Bernard W. Harleston and Paul Sherwin, the President and Dean of Humanities, respectively, of The City College of The City University of New York, appeal from a judgment entered after a bench trial in the United States District Court for the Southern District of New York (Conboy, J.) in a 42 U.S.C. § 1983 action brought by Professor Michael Levin. The district court found violations of Levin’s free speech and due process rights and granted injunctive relief. We affirm in part and vacate in part.
Because the district court’s opinion, reported at
Over Dean Sherwin’s objection, Professor Charles Evans, Chairman of the College’s philosophy department, assigned Professor Levin to teach a section of Philosophy 101 during the 1990 spring semester. After the appearance in January 1990 of Levin’s letter in the American Philosophical Association Proceedings, Dean Sherwin created an “alternative” section of Philosophy 101 for those of Levin’s stu
Similar action never before had been taken in the history of. City College. Moreover, none of Professor Levin’s students ever had complained of unfair treatment on the basis of race. Professor Evans objected to the creation of the “shadow class” as immoral, illegal and an unwarranted interference in his discretionary powers as a department chairman. Faculty members of City College, and of other institutions as well, criticized appellants’ acts as a violation of academic freedom. Id. at 907-09. The district court found that the shadow classes “were established with the intent and consequence of stigmatizing Professor Levin solely because of his expression of ideas,” id. at 915, and enjoined'their continuance, id. at 927.
In addressing the issue of the “shadow classes”, we emphasize the great reluctance with which this court intrudes upon the decisions of a university administration. Aebisher v. Ryan,
An impermissible purpose does not, of course, end our inquiry if a permissible reason for the governmental act also existed. See Mt. Healthy City School Dist. Bd. of Educ. v. Doyle,
Appellants contend that “[sjince, by definition, alternative class sections presuppose that Professor Levin will continue to teach a class section, the creation of such sections cannot, as a matter of law, constitute an infringement of Professor Levin’s First Amendment rights.” We disagree. Appellants’ encouragement of the continued erosion in the size of Professor Levin’s class if he does not mend his extracurricular ways is the antithesis of freedom of expression.
Because the alternative sections continue to exist, that part of the district court’s judgment permanently enjoining appellants “from creating or maintaining ‘shadow’ or ‘parallel’ sections of his classes predicated solely upon Professor Levin’s protected expression of ideas,” id. at 927, was warranted and is affirmed. Contrary to appellants- contention, this order is not too ambiguous to be enforced. The constitutionality of a shadow class organized solely because of Professor Levin’s extracurricular statements was the precise issue that was litigated below. Appellants can
Appellants did not content themselves with simply creating a “shadow” class. At a press conference held on March 28, 1990, President Harleston announced the proposed formation of an Ad Hoc Committee on Academic Rights and Responsibilities to determine whether Professor Levin’s views affected his teaching ability. President Harleston was reported as saying that “[t]he process of removing a tenured professor is a difficult one.” He also was quoted as saying that “[Levin’s] views are offensive to the basic values of human equality and decency and simply have no place here at City College.” Id. at 910-11.
In a subsequent memorandum to the City College community, Harleston formally announced the appointment of the Ad Hoc Committee. The Committee was “to review the question of when speech both in and outside the classroom may go beyond the protection of academic freedom or become conduct unbecoming a member of the faculty, or some other form of misconduct.” The words “conduct unbecoming” a member of the faculty mirror the language in the College’s By-Laws and the Professional Staff contract warranting imposition of discipline on a faculty member. Harle-ston was aware of this and deliberately chose the language. Id. at 911.
Professor Levin testified that, after he saw the above memorandum, he feared President Harleston was going to fire him. As a consequence, he turned down at least twenty invitations to speak or write about his controversial views. Id. at 914. When Levin instituted this lawsuit on September 24, 1990, the Committee still was deliberating. Despite the commencement of the litigation and admonitory letters from Lev-in’s counsel, Harleston never assured Levin that he was not subject to discipline for his statements outside the classroom. When the Committee finally reported, it recommended that no disciplinary action be taken against a faculty member for speech outside the classroom and that no disciplinary proceedings be brought against Professor Levin.
It is settled that governmental action which falls short of a direct prohibition on speech may violate the First Amendment by chilling the free exercise of speech. Laird v. Tatum,
The district court did not err in finding that the threat of discipline implicit in President Harleston’s actions was sufficient to create a judicially cognizable chilling effect on Professor Levin’s First Amendment rights. It is not fatal that Harleston never explicitly stated that disciplinary charges would be brought if Levin continued to voice his views. It is the chilling effect on
Whether this threat was sufficient to warrant the grant of injunctive relief presents a more difficult problem. No disciplinary proceeding or other investigation of Professor Levin is pending, and the Ad Hoc Committee recommended that none be initiated. This does not make the entire controversy moot. See United States v. W.T. Grant Co.,
However, since Levin requested “such other and further relief as the Court may deem just,” we conclude that an award of declaratory relief is appropriate. See Halkin v. Helms,
Appellants’ final disputed response to Professor Levin’s writings was one of inaction rather than action, i.e., their alleged failure to take steps to prevent what they themselves describe as “undisputed facts concerning disruptions” of Levin’s classes. The district court devoted several pages of its opinion to a detailed description of these disruptions and the College’s responses or lack thereof. It condemned with strong language the “appalling behavior of the shouters, the intimidators and the bullies.”
Because appellee Levin has substantially prevailed in this court, he is awarded the costs of appeal.
