OPINION
Petitioner Michael William Lenz, an inmate at a Virginia correctional facility, was convicted in state court of the capital murder of a fellow inmate and sentenced to death. After unsuccessfully challenging his conviction and the imposition of the death penalty both on direct appeal and in state collateral proceedings, Lenz now petitions for a writ of habeas corpus pursuant to 28 U.S.C.A. § 2254 (West 1994 & Supp.2004). For the reasons stated in this opinion, the respondent’s Motion to Dismiss must be granted.
Table Of Contents
I. Facts.453
II. Procedural History. cn co
A. State Proceedings.. ^ cn co
B. Federal Proceedings ^ or
III. Procedurally Defaulted Claim.455
Claims on the Merits IV. cu
Claim I — Presence of a Bible in the Jury Room. en
Claim II — Counsel’s Failure to Object to the Verdict Forms ... m
Claim III — Counsel’s Failure to Object to Use of the Stun Belt fT,
Claim IV — Suppression of Evidence about the Victim’s Criminal History O
Claim VI — Counsel’s Failure to Prepare for the Penalty Phase of Trial M O
1. Claim VI(A) — Counsel’s Failure to Seek Additional Time. O
2. Claim VI(B) — Evidence Regarding the Circumstances of the Offense -O
3. Claim VI(C) — Evidence Regarding Lenz’s Religion. <1
4. Claim VI(D) — Evidence Regarding Lenz’s Background. no
5. Claim VI(E) — Evidence Regarding Lenz’s Mental Illness. CO
6. Claim VI(F) — Failure to Obtain Independent Expert Assistance OO
7. Claim VI(G) — Cumulative Prejudice . QO
Claim VII — Counsel’s Failures on Direct Appeal. CD
Claim VIII — Constitutionality of the Death Penalty in Virginia. Cl
In affirming Lenz’s conviction and sentence on direct appeal, the Supreme Court of Virginia summarized the facts as follows:
During the early evening of January 16, 2000, the defendant, [Brent H.] Parker, Jeffrey Remington, and three other inmates attended a meeting of a group referred to as the Ironwood Kindred. The meeting occurred in Building J-5, which is a part of the Augusta Correctional Center.
Earl Jones, a correctional officer, was assigned to Building J-5 that evening. Jones permitted the six inmates to enter a room where the meeting occurred. He closed the door, which contained windows, and “secured” the room.
As Jones sat down at his post outside the meeting room and began to “sort through” inmate passes that he had collected, he “noticed a commotion.” Jones “got on” his radio and requested help from other correctional officers because he observed a fight. As Jones walked toward the room where the inmates were meeting, three of the inmates “ran out of the room,” and one of the inmates said, “[t]hey’re stabbing him.”
Jones went to the door and saw “Remington and Lenz stabbing Parker.” Parker was lying “on his back; on the floor, between Remington and Lenz.” Parker “was making a feeble attempt to defend himself.... He had his hands up.” As Parker tried to use his hands to “block” the knives from piercing his body, the defendant and Remington “took their free hand[s]; pushed [Parker’s] hands aside and then stabbed him.” '
Jones opened the meeting room door and ordered the defendant and Remington to stop stabbing Parker. Jones testified, “[t]hey simply looked at me and went back to stabbing him.” Jones used his radio again to request help and asked his fellow correctional officers to hurry because Remington and the defendant “were trying to. kill this guy.” .Jones did not go into the room because Remington and the. defendant had knives, and Jones was unarmed.
Edward V. Houching, a correctional officer, responded to Jones’ request for assistance. When Houching arrived at the meeting room, he saw the defendant and Remington stab Parker between 10 to 15 times as Parker was lying on the floor in a fetal position. Like Jones, Houching ordered the defendant and Remington to stop, but they continued to stab Parker. Parker was not “doing anything to defend himsélf,” and the defendant “was bent over, stabbing [Parker], over and over and over.”
Within a few seconds after Houching arrived at the meeting room, two sergeants and correctional officer John Edward Simmons also responded. Simmons saw the defendant stab Parker six or seven times in an area that extended from Parker’s “underarm” to his waist as Parker was lying on his side on the floor. Simmons also saw Remington stab Parker in the shoulder and back. After a sufficient number of correctional officers arrived at the meeting room, the officers, some of whom were armed with mace, entered the room, and Simmons told the defendant and Remington “to drop” their knives. The defendant placed his knife on a table, and Remington eventually surrendered his knife. The officers placed handcuffs on the defendant .and Remington and escorted them from the area.
Rita K. Dietz, a registered nurse employed at the Augusta Correctional Center, rendered emergency assistance to Parker. When she walked into the ■meeting room to assist him, he was“very pale” and “surrounded by blood.” As she approached him, she noticed that his shirt was soaked in blood. She ripped his shirt off. She testified that “[e]very time I encountered a couple of wounds, I encountered more wounds.” She described Parker’s medical condition as “[v]ery critical.” She placed bandages on his wounds until she “ran out.” She testified,
at that point, the stretcher had arrived. So we took the sheet off the stretcher ... Parker was still alive, and he helped roll onto the sheet. And we lifted the sheet up, which the' one wound, out of the left side, just poured like water; like somebody had turned a faucet on, when we lifted him. And we got him on the stretcher.
Parker was transported by ambulance to the Augusta Medical Center, where he died.
Gregory Price Wanger, the Assistant Chief Medical Examiner for the Western District of Virginia, performed an autopsy on Parker’s body. Wanger testified that Parker had sustained 68 stab wounds and one cut wound, all of which were inflicted upon Parker when he yras alive. Dr. Wanger explained that a stab wound is “shorter on the surface than it is deep” and “implies a thrusting motion[,]” whereas a cut wound “is longer on the surface than it is deep” and “implies a slashing-like motion-.” The stab wounds penetrated Parker’s chest, abdomen, back, left arm, and right forearm.
Dr. Wanger identified 40 stab wounds, “from the upper part of [Parker’s] chest down through the middle and center part of the chest, and into the abdomen.” These wounds all contributed to his death. Parker’s left lung and liver were stabbed seven times each and the wounds produced serious internal bleeding. The wounds to Parker’s lungs would have been fatal without the other wounds. Additionally, “the wounds to the liver; by themselves, would have been fatal without the other wounds to [his] body.”
Lenz v. Commonwealth,261 Va. 451 ,544 S.E.2d 299 , 301-02 (2001) {“Lenz I”).
During the sentencing phase of the trial, the jury heard evidence from the Commonwealth regarding the defendant’s prior convictions for possession of a firearm after having been convicted of a felony, and breaking, and entering. Id. at 302. The jury also heard the following mitigation evidence from the defendant:
Martin Rogozinski, a psychologist employed at the Augusta Correctional Center, testified that he spoke with the defendant soon after Parker was murdered and that it was Rogozinski’s opinion that the defendant had murdered Parker based “solely on a religious conviction.”
The defendant testified during the penalty phase. He stated that he was a practicing member of the “Asatru” religion. According to the defendant, several inmates had approached him and asked him to “construct” an Asatru group, but his efforts to do so were “thwarted” by Parker.
The defendant testified that on the evening of the murder, he planned to perform an Asatru ceremony in the meeting room. The defendant recited poetic literature and then asked Parker to approach an altar. The defendant testified that
I called [Parker] up to the altar and I asked — and I said to him, “It’s been a long, hard path between us.” And [Parker] said, “Yes, it is.” And I pulled the knife out of my pocket. And I said, “Are you trying to take itto the next step?” And he said, “Yes, I am.” And so I stabbed him.
The defendant admitted that he did not like Parker, that he had planned to kill Parker that day, and that he had threatened others in the meeting room with the knife.
The defendant presented the testimony of Gary Lee Bass, the Chief of Operations at the Virginia Department of Corrections and Jerry Wayne Armentr-out, the Assistant Warden of Operations at the Red Onion State Prison. Bass and Armentrout testified about “prison life” and the security conditions that the defendant would encounter at a Virginia maximum security correctional facility if he were sentenced to life imprisonment. Two officers assigned to the Augusta Correctional Center testified that the defendant had never given them any problems while he was under their supervision.
Patricia Daley Lenz, the defendant’s mother, testified about his childhood and family interaction. She stated that the defendant’s biological father was absent during much of the defendant’s early childhood and that the defendant’s adoptive father was very strict and favored his biological child.
Id. at 302-03.
I.Facts.
II.PROCEDURAL HISTORY.
A. State PROCEEDINGS.
Lenz, an inmate at the Augusta Correctional Center, was indicted in Augusta County for the January 16, 2000, capital murder of Brent H. Parker. The Circuit Court of Augusta County appointed him counsel. Following a two-day trial, July 26-27, 2000, the jury found Lenz guilty of capital murder and, on July 28, 2000, fixed his punishment at death. The trial court entered a final order on October 20, 2000, sentencing Lenz to death in accordance with the jury’s verdict.
Still represented by trial counsel, Lenz appealed his conviction and death sentence on eighteen grounds. The Supreme Court of Virginia unanimously affirmed the conviction and the sentence on April 20, 2001.
See Lenz I,
Lenz filed a petition for a writ of habeas corpus with the Supreme Court of Virginia on December 28, 2001, and the court appointed new counsel. After being granted leave to file an amended petition on or before January 11, 2002, Lenz filed a petition asserting ten claims. 1
The Supreme Court of Virginia issued an opinion on April 17, 2003, granting the petition as to Claim IV, in which Lenz alleged that trial counsel were ineffective for failing to object to use of the statutory sentencing verdict form, refusing to consider claims relating to his prior sentencing hearing, and denying the petition as to all other claims.
Lenz v. Warden of the Sussex I State Prison,
The Warden filed a petition for rehearing, which was granted on June 6, 2003. Following additional briefing and argument both on the issues raised in the Warden’s petition and on the remaining issues, the court denied Lenz’s petition on March 5, 2004.
Lenz v. Warden of the Sussex I State Prison,
The Circuit Court of Augusta County scheduled Lenz’s execution for July 1, 2004.
B. Fedeeal Proceedings.
On June 30, 2004, Lenz filed a motion in this court to stay his scheduled execution, a notice of intent to file for a writ of habeas corpus, and a motion to appoint counsel. This court stayed Lenz’s execution pending consideration of his federal habeas petition and appointed counsel. In his petition, Lenz sets forth the following eight grounds for federal habeas relief:
I. Lenz was denied his rights under the Sixth, Eighth, and Fourteenth Amendments where jurors were exposed to improper extraneous material during their sentencing phase deliberations;
II. Lenz’s right to the effective assistance of counsel under the Sixth Amendment to the United States Constitution was violated when histrial attorneys failed to object to flawed and incomplete verdict forms that did not comport with the jury instructions or the law;
III. Trial counsel’s failure to object to the Department of Corrections’ unilateral decision to place a stun belt on Lenz throughout his trial, without any showing of need, denied Lenz his rights to be tried without restraint, to effective assistance of counsel, and to a fair trial;
IV. Lenz’s right to confront the witnesses against him and to due process of law were violated when the court suppressed evidence about the victim’s murder conviction;
V. Lenz was denied his right to counsel at a critical stage of the proceedings due to the trial court’s refusal to order that Lenz be transported to a location where he could have reasonable access to his attorneys until a week before his capital trial commenced, and due to the conditions under which the Commonwealth forced trial counsel to consult with Lenz during the months prior to his trial;
VI. Counsel rendered ineffective assistance during the sentencing phase;
VII. Lenz was denied the effective assistance’ of counsel on direct appeal because counsel failed to preserve, raise and cogently argue meritorious issues; [and]
VIII. The death penalty in Virginia is unconstitutional.
(Pet. at 28-126.)
On November 22, 2004, respondent filed a Rule 5 Answer and Motion to Dismiss. Lenz filed a Response to the Motion to Dismiss on December 23, 2004, the Warden filed a Reply on January 24, 2005, and oral argument was heard on February 10, 2005. Accordingly, the Motion to Dismiss is now ripe for decision. 2
III. PROCEDURALLY DEFAULTED CLAIM.
One claim presented by Lenz in his federal habeas petition was procedurally defaulted during the state court proceedings. A claim is defaulted if: (1) a state court expressly relied on an adequate and independent state procedural rule to deny relief on that claim,
Fisher v. Angelone,
The Supreme Court of Virginia, in ruling on Lenz’s state habeas petition, found that Claim V was procedurally defaulted under the rule in
Slayton v. Parrigan,
To show cause, a petitioner must demonstrate that “objective factors” external to his defense impeded him from raising his claim at an earlier stage.
Murray v. Carrier,
In Claim V, Lenz asserts that he was denied his Sixth Amendment right to counsel when the trial court refused to order his transfer to a location where he could have reasonable access to his attorneys until a week before his capital trial commenced. In addition, he claims that the conditions under which the Commonwealth forced trial counsel to consult with him during the months prior to his trial denied him his right to counsel.
On direct appeal, Lenz raised a claim arising from the same set of facts as his current habeas claim. He argued that
he was “denied effective assistance of [cjounsel in that the Department of Corrections housed [him] hours away from the site of the trial and of the offices of his appointed attorneys. Because of these great distances the defendant could only meet with his attorneys for a short period of time. The time the defendant spent with his attorneys was much less than the travel time to and from the location.”
Lenz II,
In his state habeas petition, Lenz first asserted the claim now before this court, that
he “was denied his right to counsel at a critical stage of the proceedings due to the trial court’s refusal to order that Lenz be transported to a location where he could have reasonable access to his attorneys until a week before his capital trial commenced, and due to the conditions under which the Commonwealth forced trial counsel to consult with Lenz during the months prior to his trial.”
Id.
In its initial habeas opinion, the Supreme Court of Virginia ruled that this claim had been procedurally defaulted “because it could have been raised at trial and on direct appeal,” but was not.
Lenz II,
[I]n petitioner’s petition for a writ of habeas corpus, he does not allege that his counsel were ineffective for this reason. Rather, he asserts that he was denied his rights to counsel at a critical stage of the proceedings, which is different from a claim of ineffective assistance of counsel.
Id.
Lenz claims there was no state court adjudication of this claim because after issuing its initial opinion, the court “set aside the judgment entered” and “[i]n its subsequent March 5, 2004, opinion ... did not address this claim.” (Pet. at 78.) In its reconsideration opinion, the court unequivocally said, “Petitioner raised ten claims in his petition.... In our original opinion we specifically declined to address petitioner’s claims relating to his prior sentencing hearing and
dismissed all his claims
except the claim involving the verdict form.”
Lenz III,
Having found that the state court did adjudicate Claim V, I now turn to Lenz’s justification for default. Lenz does not argue that cause and prejudice excuse his procedural default, nor does he claim a miscarriage of justice.
See Smith,
As previously explained, a federal court may not review a constitutional claim when a state court has declined to consider its merits on the basis of an adequate and independent state procedural rule.
Mu’min v. Pruett,
The Fourth Circuit has applied this rule to a claim almost identical to Lenz’s. In
Wright v. Angelone,
Because the Supreme Court of Virginia relied upon an adequate and independent state law ground for its decision that Lenz’s claim was procedurally defaulted, that decision is not reviewable in this court. Furthermore, because Lenz challenges only the application of the rule in Slayton, and offers no argument as to why cause and prejudice or a fundamental miscarriage of justice might excuse his procedural default, I do not consider whether those exist. Accordingly, I find that Claim V is not subject to federal habeas review.
IV- Claims on the MeRits.
Lenz raises five claims which the state court adjudicated on the merits. When reviewing such claims, the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) states that a federal court may grant habeas relief only if the state court’s adjudication resulted in a decision that was: (1) “contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,” or (2) “based on an unreasonable determination of the facts in light of the evidence presented in the state court proceeding.” 28 U.S.C.A. § 2254(d)(1), (2) (West 1994 & Supp.2004).
A state court adjudication is “contrary to” clearly established federal law only if “the state court arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if the state court decides a case differently than [the Supreme] Court has on a set of materially indistinguishable facts.”
Williams v. Taylor,
A state court decision is entitled to a “presumption of correctness.” 28 U.S.C.A. § 2254(e)(1) (West 1994 & Supp.2004). That presumption is rebutted only by “clear and convincing” evidence that the state court decision was “based on [an]
Even if a writ of habeas corpus is authorized under § 2254(d), a petitioner still is not entitled to relief unless he can show “that any constitutional errors committed ‘had substantial and injurious effect or influence on the verdict’ rendered by the jury.”
Wilson v. Ozmint,
A. Claim I — Peesence of a Bible in the Juey Room.
Lenz claims that he was denied his rights under the Sixth, Eighth, and Fourteenth Amendments because jurors were exposed to improper extraneous material, the Bible, during their sentencing phase deliberations.
The Supreme Court of Virginia addressed this claim in its state habeas rehearing opinion after reviewing the report of the circuit court judge who conducted an evidentiary hearing on the matter.
See Lenz III,
The Supreme Court of Virginia held that while Lenz had established the first element under
Remmer,
he had failed to establish the second — that the extraneous contact was relevant to the pending matter.
Lenz III,
Lenz argues that the state court’s decision on this claim was contrary to or involved an unreasonable application of clearly established federal law, and that it was based on an unreasonable determination of the facts in light of the state court record. Upon review of the record and applicable law, I find that the Supreme Court of Virginia’s adjudication was reasonable and deny relief.
First, Lenz argues that the state court unreasonably applied Remmer when it required him to establish which passages of the Bible jurors read, rather than merely requiring him to demonstrate “that jurors were exposed to external material that had some relevance to the matter before them.” (Pet. at 37.)
A state court adjudication constitutes an “unreasonable application” of clearly established federal law if the court identifies the governing legal principle, but “unreasonably applies- that principle to the facts of the prisoner’s case.”
Williams,
Burdine is not parallel to this case. The Burdine court held that all events occurring during “the taking of evidence against [the defendant]” occur at a “critical phase.” Therefore, the demonstration that counsel slept at any time the State was presenting its evidence was sufficient to show that he slept during a “critical stage” of the trial— the showing required for the presumption of prejudice. Id. at 355. By analogy, it would have to be true that all passages of the Bible read during sentencing deliberations are relevant to the sentencing decision. Therefore, the demonstration that the jurors read anything from the Bible during deliberations would be sufficient to show that those passages were relevant to their deliberations. Such a reading would effectively eliminate the relevance prong of Remmer. Without a showing of which passages were read, it is impossible to know whether the jurors’ search for relevant passages was even successful. I find that the Supreme Court of Virginia did not unreasonably apply Remmer when it required Lenz to demonstrate which passages were read.
Furthermore, even if I accepted Lenz’s contention that several of the jurors read passages regarding the appropriate punishment for murder, it is impossible to know how that might have affected the sentencing decision without a showing of which passages or books of the Bible were read. The
Remmer
requirement that an extraneous contact be “about the matter pending before the jury” is a prerequisite for a finding of prejudice.
Remmer,
Next, Lenz argues that the Supreme Court of Virginia’s decision was based on an unreasonable determination of the facts in light of the state court record. Specifically, Lenz asserts that the court erred by finding first, that the extraneous material was not about the matter pending before the jury, and second, that juror affidavits regarding the reading of that material were not credible.
Lenz first contends that the Supreme Court of Virginia’s adjudication was based on an unreasonable determination of the facts because the court incorrectly determined that the extraneous contact, that is, the reading of the Bible, was not about the matter pending before the jury. Lenz argues that this determination is “absurd” because “[t]he state court based this determination on an
inference;
the state court alleged that
implicit
in the circuit court’s finding that there was no evidence of which chapter and verse was read is the determination that ‘no evidence showed that jurors read Bible passages relating to the sentencing decision.’” (Pet. at 40 (quoting
Lenz III,
I must presume the state court’s findings of fact to' be correct unless the petitioner makes a clear and convincing showing to the contrary.
Wiggins,
Lenz also contends that the state court’s adjudication was based on an unreasonable determination of the facts because the court incorrectly found that juror affidavits regarding the reading of the Bible in the jury room were not credible. In its report from the evidentiary hearing, the circuit court indicated that its findings were based on the testimony of the jurors, and not on their prior affidavits. (App.713.) The circuit court determined that the juror affidavits were hearsay not falling under any exception to that rule.
(Id.)
Noting several problems with the reliability of the affidavits,
4
the court considered them only as they affected the witnesses’ credibility.
(Id.)
The Supreme Court of Virginia found the circuit court’s use of the juror affidavits to be an appropriate exercise of that court’s discretion.
Lenz III,
Lenz attacks the circuit court’s rationale for limiting the use of the affidavits, disputing that they “were ‘all hearsay’ ” and that their value should be discounted because they were taken almost a year and a half after the trial. (Pet. at 45-46.) Lenz phrases this argument as an attack on the reasonableness of the state court’s factual determinations, not on the circuit court’s legal analysis of the hearsay rule and its exception. To the extent that Lenz’s argument attacks the court’s determination that the juror affidavits were not credible, it is rejected. The credibility of juror testimony is an issue that the trial judge is “uniquely qualified to decide.”
Hunt v. Woodson,
The circuit court’s determination was well-reasoned and supported by the record. The Supreme Court of Virginia was justified in accepting that determination and Lenz has not made the required showing to justify departure from the presumption that the state court’s factual findings are correct.
B. Claim II — Counsel’s FailuRE to OBJECT to the VERDICT Forms.
The trial judge presented Lenz’s jury with forms containing alternate verdicts
The Supreme Court of Virginia first addressed this claim sua sponte on direct appeal. Although neither party raised the issue, the court “asked the litigants to address the verdict form[s] utilized during the penalty phase of the defendant’s trial in view of our decision in
Atkins v. Commonwealth,
257 Va.160,
In his state habeas petition, Lenz claimed, “counsel were ineffective for failing to object to verdict forms which did not comport with the trial court’s instructions, Virginia law and federal constitutional requirements.” (App.180.) In its initial ha-beas opinion, the Supreme Court of Virginia agreed. The court observed that the “life imprisonment” verdict, form used in the sentencing phase of Lenz’s trial was “almost identical” to the language then required by Virginia Code section 19.2-264.4(D).
Lenz II,
Before a new sentencing hearing could be held, the Warden filed a petition for rehearing with the Supreme Court of Virginia. The court granted the petition to again consider Lenz’s verdict form claim. The Warden argued that the verdict forms were proper under
Atkins,
that Lenz’s counsel could not have anticipated the court’s ruling in
Powell
and that counsel, therefore, could not have been ineffective for failing to object to the forms.
Lenz III,
Lenz now asserts two separate ineffective assistance of counsel claims related to the verdict forms: first, that trial counsel failed to object and assign error to the forms on the ground that they did not include the option of sentencing Lenz to life plus a fíne of not more than $100,000 (Claim 11(A)); and second, that trial counsel failed to object to the forms on the ground that they did not allow the jury to find one or both of the alleged aggravating factors, but still sentence Lenz to life imprisonment or life plus a fine (Claim 11(B)). Lenz argues that he raised, but the state court failed to address, Claim 11(A), allowing this court to review that claim de novo. Lenz also argues that the state court’s decision on Claim 11(B) was contrary to and involved an unreasonable application of clearly established federal law. Upon review of the record and applicable law, I disagree. The Supreme Court of Virginia did adjudicate both Claims 11(A) and 11(B) on the merits, and its adjudication was reasonable.
First, Lenz contends that he raised Claim 11(A) before the Supreme Court of Virginia, arguing that trial counsel were ineffective for failing to object and assign error to the verdict forms on the ground that they did not include the option of sentencing Lenz to life plus a fine of not more than $100,000. However, he asserts, the court failed to address the claim. The respondent disagrees, arguing that Lenz’s state habeas Claim IV encompassed both arguments now designated as Claims 11(A) and 11(B), and that the state court adjudicated both of those on the merits when it decided state habeas Claim IV. Whether or not this claim was “adjudicated on the merits” is a critical question. Absent a decision by the state court resulting from such adjudication, I must review the merits of Claim 11(A) de novo.
See
28 U.S.C.A. § 2254(d);
Weeks v. Angelone,
In its initial habeas' opinion, the Supreme Court of Virginia held that Lenz’s verdict forms failed to satisfy the requirements of
Atkins
because “the form[s] failed to inform the jury that it could impose a sentence of life imprisonment
or a sentence of life imprisonment and afine
if the jury found that neither of the aggravating factors had been proven beyond a reasonable doubt.”
Lenz II,
the jury in Lenz’s case was not given a verdict form that specifically reflected the jury’s option of imposing a life sentence, or a life sentence a/nd a fine of not more than $100,000, even if the jury found that the Commonwealth had proven beyond a reasonable doubt one or both of the aggravating factors necessary for imposing a sentence of death. The trial court was required to provide the jury with a verdict form expressly providing this sentencing option, and we expressly so held in Powell ....
Id. at 306 (emphasis added). The dissent concluded
any reasonably effective counsel would have recognized after Atkins that a [set of] jury form[s] that did not specifically reflect the jury’s option of imposing a life sentence, or a life sentence and a fine of not more than $100,000, even if the jury found .. one or both aggravating factors ..., would not comport with the correct statement of law given to the jury by the trial court in its sentencing instructions.
Id.
Section 2254 does not specify the extent to which a state court must discuss a claim in order for that claim to have been adjudicated on the merits. Indeed, even a summary dismissal of a habeas petition is an “adjudication on the merits” qualifying for § 2254’s deferential standard of review.
Bell v. Jarvis,
Any failure by the majority to offer an independent rationale for its decision on what is now Claim 11(A) does not mean that the Supreme Court of Virginia did not “adjudicate” that claim. The state court’s decision on the verdict form issue encompassed both federal Claims 11(A) and 11(B). This is especially apparent in the rehearing opinion dissent, which specifically mentions the effect the failure to include life plus a fine as a sentencing option had — the verdict forms did not “comport with the ... sentencing instructions.”
Lenz III,
Next, Lenz argues that if this court finds that Claim 11(A) was adjudicated on the merits, as it has, then the state court’s adjudication was contrary to and an unreasonable application of
Strickland v. Washington,
Strickland
adopted a two-part standard for evaluating claims of ineffective assistance of counsel, requiring the defendant to show: (1) that “counsel’s representation fell below an objective standard of reasonableness,” and (2) that “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.”
Lenz also alleges that, if the Supreme Court of Virginia applied
Strickland,
it did so unreasonably. A state court decision constitutes an “unreasonable application” of clearly established federal law if the court identifies the governing legal principle, but “unreasonably applies that principle to the facts of the prisoner’s case.”
Williams,
The performance prong of
Stricklan-
dasks whether “counsel’s representation fell below an objective standard of reasonableness..”
Strickland,
Finally, Lenz argues that the court incorrectly relied upon
Komahrens
in its
Strickland
analysis because
Komahrens
addresses counsel’s failure to anticipate a “new rule of law,” while Lenz’s case involved a new application of an existing rule. Although the facts in
Komahrens
did involve a new rule of law, the Fourth Circuit opinion also discusses “clear precedent” applicable to Lenz’s situation.
Kornahrens,
C. Claim III — Counsel’s FailuRE to Objeot to Use of the Stun Belt.
Lenz claims that he was denied his right to the effective assistance of counsel because counsel failed to object to the Department of Corrections’ decision to place a stun belt on Lenz throughout his trial without any showing of need, and in violation of his rights to be tried without restraint, to the effective assistance of counsel and to a fair trial.
The Supreme Court of Virginia first addressed this claim in its initial habeas opinion. The court held that Lenz had failed to establish either the performance or prejudice prongs of
Strickland. Lenz II,
Lenz claims there was no “adjudication on the merits” of this claim because after issuing its initial opinion, the court “set aside the judgment entered” and “[i]n its subsequent March 5, 2004, opinion ... did not address this claim.” (Pet. at 67.) As I did in Claim V, I reject this argument because the state court intended its rehearing opinion to supplement, not vacate, its prior holding. The court was not required to discuss and dismiss Lenz’s stun belt claim a second time.
Having found that the state court did adjudicate Claim III on its merits, I now turn to Lenz’s arguments that the adjudication was contrary to or involved an unreasonable application of clearly established federal law, and that it was based on an unreasonable determination of the facts in light of the state court record. Upon review of the record and applicable law, I find that the Supreme Court of Virginia’s adjudication was reasonable and deny relief.
First, Lenz argues the state court holding that his stun belt claim failed to satisfy either prong of
Strickland
was contrary to the Supreme Court’s holdings in
Riggins v. Nevada,
In
Riggins,
the Court held that the forced administration of antipsychotic drugs violated a defendant’s rights under the Fourteenth Amendment when the defendant was competent to stand trial without the drug.
In
Holbrook,
the Court applied the rule that the State must demonstrate a compelling interest before engaging in “inherently prejudicial practice^],” like restraining a defendant during his own trial.
A state court adjudication is considered “contrary to” clearly established federal law if “the state court arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if the state court decides a case differently than [the Supreme] Court has on a set of materially indistinguishable facts.”
Williams,
Holbrook
did observe that “shackling and prison clothes ... unmistakably] separate a defendant from the community at large,” making it necessary for the state to justify their use.
Id.
at 569,
Furthermore, Lenz attacks only those portions of the state court decision related to the prejudice prong of
Strickland,
but the court held that Lenz had failed to satisfy either prong. For this additional reason, Lenz cannot prevail on this claim. Next, Lenz argues that the state court adjudication resulted in a decision based on an unreasonable determination of the facts in light of the evidence presented in state court. Specifically, he contests the state court’s findings that “Lenz ‘had multiple convictions for escape from custody’ ” and that “habeas counsel ... conceded or acknowledged in any way that Lenz would pose ‘a risk to the public if he were to escape.’ ” (Pet. at 69-70 (citing
Lenz II,
I must presume the state court’s factual determinations to be correct unless the petitioner presents clear and convincing evidence to the contrary.
Wiggins,
has one conviction for escape from a juvenile facility in 1982, nearly 20 years before this trial. Lenz also has one conviction for attempted escape from custody, from 1985, more than 15 years before this trial. The other “escapes” ... refer to Lenz’s unauthorized leaves (“AWOL”) from a juvenile facility when he was 16 years old.
(Pet. at 69-70 (internal citations omitted) (emphasis in original).) This does not meet the clear and convincing standard.
In support of his claim that the state court incorrectly determined “[e]ven habe-as counsel do not dispute that petitioner was a risk to the public if he were able to escape,”
Lenz II,
Finally, Lenz specifically requests an evidentiary hearing on this claim. A petitioner may receive an evidentiary hearing if he: (1) alleges additional facts which, if true, would entitle him to relief and (2) satisfies one of the six factors identified in
Townsend v. Sain,
D. Claim IV — SuppRession óf Evidenoe About the Victim’s Criminal ■ History.
The Commonwealth filed a pretrial motion in limine to suppress evidence about the victim’s prior murder conviction, which the trial court granted.
Lenz I,
The Supreme Court of Virginia addressed this claim on direct appeal, holding that Parker’s criminal record was not relevant to any issue in the proceeding and rejecting Lenz’s argument that Va.Code section 19.2-264.4(B) required the circuit court to admit such evidence.
See Lenz I,
Lenz argues that the state court’s adjudication was contrary to and involved an unreasonable application of clearly established federal law as set forth in
Lockett v. Ohio,
First, Lenz asserts that the court’s decision was contrary to and an unreasonable application of
Lockett v. Ohio,
Lenz testified that the victim “had threatened me on two different occasions. The first time I didn’t take seriously at all. I thought he was joking. But he told me he was gonna sharpen the point of his cane and stab me through the heart with it. He told me that twice. The second time I started thinking he was serious, but I didn’t — I wasn’t sure. And the reason I attacked him the way I did was because I was trying to do damage to him, without him doing damage to me.”
(Pet.’s Opp. to Warden’s Mot. Dismiss at 14 (citing App. 39).)
The Supreme Court of Virginia disagreed, specifically holding, “the defendant’s reliance upon
Lockett
... is misplaced.”
Lenz I,
A state court adjudication is considered “contrary to” clearly established federal law if “the state court arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if the state court decides a case differently than [the Supreme] Court has on a set of materially indistinguishable facts,” and it constitutes an “unreasonable application” of clearly established federal law if the court identifies the governing legal principle, but “unreasonably applies that principle to the facts of the prisoner’s case.”
Williams,
As an initial matter, I must note that the trial court decision reviewed by the Supreme Court of Virginia did not involve an unconditional exclusion of evidence about Parker’s criminal history. Rather, the trial court held that the evidence was not relevant at the time Lenz attempted to introduce it. (App.28-31.) The court instructed Lenz that he could raise the issue of “Parker’s disposition” if he first laid the proper foundation.
8
(App.31.) This is the decision the Supreme Court of Virginia approved when it found the “victim’s prior convictions had no relevance to the issue whether the defendant’s acts were vile, inhuman, or showed depravity of mind.”
Lenz I,
I find nothing unreasonable about the Supreme Court of Virginia’s resolution of this claim. The court correctly stated the law, observing that while
Lockett
allows for the introduction of certain mitigating evidence, that grant is limited by the traditional rules of relevancy.
Lockett,
Next, Lenz asserts that the court’s decision was contrary to and an unreasonable application of
Gardner v. Florida,
Lenz’s case presents a situation very different than those involved in the cases he cites. As previously explained, the state statute involved in
Lockett
prevented the jury from hearing all but three narrow classes of mitigating evidence.
Lockett,
Moreover, as a practical matter, the trial court’s ruling did not deny Lenz the rights guaranteed by
Gardner, Skipper,
and
Lockett.
He was allowed to explain the attack and had the opportunity to deny the Commonwealth’s allegations. Lenz testified that he stabbed Parker as many times as he did because he knew him to be a dangerous individual. (Pet’s Resp. at 14 (citing Direct Appeal App. 831).) At the penalty phase of his trial, Lenz testified that Parker had threatened him and that after he had stabbed Parker a number of times he turned his back, but then attacked Parker again because he thought Parker was reaching for a weapon. (App.39-40.) Lenz admitted that he feared Parker, that he did not like Parker, that he had intended to kill Parker, and that he had killed Parker for religious reasons.
See Lenz,
Finally, I reject Lenz’s argument that the Commonwealth could portray Parker as a “ ‘helpless’ old man” because the jury never heard about his prior murder conviction. (Pet.’s Resp. at 14.) This is an exaggeration. The jury knew that Parker was not a helpless old man — he was an inmate incarcerated at the Augusta Correctional Center. The state court’s determination was not contrary to, nor did it involve an unreasonable application of, federal law.
E. Claim VI — CouNsel’s FailuRE TO PREPARE FOR THE PENALTY
Phase of Trial.
Lenz claims that he was denied his right to the effective assistance of counsel when trial counsel failed to prepare for the penalty phase of trial. Specifically, Lenz alleges that counsel unreasonably failed to: seek additional time to investigate his religion, background, and mental health (Claim VI(A)); investigate and present the circumstances of the offense (Claim VI(B)); investigate and present relevant evidence regarding his religion (Claim VI(C)); investigate and present relevant evidence regarding his background (Claim VI(D)); investigate and present relevant evidence regarding his mental illness
Each of Lenz’s claims is governed by the standards established in
Strickland v. Washington,
Having reviewed the record and applicable law, I find that the Supreme Court of Virginia’s adjudication of each of Lenz’s ineffective assistance of counsel claims was reasonable. Therefore, I deny relief. In addition, I deny his request for an eviden-tiary hearing on these claims because he has failed to allege any additional facts which, if true, would entitle him to relief.
1. Claim VI(A) — Counsel’s Failuee to Seeic Additional Time.
Lenz claims that trial counsel unreasonably failed to seek additional time to investigate all the necessary information regarding Lenz and his background. The Supreme Court of Virginia summarized this claim as follows:
On April 17, 2000, counsel for petitioner requested a continuance based on difficulties they were experiencing in meeting with petitioner and contacting other potential witnesses. The trial court granted a two-month continuance. Counsel did not seek a second continuance. Petitioner asserts that his counsel should have sought a second continuance because of difficulties in obtaining information and testing regarding petitioner’s background.
Lenz III,
In its state habeas rehearing opinion, the Supreme Court of Virginia rejected Lenz’s claim, finding, “[tjhere is no evidence that any of petitioner’s experts told his counsel that they needed more time.”
Id.
at 301,
I must presume that the Supreme Court of Virginia’s determination of the factual issues is correct unless the petitioner makes a clear and convincing showing to the contrary.
Wiggins,
Lenz complains that “[o]nly in the most literal (and meaningless) sense” could the state court’s finding be consistent with the experts’ statements. (Pet.’s Resp. at 21.) He argues, “[a]dmittedly, the mitigation expert did not use the word ‘continuance’ in her e-mail to trial counsel; however ... she made it clear that the neuropsychologist ‘needed more time.’ ” (Id. (quoting App. 329)) In fact, no such statement is found in the record. The mitigation specialist reported to counsel that
[s]he liked Michael a lot and though what had happened in his life was terribly sad, that he had so much to offer if only he’d gotten some real support, especially '“mentoring.” She seemed truly sorry that she hadn’t gotten involved earlier, because she said I was right, it was a lot more complicated than that he was simply anti-social and she believed she could have developed a lot more with time.
(App.329.) The mitigation specialist then wrote, “If you don’t feel like you have this case in mitigation well under your belt, we could still get together one night.... If Denise can’t be part of that, you could come here and we can continue to talk it though until it’s like second nature to you.” (Id.) The difference between the experts’ statements regarding their preparedness for trial and Lenz’s interpretation of those statements is far greater than the difference between the words “continuance” and “needed more time.” When read in its entirety, the e-mail simply expresses the common pretrial feeling that more could be done with more time.
Furthermore, Lenz’s counsel did ask for, and received, one continuance in this case. The neuropsychologist was able to complete her evaluation in that amount of time and competently presented the results of that evaluation to the mitigation specialist who, in turn, affirmed counsel’s mitigation strategy.
Cf. Fisher v. Lee,
2. Claim VI(B) — Evidence Regakding THE CIRCUMSTANCES OF THE Offense.
Lenz claims that trial counsel unreasonably failed to investigate and present certain circumstances of the offense, namely: that Lenz knew the victim, Parker, was in prison for murder; that Parker had threatened Lenz; that Parker practiced magic; and that Lenz believed in and feared curses and spells. He argues that such evidence could have been introduced in mitigation of the offense and to rebut the Commonwealth’s evidence of vileness.
The Supreme Court of Virginia addressed this claim in its state habeas rehearing opinion.
Lenz III,
Lenz argues that the state court adjudication involved an unreasonable application of clearly established federal law. He contends that the Supreme Court of Virginia unreasonably applied
Williams v. Taylor,
A state court adjudication is an “unreasonable application” of clearly established federal law if the court identifies the governing legal principle, but “unreasonably applies that principle to the facts of the prisoner’s case.”
Williams,
First, Lenz claims that the Supreme Court of Virginia unreasonably applied
Williams.
In
Williams,
the Supreme Court held that when determining the prejudicial effect of a failure to present mitigating evidence, a court must consider the totality of that evidence, rather than focus on whether the evidence was capable of supporting or rebutting particular aggravating factors.
This is the exact type of analysis the Supreme Court of Virginia performed in Lenz’s case. The court added the omitted evidence to all of the mitigating evidence presented at the penalty stage, and then weighed the resulting total against all of the aggravating circumstance evidence to
Furthermore, the mitigating evidence at issue was not wholly unpresented. The jury heard about the evidence from several witnesses, including Lenz himself. A psychologist testified that Lenz murdered the victim “based ‘solely on a religious conviction.’”
Lenz III,
Lenz argues that “mitigating evidence has value independent of its effect on aggravating evidence.” (Pet. at 91.) That is true. However, the effect on this case is much less than in
Williams.
In
Williams,
the State established only one aggravating circumstance and the defense both failed to present mitigating evidence to rebut that circumstance, and failed to present additional mitigating factors.
See
Next, Lenz claims that the Supreme Court of Virginia unreasonably applied
Tuggle v. Netherland,
The Supreme Court of Virginia addressed this claim in its rehearing opinion. It did not require Lenz to demonstrate the invalidity of both aggravating factors, as Lenz alleges, but instead held that Lenz had failed to invalidate even one aggravating factor.
Lenz III,
[petitioner ... asserts that the inmate’s testimony would have shown that the killing was not related to petitioner’s depravity of mind, one of the grounds for establishing the vileness factor. However, this assertion does not address the other grounds supporting a finding of vileness.... Furthermore, the jury also found that petitioner would be a future danger to society. Nothing in the alleged missing testimony would have affected that finding.
Id.
Even assuming that Lenz’s mitigation evidence would have completely invalidated the vileness factor, the court’s
As previously discussed, the remaining aggravating evidence in Lenz’s case was overwhelming. Any failure on counsel’s part would not create a reasonable probability of a different result. The Supreme Court of Virginia’s conclusion that Lenz could not demonstrate prejudice from his counsel’s failure to present the mitigating evidence at issue was not an unreasonable application of Williams.
3. Claim VI(C) — EvidenCE RegaRding Lenz’s Religion.
Lenz claims that trial counsel unreasonably failed to investigate and present relevant evidence regarding his religion, Asatru. Lenz claims he was the only witness to describe Asatru. Without additional evidence about the religion and prison life in general from Lenz’s fellow inmates or from a prison expert, “the jury was left to speculate about Lenz’s religion and its significance in this case.” (Pet. at 93.) As Lenz argued before the Supreme Court of Virginia, the jury was left with the “sole impression that Lenz’s religion was nothing more than a dangerous and scary cult.”
Lenz III,
The Supreme Court of Virginia rejected this claim in its state habeas rehearing opinion. Id. First, the court addressed counsel’s alleged failure to call James E. Aiken, a prison life expert, to testify about Lenz’s religion. The court held, “[njothing in the record suggests that ... Aiken had any knowledge of the Asatru religion or of petitioner’s involvement in it. The record shows only that Aiken had qualified as an expert in ‘prison operations and classifications’ and would have testified regarding the probability of petitioner’s future dangerousness.” Id.
Next, the court reviewed the testimony given at trial. Lenz called the prison psychologist who interviewed him after the murder, Martin Rogozinski. Rogozinski “described some of the tenets of the Asa-tru religion ... [and] testified that he believed petitioner was sincere in his dedication to the religion.” Id. Counsel began to elicit evidence from Rogozinski about prison life and the role religion plays in it. However, the court found that counsel made a strategic decision to end that line of questioning when Rogozinski indicated that no violence had been associated with the Asatru religion and the trial judge barred further inquiry into violent acts by other prison religious groups. Id. at 301-02.
Finally, the court addressed Lenz’s allegation that counsel were ineffective for failing to call other prison inmates to testify about prison life and Asatru. The court determined that the proposed testimony “did not involve the substance of the Asa-tru religion ... [but] described the contrast between petitioner’s immersion in his religion and the victim’s aggressive, bullying, non-religious character, as well as the relationship between petitioner and his victim.”
Id.
at 302. Because Lenz and oth
The Supreme Court of Virginia concluded that Lenz had failed to demonstrate either prong of
Strickland.
Counsel did not “act unreasonably in light of all the circumstances” and the failure to present testimony from Aiken or other inmates did not “raise[] a reasonable probability that the result of the sentencing proceeding would have been different.”
Id.
(citing
Strickland,
Lenz argues that the state court’s adjudication of this claim resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the state court proceeding. Specifically, he attacks three of the state court’s determinations: (1) prison expert James E. Aiken had no knowledge of the Asatru religion or of Lenz’s involvement in it; (2) trial counsel attempted to put on evidence about prison life and religious groups through prison psychologist Martin Rogozinski, but ceased the line of questioning for strategic reasons; and (3) the proffered inmate testimony did not involve the substance of Asatru, but was merely duplicative of Lenz’s own testimony. Upon review of the record and applicable law, I find that the Supreme Court of Virginia’s adjudication was reasonable and deny relief.
I must presume the state court’s findings of fact to be correct unless the petitioner makes a clear and convincing showing to the contrary.
Wiggins,
Next, Lenz argues that the state court’s determination related to the testimony of prison psychologist Martin Rogozinski was based on an unreasonable determination of the facts for two reasons: (1) because there was no evidence that counsel decided to stop questioning Rogozinski for strategic reasons; and (2) because trial counsel did not try to introduce evidence about Asatru and Lenz’s belief in it through Ro-gozinski. Lenz states that the only available evidence related to counsel’s decision to stop questioning Rogozinski is their joint affidavit and “[n]owhere in that affidavit do trial counsel suggest that they had a strategic reason for abandoning questioning pertaining [to] the tenets of the Asatru religion and Lenz’s sincere beliefs in the religion.” (Pet. at 97 (citing App. 223-26).)
Strickland v. Washington,
Lenz cites trial counsel’s affidavit as evidence that counsel had no strategic reason for stopping their questioning of Rogozin-ski. However, the affidavit does not discuss Rogozinski at all, much less contradict the Supreme Court of Virginia’s finding.
(See
App. 223-26.) Nor does the trial transcript contradict the court’s conclusion.
(See
App. 17-24; 25-26.) There are many conceivable strategic justifications for counsel’s decision to forego additional questioning. The Supreme Court of Virginia described two possibilities: Rogozinski indicated a lack of violence associated with the Asatru group, and the trial judge barred questions about violence in other religious groups.
Lenz III,
Lenz also contends that the state court incorrectly determined that trial counsel tried to introduce evidence about Asatru and Lenz’s belief in it through Rogozinski. He argues that that determination was “pure speculation ... inconsistent with the record and unsupported by trial counsels’ affidavit.” (Pet. at 98.) Lenz misstates the Supreme Court of Virginia’s finding. The court did not find that “trial counsel attempted, or even intended, to use Rogozinski as a vehicle for conveying information about ‘the
substance of the Asatru religion’
and ‘the
sincerity of petitioner’s religious beliefs’”
(Pet. at 98 (emphasis added).) Rather, the court found that “trial counsel did attempt to put on the
dynamics of the prison atmosphere and religious groups
through the prison psychologist.”
Lenz III,
Finally, Lenz argues the state court’s determination that inmate testimony would have been duplicative of Lenz’s and Rogo-zinski’s testimony was based on an unreasonable determination of the facts. Lenz asserts that “the inmates who were available to testify could have offered unique insight into the basic tenets of Asatru, into the dynamics of the particular Asatru group to which Lenz and the victim belonged, and into the sincerity and intensity of Lenz’s religious convictions.” (Pet. at 98 (citing Affs. of Edwin Denette, Carl Johnson, and Thomas Pitts).) To the extent that the inmate testimony would have been duplicative, Lenz argues it would have bolstered Lenz’s credibility.
Courts are reluctant to find ineffective assistance based upon complaints regarding uncalled witnesses.
Alexander v. McCotter,
As an initial matter, review of the inmate affidavits shows that while they do describe the dynamics of the particular Asatru group to which Lenz and Parker belonged and Lenz’s devotion to Asatru beliefs, they do not describe any of the tenets of the religion.
(See
App. 230-35.) There is no evidence in the record to contest the Supreme Court of Virginia’s finding that the inmate testimony “did not
Review of the inmates’ affidavits also reveals that their testimony would, for the most part, have been cumulative to the testimony of Lenz and Rogozinski. In his testimony, Lenz described an Asatru ceremony. (App.32-34.) He talked about the history of the Asatru group at the prison, including the power struggle he and Parker had engaged in since the group’s formation. (App.28, 35-36.) He testified, “I was the religious leader of that group for a while. I was appointed ... [and] voted that.... And I was constantly getting— getting conflict from — from Brent Parker .... ” (App.36.) Both Lenz and Parker were founding members of the Asatru group and, at the time of the murder, were the only two original members remaining. (App.28, 35.) Lenz also described his belief that Parker was insincere in his practice of Asatru, stating, “I didn’t like the way that he dishonored the performance of the religious ceremonies. I didn’t like the way that he disrespected those — those forces that I called God.” (App.28, 34.) In addition, Lenz professed his belief in magic and testified that Parker had cast spells against him. (App.37.)
Rogozinski testified that Lenz had “revealed himself as a true or authentic believer” in Asatru. (App.20.) He described the relationship between Lenz and Parker as being in a state of “long-term conflict.” (Id.) He repeated Lenz’s allegations that Parker “was a despict [sic]; he wasn’t a true Asatru” and that “his followers were ‘lost in the sauce,’ ” meaning “Mr. Parker was leading but his doctrine was off base.” (Id.) Rogozinski also repeated Lenz’s belief that “Mr. Parker’s motives were to gain a following; not to be a true believer. Mr. Lenz considered Mr. Parker’s behavior as dishonorable and untrue to himself.” (App.20-21.) Rogozinski testified that when he asked Lenz whether Parker’s murder was “a result of dishonor,” Lenz had agreed. (App.21.) Rogozinski testified, “I am convinced Mr. Lenz’s actions against Mr. Parker were based solely on a religious conviction.” (App.22.)
The inmates whose testimony Lenz claims should have been offered would have added little new information. Edwin Denette would have testified that in 1996 or 1997 Parker was the leader of the Asatru group and Lenz was a member, that Parker was aggressive, and that there was “a lot of hostility” in the group, though it was primarily between Parker and another inmate, not Lenz. (App.230.) Carl Johnson would have testified that Lenz was quiet and non-violent, while Parker was aggressive, and that Parker wanted to control the Asatru group. (App.231.) He would have testified that while Lenz was “completely devoted to Asatru,” Parker was not “particularly devoted,” and there was tension between the two. (App.231-32.) Johnson would have described Lenz’s “complete[ ] devot[ion]” to Asatru, his seeming preoccupation with “wizards and fairies,” and some strange behavior he had observed in Lenz, including a time that Lenz was talking about a vision no one else could see. (App.231.) Pitts would have testified that Parker took control of the group in 1996, that Lenz was “completely submersed” in his religion, including a belief in curses, and that while Lenz was “easy to get along with,” Parker was “loud and always seemed to get on people’s nerves.” (App.233.)
The Supreme Court of Virginia correctly summarized the inmate testimony as describing “the contrast between petitioner’s immersion in his religion and the victim’s aggressive, bullying, non-religious character, as well as the relationship between petitioner and his victim.”
Lenz III,
Lenz’s final argument as to the inmate testimony is that even if it were duplica-tive, it should have been admitted because it would have bolstered his credibility. To the extent that this raises the new argument that the state court’s determination resulted in a decision that was contrary to or involved an unreasonable application of clearly established federal law, it is rejected. In any event, even if this court were to conclude that counsel should have introduced the inmate testimony, Lenz still would not be entitled to relief because that testimony was not so critical, viewed in the context of the other evidence, to have had any probability of changing the outcome of the jury’s verdict.
See Fisher v. Lee,
4. Claim VI(D) — Evidenoe Regaeding Lenz’s BackgROund.
Lenz claims that trial counsel unreasonably failed to investigate and present relevant evidence regarding his background. Specifically, Lenz alleges that counsel were ineffective for failing to investigate and present testimony from his family members about their family history of alcoholism, drug abuse, and mental illness, and for failing to present evidence from Lenz’s psychiatric and other institutional records.
The Supreme Court of Virginia discussed this claim in its state habeas rehearing- opinion.
Lenz III,
Next, the court addressed Lenz’s allegation that counsel were ineffective for failing to present evidence about Lenz’s “psychiatric institutionalizations, diagnoses, and treatments.”
Id.
The court described in some detail the testimony counsel did present to the jury — that of Lenz’s mother.
10
From this testimony, the jury learned about Lenz’s “unloving and demanding step-father, his natural father’s drinking problem, his suicidal tendencies, his low self-esteem and feelings of worth
The court then considered the evidence counsel did not present, noting that Lenz’s test scores and psychological evaluations contained mixed information. On the one hand, they showed that Lenz was intelligent, but on the other, showed that he was impulsive and destructive, and abused drugs and alcohol. “In light of the information contained in the reports,” the court concluded, “counsel’s decision not to present more detail regarding those reports was not unreasonable. The particulars of those reports would have represented a ‘two[-]edged sword’ that counsel often confront when constructing the strategy most likely to assist rather than harm a client.” Id. at 303. Finally, the court held that Lenz had failed to demonstrate anything that would have had a reasonable probability of changing the result of his sentencing.
Lenz argues that the Supreme Court of Virginia’s decision was contrary to and an unreasonable application of clearly established federal law, and that it was based on an unreasonable determination of the facts in light of the state court record. Upon review of the record and applicable law, I find that the Supreme Court of Virginia’s adjudication was reasonable and deny relief.
First, Lenz argues that the state court decision is both contrary to and an unreasonable application of clearly established federal law set forth in
Strickland v. Washington,
A state court adjudication is considered “contrary to” clearly established federal law if “the state court arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if the state court decides a case differently than [the Supreme] Court has on a set of materially indistinguishable facts,” and it constitutes an “unreasonable application” of clearly established federal law if the court identifies the governing legal principle, but “unreasonably applies that principle to the facts of the prisoner’s case.”
Williams,
Lenz first challenges the Supreme Court of Virginia’s conclusion as to the performance prong of
Strickland.
He argues that the court failed to “inquire whether counsel’s performance fell short of professional standards.” (Pet. at 103.)
Strickland
requires courts evaluating ineffective assistance of counsel claims to measure the performance of the attorney in question against an objective standard of reasonableness, that is, “reasonableness under prevailing professional norms.”
Strickland,
When determinating whether trial counsel were ineffective for failing to investigate and present evidence about Lenz’s family history of alcoholism, drug abuse, and mental illness, the Supreme Court of Virginia found that trial counsel’s efforts
When determining whether counsel were ineffective for failing to present detailed information about Lenz’s institutionalizations, diagnoses, and treatments, the Supreme Court of Virginia again conducted the proper analysis. The court found that, in light of the information contained in the institutional reports and evaluations counsel had obtained, “counsel’s decision not to present more detail regarding those reports was not unreasonable” because the particulars of those reports represented a “two[-]edged sword.”
Id.
at 303 (citing
Barnes v. Thompson,
Lenz next challenges the Supreme Court of Virginia’s conclusion as to the prejudice prong of
Strickland.
He argues that the court incorrectly focused “on the evidence trial counsel
did
present, rather than the evidence counsel failed to present,” and failed “to consider the totality of the evidence.” (Pet. at 103.) When making the prejudice determination, a court must “evaluate the totality of the available mitigation evidence — both that adduced at trial, and the evidence adduced in the ha-beas -proceeding in reweighing it against the evidence in aggravation.”
Williams,
When determinating whether Lenz was prejudiced by counsel’s alleged errors, the Supreme Court of Virginia addressed Lenz’s claims relating to his family history and his institutional records together. The court considered not only what counsel
did
present, but also what information counsel failed to present. As previously explained, the court reviewed Mrs. Lenz’s testimony, which included information about Lenz’s family history and institution-alizations, and it summarized the information contained in the reports that counsel failed to present.
Lenz III,
In addition, Lenz argues that the state court incorrectly “discounted the value of the omitted evidence by finding that some of the unpresented evidence contained harmful rather than helpful information
Finally, Lenz alleges that the state court decision as to this claim was based on two unreasonable determinations of the facts in light of the state court record. First, he challenges the state court’s conclusion that trial counsel had a strategic reason for deciding not to present mitigating evidence about his history of mental illness, noting that trial counsel never suggested such a strategy. Second, he challenges the conclusion that the jury heard most of the unpresented evidence through the testimony of Lenz and his mother, pointing out that extensive additional evidence existed, and that the jurors themselves have acknowledged that they needed to hear more evidence about Lenz’s background.
I must presume the state court’s findings of fact to be correct unless the petitioner makes a clear and convincing showing to the contrary.
Wiggins,
In his next argument, Lenz mischarac-terizes the Supreme Court of Virginia’s findings. Contrary to Lenz’s assertion, the court did not “determine!] that the jury heard the bulk of the unpresented evidence through the testimony of Lenz and his mother.” (Pet. at 104.) The court merely observed, “[Lenz] acknowledges that both petitioner and his mother testified regarding his childhood and insti-tutionalizations.”
Lenz III,
5. Claim VI(E) — Evidence RegaRding Lenz’s Mental Illness.
Lenz claims that trial counsel unreasonably failed to develop relevant evidence regarding his mental illness. Lenz maintains that his social and psychiatric history suggested the need for a competent neuropsychological evaluation and testimony from a mental health professional, and that the testing counsel were able to perform was insufficient.
The Supreme Court of Virginia addressed this claim in its state habeas rehearing opinion.
Lenz III,
[p]etitioner’s argument relies primarily on the affidavit of a clinical neuropsy-chologist who tested petitioner and reviewed his records years after the capital murder trial. At the time of trial, petitioner had never been diagnosed with a mental illness of any type. Petitioner’s psychiatric evaluations had identified psychological problems but never suggested a mental illness or “cognitive dysfunction” amounting to a mental illness.
Id.
Finally, the court concluded, “[cjounsel cannot be considered ineffective for failing to develop a ‘mental illness’ theory to use in mitigation when such a condition had not even been suggested by any expert or individual who had evaluated petitioner.”
Id.
(citing
Poyner v. Murray,
•' Lenz argues that the state court decision was based on an unreasonable determination of the facts in light of the record because, contrary to the state court’s finding, Lenz had been diagnosed with a mental illness. Furthermore, Lenz argues that the court’s finding contradicted its own previous observation that Lenz had “specific diagnoses and treatments” at various psychiatric institutions, and had been diagnosed with depression. Upon review of the record and applicable law, I find that the Supreme Court of Virginia’s adjudication was reasonable and deny relief.
I must presume the state court’s findings of fact to be correct unless the petitioner makes a clear and convincing showing to the contrary.
Wiggins,
The record does contain a report from Lenz’s juvenile probation officer stating that the Commonwealth Psychiatric Center had diagnosed him with depression and the onset of schizophrenia nearly twenty years before the capital trial.
11
(App.256.)
This evidence is not sufficient to warrant my departure from the presumption that the state court’s findings are correct. The state court recognized that Lenz had suffered from some “psychological problems,” but determined that those “problems” had not resulted in the diagnosis of a “mental illness.”
See Lenz III,
Even if I were to agree with Lenz and find that the state court incorrectly stated that he had
“never
been diagnosed with a mental illness,”
Lenz III,
I must also reject Lenz’s argument that the state court’s previous findings contradict its conclusion that Lenz had never been diagnosed with a mental illness. The state court’s mention of “diagnoses and treatments” was a summary of Lenz’s own argument, not a finding that Lenz had been diagnosed with a mental illness. The court stated, “[pjetitioner complains that this evidence is inadequate because it does not recite the specific diagnoses and treatments he underwent in the various institutions.”
Lenz III,
6. Claim VI(F) — FailuRE to Obtain Independent ExpeRT Assistanoe.
Lenz claims that trial counsel were ineffective for failing to advise the trial court that Lenz required the services of an expert on the operation and classification of inmates in the Commonwealth of Virginia, after counsel decided two weeks prior to trial that such an expert was necessary. Lenz maintains that James E. Aiken, a long-time employee of the Virginia Department of Corrections (‘VDOC”), could have informed the jury about what would happen to Lenz in the prison system if he were sentenced to life in prison.
Lenz requested Aiken’s appointment, but the trial court denied the motion “saying that the services of the expert were ‘expensive’ and that the information petitioner sought was available from persons who were in Virginia and who could ‘tell you better how it’s done.’ ”
Lenz III,
The Supreme Court of Virginia first addressed this issue on direct appeal.
13
Lenz I,
the circuit court did not abuse its discretion in denying the defendant’s request for the appointment of an expert ... on the subject of “prison life.” The ... denial did not result in a fundamentally unfair trial, and we note that the defendant, who adduced testimony from witnesses who testified on the subject of “prison life,” suffered no prejudice.
Id.
In his state habeas appeal, Lenz first phrased his claim as one of ineffective assistance of counsel. He claimed that trial counsel were ineffective for failing to argue that Aiken was needed on an additional ground — to rebut evidence of Lenz’s future dangerousness. The Supreme Court of Virginia addressed this claim in its state habeas rehearing opinion, holding “[w]e reject this claim. Trial counsel appealed the denial of petitioner’s motion for the appointment of the expert at issue on direct appeal. This Court resolved the issues, holding that
Ake
did not require the trial court to appoint the expert.”
Lenz III,
To the extent petitioner is complaining that counsel’s ineffectiveness is based on their failure to make the argument that the expert would be testifying not only to prison classifications and operationbut also opining on petitioner’s future dangerousness in the context of a prison setting, we also reject the claim. We have held that Code [section] 19.2-264.2 does not limit the consideration of whether the defendant would pos.e a continuing threat to society to a ‘prison society’ because a defendant would be sentenced to life imprisonment without parole. Lovitt v. Commonwealth, 260 Va.497, 537 S.E.2d 866 , 879 (2000). While Lovitt was decided one month after petitioner’s sentencing proceeding, we cannot conclude that counsel was ineffective for failing to advance an argument that we have subsequently rejected.
Lenz III,
Lenz now argues that the state court adjudication was contrary to and an unreasonable application of Ake v. Oklahoma because the state court failed to distinguish between “independent” and “neutral” experts, and because the state court incorrectly relied on Lovitt, a case decided after Lenz’s trial, to determine the reasonableness of counsel’s conduct at trial. Upon review of the record and applicable law, I find that the Supreme Court of Virginia’s adjudication was reasonable and deny relief.
A state court adjudication is considered “contrary to” clearly established federal law if “the state court arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if the state court decides a case differently than [the Supreme] Court has on a set of materially indistinguishable facts,” and it constitutes an “unreasonable application” of clearly established federal law if the court identifies the governing legal principle, but “unreasonably applies that principle to the facts of the prisoner’s case.”
Williams,
Lenz first challenges the Supreme Court of Virginia’s application of
Ake
by arguing that he was denied his right “to an
independent
expert who can
oppose
the [S]tate’s evidence,” and was instead given “an expert who is ‘neutral’ or simultaneously assisting the prosecution.” (Pet. at 109 (citing
Ake,
Lenz also argues that the Supreme Court of Virginia’s adjudication was contrary to
Ake
because the court relied on
Lovitt,
a case decided after Lenz’s trial, to determine the reasonableness of counsel’s conduct at trial. In
Lovitt,
the court rejected the argument that the only society relevant to future, dangerousness is prison society.
Lovitt,
Had Aiken testified, he would have expressed his opinion that Lenz’s violence toward Parker was not a precursor for similar events in the future. (App.358, 361-62.) He would have explained why one VDOC official’s statement that there is
Contrary to Lenz’s contention, this testimony from Aiken would not have justified his appointment under
Ake,
as the Supreme Court of Virginia has applied that decision to non-psychiatric experts. Lenz would have had to show a particularized need for Aiken’s services, and that prejudice would result from the lack of Aiken’s assistance.
See Husske,
Furthermore, the fact that
Lovitt
was not decided until after Lenz’s sentencing does not justify a departure from the Supreme Court of Virginia’s determination.
Lovitt
was the first case from the Supreme Court of Virginia to expressly state that prison is not the only society relevant to the future dangerousness determination when a defendant is ineligible for parole. However,
Lovitt
made no change in the law; this principle was already apparent.
See Lovitt,
Finally, any error on counsel’s part does not create a “reasonable probability” that the result of the proceeding would have been different, as is required of any ineffective assistance of counsel claim. The jury heard about the conditions Lenz would encounter in a supermax prison from the two VDOC witnesses, who also testified that Lenz “had never given them any problems while he was under their supervision.”
Lenz I,
7. Claim VI(G) — CUMULATIVE PREJUDICE.
Lenz claims that counsel’s failures individually and cumulatively prejudiced him. The Supreme Court of Virginia addressed this claim in its state habeas rehearing opinion.
Lenz III,
Finally,-the Supreme Court of Virginia’s determination that a series of reasonable actions by Lenz’s counsel could not cumulatively prejudice him was proper. Simply put, there was nothing to cumulate in Lenz’s case. This principle has been repeated several times since
Williams. See Russell,
F. Claim VII — Counsel’s Failures ON Direct Appeal.
Lenz claims that his rights under the Eight and Fourteenth Amendments were violated by appellate counsel’s failure to raise meritorious issues on direct appeal. Lenz further claims that these failures necessitate a finding of prejudice and a resulting finding of ineffective assistance of counsel under Strickland. Specifically, Lenz alleges that trial counsel were ineffective for failing to ask the Supreme Court of Virginia to conduct a statutory arbitrariness review of the verdict forms used at his trial, and for failing to assert that the Supreme Court of Virginia’s proportionality review was flawed. 14
Lenz raised neither of these arguments before the state court; therefore, his claim could be treated as having been procedurally defaulted.
See Roach v. Angelone,
First, Lenz argues that his appellate counsel were ineffective for failing to ask the Supreme Court of Virginia to overturn his sentence on direct appeal as part of an arbitrariness review. He contends that the verdict forms were so “improper and confusing” that they led to arbitrary imposition of the death penalty, which the court had a duty to set aside. In support of this argument, Lenz cites
Atkins v. Commonwealth,
When reviewing a sentence for arbitrariness, the Supreme Court of Virginia ascertains whether the errors alleged “created an atmosphere of passion and prejudice that influenced the jury’s sentencing decision” or otherwise improperly influenced the jury in favor of imposing the death penalty.
See Elliott v. Commonwealth,
In Lenz’s case, the Supreme Court of Virginia observed,
the defendant does not contend that the sentence of death imposed upon him was the influence of passion, prejudice, or other arbitrary factor. Nonetheless, we have reviewed the record, and we find no evidence that any such factor was present or influenced either the jury’s or the circuit court’s sentencing decision.
Lenz I,
Lenz has not shown that the Supreme Court of Virginia failed to consider the verdict form issue in its review of the death sentence; the court conducted “a review of the record.”
Id.
The court specifically mentioned the verdict form issue in its opinion, asking the parties to further brief it.
Id.
at 311. Nevertheless, the court’s examination revealed no evidence that any arbitrary factor was present or influenced the sentencing decision. The verdict forms used in the sentencing phase of Lenz’s trial were “almost identical” to the language then required by statute and which, at that time, had not yet been invalidated by the Supreme Court of Virginia.
See Lenz II,
I cannot say that counsel’s omission was objectively unreasonable in light of all the circumstances.
See Strickland,
Next, Lenz argues that appellate counsel were ineffective for failing to argue that the Supreme Court of Virginia improperly conducted its proportionality review. Specifically, he alleges that the court’s proportionality review did not “contrast the death sentence imposed in this case with sentences that have been imposed across the Commonwealth (1) for similar crimes (i.e. murder of an inmate) and (2) against similar defendants.” (Pet. at 119.)
Proportionality review is entirely a creature of state statute; it is not required by either the Constitutions of Virginia or the United States.
Roach,
To complete its proportionality review in this case, the Supreme Court of Virginia
examined records in all capital murder cases previously reviewed by this Court when, as here, the death penalty was imposed based upon Code [section] 18.2-31(3), the capital murder of an inmate while the defendant was confined in a state or local correctional facility. Additionally, we have examined the records in all capital murder cases previously reviewed by this Court when the sentence of death was based upon aggravated battery, vileness, and future dangerousness and the victim died as a result of multiple stabbings.
Lenz I,
Given that the proportionality review is entirely a creature of state statute, and given that Lenz has failed to show that the Supreme Court of Virginia erred in its proportionality review, I find that counsel was not unreasonable for failing to raise this argument, as it would have been a weak argument at best. Additionally, Lenz was not prejudiced by counsel’s failure to raise the argument, as it most likely would have been decided against him. Having failed to demonstrate either unreasonable performance or prejudice, as required by Strickland, Lenz’s claim as to this issue is rejected.
Having reviewed the record and applicable law, I find Lenz’s claim to be without merit and deny relief.
G. Claim VIII — Constitutionality of the Death Penalty in Virginia.
Lenz claims that the death penalty scheme in Virginia is unconstitutional under the Eight and Fourteenth Amendments because it is “random, arbitrary, and freakish.” Lenz cites geographic disparity in the prosecution of capital offenses, the role race plays in imposition of the death penalty, the disproportionate number of lower-income defendants sentenced to death, and the low rate of reversals as evidence that Virginia imposes the death penalty in a random and arbitrary manner.
The Supreme Court of Virginia first considered Lenz’s claim on direct appeal, resolving it with a cite to
Mickens v. Commonwealth, 252
Va. 315,
Lenz first argues that this court should review his claim de novo. He contends that the Supreme Court of Virginia “set aside” its determination of this claim when it vacated its initial habeas opinion and, because the court did not consider the claim again in its rehearing opinion, there is no state court adjudication in effect. As I did in Claim V, I reject this argument because the state court intended its rehearing opinion to supplement, not vacate, its prior holding.
Alternatively, Lenz argues that this court should review his claim de novo because the claim resolved by the state court on direct appeal was not, in fact, the same as the claim he now asserts in his habeas petition.
[T]he direct appeal claim did not allege that Virginia’s death penalty was unconstitutional based on a series of recently-issued studies ... [because] none of these studies had been conducted and/or reported at the time of Lenz’s trial. Thus, the claim Lenz raised in state habeas proceedings was a new one based on new facts. The state court did not adjudicate this claim, thus there is no state court decision for this Court to scrutinize.
(Pet. at 125-26.)
The respondent asserts that Lenz is not entitled to de novo review for two reasons: (1) to the extent that his state habeas claim was different from that presented on direct appeal, the Supreme Court of Virginia properly rejected it as having been
Assuming that his claim was procedurally defaulted, Lenz would have to demonstrate cause and prejudice before this court could review that claim. To show cause, a petitioner must demonstrate that “objective factors” external to his defense impeded him from raising his claim at an earlier stage.
Murray v. Carrier,
A petitioner cannot establish cause when the facts underlying his claim were in existence and were available upon a reasonably diligent search.
Rose v. Lee,
Furthermore, even if Lenz could show cause for his default, he would not be able to demonstrate prejudice, which requires a showing that the alleged constitutional violation worked to his actual and substantial disadvantage, infecting his entire trial with error of constitutional magnitude.
See Murray,
In the alternative, assuming that Lenz’s claim was not proeedurally defaulted, but was adjudicated on the merits, he would have to show that the state court’s adjudication “resulted in a decision that was contrary to or involved an unreasonable application of clearly established Federal law as determined by the Supreme Court of the United States.” 28 U.S.C.A. § 2254(d)(1). For the same reasons Lenz could not establish prejudice from any default, he cannot make this showing.
Having reviewed the record and applicable law, I find that Lenz has failed to demonstrate cause and prejudice for any procedural default of this claim and, alternatively, that the Supreme Court of Virginia’s adjudication of this claim was reasonable. Therefore, I deny relief.
V. ConClusion.
For all of the reasons stated above, the respondent’s Motion to Dismiss the Petition for a Writ of Habeas Corpus must be granted.
Notes
. Lenz's state habeas petition asserts that
I. Lenz was deprived of his rights to counsel and to be present at all critical stages of the proceedings, due process of law and a fair and reliable sentencing determination when the bailiff provided ex parte responses to juror questions regarding the sentencing instructions;
II. Lenz was denied his rights under the Sixth, Eighth, and Fourteenth Amendments where jurors read from and relied upon passages in the Bible in determining whether to sentence Lenz to life or death;
III. Trial counsel’s failure to object to the Department of Corrections’ unilateral decision to place a stun belt on Lenz throughout his trial, without any showing of need, denied Lenz his rights to be tried without restraint, to effective assistance of counsel, and to a fair trial;
IV. Lenz’s counsel were ineffective for failing to object to verdict forms which did not comport with the trial court’s instructions, Virginia law and federal constitutional requirements;
V. Lenz was denied his right to counsel at a critical stage of the proceedings due to the trial court's refusal to order that Lenz be transported to a location where he could have reasonable access to his attorneys until a week before hiscapital trial commenced, and due to the conditions under which the Commonwealth forced trial counsel to consult with Lenz during the months prior to his trial;
VI. Counsel unreasonably failed to effectively voir dire prospective jurors and investigate and discover juror misconduct;
VII. Counsel rendered ineffective assistance during the sentencing phase;
VIII. Counsel were ineffective for failing to object to jury instructions that incorrectly permitted the jury to convict Lenz of capital murder even if they did not find that the Commonwealth had proved beyond a reasonable doubt that Lenz was not the actual perpetrator of the victim's death;
IX. Lenz was denied effective assistance of counsel on direct appeal because counsel failed to preserve, raise and cogently argue meritorious issues; [and]
X. The death penalty in Virginia is unconstitutional.
(App. 166-209 (capitalization altered).)
. Lenz has also filed a Motion for Discovery, in which he seeks an order requiring inspection and copying of the files of the state prosecutor and the prison authorities relating to the murder of Brent Parker. Lenz alleges that these files were made available to his trial counsel and believes that they should also be made available to his habeas counsel. A similar motion was filed in Lenz's state habeas proceeding, but was denied. Lenz has no indication that there is anything in the files not already known to him or his habeas counsel, but wants to make sure that his trial counsel did not overlook something. A habe-as petitioner is not entitled to discovery unless he or she demonstrates good cause why discovery should be allowed. Rule 6(a), Rules Governing § 2254 Cases. “Good cause is shown if the petitioner makes a specific allegation that shows reason to believe that the petitioner may be able to demonstrate that he is entitled to relief.”
Quesinberry v. Taylor,
. Lenz points out that in Claim V of his state habeas petition, he twice cited Strickland v. Washington and "alleged that '[t]he restrictions imposed by the [SJtate ... prevented Lenz from receiving the effective assistance of counsel,’ ” and that " 'counsels' access to Lenz prior to his trial was so impeded that they were rendered unable to conduct the minimally competent investigation and consultation required by the Sixth Amendment.” (Pet. at 79 (quoting App. 186).) Lenz states that he also informed the Supreme Court of Virginia by reply brief that he " ‘may raise a claim of ineffective .assistance of counsel for the first time in habeas’ and that 'by housing him in a remote location, the [SJtate deprived [Lenz] of the effective assistance of .counsel.’ ” Id. (quoting App. 394). Finally, Lenz alleged in his state habeas petition that the Supreme Court of Virginia should have presumed Strickland prejudice because his counsel were "functionally absent.” Id. (citing App. 185).
. The state hearing judge explained that
all of these Affidavits were taken close to a year and a half after the incident or incidents in questions. None of the Affiants had the benefit of a transcript, and all of the jurors ... had some difficulty in recalling precisely what had taken place. Further, some of these Affidavits ... were not very specific, and there is no reason for this Court to believe that the jurors, at least, fully appreciated what they were being asked to sign. There are other obvious problems with some of these Affidavits. [Juror] Durrette testified with respect to [Lenz’s counsel], ‘You-all was becoming a litde ... whatever ... annoying, and I just wanted to get rid of it.’ Another juror ... testified, again with respect to [Lenz’s counsel], 'But I felt like in the first one, I was coerced.' When asked to explain, she said ‘Probably just by prodding, and I felt like words were being put in my mouth.' A lawyer[J ... Lenz's trial co-counsel, testified that a portion of an Affidavit he signed was based upon a newspaper article, 'rumor' and information provided by [Lenz's counsel].
(App. 713 (internal citations omitted).)
. Lenz's challenged form stated, "We, the Jury, on the issue joined, having found the defendant guilty of Capital Murder, as
. Lenz argues that the failure to object to the verdict form was a "structural error” for which no prejudice under Strickland need be shown. The Warden contends that such an argument was not made in the state habeas proceeding. Regardless, the Supreme Court of Virginia reasonably held that the failure of counsel to object was not under the circumstances unreasonable.
. Those factors are:
(1) the merits of the factual dispute were not resolved in the state hearing; (2) the state factual determination is not fairly supported by the record as a whole; (3) the fact-finding procedure employed by the state court was not adequate to afford a full and fair hearing; (4) there is a substantial allegation of newly discovered evidence; (5) the material facts were not adequately developed at the state-court hearing; or (6) for any reason it appears that the state trier of fact did not afford the habeas applicant a full and fair fact hearing.
Walker v. True,
. Trial counsel asked, “he cannot testify about what he knew about Parker when he attacked him?” (App.29.) The state trial judge answered,
That isn't ... what I said ... You asked me about his conviction. That’s what you asked this man about.... You ... put something in there first that's gonna ... bring in even a hint of self defense in this case, or something like that. And then we can talk about whether you’re gonna get into the evidence Mr. Parker’s reputation for a turbulent disposition.
(App.30-31.)
. Virginia's capital punishment statute requires the jury to make a two-stage determination:
The jury first decides whether the prosecutor has established one or both of the statutory aggravating factors. Va.Code Ann. §§ 19.2-264.4(C)-(D) ([Michie] 1995). If the jury finds neither aggravator satisfied, it must impose a sentence of life imprisonment. Id. If the jury find one or both of the aggravators established, however, it has full discretion to impose either a death sentence or a sentence of life imprisonment. Id.
Tuggle v. Netherland,
. Lenz’s mother testified about her divorce from Lenz’s biological father and remarriage to Bill Lenz, an "intense” and "strict” father. She also described how the family moved a number of times as Bill Lenz, a Navy pilot, was given new station assignments. In the fourth grade, Lenz was sent to a special day school because he had trouble controlling his anger, but he attended public school again the next year. At fourteen, Lenz was admitted to a psychiatric treatment center because he had threatened to kill himself after taking a neighbor's car without permission. A few months after his release, he was again admitted to a psychiatric hospital after burglarizing a home and stealing some jewelry. Lenz's family participated in his counseling at each of these institutions. Lenz eventually earned his general equivalency degree and he enrolled in college, but dropped out after being sent to jail.
Lenz III,
. An August 15, 1979, probation report from Juvenile and Domestic Relations Court in Ma-nassas, Virginia described the Commonwealth Psychiatric Center’s diagnoses of "severe depressive neurosis with suicidal ideation,” and "Incipient Schizophenia [sic].” (App.256.) A 1978 psychological evaluation from Dominion
. Dr. Gelbort concluded,
[o]verall Mr. Lenz shows indication of longstanding neuropsychological impairments. His deficits take the form of suppressed language mediated reasoning and problem solving skills, as well as variable or sporadic performance on all forms (verbal and visual) of information processing. These deficits were present at the time of trial and could have been found with a full or comprehensive evaluation which was warranted and could have been performed.
(App. 350 ¶ E.)
. On direct appeal, Lenz’s argument was slightly different: that the due process and equal protection clauses of the Fourteenth Amendment entitled him to Aiken’s expert assistance.
Lenz I,
. Although Lenz alleges in his petition that counsel were ineffective for failing to raise these issues before "this Court,” I will assume that phrasing was a mistake and Lenz meant "the Supreme Court of Virginia.” (See Pet. at 119.)
. The issue of procedural default is generally an affirmative defense that the respondent must raise and preserve, and the respondent has not done so in this case.
See id.
(citing
Yeatts v. Angelone,
. The JLARC report was the product of a year-long study commissioned by the Virginia General Assembly. Joint Legislative Audit and Review Commission of the Virginia General Assembly, Review of Virginia’s System of Capital Punishment (2000), available at http:// jlarc.state. va.us/reports/rpt 274.pdf. The purpose of the study was to examine capital punishment in Virginia, paying particular attention to "two key aspects of capital punishment ...: the use of prosecutorial discretion by Commonwealth Attorneys in the application of the State's death penalty statutes; and the fairness of the judicial review process for persons who have been sentenced to die.” Id, at Preface.
