Plaintiffs-appellants Michael Lewis and Tammy Livingston claim to have been injured when they were exposed to hydrogen sulfide gas while working at a refinery operated by the defendant, CITGO Petroleum Corp. They sued CITGO under theories of negligence, which required them to prove that the exposure caused compensa-ble injuries. On the defendant’s motion for summary judgment, the district court found expert testimony offered by the plaintiffs on the element of causation to be inadmissible. Absent admissible proof of causation, the distriсt court then granted summary judgment in favor of CITGO. For the reasons that follow, we affirm.
I. Background
On March 11, 2001, Lewis and Livingston allegedly were exposed to hydrogen sulfide gas while fixing a flange at a refinery in Lemont, Illinois. Lewis and Livingston were employed by Philip Services Corporation, which had contracted with CITGO, the refinery’s operator, to perform maintenance work at the facility.
On-site emergency personnel and a first-response medical team examined Lewis and Livingston before an ambulance took them to a local hоspital. There, the emergency room staff conducted a full medical evaluation, including blood tests and chest x-rays. The hospital released both patients without an overnight stay.
Both Lewis and Livingston returned to work the next day. They received followup care from Dr. Bess Metrou, a physician for MedWorks, a healthcare provider for the refinery. Metrou met with Lewis and Livingston on three occasions in the ten days immediately following the accident. For the next two-and-a-half years, neither Lewis nor Livingston, both of whom аre long-time smokers, sought further treat
In March 2003, the plaintiffs filed their initial suit against CITGO in Illinois state court. To prepare for trial, plaintiffs’ counsel retained two physicians, Dr. Jordan Fink and Dr. Norman Kohn, to evaluate their clients’ medical conditions. CIT-GO countered the diagnoses of doctors Fink and Kohn with a panel of its own experts, including Dr. Terrence Moisan, Dr. David Cugell, and Dr. Jerry Sweet. Although Lewis and Livingston voluntarily dismissed that suit in April 2006, the medical opinions оf Fink and Kohn formed the basis of their subsequent 2006 action against CITGO, which is the subject of this appeal.
On August 7, 2003, Dr. Fink, a doctor of internal medicine who specializes in allergies, examined both Lewis and Livingston at the request of their attorney. Fink found Lewis to be in generally good health, but he diagnosed him with “occupational asthma related to exposure to chemicals at work during [the March 11] maintenance accident.” Following his examination of Livingston, Fink stated that Livingston’s chemical exposure in March 2001 had caused “a bronсhitic problem” and possible sinus disease. Fink suggested that both Lewis and Livingston consult with a “neuropsychiatry specialist” to determine whether their purported exposure to hydrogen sulfide had caused deleterious effects to their nervous systems.
Pursuant to Dr. Fink’s advice, several months later, on November 3, 2003, plaintiffs’ counsel sent Lewis and Livingston to see Dr. Kohn, a psychiatrist and board-certified neurologist. In Lewis, Kohn found no evidence of “permanent organic brain injury.” He noted that Lewis had recurrent headaches, with the “most likеly causes [being] direct and indirect sequelae of the workplace incident of March 2001.” In Kohn’s report on Livingston, he found that she had suffered persistent headaches since the accident but that she, like Lewis, suffered from no permanent organic brain injury. The doctor diagnosed Livingston with potential emotional distress, stating: “While she minimizes her experience now, she very likely suffered posttraumatic stress disorder [ (PTSD) ] in the earlier phases.” He found this problem exacerbated by “an underlying mood disorder, most likely Bipolar Type II.”
On June 22, 2006, two months after dismissing their first suit, nearly three years after doctors Fink and Kohn first examined them, and more than five years after the incident at the Lemont refinery, Lewis and Livingston filed a second action against CITGO in the Circuit Court of Cook County, Illinois. In their complaint, Lewis and Livingston sought both compensatory and punitive damages arising from their exposure to hydrogen sulfide gas, which they claimed was due to CITGO’s negligence. Relying on diversity of citizenship, CITGO promptly removed the case to federal court.
In an order dated January 30, 2008, the district court granted CITGO’s motion for summary judgment. The court noted that it could consider only admissible evidence when ruling on a summary judgment motion. The court then found that the plaintiffs, as the proponents of experts Dr. Fink and Dr. Kohn, had failed to satisfy their burden to demonstrate the reliability and usefulness of the evidence, a prerequisite for admitting expert testimony. The court therefore declined to consider their opinions in making its decision. Without that evidence, the court determined that the plaintiffs had not presented admissiblе evidence that would create a triable issue of fact on causation, a necessary element of any successful negligence claim. The district court concluded that summary judg
II. Analysis
We review
de novo
a district court’s decision to grant a party’s motion for summary judgment.
Green v. Whiteco Indus., Inc.,
As a federal court sitting in diversity, we apply the substantive law of Illinois.
See Erie R. Co. v. Tompkins,
To establish a valid claim for negligence in the state of Illinois, a party must demonstrate that the defendant owed him a duty, that the defendant breached this duty, and that he suffered an injury that was proximately caused by the defendant’s breach.
Cunis v. Brennan,
Illinois law on negligent infliction of emotional distress is somewhat more complicated. In evaluating these claims, Illinois courts sepаrate “bystanders” from “direct victims.”
See Corgan v. Muehling,
By contrast, a direct victim of alleged negligent infliction of emоtional distress must satisfy the “impact” rule.
See Corgan,
As a result of these parallel аnalyses, classifying a claimant as either a bystander or a direct victim becomes important in determining whether potential recovery exists.
Kapoulas,
Illinois courts treat claims by direct victims of negligent infliction of emotional distress under the same approach used for standard negligence claims.
See Corgan,
A. Causation Evidence from the Plaintiffs’ Expert Witnesses
The plaintiffs sought to establish causation for all of their claims through the use of expert testimony offered by Dr. Fink and Dr. Kohn. To defeat a summary judgment motion, however, a party may rely only on admissible evidence.
See Schindler,
The appellants’ initial challenge is procedural. Lewis and Livingston claim that the district court was required to consider questions pertaining to the admissibility of evidence separately from thosе related to the summary judgment motion. Specifically, the appellants argue that their experts’ testimony remained admissible at the time of the summary judgment motion because CITGO did not first move to have it stricken. They assert that the court’s decision to exclude the evidence, which it made concurrently with its order granting summary judgment, was therefore improper. We disagree.
Although it is rarely a dispositive question, we have repeatedly affirmed district courts that have made evidentiary rulings on proposed expert testimony in conjunction with summary judgment orders.
See, e.g., Dhillon v. Crown Controls Corp.,
Given this precedent, it was entirely proper for the district court to determine the admissibility of the plaintiffs’ expert testimony at the same time that it decided the defendant’s motion for summary judgment. Further, given that the district court may considеr the admissibility of expert testimony
sua sponte, see O’Conner,
In cases where the district court based its decision to grant summary judgment on the exclusion of certain expert testimony, we review
de novo
whether the court employed the corrеct legal standard in reaching its admissibility decision.
Winters v. Fru-Con Inc.,
The admissibility of expert testimony is governed by Federal Rule of Evidence 702 and the Supreme Court’s opinion in
Daubert v. Merrell Dow Pharmaceuticals, Inc.,
Because it is clear from the district court’s order that it applied Rule 702 and
Daubert,
we are satisfied that the court utilized the correct standard in conducting its analysis. Thus, we review the substance of the court’s evidentiary decisions only for an abuse of discretion.
See Winters,
A party challenging the admissibility of expert testimony can take issue with both the qualifications and the methodology of the proposed expert. For a witness to be considered an “expert,” Rule 702 requires that person to be qualified as such “by knowledge, skill, experience, training, or education.” But it is not enough that the proposed testimony comes from a qualified physician. As we have said: “[Q]ualifications alone do not suffice. A supremely qualified expert cannot waltz into the courtroom and render opinions unless those opinions are based upon some recognized scientific method and are reliable and relevant under the test set forth by the Supreme Court in
Daubert.” Clark v. Takata Corp.,
In its motion for summary judgment, CITGO challenged both Dr. Fink’s qualifi
In lodging complaints against Dr. Kohn, CITGO focused exclusively on Kohn’s methodology. Kohn, who did not examine Lewis and Livingston until two-and-a-half years after the incident, conceded that Livingston did not have PTSD at the time of his evaluation, but stated that she “likely met criteria for [PTSD] at some point in the months following the accident.” Kohn reached this conclusion based only on information gathered from Livingston herself; he did not examine her prior medical records. Additionally, Kohn diagnosed Livingston with an underlying mood disorder, which he opined was likely Bipolar Type II, yet he failed to support his conclusions related to the interplay of this underlying disorder and Livingston’s past bout with PTSD. As to Lewis, Kohn found that the incident “triggered” his headaches. There again, however, he failed to consider and discount other potential causes, including many purported stres-sors that were occurring in Lewis’s work and social lives.
Faced with CITGO’s challenges, Lewis and Livingston, who bore the burden of proving the admissibility of their evidence,
see Bourjaily,
Presented with substantive arguments from only one side, the district court was well within its discretion to review the record and agree with CITGO’s basic contention that the plaintiffs had failed to meet their burden to establish the admissibility of their evidence. Our review of the record reveals no reason to disturb this conclusion. The district court did not abuse its discretion when it declined to consider the testimony of Dr. Fink and Dr. Kohn in rendering its summary judgment decision.
B. Causation Evidence from, Other Medical Experts
Lewis and Livingston next contend that even if the district court properly ignored their experts’ testimony, other material in the record prоvides the requisite evidence of causation needed to prevent summary judgment. In regard to their negligence claims, Lewis and Livingston point to reports and statements from the MedWorks doctor, Dr. Metrou, as well as those from two of CITGO’s experts, doctors Moisan and Cugell. As for Livingston’s claim for negligent infliction of emotional distress, she refers us to evidence from another of CITGO’s experts, Dr. Sweet.
Turning first to both plaintiffs’ simple negligence claims, we conclude that Metrou, Moisan, and Cugell provide no
Finally, we consider other potential causation evidence relative to Livingston’s claim for negligent infliction of emotional distress. Livingston argues that statements made by Dr. Sweet, an expert retained by CITGO to testify concerning Livingston’s psychological condition, provided the necessary evidence of causation. In his deposition, Dr. Sweet, a clinical psychologist specializing in neuropsycholo-gy, stated that the incident “did cause [Livingston] some anxiety.” He found thаt this anxiety was “relatively mild” and did not interrupt Livingston’s daily activities. He noted that she had continued to work, but “that she may go back and double-check somebody else’s having made [her work area] safe.” Based on the timing of the events and Livingston’s statements, Sweet opined that Livingston’s cautiousness was related to the hydrogen sulfide exposure. He concluded by saying the “level of anxiety that she experiences now [probably] is not diagnosable” and did not warrant care or clinical help.
In granting summary judgment, the district court acknowledged Livingston’s “mild anxiety” but concluded that Dr. Sweet “did not find [that] Livingston suffered from any psychological disorders as a result of the incident.” It appears that the court, by granting summary judgment for lack of causation despite this evidence, required a more substantial injury than the one diagnosed by Dr. Sweet for a claim for negligent infliction of emotional distress to survive. The district court moved beyond the issue of causation and considered the implicit question contained therein: whether the caused injury — here, mild anxiety — was compensable. The district court concluded that it was not, and we agree.
Implicit in causation is the existence of a compensable injury. A cause without an effect is not actionable under any form of negligence law. The Illinois Supreme Court has not addressed directly the magnitude of emotional injuries required for a claimant to recover on a claim for negligent infliction of emotional distress. A review of decisions by the Appellate Court of Illinois, however, makes clear that emotional injuriеs must surpass a threshold severity to be cognizable.
See Hiscott,
In
Allen v. Otis Elevator Co.,
As support for imposing a severity threshold, the
Allen
court cited the state’s requirement of physical illness or injury prior to recovery for emotional distress.
Id.
at 833 (“[T]he physical illness or injury requirement indicates a desire to permit compensation only in cases involving serious emotional disturbance.” (citing
Robbins,
Furthermore, wе believe other policies underlying a severity threshold remain valid. It would be anomalous, for example, to require severe injury for a claim of
intentional
infliction of emotional distress but not for emotional distress that is caused by mere negligence.
See Allen,
In
Corgan,
the Illinois Supreme Court stated that it “[had] not lost its faith in the ability of jurors to fairly determine what is, and is not, emotional distress.”
III. Conclusion
We Gkant the plaintiffs-appellants’ motion to strike PDV America, Inc. and CIT-GO Lemont Refinery as parties to this case. As to all оther claims raised by either Lewis or Livingston, we Affirm the district court’s order granting summary judgment in favor of CITGO.
Notes
. Only because we are required to construe the evidence in the light most favorable to the nonmoving party,
see Alexander,
. In her complaint, Livingston states that she "suffered emotional trauma emanating from her being in the zone of danger and witnessing Lewis losing consciousness.” While this certainly sounds like an attempt to satisfy the zone-of-danger test promulgated in
Rickey,
