Opinion
The plaintiff, Anne B. Lesnewski, appeals from the judgment of the Superior Court dismissing her appeal from the Probate Court’s decree approving the petition of the defendant, Trevor S. Redvers, her conservator, for additional compensation under General Statutes § 45a-594 (a). The plaintiff claims that the trial court improperly determined that it lacked subject matter jurisdiction to hear her appeal. We agree with the plaintiff, and, accordingly, we reverse the judgment of the trial court.
The record reveals the following facts and procedural history. The plaintiff is a conserved person with regard to both her estate and person. 1 The defendant is the plaintiffs former court-appointed conservator. During the period that the defendant acted as the plaintiffs conservator, the plaintiff resided in humane institutions of the state of Connecticut and was supported, in whole or in part, by the state.
On February 14, 2002, the defendant submitted to the Probate Court an interim accounting of the plaintiffs estate for the prior year. The interim accounting showed that during the prior year, the plaintiff had a gross income of $10,059.96 and the defendant was claiming a fee of $4087.50 for his services. On September 16, 2002, the defendant filed with the Probate Court a final accounting of the plaintiffs estate covering the period from February 15,2002, to September 16,2002. The final accounting revealed that the plaintiffs gross income for this period was $5720.69 and the defendant’s claimed fee for his services was $2287.50. The defendant also filed a petition for additional compensation under § 45a-594 (a),
2
which would enable him to receive compensation in excess of 5 percent of the plaintiffs gross income for any accounting period. The plaintiff, through her
attorney, opposed the interim and final accountings, as well as the defendant’s petition for additional compensation. The Probate Court issued decrees approving both the interim and final accountings, and the defendant’s petition for additional compensation, but
The plaintiff, pursuant to General Statutes § 45a-186, timely appealed from the decrees of the Probate Court to the Superior Court. On appeal, the plaintiff challenged the Probate Court’s allowance of additional compensation and the requirement that the plaintiffs estate pay attorney’s fees and Probate Court fees. After a one day trial, the trial court, on its own motion, dismissed the plaintiffs appeal. The trial court determined that, because the plaintiff had been adjudicated incompetent to handle her affairs, the appeal only could have been brought by her conservator, a guardian ad litem, or next friend. Therefore, the trial court concluded that, because the plaintiff had brought the appeal on her own with only the assistance of counsel, it “does not have jurisdiction.” 3 4 This appeal followed. 5
On appeal, the plaintiff claims that the trial court improperly determined that a conserved person represented by counsel could not appeal a Probate Court decree in her own name. Specifically, the plaintiff argues that the trial court improperly relied on the general rule stated in
Cottrell
v.
Connecticut Bank & Trust Co.,
We begin with the issue of subject matter jurisdiction, which “is the power [of the court] to hear and determine cases of the general class to which the proceedings in question belong.” (Internal quotation marks omitted.)
New England Pipe Corp.
v.
Northeast Corridor Foundation,
We begin our analysis with
Cottrell
v.
Connecticut Bank & Trust Co.,
supra,
On appeal, the plaintiff argued that an incapable person “may initiate proceedings in his or her own name to recover property.” Id. This court disagreed and cited the general rule that an individual who has been adjudicated incapable cannot initiate a suit or bring an appeal on her own behalf. Id., 261. The court noted, however, that prohibiting the plaintiff from filing an appeal under the circumstances of that case would be incongruous with the purpose of appointing a legal representative, which is to ensure that the incapable person is well
represented. Id., 263. The court therefore concluded that “where, as here, those appointed to protect the interest of an [incapable person] fail to appeal from a decision in which the [incapable person] has a real interest, an action may be brought by a next friend in order that a court may review the substantive issues involved.” Id., 265. In crafting this exception, the court noted that the legal disability of an adult incapable person is analogous to that of a minor, and it had been a long established practice in this state to permit minors to initiate a court action through a next friend. Id., 264; see generally
Orsi
v.
Senatore,
The plaintiff in the present case, however, did not bring her appeal through a next friend, as authorized in
Cottrell,
but instead appealed in her own name represented by counsel. She relies, in part, on
Newman
v.
Newman,
supra,
As in
Cottrell,
this court realized that the application of a common-law rule requiring the minors’ legally appointed representative to initiate an appeal may hinder the minors from enforcing their rights and, thus, undermine the very purpose of appointing a legal representative. See
Newman
v.
Newman,
supra,
In creating this exception to the judicially created, common-law rule requiring a guardian or next friend to initiate an appeal; id., 101; this court found two factors particularly persuasive. First, we noted that § 46b-54 authorized the trial court to protect the children’s interests solely through the appointment of an attorney to represent them in the dissolution action. Id., 99-100. We recognized “the fact that, in the trial court, the law deems it sufficient to protect [a minor’s interests in a dissolution action] by way of an appointment of an attorney, rather than also requiring a simultaneous appointment of a guardian ad litem or the naming of a next friend, is an implicit recognition that, under most circumstances, that attorney is an appropriate adult to provide such protection.” Id., 97.
Second, we noted that requiring the minors to appeal through a next friend or guardian ad litem might “elevat[e] form over substance,” if the minors’ attorney could properly perform both roles. Id., 98. We reasoned that “if the trial court were to be asked to appoint a guardian ad litem or to pass upon the naming of a next friend . . . solely for the purpose of permitting such an appeal, the court in doing so would have to take into account the best interests of the child. . . . Thus, in such a case, if the court were to conclude that the attorney for the minor child would be a proper person to be named as guardian ad litem or next friend for purposes of taking an appeal, requiring the additional step of formally appointing the attorney as guardian ad litem or approving the attorney as next friend would add nothing substantive to the minor [child’s] rights.” (Citations omitted.) Id., 98-99.
We therefore adopted the standard used in § 46b-54
9
to guide courts on when to
Turning to the present case, we are confronted with a situation, like that in both
Newman
and
Cottrell,
wherein adherence to the common-law rule requiring the plaintiff to initiate court action through an appointed representative might undermine the very purpose of requiring such representation, as it will hinder
her ability to enforce her lights. Thus, we deem it appropriate to create another exception to the judicially created rule requiring incapable persons to bring suit through a guardian or next friend. We conclude that a conserved person represented by an attorney may appeal from a Probate Court decree approving her conservator’s compensation without a guardian ad litem or next friend, if the conserved person, through her attorney, persuades the trial court that it is in her best interests to do so. In reaching this conclusion, we are guided by the reasoning and factors that the
Newman
court found persuasive in creating a similar exception in the context of minors because “the legal disability of an [adult incapable person] is analogous to that of a minor. ... In each case, the purpose of providing representation is to ensure that the legal disability imposed will not undermine adequate protection of [an incapable person’s] interest.” (Citation omitted.)
Cottrell
v.
Connecticut Bank & Trust Co.,
supra,
In the present case, as in
Newman,
the requirement that an incapable person appeal through a guardian ad litem or next friend creates a risk that the plaintiffs legal interests will go unprotected. In
Newman
v.
Newman,
supra,
Moreover, the two factors the
Newman
court found persuasive in creating an exception to the common-law bar against minors initiating an appeal with only an attorney are present in this case as well. First, although less explicit than in
Newman,
the relevant statutory scheme provides an implicit recognition that the plaintiffs attorney may be an appropriate person to protect her interests. In
Newman,
we found it persuasive that § 46b-54 provided for the representation in the trial court of minor children in dissolution actions by an attorney without the simultaneous appointment of a guardian ad litem or the naming of a next friend. Id., 97. Implicit in this provision was the recognition that the attorney was an appropriate person to protect the minors’ interests. Id. In the present case, § 45a-594 (a) requires the Probate Court, upon a conservator’s petition for additional compensation, to hold a hearing after giving notice. General Statutes § 45a-649 (b) (2) requires the Probate Court, in certain circumstances, to appoint an attorney to represent a person subject to a petition for an involuntary conservatorship “in any proceeding
under this title involving [such an individual].” It is left to the Probate Court’s discretion as to whether an incapable person also would need a guardian ad litem. See General Statutes § 45a-132 (a) and (b).
10
The statutory scheme therefore provides for the possibility that a conserved person may challenge her conservator’s petition for additional compensation at a Probate Court hearing represented solely by her attorney.
11
In
Second, the principle relied on in
Newman
v.
Newman,
supra,
Therefore, we conclude that the adoption of
Newman's
best interests test is equally appropriate in the context of a conserved person because, as we previously have stated herein, there is no difference in the court's duty to safeguard the interests of a minor and the interests of a conserved person. See id.; 39 Am. Jur. 2d 14, Guardian and Ward § 1 (1999) (“[t]he purpose of statutes relating to guardianship is to safeguard the rights and interests of minors and [adult incapable] persons, and it is the responsibility of the courts to be vigilant in seeing that the rights of such persons are properly protected”). This is reflected in the statutory scheme governing conservatorships, which requires the Probate Court to be guided by the conserved person’s best interests in - establishing the conservatorship and selecting the conservator; General Statutes § 45a-650 (e); limiting the conservator’s powers and duties; General Statutes § 45a-650 (h); resolving conflicts between conservators; General Statutes § 45a-657; approving a conservator’s petition to sell or mortgage the conserved person’s real property; General Statutes § 45a-164 (a); and determining whether to remove a conservator. General Statutes §§ 45a-242 (a) and 45a-199; see also
Brown
v.
Villano,
We emphasize, however, as we did in
Newman
v.
Newman,
supra,
The defendant argues that any relaxation of the general rule established under Cottrell would allow con served persons to be “exploited by those who would use his or her case to vindicate their own interests.” 12 We disagree. While our decision provides a conserved person with a flexible and expeditious way to appeal from a Probate Court decree adverse to her estate, it does not relax the court’s duty to safeguard the conserved person’s interests. As we stated previously, the plaintiffs appeal without the assistance of a conservator, guardian ad litem, or next friend can be taken only if it is determined by the trial court to be in her best interests.
The defendant argues further that the plaintiff was aware of the
Newman
test, yet failed to present facts to the trial court to satisfy her burden under that test. Accordingly, the defendant contends that the plaintiff should not be given another opportunity to prove these facts. We disagree. When the plaintiff brought this appeal, the
Newman
exception applied only to appeals brought by minors in a dissolution action. Prior to today’s decision, we previously had not extended this exception to conserved persons appealing from a Probate Court decree. Accordingly, the plaintiff “must be given the opportunity to meet the requirements that we have now articulated.”
Newman
v.
Newman,
supra,
Turning to the nature of the proceedings on remand, we note that the trial court, and not the Probate Court, is the appropriate court to determine whether the appeal is in the plaintiffs best interests. In
Brown
v.
Villano,
supra,
The trial court on remand should review all relevant facts and circumstances in determining whether the appeal is in the plaintiffs best interests. While not intending to limit the trial court’s examination of what would be in the minors’ best interests, in
Newman
v.
Newman,
supra,
The judgment of the trial court is reversed and the case is remanded to that court for further proceedings according to law.
In this opinion the other justices concurred.
Notes
Under Connecticut’s statutory scheme, two types of conservatorships may be established. A conservator of the estate is appointed to “supervise the financial affairs of a person found to be incapable of managing his or her own affairs” or of a person who voluntarily requests the Probate Court to make such an appointment. General Statutes § 45a-644 (a). A conservator of the person is appointed to “supervise the personal affairs of a person found to be incapable of caring for himself or herself’ or of a person who voluntarily requests the Probate Court to make such an appointment. General Statutes § 45a-644 (b).
General Statutes § 45a-594 (a) provides in relevant part: “Compensation payable to the conservator or guardian of any person who is supported wholly or in part by the state in any humane institution, or who is receiving benefits under any of the state’s programs of public assistance, shall be based upon services rendered and shall not exceed five per cent of the gross income to the estate during the period covered by any account. . . . If extraordinary services are rendered by any conservator or guardian, the court of probate, upon petition and hearing, may authorize reasonable additional compensation. . . .”
At oral argument in this court, both parties acknowledged that a successor conservator had not been appointed at the time the plaintiff brought her appeal to the Superior Court.
The trial court did not specify the type of jurisdiction at issue. Based on the timing of the dismissal, the trial court must have concluded that it lacked subject matter jurisdiction because personal jurisdiction was waived as it was not raised by a motion to dismiss prior to the filing of the defendant’s answer or within thirty days from filing an appearance. See Practice Book §§ 10-32, 10-30 and 10-6. In contrast, a claim of lack of subject matter jurisdiction cannot be waived; Practice Book § 10-33; and can be raised at any time.
Peters
v.
Dept. of Social Services,
The plaintiff appealed from the judgment of the trial court to the Appellate Court, and we thereafter transferred Ihe appeal to this court pursuant to General Statutes § 51-199 (e) and Practice Book § 65-1.
The following parties filed an application for permission to file a brief as amici curiae: Connecticut Legal Rights Project, Inc., Advocacy Unlimited, Inc., Center for Public Representation, Connecticut Civil Liberties Union, Connecticut Office of Protection and Advocacy for Persons with Disabilities, Disability Resource Center of Fairfield County, Mental Health Association
of Connecticut, National Association for Rights Protection and Advocacy, South Central Behavioral Health Network, and Western Connecticut Association for Human Rights filed an application for permission to file an amici curiae brief. This application was granted and the amici brief was filed on February 4, 2005. Subsequently, the defendant moved to strike the amici brief because the Connecticut Legal Rights Project, Inc., previously had represented the plaintiff in matters before the Probate Court, including proceedings in the present litigation. We granted the defendant’s motion to strike, but provided the remaining amici additional time to file a substitute brief. A substitute amici brief was filed on June 2, 2005, in which the amici argue that the general rule as set forth in
Cottrell
deprives conserved persons of their constitutional right to have access to the courts. Because neither of the parties in the present case has raised this constitutional claim, we decline to consider the amici’s argument. See
Dow & Condon, Inc.
v.
Brookfield Development Corp.,
Because we conclude that the plaintiffs failure to appeal through a guardian ad litem or next friend may not constitute an irregularity requiring dismissal, we need not reach the issue of whether the defendant waived this issue or if the plaintiff should be given leave to amend.
In
Cottrell
v.
Connecticut Bank & Trust Co.,
supra,
General Statutes § 46b-54 provides in relevant part: “(a) The court may appoint counsel for any minor child or children of either or both parties . . . if the court deems it to be in the best interests of the child or children. . . .
“(c) Counsel for the child or children shall be heard on all matters pertaining to the interests of any child ... so long as the court deems such representation to be in the best interests of the child.”
Section 45a-132 equally gives the Superior Court the discretion to appoint a guardian ad litem to represent the interests of the minor children in a dissolution action.
Such a result is not an anomaly, as
courts
have deemed it sufficient, in other contexts, to protect a conserved person’s rights through only counsel without the simultaneous assistance of a guardian ad litem or next friend. See, e.g.,
Ruppert
v. Secretary,
United States Dept. of Health & Human Services,
supra, 671 F. Sup. 171-73 (rejecting as unnecessary appointment of guardians ad litem for incompetent plaintiffs in suit challenging calculation of benefits under Supplemental Security Income program);
Phoebe G.
v.
Solnit,
The defendant also contends that the right of conserved persons to sue should not be extended to give them the right to sue in all matters because it would undermine public confidence in dealing with conservators. This argument need not be addressed because it is based on the faulty premise that today’s decision gives incapable persons a broad right to bring an action in their own names in all matters.
