*3
mоther, victim,
Thomas
her
Myrtle
REAVLEY,
Before
JOHNSON
Griffin.
DAVIS,
Judges.
Circuit
August
In the late afternoon of
Griffin,
stepfather,
Owen
Sheila Thomas’
DAVIS,
Judge:
W. EUGENE
Circuit
inwas
a vacant lot near his
home Marre-
petitioner,
Lowenfield,
Leslie
ro,
playing
Louisiana
cards
friends.
*4
degree
first
convicted
murder of
ring
Owen
shots
Griffin heard
out from his
persons;
court
three
sentenced him to
home, and ran to the house and rushed
jury’s
on each count on
death
recom
whereupon
rang
inside
more shots
out.
and
mendation. The conviction
sentence
police arrived,
When the
they found five
by
Supreme
was affirmed
Louisiana
sprawled
living
bodies
about the
area of
Court,
Lowenfield, 495
State v.
So.2d 1245
house; they
found the
_
bodies
Sheila
(La.1985),
denied,
U.S. _,
cert.
Thomas, her four-year
daughter
old
Shan-
2259,
(1986).
I.
Duplication
A.
of the
Elements
FACTS
Underlying
and The
Crime
Aggravating Circumstances
Petitioner,
Guyana,
a native of
came to
Louisiana
Canada
June 1981
argues
single ag
and
Petitioner
that the
victim,
primary
Thomas,
met the
gravating
upon
Sheila
circumstance
his sen
which
deputy
Parish,
sheriff in Jefferson
knowingly creating
Louisi-
tence was based:
a risk
ana,
Thomas,
shortly
person,
thereafter. Ms.
to more
simply
death
than one
along
young
with her
daughter,
duplication
aggravating
victim a
of the
circum
Osborne,
Shantell
moved in with
required
prove
Lowen-
stance the state field later in the
guilt
murder,
summer of 1981.
his
degree
Lowen-
establish
of first
together
specific
field
Ms. Thomas lived
off
intent to kill more
pers
than one
year.
and on for approximately
argues
aggravat-
one
Dur- on.1 Petitioner
that this
14:30(3)
(3)
provides:
specific
La.R.S.
When the
has
offender
intent to
great bodily
upon
degree
killing
kill or
First
being:
inflict
harm
murder is the
of a human
person;
more than one
905.4(d) provides:
Art.
La.C.Cr.P.
to follow Lowenfield’s wishes
was made
the class
fails to narrow
ing circumstance
defense,
relation-
rely on the alibi
penalty
eligible for the
persons
good.
ship
Lowenfield
Both
dupli
nothing more than
it does
because
they had little con-
counsel testified that
crime. Petitioner
element
cate an
they
threatening
letter after
cern about
Lockhart, 754
primarily
Collins
relies
_
prison
learned that it was mailed from the
denied,
(8th Cir.), cert.
confined.
where Lowenfield was
(1985).
88 L.Ed.2d
_,
106 S.Ct.
concluded
Collins,
Eighth Circuit
In
judge had to consider whether
The trial
the conclu
escape from
is “no
that there
relieving counsel who were familiar with
circumstance
aggravating
that an
sion
result in an inordinate de-
the facts would
an element of
merely repeats
which
encourage similar dis-
lay of the trial and
the nar
perform
underlying crime cannot
delays. The
agreements to seek further
[required by
Supreme
rowing function
judge
no reason to believe that
had
But,
expressly
at 264.
Id.
any
Court].”
enjoy
better relation-
Lowenfield
analysis Wingo
v. Black
rejected
ship
attorney.
with a new
(5th Cir.1986),
burn,
Supreme
Court United States
why aggra
“we fail to see
we stated
where
Cronic,
narrow the sentenc
vating circumstances
(1984),held that the determina
L.Ed.2d 657
by being
less
made
ing discretion
attorney
an
rendered effec
tion of whether
of the crime.
element
constituent
assistance of counsel must concentrate
tive
is entitled to authorize
of Louisiana
State
*5
process, not on the
“on the adversarial
persons guilty
for
capital punishment
relationship
lawyer
with his
accused’s
jury
does
aggravated acts where
these
21, 104
n.
such.” Id. at 657 n.
at 2046
jus
mitigating circumstances
find that
upon the trial record and the
21. Based
penalty.”
also
tify less than the death
court at the
testimony before the district
(5th
ance must tempting too for a defendant to second- 1. Trial Counsel’s Failure to Produce
guess counsel’s assistance after convic-
sentence,
all too
Mitigation
tion
adverse
and it is
Evidence of
court, examining
counsel’s
easy for
Sentencing Hearing.
unsuccessful,
proved
after it has
defense
On
claim petitioner complains
particular
that a
act оr omis-
conclude
primarily produce
counsel’s failure to
unreasonable____
counsel
A
sion of
was
evidence of
mental
impair
Lowenfield’s
attorney performance
fair assessment of
sentencing hearing.
ments at the
requires
every
effort be made to
sentencing
began,
Before the
hearing
distorting
eliminate the
effects
hind-
attorneys
Lowenfield and his
discussed
sight, to reconstruct
circumstances
they
whether
should
psychiatric
adduce
challenged conduct,
of counsel’s
and to
testimony.
op-
Lowenfield
per-
strongly
from counsel’s
evaluate
conduct
spective
posed
persuaded
ultimately
at the time. Because of the
it2 and
coun-
in making
difficulties inherent
the evalu-
sel that for tactical reasons this decision
ation,
indulge
strong pre-
a court must
Counsel,
sound.
at the federal habeas
sumption that
falls
counsel’s conduct
hearing, explained that he
believed that
pro-
range
within the wide
reasonable
jury had
guilt
doubts about Lowenfield’s
is,
assistance;
fessional
the defend-
that had been difficult for them to resolve.
that,
presumption
ant
overcome
must
pre-
He and Lowenfield concluded that the
circumstances,
challenged
under the
psychiatric
sentation of
testimony would
“might
action
be considered sound trial
telegraph an
admission to the
*6
are
strategy.”
ways
... There
countless
Lowenfield had
the
committed
crime and
provide
any giv-
to
effective assistance in
any remaining
remove
jurors
the
doubts
en
Even
case.
the best criminal defense
guilt;
they
of
thought
Lowenfield’s
that
defend
attorneys
particular
would not
a
possible
preserving
guilt
this
of
doubt
was
way.
the
client in
same
likely
more
petitioner
psy-
to benefit
than
testimony.
chiatric
Counsel concluded
(citations
Id. at
S.Ct. at 2065
omit-
that:
ted). The Court continued:
presentation
psychiatric
[the
of]
[evi-
[Strategic
thorough
choices made after
possibly
would
effect
be more
dence]
investigation of law and facts relevant to
helpful
detrimental
than
because what
plausible options
virtually
are
unchal-
happened
would have
be
would
that we’d
lengeable;
strategic
choices made
psychiatrist
have the one
concerning
than complete investigation
after less
are
possibility
being
insane at
of
the time
to
precisely
reasonable
the extent that
the
they
crime and
three or four
have
professional judgments sup-
reasonable
psychiatrists saying
sane
he was
at
port
investigation.
the limitations on
In
time
point any
of the crime
that
and at
words,
other
counsel has duty
a
to make
jurors
may
that
been misgiven
have
investigations
reasonable
or to make a
guilt
longer
about his
no
would
have
particular
reasonable decision that makes
investigations
misgivings.
those
unnecessary.
any
In
He
ex-
inef-
[Lowenfield]
case,
fectiveness
particular
pressed
he
want
go
decision not
to me
didn’t
to
for-
investigate
to
directly
must
thought
assessed
ward with
I
that. The more
Immediately
2.
sentencing hearing
psychiatric testimony
before the
phase
be-
tation of
in this
Lowenfield,
gan,
presence
outside
of the
the trial.
transcript
Trial
at 2306.
jury,
opposed
presen-
told the court
he
strategic
it,
tencing hearing was a
I
how
considered
it,
examined
the more
about
out,
that.
decision.
agreed
I
jury was
long the
103.
hearing record at
Habeas
In
case the
court conducted a
district
mental
was ex-
Lowenfield’s
condition
evidentiary hearing.
In
to
full
contrast
counsel,
fully
possible by
giv-
as
plored
Wilson,
attorneys
Lowenfield’s
counsel
petitioner’s
cooperation.
en
lack
Coun-
explained petitioner’s mental condi-
fully
petitioner
sel and
considered whether
tion;
provoked
separate sani-
counsel
three
testimony
under-
psychiatrists’
psychi-
ty hearings which a total of four
apparent
jurors
mine the
doubt some of the
examining
after
Lowen-
atrists testified
petitioner’s guilt. They consciously
had of
present
when each of
field. Counsel
preserving
guilt
decided
the doubt
psychiatrists
petitioner.
interviewed
Considering
them better.
would serve
Dr.
psychiatrist,
consulted with
Counsel
give
must
strategic
deference we
trial deci-
Richaux,
agreed
testify if
Richard
who
Strickland,
coun-
sions under
the failure of
agreed
permit
it. Counsel
Lowenfield
psychiatrist
sel to call a
not deficient
desir-
with Lowenfield
about
consulted
performance.
689-91,
at
Id.
104 S.Ct. at
presenting psychiatric testimony
ability of
2065-66.
sentencing hearing
petition-
at the
both
specific
only
complaint
other
of sub-
against
decided
strate-
er and counsel
it for
performance
counsel’s
at the
stance about
gic
reasons which counsel articulated
sentеncing phase of
his fail-
the trial was
hearing.
petitioner’s
testify
ure to call
relatives
fully supports
district
The record
court
on his behalf.
district
credited
represen-
court’s conclusion
counsel’s
testimony
did
petitioner
that the
counsel’s
sentencing
petitioner
hear-
tation
present
his relatives
at the
not wish
to be
adequate.
ing was
family
that in
event the
mem-
trial and
unwilling
bers
to come to Louisiana to
Object
Failure
2.
Counsel’s
sup-
testify.
findings
Both of these
are
Weapons
Admission
Murder
ported by
presented
evidence
at the habeas
weapons
Both
that were later estab
p.
Hearing
record
hearing. See Habeas
weapons
as the murder
were discov
lished
after
ered
relatives
Sheila Thomas
Butler,
Cir.
Third, was correct if even prohibits the allo defect. process due federal that the defend proof to the burden cation of psychiatrist assist in Any right to a in the issue, the determination on this ant the defense became presentation of Notably, error. is harmless
instant case
voluntarily
petitioner
withdrew
moot after
presump
relied on
never
trial court
only
insanity defense. The
issue
his
compe
was
finding
Lowenfield
tion
petitioner
in the
whether
was
trial became
Furthermore,
the evi
trial.
to stand
tent
Orleans, Louisiana on the
vicinity of New
deter
supports the court’s
strongly
dencе
and not
he suf-
of the crime
whether
date
competent to
was
that Lowenfield
mination
deficiencies. The dis-
from mental
fered
prob
trial,
no reasonable
there is
and
stand
correctly rejected petitioner’s
court
trict
proof
burden
a different
ability that
predicated
relief
on these
for habeas
claims
The test
a difference.
have made
grounds.
by
long
established
has
been
competency
contends that counsel had
Petitioner also
defend
as whether
Supreme Court
present psychiatric
testi-
opportunity
no
con
ability to
present
“has sufficient
ant
sentencing hearing
mony in the
because
de
lawyer
his
with
reasonable
sult with
recess after
only allowed a short
the court
understanding
rational
gree
—and
guilty verdict was rendered and before
factual
as well as
he has a rational
whether
sentencing hearing began. As dis-
against
proceedings
understanding of the
earlier,
and counsel
cussed
Lowenfield
States, Dusky v. United
him.”
present
decision not to
made a considered
788, 788,
[*] Y. [*] [*] tends circumstantial evidence. Petitioner con- § 15:438, the trial court should have made that pursuant La.Rev.Stat.Ann. Regarding imperfections ju- jury it clear to the conviction based chosen, actually rors read court those on must “exclude circumstantial evidence applicable portions transcripts. every hypothesis reasonable of innocence.” jurors Four of charge had heard about case Petitioner concedes that desired above, this, however, As eventually given; news. discussed asserts alone,'means little, and intervening Petitioner takes it confused the instructions no jurors questioned further. One jury. Pet.Br. at 89-90. Jackson,
beyond
a reasonable doubt....”
objection
that no
The State contеnds
instructed Petitioner’s fourteenth claim avers that beyond found a reasonable doubt. cruel and electrocution constitutes gave charge implicit in also La. court punishment unusual violation Moreover, 15:438. review Rev.Stat.Ann. § Amendments of the Eighth and Fourteenth charges, of the record indicates that Pet.Br. at 114. United States Constitution. confusing. entirety, in their taken does not constitute Death electrocution eighth claim is without merit. Petitioner’s punishment. Gregg v. cruel and unusual * * * Georgia, Myles, (1976); State L.Ed.2d 859 11 The Trial Court’s Claim Refusal (La.1980). Petitioner’s fourteenth So.2d Permit Petitioner to Recall Anita Jack- is without merit. claim son to the Stand Capital Punishment as an Ex- Petitioner’s eleventh claim centers on Claim Penalty cessive denying whether the trial court erred in request counsel’s to recall Anita Jackson to Petitioner’s fifteenth claim contends that *14 Petitioner
the stand. contends that said capital punishment penalty. is an excessive denial was in violation of his sixth amend- 15, capital pun- As discussed under Claim rights. ment and fourteenth amendment se, penalty, per is not an excessive ishment 112. Pet.Br. at capital punishment is not an excessive undisputed Pet. is that Ms. was Jackson penalty present within the confines of the surprise not a in the witness case. Peti- case. Petitioner’s fifteenth claim is with- tioner’s counsel knew that Ms. Jackson out merit. testify actually given copies and was Alleged Claim 16 Petitioner’s Cumula- of statements that Petitioner’s counsel tive as a Violations Source Constitu- used to conduct its cross-examination of Infringement tional Ms. Jackson. See Trial Trans. Vol. VIII at argument Petitioner’s final asserts that 1944-1960; Pet.Exh. C. at 53. The trial alleged the cumulative effect of the in- request court’s denial of counsel’s did not fringements are violative his constitu- abridge rights. Petitioner’s constitutional rights. tional The Court has found that Petitioner’s eleventh claim is without merit. arguments put forth in each of Peti- Sufficiency Claim 12 The the Evi- not, tioner’s first fifteen claims indepen- do dence Proving Petitioner’s Be- Guilt for dently, mount a challenge by constitutional
yond a Reasonable Doubt which this Court could set aside his convic- Petitioner’s twelfth claim contends that tion or sentence. This Court also finds since his conviction was based on circum allegations the collective do not evidence, stantial there exists a “real and present abridgment a constitutional war- concerning substantial guilt. doubt” ranting by action this Court. Petitioner’s Virginia, Jackson v. Following 443 U.S. sixteenth claim is without merit. 2781, (1979), 99 61 L.Ed.2d 560 Supreme the Louisiana rejected Court this JOHNSON, Judge, dissenting: Circuit same contention in the course of its careful supplemental Allen charge urging review. See Pet.Br.Exh. C. at 54-56. The jury review Bras- Supreme Louisiana to reach a verdict and the Court comported guidelines inquiry jury’s with the set into the forth numerical divi- field Jackson. Further, place sentencing record contains sion have no in the phase a sufficient basis for “a penalty jury rational factfinder of a death A case. consider- petitioner ing impose quilty ... have fou^d the whether to or death sen- [to] life
300
interpret
likely
totality
tence is
to
these actions
of the circumstances test.8 The
judge
suggestion
to
as a
command
“potential
present
for coercion is
in even
great
choose death. With
deference to the
instructions,”9
supрlemental
the most mild
opinion
I
majority,
respect-
therefore
charge wholly
and an Allen
unobjectiona-
fully dissent.
may
ble
its content
coer-
nonetheless be
light
cive in
circumstances under
A.
given.10
although
it
Finally,
which was
charge, deriving
The Allen
its name
grant
corpus
should not
habeas
relief to a
States,
from Allen v.
United
merely
state defendant
because the state
(1896),
17 S.Ct.
41
528
L.Ed.
refers
ap-
trial court made minor
deviations
“supplemental
urging jury
instructions
proved
charges,11
may
Allen
the defendant
forego their
and come
differences
corpus proceedings
show federal habeas
charge,
of
unanimous decision.”1
so
charge
unconstitutionally
that the
co-
tendencies,2
ten criticized for its coercive
12
totality
ercive
under the
circum-
3
per
has been
upheld
se
unconstitu
stances.13
tional in the usual criminal case.4 Never
judge inquiry
Trial
into the numerical
theless,
appellate
court must scrutin
division of
is
jury
similarly
coercive. In
charge
ize
for compliance
an Allen
States,
United
“(1)
requirements”:
“two
the semantic de Brasfield
449-50,
135, 135-36,
L.Ed.
approved
charges
viation from
‘Allen’
can
(1926),
Supreme
Court
condemned
prejudicial
not be so
to the
defendant as
practice
ground
as a
(2)
reversal.
In Bras
require reversal, and
the circumstances
condemned,
field,
practice
surrounding
even
giving
approved
an
‘Al
though
charge
len’
had not
must not
coercive.”6
revealed “which
We
proceed
a case
case basis7 under a
number favored
conviction.” A Bras-
4. Bottom,
J.,
Bailey,
1. United States
(Goldberg,
786 n.
F.2d at
con-
(5th Cir.1981);
Taylor,
curring
part
dissenting
part).
see also United States v.
(5th Cir.1976) (“The
530 F.2d
51 n. 5
term
Blevinal,
Charge’
commonly
5.
'Allen
used to refer
*15
charges given
supplemental
juries
to deadlocked
787;
Bottom,
6.
F.2d at
see
encouraging
638
also United States
jurors
posi-
to reconsider
their
325,
Cheramie,
(5th Cir.1975).
v.
tion").
520 F.2d
328
7. United
Kimmel,
290,
v.
States
777 F.2d
294
1124,
Blevinal,
E.g.,
2.
United
607
States v.
F.2d
_
_,
(5th Cir.1985),
denied,
cert.
106
U.S.
(5th
(Godbold, J.,
Cir.1979)
dissenting),
1128-29
1947,
(1986).
time,
yes;
ju-
Then,
jurors
quick
eleven
answered
one
to
succession
his first
ror, however,
polling,
judge,
purporting
persisted
saying
fur-
the
while
to re-
that
phrase
question, effectively rejected
the
helpful.
not be
ther deliberations would
jurors’ responses
polling
the
to the first
by
time,
judge
third
to
For
the
declined
the
posing
question.
same
posi-
the
With their
Instead,
gave
the
the
accept
deadlock.
question exposed,
tion on the ultimate
the
charge, urging
jurors
the
reex-
“to
Allen
might
jurors
four
well have understood the
your
change
and
your
amine
own views
question
polling
second
on the same
as a
you
you
if
are
opinion
are convinced
signal
judge
the
from
that he favored the
reaching a
wrong”
objective
“with the
of
penalty.
death
The result of the second
verdict,”
just
and directed further delibera-
predictable:
polling
Four
dissenters
minutes,
thirty
re-
jury
tions. Within
the
By
had been whittled down
one.
then
recommending
a verdict
death.
turned
deadlock,
judge
rejecting
аgain sig-
sequence
gives
This
of events
rise to
clarity
inescapable
nalled with
to the one
inference of
strong
coercion
the sentenc-
remaining
juror
hold-out
the bench
Taking
guilt-inno-
ing phase of trial.
penalty.
point,
favored the death
At this
sentencing phases together, the
cence and
judge urged
jurors
to return a
jury
meaningful
had deliberated without
thirty
verdict.
unanimous
Within
min-
approximately twenty-two
break
utes,23 they complied.
the jury
hours.22 When
first
indi-
more
The
of
conjunction
inquiry
the Brasfield
deadlock,
judge
the trial
cated its
declined
charge
especially
and an Allen
is
con-
imprisonment
life
under
impose
article
demned because
905.8,
judge had
which the
stated would
impact
even
the coercive
a modest
jurors
in the event of
apply
deadlock.
charge
heightened
preced
is
when
Allen
dissenting from
the recommendation
any inquiry
jury’s
by
ed
as to the
numeri
might
death
well have understood that
done,
cal
When
is
im
division.
judge
penalty.
favored the
pression
conveyed
is inherently
to the
understanding
judge then reinforced this
jury that the revelation
their division
by
polling
and
delivering
twice
prompted
giving
subsequent
charge.
Allen
verdict-urging
is,
instruction
that it
therefore,
jurors
minority
Four
were isolated
the first
directed
toward
being opposed
jurors.[24]
polling
further deliber-
sure,
asked,
judge
To be
ations.
had
effect,
judge
practical
thereby
In
a trial
directly
jury’s
about the
numerical divi-
minority jurors, especially
tells
when their
death,
question
life
sion on
versus
position
judge,
known to the
is
abandon
helpfulness
its division
but about
over
position.
That
here:
occurred
first to
Nevertheless,
deliberations.
it
further
dissenting
jurors
the four
then a sec-
ju-
to conclude that the four
reasonable
dissenting juror.
ond
the last
time to
op-
opposing
rors
further deliberations also
C.
death;
posed
the recommendation
those
who
jurors
produce
would
a deadlock
case,
ordinary
this an
criminal
Were
opposing further
deliberations knew
practices
above
coercive
outlined
judge
what the trial
told them
perhaps
constitutionally permissible.
had
about
not, however,
ordinary
article 905.8 that a
would result
deadlock
This is
an
case.
*17
imprisonment. Clearly,
life
these four Here a
has been condemned
death.
man
logic
apparent
“qualitative
knew that
same
to Because of the
difference” be-
judge.
рunishments,
and all
tween death
other
1044,
Kimmel,
Iowa,
(8th
(length
22.
v.
628 F.2d
1048 n. 2
303 so, I majority declines to do in the Because corresponding difference is a “there must dissent. reliability in the determination need for punishment in appropriate is the
that death Consequently, the Su- specific case.”25 “ procedures ‘has condemned
preme Court might completely capital cases ”26 ordinary case.’ in an acceptable the need for extreme relia
In addition to cases, capital capital sentenc bility in JEFFERSON, Dwight and Karen on their to coer peculiarly vulnerable ing jury is mi- own Behalf and Behalf of their effective, cion, the bench. intended Jefferson, daughter, Plain- nor Jardine case, jurors apply In usual criminal tiffs-Appellees, legal supplied norms common contrast, By court’s instructions. v. and consid mitigating evidence breadth INDEPENDENT SCHOOL YSLETA sentencing capital jur available to erations DISTRICT, Defendant, 27 to make theirs especially contributes ors “unique, individual “‘highly subjective, Cynthia Mr. Dick and Ms. Gore Good- regarding punishment judgment ized man, Defendants-Appellants. ’ ”28 person deserves.” particular No. 86-1097. case, capital in the usual sen jurors Unlike necessarily apply the tencing do not jurors Appeals, United States Court of mitigating Under evidence. same norms Fifth Circuit. circumstances, may readily deadlock these 20, May 1987. no available means persist result resolution —unless coercion. far society have too As a evolved jurors
permit such coercion the critical need for
penalty cases. Given capital par- as well as the
caution in cases sentencing vulnerability capital
ticular inherently coercive Allen and
jurors, implemented the sen- practices
Brasfield tencing trial must be phase of Lowenfield’s constitutionally repugnant.29
condemned
89,
Carolina,
280,
single
aggravating
valid
circumstance
v. North
428 U.S.
25. Woodson
2991,
305,
2978,
(1976)
supporting
sentence
had been
Lowenfield’s
