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Leonard v. COM., DEPT. OF TRANSP.
771 A.2d 1238
Pa.
2001
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*1 minimum, аppellate one to, at a bare be entitled should review.1

771 A.2d 1238 Wife, Leonard, Appellants, Angela His Harold LEONARD Transporta- Pennsylvania, Department of COMMONWEALTH Company; tion; Perini, Corp.; and Son Peter Kiewit incorrectly as Kiewit East- identified Eastern and Kiewit Venture; Kiewit/Perini, A Joint Corporation and ern Company; and Inc.; Con- Structures, and Cornell (CMC), Appellees. Coordination, Inc. Methods and struction Pennsylvania. Supreme Court of Argued 2000. Dec. May 2001.

Decided court, case, pro granted relief based nunc tunc thе trial 1. In the instant Although appeal. sought timely Appellant upon the fact public counsel and the Appellant told both his trial reveals that record Appellant appeal, is evidence that to file an there no after trial defender was, be, The record even would filed. appeal an was ever told that judgment twenty after his Appellant months waited also reveals seeking pro tunc relief. I do not nunc became final before of sentence more, telling appeal, an without merely to file counsel believe that laith, good basis reasonable Appellant had a establish that sufficient to rights appellate when protecting his counsel was conclude that twenty appeal for request an up on his Appellant to follow failed judgment sentence. months after *2 J., Nigro, a dissenting filed opinion J., Saylor, which joined. Perez, Harold & Honesdale, for Fine, Louis S.

Louis S. Angela Leonard. Lawyers Montrose, Amicus-PA trial Kelly, M.

Laurence Assn. Komarnicki, Philadelphia, for PennDOT. M.

Victoria David, Philadelphia, Cor- J. Keppel, B. Edward Arthur Company. & nell Mañero, Kent, Philadelphia, for M.

John Arme Structures, Inc. *3 German, for Kiewitt Eastern Co. Philadelphia,

Jeffrey FLAHERTY, C.J., ZAPPALA, GAPPY, Before ‍‌‌​‌‌‌‌‌​​‌‌‌‌​‌​​‌‌‌​​​​‌‌​​‌​​‌​​‌​​‌‌‌​​​​​​​‍NEWMAN, SAYLOR, CASTILLE, NIGRO, JJ.

OPINION FLAHERTY, Justice. Chief from an of Common-

This allоwance order appeal is an an of the Court of Common which affirmed order wealth Court County denying compul- a motion vacate of Delaware Pleas personal injury in a action. sory and directed verdicts nonsuits compensation injuries for that Harold Leon- sought The action ard, as an iron worker at employed while appellant, sustained this bridge Appellees, construction site. defendants a action, Transportation Pennsylvania Department of are the (PennDOT) who cоntractors and subcontractors and various bridge. for construction of responsible were into a contract with Kiewit In PennDOT entered (collectively, Corporation Kiew- Company Eastern and Perini it/Perini) 476 Delaware improvement for of Interstate contractor, Kiewit/Perini, agreed to de- County. general as along bridges existing and rebuild various molish structures highway. entered subcontract with High Structures, Steel) (High Inc. to fabricate and erect steel turn, bridges. In Steel subcontracted with (Cornell) Company Cornell аnd erection all of the steel. addition, In PennDOT contracted with Construction Methods Coordination, (CMC) Inc. for certain supplemental inspec- tion safety monitoring services. working Leonard,

While Bridge, the Chester Road an employee Cornell, approximately fell forty to the feet ground. Leonard sustained injuries to his right back and elbow. no safety There was net below the work area. Al- though belt, Leonard was wearing safety was belt not any safety connected to device. safety There was nо static however, in place. was, line There an inspector’s handrail on girder fell, the steel from which Leonard but had he to it. attached himself

A negligence PennDOT, action against Kiewit/Perini, High Steel, Cornell, and CMC ensued. Leonard averred that his injuries dangerous resulted conditions at were attributable 'to inadequate equipment and procedures. It was asserted' that each duty defendant had a workplace, safe and that negligently each breach- trial, ed duty. At compulsory nonsuits or directed vеr- granted dicts were favor of all defendants.

In granting compulsory verdicts, nonsuits and directed the trial court reasoned that sovereign protected immunity Cornell, liability; PennDOT from employer, Leonard’s was responsible for work-related under the Work- Compensation Act, men’s § 1 et seq. *4 P.S. and therefore not subject claims; to negligence that CMC was contractually obligated to supplemental safety inspections wherever directed, PennDOT but that PennDOT not had to asked CMC inspect and, the structural steel work area bridge, of the hence, duty Further, had CMC no there. regard with to Steel, High the court reasoned that such Kiewit/Perini parties had no steel, involvement erection of the that they site, had no personnel assigned to the and that they exercised no control or over Leonard his working conditions because requirements, had work, including compliance such held, It was there- contractually delegated to Cornell. been as to duty had no fore, High Steel that Kiewit/Perini safety of the work site. affirmed, applying the Court Commonwealth appeal,

On indepen- an engages that one who principle well established negligence vicariously liable contractor is not dent Mfg. 410 Pa. Cement Coplay Hader v. that contractor. (1963). It because an 150-54, is 277-79 subject to the one not control contractor is independent party liable basis to hold the latter hiring him that there no Id.; Corp., States Steel his Brletich United for acts. (no (1971) 530-32, for A.2d whose work is not independent an contractor negligent acts of control). Thus, inаsmuch as subject to at the work site and presence no or involvement Steel had in which work was the manner maintained no control over Cornell, responsible they were deemed performed by Cornell’s failure maintain any injuries caused to Leonard a safe work site. questions limited to the granted appeal allowance of

We who was not general contractor or subcontractor whether may in “control” of nevertheless be “present” at the work site duty or law so as to havе a pursuant work site to contract safe, and whether such contractor the site make may duty to a subordinate delegate such a subcontractor Hence, focuses on our review Commonwealth subcontractor. ‍‌‌​‌‌‌‌‌​​‌‌‌‌​‌​​‌‌‌​​​​‌‌​​‌​​‌​​‌​​‌‌‌​​​​​​​‍had no Court’s rationale Leonard, they had no actual involvement duty steel, they presence no or control with had erection site, they had no control over the manner respect to work job, had contractual- performed Leonard his in which control ovеr the work safety responsibility ly delegated all site to Court is in accord with of Commonwealth

The decision is not liable law that established As we a subcontractor. resulting entrusted *5 106 Peterson,

stated in 533, 539, 126 386 Pa. Duffy A.2d (1956), [Restatement,

Comment d under Section 384 Torts] states: possessor “A of may put land a number of persons severally charge of particular portions the erecting of the work of creating any structure or upon other condition the land. Again, a general contractor employed to do the whole the of mаy, authority work the by his employer, particu- sublet of lar parts case, the work to subcontractors. In such a rule stated in this applies subject Section the particular contractor or subcontractor to liability such only haivn for as is done by particular work entrusted to him.” added). (Emphasis Bros., Inc., See also McKenzie v. Cost 303, 307-08, (1979) (noting Pennsyl- (Second) adopted Torts, 384).1 vania has § Restatement Thus, Cornell, as the subcontractor entrusted with the work of steel, erecting normally would only party for liable injuries occurring in that pursuit. contends, however,

Leonard and Kiewit/Perini regulatory Steel had contractual duties to a safe workplace employees subcontractors, and that such duties could through not be avoided contractual provisions delegating an responsibility independent subcontractor, i.e., Specifically, it is asserted that High Steel were obligated compliance secure with various Occupational Safety (OSHA) regu- Health Administration lations governing work safety, particularly deаling those lines and nets. (safety § See C.F.R. 1926.104 lines); nets). § 29 C.F.R. (safety 1926.105 Whether there any were in fact violations of regulations OSHA and whether proximately Leonard’s were caused thereby are mat- ters that are disputed parties. (Second) Torts,

1. The § Restatement 384 states: One who on possessor behalf of the of land erects a structure or any subject creates other condition liability, land is same enjoys liability, though the same freedom from he were land, possessor physical upon harm caused to others dangerous outside of the land character of the structure or charge. other condition while the is in his on both place responsibility

To 1926.10(a), which pro § Steel, on 29 C.F.R. relies Leonard *6 contracting any or subcontractor “no contractor vides that any or mechan require shall laborer of contract work part the in to work the contract performance in of employed ic the are ... haz working conditions which surroundings or under Leonard ardous, dangerous safety....” to his or or health states, 1926.16(c), § which “[T]he further 29 cites C.F.R. the responsibility under prime contractor assumes entire with responsibility assumes contract and subcontractor respect of the work. With subcon respect portion to his work, or contractor subcontractor prime any tracted joint have responsibility.” shall be deemed to subcontractors added). (Emphasis holding provisions In that these do liability injuries contractor for to subcontractors’ establish of a the provi Court concluded that employees, Commоnwealth liability among assignment sions not deal with the of do Rather, regulations ‍‌‌​‌‌‌‌‌​​‌‌‌‌​‌​​‌‌‌​​​​‌‌​​‌​​‌​​‌​​‌‌‌​​​​​​​‍the court that es contractors. held subject provi parties tablish which are OSHA enforcement by expressly agree. regulations cited Leonard sions. We The of of scope state that concern the enforcement OSHA 1926.16(d) § In requirements. particular, 29 C.F.R. states: exists, joint responsibility prime both “Where subcontractors, tier, regardless or his subcontractor subject to provisions shall considered be enforcement added). (Emрhasis require fact that the Act.” The OSHA not, however, project to the does mean applicable ments were at the or presence that had a by control the work done Absent those ele over ments, liability not attach.2 does by proposition are Several lower court decisions cited Leonard for 2. that OSHA violations a contractor bears caused during E.g., of a that occur the course subcontractor's work. Donald- 474, Transportation, Department son v. 141 Pa.Cmwlth. 596 A.2d 269 46, 648, denied, 667, (1991), aрpeal Pa. A.2d Pa. 612 530 610 and 531 Co., (1992); Pa.Super. A.2d v. Consolidation 404 986 Woodburn Coal 359, 635, denied, 633, (1991), appeal 1273 529 600 A.2d 590 A.2d Pa. 953, 636, 954, (1991); Egan v. and 529 600 A.2d 955 Atlantic Pa. denied, 290, (1989), Pa.Super. appeal Richfield , A.2d and 525 578 A.2d 930 525 Pa. (1990). present distinguished can one Some of these cases be Leonard next that asserts the contracts between Penn- and, turn, DOT High Steel stated that work would be conducted in with safety require accordance ments, and that thereby the contracts a duty created towards provides him that liability. basis of ques The contracts tion, as is federally usual with contracts for funded construc projects, tion included language mandated the United Department States of Transportation Highway Federal Ad ministration. language incorporated specifications That would compliance there requirements OSHA the contractor would at all times “[k]eep direct control contract and properly supervised....” see the work is Cornell, The subcontract turn, between Steel and provided: agrees

[Cornell] conduct and carry on its work in such *7 manner as injury to avoid or damage to-persons or property including strictly its own work and be responsible dam- age persons or property by so by failure to do or negligence, [Cornell’s] and shall assume as to its work all obligations hereunder imposed [High under the Steel] provisions of the indemnify General Contract and shall [High against hold harmless obligations such Steel] in the same that [High manner is obligated indemnify Steel] [Kiewit/Perini] [PennDOT].

Thus, Cornell, under its subcontract for of erection steel, assumed all of the responsibilities contractors’ safety compliance respect portion with to its of the work. Having fully delegated steel, to Cornell the task erecting higher contractors longer tier no in had control over the manner in which that work was done. The contract with provides Cornell no basis to conclude that control over Cor work nell’s methods was being retained. The mere fact that presence based on the or control contractor relative to the work example, For Donaldson site. supplied contractor defective scaffolding materials the work site and these caused to a however, Egan, employee. Woodburn subcontractor’s In the extent presence of the contractor’s or at the control work site is not clear. To extent, however, may interpreted recogniz- that the decisions ing liability being presence any by without there or control the contrac- tor, such decisions are in error. responsibility on initially placed contracts nondelegable; responsibility not make doеs High Steel at presence give presumed nor it them does performed the subcontractor manner in which over the control that one could would mean To hold otherwise its work. successfully but not work performance subcontract normally accompanies safety responsibility delegate rests on the best safety responsibility Logically, work. work, is most familiar doing party for that subcontractor As we stated particular hazards. and its with the work 151, 189 A.2d at 410 Pa. at Mfg. Coplay v. Hader Cement Grossman, 272, 278, A. (quoting Silveus “ cоntrol the (1932)), party the other ‘How can presumably who the work to do engaged who is who contract doing it than man more about knows ” authority.’ goes with Responsibility it? him to authorized do in the best a task is undertakes Thus, a who subcontractor thereof, and accomplishment for the safe position does responsibility to that subcontractor delegation duty. from the contactor’s deviate not, therefore, liable to are performed safety of respect to the Leonard af- properly Commonwealth Court Accordingly, judgments entered below. firmed affirmed. Order which Mr. dissenting opinion NIGRO files

Justice *8 joins. Justice SAYLOR Justice, Dissenting.

NIGRO, the majority, I believe that Commonwealth the Unlike High erred when determined Court it because Harold Leonard’s not liable for Steel were of the and control responsibilities safety they delegated their contracts, Kiew- respective In their work site by all abide voluntarily agreed it/Perini state, safety regulations in order ‍‌‌​‌‌‌‌‌​​‌‌‌‌​‌​​‌‌‌​​​​‌‌​​‌​​‌​​‌​​‌‌‌​​​​​​​‍federal, and local applicable the in construe- safety employees involved the of the assure Thus, tion of my view, Interstate 476. in both Kiewit/Perini a nondelegable duty Steel assumed to maintain a safe work employees site, the working on the including Mr. Leonard. I Accordingly, must respectfully dissent from majority. the

Nondelegable duties often employer arise where an has certain duties that are considered important so to the commu- nity that employer the cannot discharge by these duties simply delegating performance to another. See Restatement (Second) (1965); §§ of Torts 411-39 Keetоn, al., PageW. et Prosser and (5th on the § Keeton Law of Torts at 511-12 ed.1984).1 may These duties also be created when a statute or regulation imposes administrative duty upon a an employer to provide specific safeguards for the of others. See (Second) (1965). Restatement § of Torts Maintaining employee safety workplace at the public is a strong policy at both 651(b) the state and federal level. § See 29 U.S.C. (Congress’ declaration that purpose of OSHA is “to assure so possible far as every working man and woman in the conditions”); Nation safe working and healthful § 43 P.S. 25- duty" 1. The "nondelegable term is a somewhat of misnomer because an employer may another, properly delegate "nondelegable duties" to but employer person if performance remains liable to whom the is delegated (Second) negligently. acts Agency §§ Restatement (1958); Assoc., Building Pennsylva- General Contractors Inc. nia, 375, 395-96, 458 U.S. (1982). 102 S.Ct. 73 L.Ed.2d 835 Traditionally, employers independent have contractors been immune from negligence of a contractor or the contractor’s employees employer’s because of the lack of control over the contrac- However, years, tor’s work. in recent courts have abandoned this independent contractor rule and found certain situations the employer independent of an negli- contractor should be liable for the gence independent contractor. As noted one commentator: departure large The part from the rule is based оn the consider- employer ations that primarily is the one who benefits from the contractor; employer done selects the contractor and position competent a financially to select responsible contractor; employer position is in indemnity to demand from contractor; and the necessary insurance to distribute the loss is a proper employer’s cost of the business. Schminky, Liability John D. The the Government Under the Federal Duly Tort Claims Act Nondelegable Arising the Breach Contract, a Government Procurement 36 A.F. L.Rev. 3- Petformance of (1992).

Ill law, shall Pennsylvania establishments 2(a) “[a]ll (pursuant and conduct- constructed, arranged, operated, equipped, so protection adequate and as to ed reasonable employed limb, health, persons of all life, safety, and morals Farm, therein”); County Mushroom v. Butler Commonwealth (the (1982) the 5 enactment A.2d demon- Safety “unequivocally Act Pennsylvania Health employees concern the legislative strates environment”). employment their PennDOT into between Contract entered In the Prime abide 14, 1988, agreed to on June N.T., in 1987. publicized as Specifications, by PennDOT’s included Specifications R. 10/17/95, P 1 at 878a. The Exhibit following duties: OF CONTRACTOR 105.5 RESPONSIBILITY (a) contract and see direct control Keep General. performed satisfacto- supervised and properly work is ap- Supervise personally efficiently. rily and on representative to be superintendent or competent point at all times. project (b) be done without For work to Work Othеrs. investigate the work and Department, supervision of completion. anticipate its execution HEALTH— AND SAFETY 107.08 OCCUPATIONAL Federal, State, and applicable all Comply at times laws, policies governing safety provisions, and local (Pub- health, Safety including Construction Act the Federal XVII, 91-54), Register, Chapter Part Law Federal lic Regulations, Occupational Federal Safe- of Title 29 Code of ... other needed Regulations any Take ty and Health health, directed, protect life, proceed action or personnel employed occupational general ivelfare project. exposed

When, opinion, employees are Engineer’s in the extraordinary which could or do constitute conditions hazard, devices, modify equipment, such job procedures *10 protection to against insure the hazard or to risk reduce the to employees engaged project work. N.T.,

PennDOT 1987 Specifications added), (emphasis 10/17/95, 2, Exhibit P at R. provisions 879-82a. These from the Prime Contract incorporated were also into the Subcon- Steel, tract between and High High and Steel Kiewit/Perini agreed uphold provisions to performance its N.T., 10/17/95, 4, Subcontract. P Exhibit at R. 883-90a. Accordingly, both High and Steel to contracted Kiewit/Perini comply regulations, with OSHA including Sections 1926.104 OSHA, and 1926.105 of which mandate an employer protection fall for employees working above the ground by installing safety either a static a safety line or net. 1926.104, §§ See 29 C.F.R. 1926.105.

Based on both unambiguous the clear and terms of the Prime Contract and Subcontrаct important as well as the federal and state interests of maintaining employee safety, I would High find that and each Steel had Kiewit/Perini nondelegable duty to ensure safe work site for all of the employees on the work site. See v. McChesney, Steuart 45, 49, 659, (1982) (if 444 A.2d a written contract is unequivocal, and it clear should be according enforced to (Second) plain meaning words); of its Restatement of Torts (1965).2 §§ 411-39 I simply cannot agree majority with the jurisdictions throughout country 2. Federal and state split have on аgreement whether uphold regulations a contractor’s to OSHA should determining be considered in duty agree the contractor’s of care. I reasoning jurisdictions with the of those that have found while regulations independent OSHA do not create an liability, basis regulations may determining be duty considered in a contractor’s to a employee voluntarily subcontractor’s when a has contracted ‍‌‌​‌‌‌‌‌​​‌‌‌‌​‌​​‌‌‌​​​​‌‌​​‌​​‌​​‌​​‌‌‌​​​​​​​‍uphold regulations. e.g., OSHA v. See Teal E.I. DuPont de Nemours Co., 799, (6th Cir.1984); Bradlees, Inc., and Alloway 728 F.2d 803-04 v. 221, 240, 960, (1999); 157 N.J. Arrington Arrington Construction, (1989); Brothеrs 116 Idaho 781 P.2d Kelley 323, 331-32, Wright v. Harvard S. Construction 90 Wash.2d (1978). Thus, 582 P.2d High and Steel Kiewit/Perini comply regulations, contracted to with OSHA I Appellants believe that regulations should be entitled to introduce those as evidence of Kiew High duty Steel's and il/Perini's care whether or not duty. breached that permitted High should Steel that Kiewit/Perini they also re- injuries because liability Appellants’ evade working at regulations while uphold quired Cornell High liable Steel Holding site.3 both Kiewit/Perini by applicable duties to abide independent their based employee maximize safety regulations would state federal underlying those policies vital thereby, advance the safety, and regulations.4 majority that disagree with the

I also because Appellants immune were Steel physically work and were not control Cornell’s they did injured. was the time Mr. Leonard work site at present on the had control view, clearly In my contracts, in respective work as result their Cornell’s over *11 “[kjeep to direct obligation they which both undertook is properly the work contract and see control of the satisfactorily efficiently;” and performed and is supervised in Donaldson reached a similar conclusion 3. The Commonwealth Court 474, (1991), Dep't of Transp., A.2d 269 a case 141 Pa. Commw. 596 v. Donaldson, the comparable the instant case. In were which the facts was to a subcontractor’s claimed that it not liable general contractor agreed in had its subcontract employees because the subcontractor provide The regulations a safe work site. comply with OSHA argument, declaring rejected that a subcon Court this Commonwealth duty general duty of the contractor. "is not a substitute tractor’s Rather, duty along duty general the subcontractor's Id. applicable performed under the contract.” to all work contractor 484, Although majority in 274. the instant 269 A.3d at at 596 A.2d otherwise, did not Court Donaldson case finds the Commonwealth general finding was liable to the subcontrac that the limit its general employee contractor also based on the fact that tor’s part by providing the defective which control over the site exerted some Instead, employee’s injury. court determined that the caused the employee on the subcontractor’s general contractor could be liable to first, duty to independent liability: its own contractual bases two site; secondly, it provide the fact that furnished a safe work 493, part. at 278 -79. Id. at 596 A.2d defective be able to avoid Although 4. I do not believe that contractors should employees, would note that to a subcontractor's may always protect purchasing insurance or themselves contractors contracts, thereby making including in their indemnification clauses e.g., v. financially responsible. Woodburn Consolidat- party See another (1991); Co., Egan 1249, Pa.Super. 590 A.2d ed Coal 290, 295-97, Pa.Super. v. Atlantic Richfield (1989). to “comply at all applicable times” with safety regulations. Additionally, contractors, I do not believe such as Kiew Steel, and High should be excused from obli it/Perini their gation to ensure a work simply site is safe because physically choose to remain absent from the site.5 Therefore, as I believe that both owed a nondelegable duty Steel a safe work site for Leonard, Mr. I would reverse the order of the Commonwealth Court and remand this trial case court for a jury to decide whether and High per- negligently Kiewit/Périni duty. formed that joins

Justice dissenting SAYLOR opinion.

771 A.2d 1246 SELL, Appellant, Joan WORKERS’ COMPENSATION APPEAL BOARD (LNP Engineering), Appellees.

Supreme Pennsylvania. Court of

Argued 2000. Dec. May 22,

Decided 2001. *12 5. majority The control test used essentially encourages contrac- shrug safety responsibilities by tors to off their abdicating their control view, staying to another and my absent worksite. more, In contrac- less, encouraged tors should be to become not involved in the well-being employees laboring they hope the site from which Moreover, profit. I inequitable believe it is to allow contractors to contracts, reap the benefits of specifically federal in which have agreed safety responsibilities, to undertake these having any without accountability whatsoever when responsibilities are ful- Messina, Jr., filled. See Washington’s John L. Safety Regula- Industrial Workers, tions: The Trend Puget Towards Greater Protection 17 U. (1994). Sound L.Rev.

Case Details

Case Name: Leonard v. COM., DEPT. OF TRANSP.
Court Name: Supreme Court of Pennsylvania
Date Published: May 22, 2001
Citation: 771 A.2d 1238
Docket Number: 92-002971
Court Abbreviation: Pa.
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