Levine v. BryantLevine v. Bryant
MEMORANDUM OPINION AND ORDER
In this suit under the Age Discrimination in Employment Act,
I. Factual Background
On April 15, 1983, Levine was fired from his job as Vice President and Regional Manager of the Midwest Division of Lane Bryant. At the time, Levine had worked for Lane Bryant for approximately thirty-six years and was fifty-two years old. On May 24, 1983, Levine brought a charge of discrimination against Lane Bryant before the Equal Employment Opportunity Commission (“EEOC”). In his charge, Levine alleged that Lane Bryant fired him because of his age, and that he would be replaced by a younger person. In addition, he stated:
III. I believe I have been discriminated against because of my Age 52 in that:
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C. Respondent [Lane Bryant] has made statements that they want “new blood” in management. Since the new management started many employees over 50 years old in managerial positions have been discharged throughout the Country. All have been replaced by younger employees in the age group 20’s and 30’s.
The new management that Levine referred to in his charge was The Limited, Inc., which purchased Lane Bryant in May 1982.
The EEOC apparently attempted to conciliate Levine’s charge against Lane Bryant, although with no results, and completed its investigation of the charge in September 1983. On April 12, 1985, Levine filed this suit, in which he again alleged that his firing from Lane Bryant violated the ADEA. The suit, brought by Levine “individually and on behalf of others similarly situated,” was originally assigned to Senior Judge Bernard M. Decker. In November 1985, Levine submitted a proposed class notice to be sent to the others similarly situated. Lane Bryant objected to the proposed notice, and, after extensive (if not excessive) briefing, Judge Decker permitted a notice to go out to certain former Lane Bryant employees in September 1986.
In response to this notice, a number of former Lane Bryant employees sent notices consenting to join or “opt into” Levine’s suit. 1 Most of these opt-in plaintiffs were dismissed for want of prosecution, a couple were found not to belong to the defined class and one settled with Lane Bryant. Only four opt-in plaintiffs now remain: Betty Bryant, Barbara Cleland, Martin Gluck and Pauline Goldstein. The dates that they left Lane Bryant and the dates of their opt-in notices are listed below:
Opt-in Date Date of Separation
November 19, 1986 Betty Bryant February 12, 1983
November 25, 1986 November 25, 1986 Barbara Cleland Martin Gluck September 3, 1983 August 20, 1982
December 2, 1986 Pauline Goldstein February 12, 1983
Lane Bryant moved to strike the notices of consent of the opt-in plaintiffs on two grounds. First, Lane Bryant asserts that the consents were filed after the statute of limitations had run, and thus the opt-ins are barred from pursuing the suit. Second, *951 Lane Bryant argues that the four new plaintiffs cannot opt into Levine’s suit because they never filed age discrimination charges with the EEOC. The opt-ins respond that the statute of limitations was tolled when Levine first brought his suit against Lane Bryant, and that the opt-ins may “piggyback” onto the charge which Levine filed with the EEOC.
After the issues were briefed, this Court stayed further proceedings in the case pending the Seventh Circuit’s decision in
Anderson v. Montgomery Ward & Co.,
II. The Timeliness of the Opt-in Consents
The ADEA does not have its own statute of limitations. Rather,
Any action ... to enforce any cause of action ...
(a) ... may be commenced within two years after the cause of action accrued, and every such action shall be forever barred unless commenced within two years after the cause of action accrued, except that a cause of action arising out of a willful violation may be commenced within three years after the cause of action accrued.
What is less clear is the timeliness of the remaining opt-in plaintiffs. All four opted in more than three years after they were fired and thus outside the limit provided by
However, this suit is not a class action under
In determining when an action is commenced for the purposes ofsection 255 of this title, an action ... shall be considered to be commenced on the date when the complaint is filed; except that in the case of a collective or class action instituted under the Fair Labor Standards Act of 1938, as amended, or the Bacon-Davis Act, it shall be considered to be commenced in the case of any individual claimant—
(a) on the date when the complant is filed, if he is specifically named as a party plaintiff in the complaint and his written consent to become a party plaintiff is filed on such date in the court in which the action is brought; or
(b) if such written consent was not so filed or if his name did not so appear — on the subsequent date on which such written consent is filed in the court in which the action was commenced.
Lane Bryant concedes, as it must, that the ADEA does not specifically adopt
We cannot agree. Although the FLSA was the model for the ADEA, and although much of the former is incorporated in the latter, Congress did not adopt all of the FLSA in the ADEA. As the Supreme Court has noted, “[I]n enacting the ADEA, Congress exhibited both a detailed knowledge of the FLSA provisions and their judicial interpretation and a willingness to depart from those provisions regarded as undesirable or inappropriate for incorporation.”
Lorillard,
What little light the legislative history provides support for our conclusion. Senator Jacob Javits, one of the floor managers of the ADEA, emphasized the Act’s similarity to the FLSA, but was sure to qualify his statement to indicate that the two Acts were not the same: “[The ADEA] incorporates by reference,
to the greatest extent possible,
the provisions of the Fair Labor Standards Act.” 113 Cong.Rec. 31,254 (1967) (remarks of Sen. Javits) (emphasis added). Moreover, Senator Javits had previously introduced a bill that would have made discrimination based on age unlawful under the FLSA and thus would have adopted all of the FLSA enforcement mechanisms, including
Lane Bryant advances a number of arguments to support the opposite conclusion. We reject them all. First, Lane Bryant contends that the tolling scheme of
So it will not be possible for 10,000 men to wait 3 years, with the employers not knowing how many thousands of dollars or millions of dollars, perhaps, of claims will be asserted against them, and *953 then come forward — 3 years later — after they would normally have been barred by limitation, and insist upon recovery. If the statute of limitations shall have run against any given individual, under the bill as we have drawn it, and if he fails to file suit before the statute shall have operated against him, he will be barred.
93 Cong.Rec. 2182 (1947) (remarks of Sen. Donnell). Senator Donnell’s remarks seem to support Lane Bryant’s contention that the statute of limitations is tolled only when a party consents to suit. Senator Donnell, however, was not referring to the final version of the PPA. Rather, he was referring to the Senate version of the Act, and in particular to the following provision, which he read immediately before the previous quote:
[S]uch action shall be deemed to have been commenced as to any individual claimant as of the date when such claimant is named in such action as a party thereto.
Section 8(a) of the Senate version would have made the foregoing provision part of
Lane Bryant made a similar error when it cites a Senate Report prepared by the Judiciary Committee to accompany the version of the PPA that it reported out of committee. S.Rep. No. 48, 80th Cong., 1st Sess. (1947). In referring to section 8(a), the Report stated that “as to any individual claimant named in any such collective action, the action is deemed to be commenced as to him when he is named a party thereto.” Id. at 4a. The Committee version of the PPA was essentially adopted by the Senate, but as described above, the Senate’s version was not enacted into law. The Senate Report therefore provides no backing for Lane Bryant’s position.
Lane Bryant also argues that even if the ADEA does not incorporate
It is apparent that this argument is closely related to Lane Bryant’s previous argument, that an opt-in procedure necessarily mandates the tolling rule found in
Finally, Lane Bryant argues that
In determining when an action is commenced by the [EEOC] under this subsection for the purposes of the statutes of limitations provided insection 255(a) of this title, it shall be considered to be commenced in the case of any individual claimant on the date when the complaint is filed if he is specifically named as a *954 party plaintiff in the complaint, or if his name did not so appear, on the subsequent date on which his name is added as a party plaintiff in such action.
We note that the other courts which have considered the applicability of
III. Piggybacking of Claims
None of the opt-in plaintiffs filed age discrimination charges with the EEOC. In general, an individual cannot commence an ADEA civil action “until 60 days after a charge alleging unlawful discrimination has been filed with the [EEOC],” and only if the charge is filed within a certain time period.
Despite the charge requirement, the Seventh Circuit has held that under certain circumstances, a party who has not filed a timely charge with the EEOC may “piggyback” onto the suit of someone who has filed such a charge.
Anderson v. Montgomery Ward & Co.,
Lane Bryant attempts to distinguish its case from the
Anderson
decision. Lane Bryant notes, as the Seventh Circuit did, that Montgomery Ward faced twenty-three charges of age discrimination and admitted knowing it was faced with a class-wide suit. Here, by contrast, there was only one charge, and Lane Bryant has filed an affidavit from its lawyer stating that he was never “appraised [sic]” that the EEOC was investigating class-wide allegations. Affidavit of Jeremy P. Sherman, 114, Lane Bryant’s Exh. 6, Memo in Support of Motion to Strike. We recognize the factual differences between the two cases, but conclude that the holding of
Anderson
cannot be limited to its particular facts. The Seventh Circuit’s exact holding does not refer to the twenty-three charges; rather, the court stated that
“the charge
must, at the very least, contain an allegation of class-wide discrimination.... [0]nly
a charge
that fulfills [the] notice criterion may serve as a basis for suit by others, who are similarly situated.”
Anderson,
Lane Bryant, however, asserts that Levine’s EEOC charge cannot be read to give such notice. As noted previously, Levine’s EEOC charge stated:
III. I believe I have been discriminated against because of my Age 52 in that:
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C. Respondent [Lane Bryant] has made statements that they want “new blood” in management. Since the new management started many employees over 50 years old in managerial positions have been discharged throughout the Country. All have been replaced by younger employees in the age group 20’s and 30’s.
Lane Bryant asserts that this was not enough to put it on notice of possible class-wide claims. Lane Bryant finds it particularly telling that Levine requested only individual relief in his charge. Levine’s statement, according to Lane Bryant, “simply is not an express or implied representation demanding redress for classwide age discrimination.” Lane Bryant’s Memo in Support of Motion to Strike at 10.
Lane Bryant has manifestly misread the Anderson decision. All that is necessary is an allegation of class-wide age discrimination:
[W]e do not believe that such an explicit mention that a representative action is contemplated is necessary. Like the Kloos court, we believe that “[t]o be faithful to the purposes of the filing requirement, an administrative charge must allege class-wide age discrimination *956 or claim to represent a class in order to serve as the basis for an ADEA class action undersection 216(b) .”
Anderson,
IV. Who May Piggyback
Lane Bryant asserts that even if Levine’s EEOC charge constituted a sufficient allegation of class-wide discrimination, the four opt-in plaintiffs do not fall into the class that Levine identified. Lane Bryant characterizes this class as “ ‘employees over 50 years old’ discharged by ‘new management’ of which ‘[a]ll have been replaced by younger employees in the age group 20’s and 30’s’ ” Lane Bryant’s Memo in Support of Motion to Strike at 12. According to Lane Bryant, none of the opt-ins fit into this class. Barbara Cleland, for example, was not over 50 when she was discharged and was replaced by someone older, not someone in her 20’s or 30’s. Likewise, according to Lane Bryant, Pauline Goldstein was not discharged; instead, she resigned rather than transfer to a store in Cleveland. Finally, Lane Bryant alleges that Betty Bryant, Barbara Cleland and Martin Gluck were not discharged by new management, but by management who worked for Lane Bryant before it was acquired by The Limited, Inc. Accordingly, Lane Bryant argues that the opt-ins cannot now participate in Levine’s suit.
We disagree for a number of reasons. First, we believe that the motion to strike the opt-ins’ notices of consent should be treated like a motion to dismiss; therefore, evidentiary issues need not be considered. Second, even if we did consider evidence, we note that Lane Bryant presents no evidence whatsoever to support its claims that Barbara Cleland was under fifty when dismissed, that she was replaced by someone older than she was or that she was discharged by someone who worked for Lane Bryant before it was taken over. In addition, Lane Bryant presents only inadmissible hearsay for its claim that Pauline Gold-stein quit because she did not want to go to Cleveland. Third, we note that Lane Bryant has mischaracterized the class that Levine identified in his charge. Levine did not say that the employees over fifty were discharged by new management. Rather, he charged that the discriminatory discharges took place “[sjince the new management started.” At any rate, the fact, if it is true, that the opt-ins were fired by erstwhile Lane Bryant employees is not inconsistent with a charge of discrimination on the part of new management. If, as Levine charged, The Limited wanted “new blood,” the managers likely would have complied rather than risk finding themselves out of a job, and this would be true no matter when they started working for Lane Bryant.
Finally, Lane Bryant asserts that Barbara Cleland cannot participate in Levine’s suit because she was not discharged until after Levine filed his EEOC charge. Lane Bryant argues that an opt-in plaintiff can piggyback onto a timely-filed EEOC charge only if he or she could have filed a timely charge on that same date. Because Cle-land was still working when Levine filed with the EEOC, she could not have filed her own charge and therefore, according to Lane Bryant, cannot participate in this suit.
*957
We must disagree. It is true that opt-in plaintiffs must be excluded if they were discharged more than 300 days (the period specified in
Lane Bryant, however, argues that
McDonald
is distinguishable. In
McDonald,
the court observed that its ruling was not unfair, because United “was put on notice by the [first EEOC] filings that aggrieved stewardesses were challenging its no-marriage rule policy.”
McDonald,
Conclusion
For the foregoing reasons, Lane Bryant’s motion to strike the notices of counsel of the opt-in plaintiffs is denied. It is so ordered.
Notes
. A plaintiff must opt into an ADEA representative suit. This procedure should be contrasted with the procedure for class actions outlined in
.
No employee shall be a party plaintiff to any such action unless he gives his consent in writing to become such a party and such consent is filed in the court in which such action is brought.
. A somewhat similar provision did become part of
[S]uch action shall be considered to have been commenced as to him when, and only when, his written consent to become a party plaintiff to the action is filed in the court in which the action was brought.
. The opt-in plaintiffs also argue that the statute of limitations was equitably tolled when Levine informed Lane Bryant of his intent to send notice. The opt-ins argue that Lane Bryant knew at that time that the opt-ins were coming, and that they were late only because of delay while the parties briefed the notice question. Given our holding that the statute of limitations was tolled only when the opt-ins consented, we need not reach this issue.
. In an attempt to bolster their claim, the opt-in plaintiffs point to a letter that Levine wrote to the EEOC after he filed his charge and an age discrimination charge by Alan Herman, who later settled with Lane Bryant. Because we have decided that Levine’s charge contained a sufficient allegation of class-wide discrimination, we need not decide whether these items should be considered or what influence they might have.
. However, this 300-day period is subject to equitable modification.
Behr,
. The opt-in plaintiffs also argue that the charge-filing requirements were tolled by Lane Bryant’s failure to post notices informing employees of their rights under the ADEA. Since we have held that opt-in plaintiffs can piggyback, we need not decide that issue.