though hotly disputed by Dr. Dr. because there are no in the record Tripp, someone also took from in- records from which a reasonable could find personal side desk. Ms. Car- he in participated allegedly employees, ter next told various as well as unlawful conduct that Dr. Lewis complains patients sitting waiting several part, of. For his disputes Lewis all room, that the clinic had to close. The this, arguing to us that the facts are suffi- week, clinic remained closed for one later suggest cient to Dr. Tripp personally reopening supervi- under Dr. Sanders’s involved. Before par- we can address the sion, though patient the seized records however, dispute, ties’ factual we must approximately weren’t returned until two preliminary question first confront a con- Meanwhile, months later. Dr. Lewis’s re- cerning authority our to do so. peated requests for reinstatement of his license have failed. A shield them from in “[T]o undue
Upset with the search of his of
fice,
responded
public]
with
law
terference with their duties
[to
suit, contending that
the search
potentially disabling
violated
and from
threats of
1161,
(10th Cir.1996).
reaching
qualified
1. Before
put-
of
F.3d
1164
Even
immunity,
Tripp initially argues
ting
to the side that Dr. Lewis is the sole
standing
Chiropractic
Lewis doesn’t have Article III
shareholder of West Norman
all,
pursue
injuries
this case at
because
overlap
West
have sustained
suffered,
Chiropractic
patients
admittedly
Norman
and its
with those the business
—and
Guides,
injured by
alleged
not Dr.
Group Prop.
Lewis—were
Ltd. v. Yarmouth
cf.
III,
Inc.,
1065,
(10th
Mgmt.,
search and seizure. See U.S. Const. art.
295 F.3d
1072
Cir.
2;
Earth,
2002),
(albeit
see also
v.
Friends
Inc.
Dr. Lewis has offered some
con-
Servs., Inc.,
167, 180,
tested)
Laidlaw Envt’l
suggesting
528 U.S.
that records from
693,
(2000) (re
120 S.Ct.
personal
inside his
desk were searched and
quiring
"injury
an
Aple.App.
in fact” for Article III
seized. See
at 47-48. Because it is
standing).
jurisdic
When we determine our
"well
established”
this circuit
that "an
summary judgment stage,
at
employee
expectation
pri-
tion
howev
ahas
reasonable
er,
office,”
Anderson,
generally accept
well-plead
vacy
we
as true all
in his
United States v.
1225,
(10th Cir.1998),
supported by
ed facts
the record and draw all
standing.
injury
reasonable inferences in favor of
Lewis has suffered a sufficient
to in-
Court,
Supreme
jurisdiction
precedents.
See United States v. Colo.
voke our
under our
servants,
(2009),
including Dr.
one
liability,” public
routinely
L.Ed.2d 868
re-
immunity.
qualified
appeals
are entitled to
view
Tripp,
grant
de novo
from the
800, 806,
Fitzgerald,
Still,
v.
457 U.S.
summary judgment.
Harlow
Johnson held
(1982).
2727,
version of the facts—that “di- following facts find the about by telephone Carter] and [Ms. rected Dr. Tripp’s alleged involvement in the prepare email ... to Dr. Tripp search and seizure. was the and financial to not seize clinic rec- Carter, president, Board Ms. as the ords, business and run but to close the off director, Board’s executive worked for Br. at 22. the staff.” Answer Given Dr. day him. On the same Ms. Carter wrongs Lewis’s own indecision about the to Dr. office to went Lewis’s serve the behest, at Dr. allegedly Tripp’s he suffered subpoena, copied Dr. Tripp Ms. Carter on it’s little wonder the district court two to the emails he sent Board’s ambiguity found that “[s]ome existfed] as counsel. at 24-25. Aple.App. According to of the underlying the exact nature con- to deposition, Ms. these Carter’s emails by Lewis, alleged stitutional Dr. violation” concerned Dr. Lewis’s unlicensed medical D. Op. Ct. at 1 n. and did not make and indicated Dr. had specific findings spoken attorney’s about Tripp’s city factual with the office and police Id. at department. conduct. 25-26. One legal citations, of the emails contained Ill though Ms. Carter have received that email after at Dr. the incident Lewis’s Given that we' lack from the district 33; Aplt.App. office. Id. at at 83.4 Ac- Tripp’s court a set of about Dr. con- Lewis, Dr. cording to Dr. also called guide duct to our anal- the Board day, office sometime same ysis, it falls on to- review the us entire though Ms. didn’t Carter remember record, construing the evidence in light phone Aple.App. call or its contents. most favorable Dr. Lewis as the plain- 27-28. tiff, and to ask de novo whether sufficient
evidence exists for
readily
These facts
lend themselves to
upon
conclude that Dr.
trenched
the inference that Dr.
suspected
rights.
Armi- Lewis of practicing medicine without a li-
(when
jo, 159 F.3d
district
They
fairly suggest
cense.
also
specify
court fails to
the facts in play, the Tripp wanted
report
Lewis’s activi-
appeals
court of
must “review the entire
ties to other state authorities who could
*8
record,
construing
light
the evidence
the
obtain and
search of
perhaps
execute a
and
plaintiff’
most favorable to the
to “deter-
close
But
practice.
nothing
his
there’s
in,
mine de
plaintiff
novo
the
fact
illegal,
illegal,
any
let alone
about
presented
Indeed,
sufficient evidence to forestall
of this.
would seem perfectly
it
summary judgment
quali-
on the issue of
normal that
of a
president
state medi-
Behrens,
fied immunity”);
society
report
also
cal
see
516
would wish to
the unau-
834; Johnson,
practice
U.S.
116
thorized
515
of medicine and see it
record,
Boulder,
though
ny.
Simpson
4. The
emails are not
Colo.
Univ.
Cf.
of
(10th Cir.2007) (discuss-
testimony
deposition
describing
Ms. Carter's
F.3d
1179 n. 3
ing
challenge
them is. At
has Dr.
no time
raised
waiver of
to admission of hear-
objection
say
summary judgment).
to the
of
consideration
that testimo-
records,
desk,
including from his
it
Oklahoma
his
was
investigated.
happens,
As
actually a
.As
empow-
and
warrantless seizure.
he reads
expressly “authoriz[es]
law
law,
Board
adopt and seek to Oklahoma
has the
the Board to
er[s]”
...
authority
“subpoena
papers
and accred-
for the
standards
professional
enforce
investigation
tit.
of matters
come
See Okla. Stat.
requirements.
itation
161.6(B).5
[it],”
before
Okla.
Stat.
tit.
judg-
§
To avoid
161.6(B)(8),
ment,
§
and once Dr. Lewis
to be record evidence from
had
there has
revoked,
jury could infer some-
license
his unlicensed
of
which a reasonable
enough
longer qualified
than this.
It’s not
that medicine no
as a “mat-
thing more
view,
...
pursuant
statutory
to his
before” the Board. On this
Tripp, acting
ter[ ]
then,
jurisdiction
the Board had no
authority,
in motion a series of events
to issue
set
naturally
subpoena,
lead to the
or execute the
and Ms.
that would
Carter
lawful
warrant or the
seized Dr. Lewis’s
execution of a search
law-
documents without
DeForte,
legal authority.
practice.
closure of
Under
See
Mancusi
ful
Poolaw,
370-71,
jury must be able to
a reasonable
88 S.Ct.
(1968);
deliberately
Dr. Tripp
conclude that
set L.Ed.2d 1154
United States v.
Anderson,
(10th
into motion a series of events he knew or
F.3d
Cir.1998) (holding
should’ve known would lead to
that warrantless
search
unlawful
of
office
against
private
usually
action
Lewis.
violates Fourth
Amendment).6
obstacle,
Recognizing this
Dr. Lewis re-
tell,
Second,
if
we can
that his
even Ms. Carter had the
plies, as best
au-
rights
thority to
subpoe-
Fourth Amendment
issue
administrative
na,
First,
ways.
sug-
appears
suggest
in two
he
were violated
she
subpoena
wrongfully
the administrative
itself
treated
like a search warrant.
gests,
invalid,
serving
subpoena
Ms.
collection of
Instead of
on Dr.
so
Carter’s
Act,
Chiropractic
pay
ropractic
Practice
Practice
5. Under the Oklahoma
and
fees for
Act,
services; (8)
such
Order or
witnesses,
inspection
attendance of
of
empowered
authorized and
to:
Board is
premises
production
records and
and the
of
(1)
procedure
Establish and maintain a
papers
investiga-
relevant books and
for the
system the certification or accreditation
for
may come
tion of matters that
before the
chiropractic physicians
who are
Board;
(11)
...
Establish minimum stan-
chiropractic post-doctorate Diplómate
continuing
programs
dards for
education
(2)
chiropractic specialties;
and all other
by chiropractic
administered
associations
adopt
registration system
Establish a
and
...;
(19)
promulgate
a code of
[and]
and enforce standards for the education
ethics.
training
chiropractic physicians
and
who
161.6(B)(1)-(3), (7)-(8),
Okla. Stat. tit. 59
engage
issuing profes-
in the business of
(11), (19).
condition,
opinions
prognosis
sional
on the
patient;
Adopt
or treatment of
6. We harbor doubts about this view of Okla-
governing
profession-
enforce standards
all,
accept
homa law. After
it asks us to
chiropractic physicians,
al conduct of
con-
Chiropractic
the Oklahoma
Practice Act en-
provisions
with the
the Oklahoma
sistent
Act,
apply
trusts the Board "to
to court of com-
Chiropractic
purpose
Practice
for the
enjoining
petent jurisdiction
an order
an
maintaining
high
establishing
stan-
*9
person
practicing chiroprac-
unlicensed
from
honesty, dignity, integrity
profi-
dard of
and
tic,”
161.14(B),
§
yet
Okla. Stat. tit. 59
ciency
profession;
Employ
in the
counsel,
needed,
prohibits
time
the Board from inves-
legal
represent
same
as
to
practicing
tigating
chiro-
and to
whether someone is
Board in all
matters
assist
prosecuting
practic medicine
a license. But we
without
authorized state officers
because,
restraining
will
violations of the Oklahoma Chi-
need decide none of this
have, however,
waiting
response,
Lewis and
for a
she used
previously
We
and consis-
warrant,
it to seize records without a
in
tently rejected exactly
assumption,
cluding records from Dr. Lewis’s desk.
emphasizing that “more than pure specula-
an
subpoena permits
required
While
administrative
tion” is
“to defeat a motion for
government
compel
production
summary judgment.”
v. Mem’l
Setliff
documents,
argues,
of
Hosp.
it doesn’t
County,
Sheridan
of
(10th Cir.1988).
allow the unfettered access that comes 1393
recently,
Most
See,
with a search warrant.
e.g., See v. Serna v.
Department
Colorado
Correc-
of
Seattle,
541, 544-45,
tions,
(10th
City
Cir.2006),
Johnson (1995), L.Ed.2d 238 “it falls denying sum- court’s order The district upon us to review the entire record ... reversed, and this mat- judgment is mary and to ask novo whether sufficient evi- de instructions that the remanded with ter is jury exists for a reasonable to con- dence summary judgment court enter district upon that Dr. Tripp clude trenched Tripp. favor of Dr. clearly rights,” Lewis’s established id. at BRISCOE, Judge, dissenting. Chief disagree. 1228. I First, disagree I respectfully I dissent. Though the district court did not elabo- the district the notion because with by “personally rate on what it meant di- Tripp tell us what Dr. did or court “doesn’t rected,” explanation I do not think such an where, when, any why or he took action Rather, necessary. was it is clear from might have violated language the district court’s what it Maj. Op. rights,” Fourth Amendment see thought jury a reasonable could find based 1226-27, “it on us ... deter- [to falls upon allegations present- and evidence sufficient evidence exists mine] by Tripp Dr. Lewis: that Dr. called ed jury a to conclude explained Ms. Carter and emailed and/or upon trenched Dr. Lewis’s that he wanted her to serve a on at 1228. And rights,” see id. Dr. Lewis and that he wanted her to shut second, engage if in the fact- even we must Chiropractic. down Norman Be- West finding majority sug- which the expedition adequately cause the district court set majori- the facts the gests, disagree I with forth the believed reasonable ty finds. find, juris- the limited nature of our court found that Dr. Lewis The district appeal diction to entertain an from a denial as to wheth- had “create[d] immunity us to requires accept ... Tripp personally er directed as true Dr. Lewis’s assertion that Dr. violation,” explicitly asserted constitutional Tripp directed all of Ms. relevant Carter’s noting its reliance on the evidence which day question. behavior on the And that “Ms. Carter ... was demonstrated true, allegations as I accepting these would sent copied on emails upon conclude that based estab- Lewis,” regarding Board’s counsel Fourth lished nature of Lewis’s Amend- phoned and that “Dr. the Board pursuant rights, ment to our decision May Op. 16th.” D. Ct. at 7 office Marcantel, v. Poolaw added). majority (emphasis contends (10th Cir.2009) (noting supervisor court “doesn’t tell that because district § if may be held liable under he or where, when, us what Dr. did or or they “set in motion a series of events she might action that why he took have reasonably have known knew should Dr. Lewis’s Fourth Amendment violated 1226-27, Maj. Op. pursuant to would result a constitutional viola- Rights,” [in proceeded premise with Court's inter- on the that Dr. Lewis's tension coextensive, law claim and rises or state pretation of the Fourth Amendment because falls, with his Fourth Amendment claim. See copy” an exact the former is "almost Op. appeal, parties D. Ct. at 1 n. 2. On State, (quoting latter Okla.Crim. DeGraff assumption, don't let alone chal- mention (1909))). Accordingly, 103 P. lenge give it or reason to believe that it us we hold Dr. constitutional Lewis's Oklahoma State, Long 706 P.2d erroneous. Cf. claim fails for the same reasons as his Fourth (declining (Okla.Crim.App.1985) Amendment claim does. interpret opportunity Article II 30 in *11 tion]”), would, is not entitled to sum- again light once in of Dr. Lewis’s mary judgment on rights and our decision grounds. Poolaw, in conclude that Dr. is not summary entitled to judgment
Further, if engage even we must immunity grounds. fact-finding suggested by majority, I reach the would same conclusion. The
majority contends that: record before us lacks evidence
suggesting Tripp’s involvement allegedly—unlawful activi- these' — evidence,
ties. We have no example, instructed Ms. Carter to obtain an subpoena. administrative Or ZURICH AMERICAN INSURANCE that Dr. Tripp advised Ms. Carter COMPANY, capacity in its as Admin treat the as a search warrant Plan, istrator of the Zurich Medical personal search Dr. Lewis’s desk. Plaintiff-Appellee, omitted). Maj. Op. at (emphasis I disagree with the absolutes used in de- scribing the absence of present- evidence O’HARA, Keith LLC, Ross & Pines ed. There was sufficient present- trustee of the Keith O’Hara Full Com ed here to enable Dr. Lewis to withstand a pensation Fund, Defendants-Appel motion for judgment. lants. As majority explains, work out “[t]o No. 08-16875.
what the response Board’s allega- [to the be, against tions Lewis] should Ms. Carter United States Appeals, Court of consulted president, Board’s Eleventh Circuit. Tripp.” Id. at 3. If we view this consulta- tion—which occurred the form of two April emails and one phone call-in light Lewis,
most favorable to Dr. it is reason-
able to infer that Dr. Tripp told Ms. Car-
ter both to obtain the subpoena and to it in
execute the manner that she did.1 Harris,
See Scott v. 372, 378,
(“[C]ourts required are to view the facts
and draw reasonable light inferences
most favorable to the party opposing the
summary judgment motion. In qualified cases,
immunity usually this adopt- means
ing ... plaintiffs version of the facts.”
(citations omitted) (internal and alteration omitted)).
quotation marks And because drawn, can reasonably inference be I acknowledge 1. I that reasonableness of this the communications between Ms. Carter and might inference ques- have been called into properly been admitted into evi- tion had regarding more details the nature of dence.
