Lead Opinion
Defendant Donal Campbell (“Campbell”) appeals from the district court’s June 14, 1989, order denying summary judgment on the basis of qualified immunity in this action alleging violations of 42 U.S.C. § 1983, the fourth amendment and the fourteenth amendment. For the reasons set forth below, we AFFIRM the district court’s order.
I.
A.
In 1982, the Tennessee Department of Corrections (the “Department”) established guidelines governing the search of visitors to penal institutions (the “guidelines”). The Department’s search policy required any official authorizing a visual body cavity search
Plaintiff Lenora Daugherty (“Daugherty”) makes the following allegations in her pleadings.
After the visual body cavity search, the security officers reinstated their request to search the vehicle before permitting Daugherty to proceed with her visit. Daugherty obtained entry of the vehicle by breaking the driver’s side window. The security officers conducted a search of the vehicle which failed to produce contraband.
Next, Daugherty was instructed that permission to visit her husband was conditioned upon obtaining her signature on a standardized form indicating that she had consented to the vehicle and visual body cavity searches before they were conducted. Daugherty complied with this requirement.
B.
On June 8, 1988, Daugherty filed suit against Campbell and several other prison officials. With respect to Campbell, Daugherty’s complaint alleged that he ordered a visual body cavity search of her without first finding probable cause or reasonable suspicion that she possessed contraband. Daugherty claimed that Campbell’s actions violated her rights under 42 U.S.C. § 1983 and the fourth and fourteenth amendments of the United States Constitution. On October 28, 1988, Campbell filed a motion for judgment on the pleadings and a stay of discovery. In its November 29,1988, order, the district court referred all pretrial matters to a magistrate pursuant to 28 U.S.C. § 636(b)(1)(A) and (B). In considering Campbell’s motion, the magistrate reviewed the guidelines governing the search of visitors to penal institutions. These guidelines constitute evidence outside the pleadings, therefore, the defendant’s motion was treated as a motion for summary judgment. After finding that, as a prison visitor, Daugherty had a clearly established fourth amendment right to be free of any search of her person
The district court adopted the magistrate’s report and recommendation on June 15, 1989 and denied Campbell qualified immunity with respect to the strip search issue. On July 14, 1989, Campbell filed a timely notice of appeal.
II.
Although Campbell’s appeal is interlocutory, we derive our jurisdiction to review the district court’s order from 28 U.S.C. § 1291 which conveys appellate jurisdiction over appeals from “final decisions.” “[A] district court’s denial of a claim of qualified immunity, to the extent that it turns on an issue of law, is an appealable ‘final decision’ within the meaning of 28 U.S.C. § 1291 notwithstanding the absence of a final judgment.” Mitchell v. Forsyth,
Whether qualified immunity is applicable to an official’s actions is a question of law. See id. at 530,
In Harlow v. Fitzgerald,
Harlow v. Fitzgerald rejected the inquiry into state of mind in favor of a wholly objective standard.... Whether an official may prevail in his qualified immunity defense depends upon the “objective reasonableness of [his] conduct as measured by reference to clearly established law.” No other “circumstances” are relevant to the issue of qualified immunity.
Id. at 191,
In determining whether the law was clearly established at the time of the official’s action, the Anderson Court advises:
The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right. This is not to say that an official action is protected by qualified immunity unless the very action in question has previously been held unlawful (citation omitted), but it is to say that in the light of pre-existing law the unlawfulness must be apparent.
Anderson,
[I]n the ordinary instance, to find a clearly established constitutional right, a district court must find binding precedent by the Supreme Court, its court of appeals or itself. In an extraordinary case, it may be possible for the decision of other courts to provide such “clearly established law,” these decisions must both point unmistakably to the unconstitutionality of the conduct complained of and be so clearly foreshadowed by applicable direct authority as to leave no doubt in the mind of a reasonable officer that his conduct, if challenged on constitutional grounds, would be found wanting.
Id. at 1177. Seiter found that the law was not clearly established regarding the relevant right. An examination of Seiter aids in clarifying the “contextual similarity required for the finding of a clearly established right.” Seiter,
Setter involved a challenge to Ohio prison officials’ practice of conducting strip and body cavity searches on prison employees. The Ohio prison officials claimed that they were entitled to qualified immunity because the fourth amendment right to be free of these searches was not clearly established at the time of the officials’ actions. The district court denied the officials’ claim of qualified immunity based on Katz v. United States,
Bearing the aforementioned principles in mind, we conclude that the district court properly denied Campbell’s claim of qualified immunity because in January 1988 the search of prison visitors without at least reasonable suspicion violated clearly established law. In Long v. Jones,
The wardens filed a motion to dismiss on the basis of qualified immunity. They claimed that they had a reasonable suspicion that the plaintiffs were smuggling contraband. They maintained that they did not violate clearly established law by conducting the search of the visitors based on their suspicion. The district court denied the motion to dismiss based on qualified immunity.
The Long court reversed the district court’s denial of qualified immunity on the fourth amendment issue finding that “searches of prison visitors during 1984 and 1985 without at least a reasonable suspicion violated clearly established law, because a reasonable officer should have known that such searches would be found unconstitutional.” Long, at 1116 (emphasis added). The Long plaintiffs, however, alleged only that the wardens lacked probable cause for their searches, not that the wardens lacked reasonable suspicion. Id. The plaintiffs, therefore, failed to plead a cause of action under the fourth amendment that could obfuscate the wardens’ claim of qualified immunity because the asserted right of prison visitors to be free from strip and body cavity searches without probable cause was not clearly established under the fourth amendment.
The plaintiffs in Long invoked the higher probable cause standard. In the instant case, however, Daugherty’s claimed violation is based on Campbell’s authorization of a visual body cavity search without first finding either reasonable suspicion or probable cause that she was concealing contraband. Long, in dicta, supports the district court’s denial of Campbell’s qualified immunity claim; we, therefore, add to the admittedly sparse ease law in this Circuit regarding the extent of protection the fourth amendment affords prison visitors. In doing so, we look to the case law from other circuits which clearly establishes the right of prison visitors to be free from the embarrassment and humiliation of a visual body cavity search unless the prison official first finds a reasonable suspicion that contraband is being concealed.
Hunter v. Auger,
The First Circuit, in Blackburn v. Snow,
The Blackburn court further denied the prison official qualified immunity stating, “[i]t can hardly be debated that Blackburn had, in 1977, a ‘clearly established’ Fourth Amendment right to be free from unreasonable searches. No court had intimated then, as no court has intimated today, that citizens who visit a penal institution forfeit the protections presumptively accorded them by the Bill of Rights.” Id. at 569.
Thorne v. Jones,
In weighing the legitimate penological security interest against the privacy interest of prison visitors, the Thorne court adopted the Hunter reasonable suspicion standard. The Fifth Circuit concluded that the reasonableness of a visitor search must be determined in the context of all of the facts and circumstances. Id. at 1276. Reasonable suspicion must attach to the person being searched. Reasonable suspicion is not readily transferred solely through association with others with whom reasonable suspicion has attached. Id. at 1277. Since there were no objective facts pointing to the plaintiff as the source of the narcotics being smuggled, the search was violative of the fourth amendment.
The Thorne court, nevertheless, granted the prison officials qualified immunity because at the time of the search, the law regarding the fourth amendment rights of prison visitors was not clearly established. When the search was conducted, only one district court had ruled on this issue. See Black v. Amico,
We find Thorne’s ruling on the qualified immunity issue distinguishable from our case. At the time of the search in Thorne,
We hold that the case law clearly established the contours of the prison visitor's right to be free from a visual body cavity search in the absence of reasonable suspicion that he or she is carrying contraband. The Supreme Court, in Anderson, indicated that our denial of qualified immunity need not be based upon a previous holding that the very action in question — a visual body cavity search of a prison visitor without a prior finding of reasonable suspicion — is unlawful. Anderson,
III.
For the foregoing reasons, we AFFIRM the June 14, 1989, order of the Honorable John T. Nixon, United States District Judge for the Eastern District of Tennessee.
Notes
. The term "strip search” generally refers to an inspection of a naked individual without scrutinizing the subject’s body cavities. The term "visual body cavity search" refers to a visual inspection of a naked individual that includes the anal and genital areas. The term "manual body cavity search" refers to an inspection of a naked individual with some degree of touching or probing the body cavities. See Blackburn v. Snow,
. Section IV.B. of the Department’s guidelines provides in pertinent part:
IV. Policy:
B. Strip, visual body cavity, and/or manual body cavity searches of the persons of*782 visitors and employees may only be conducted when they are specifically authorized as per the requirements of this policy regarding a particular person and shall only be authorized when there is probable cause to believe the person is concealing contraband. (Emphasis added).
Section V.A.5. of the Department's guidelines provides in pertinent part:
V. Procedures:
A. Searching Visitors:
5. In determining probable cause to the extent which warrants that a strip search, visual body cavity search, or a manual body cavity search be performed, the following factors should be first determined:
a. Source of information:
1.Received from outside Law Enforcement Agency.
2. Received from other Correctional Institutions.
3. Turney Center Staff.
4. Informant information, whether it be from free world informants or inmates informants, should be evaluated for credibility, utilizing the following criteria:
a. Credibility — Has informant’s previous information been reliable? If so, how often?
b. Motive — What is informant attempting to gain by divulging information?
Appellee’s Brief at Addendum B.
. For the limited purpose of reviewing the district court's denial of the motion for summary judgment, we will state the facts as alleged by plaintiff, the nonmoving party.
. The Long court, however, found that the inmate plaintiffs had pled a cause of action under the fourteenth amendment. The court reasoned that the mandatory language of the prison regulations created liberty entitlements for the inmates. Long, at 1116. Since the liberty interest was clearly established, the prison officials were required to meet the fundamental requirements of due process before violating that interest. Id. at 1116-17.
. In 1985, the Eighth Circuit reiterated that reasonable suspicion governed strip searches of prison visitors. Smothers v. Gibson,
The Smothers court found that the facts and circumstances giving rise to the search did not meet the reasonable suspicion standard because the record did not contain any information regarding the nature of the tip, the reliability of the informant, or the degree of corroboration. The court, therefore, rejected the prison officials’ claim that they were entitled to qualified immunity because the reasonable suspicion standard was not clearly established in December 1981 or January 1982 when the search occurred.
. In addition, case law involving the strip searches of individuals other than prison visitors has generally followed Hunter’s mandate. See Sec. & Law Enforcement Employees, Dist. Council 82 v. Carey,
. We reach this holding without relying on Campbell’s approval of the Department's guidelines requiring a prior finding of a higher standard — probable cause — before conducting a strip search, visual body cavity search or manual body cavity search on a prison visitor. We, nevertheless, acknowledge the case law supporting the use of regulations as a basis for clearly established law. Spruytte v. Walters,
Dissenting Opinion
dissenting.
This is a close case, but I would resolve it in favor of Warden Campbell. To do otherwise, it seems to me, is to attribute greater legal acumen to Hickman County, Tennessee, officialdom than is realistic.
The question we are required to decide is whether in January of 1988 the proposition that the United States Constitution requires a finding of reasonable suspicion before prison visits can be conditioned on the visitors’ agreeing to visual body cavity searches was a proposition so clearly established that any reasonable prison warden within the Sixth Circuit must have presumed to have known of it.
The proposition had never been endorsed by the United States Supreme Court. It had never been endorsed by our Sixth Circuit Court of Appeals. It had never been endorsed by the United States District Court for the Middle District of Tennessee, the district that includes the county (Hickman) where Warden Campbell’s prison facility is located. And, as far as I am aware, the proposition had never been en
The proposition had, however, been endorsed in recent years by federal courts of appeals sitting in St. Louis, Boston and New Orleans. In two of these cases the courts refused to allow the defendant prison officials to be subjected to any significant monetary liability,
I have little doubt that most legal scholars, if asked in January of 1988 to predict whether the Sixth Circuit would take the same view, would have answered in the affirmative.
“[I]f we are to measure official action against an objective standard, it must be a standard which speaks to what a reasonable officer should or should not know about the law he is enforcing and the methodology of effecting its enforcement. Certainly we cannot expect our police officers to carry surveying equipment and a Decennial Digest on patrol; they cannot be held to a title-searcher’s knowledge of metes and bounds or a legal scholar’s expertise in constitutional law.” (Emphasis supplied.)
The relevant question in these qualified immunity cases is not whether a reasonable circuit judge (Bailey Aldrich, e.g.) or law professor could have believed the challenged conduct to be lawful; the question is whether a reasonable official in the position of the defendant could have believed it lawful. See Anderson v. Creighton,
In Bell v. Wolfish,
“sustained against a Fourth Amendment challenge the practice of conducting routine body cavity searches following contact visits, even though there had been only one reported attempt to smuggle contraband into the facility in a body cavity.441 U.S. at 558-560 [99 S.Ct. at 1884-1885 ]. The purpose of the cavity searches in Wolfish was to discover and deter smuggling of weapons and contraband, which was found to be a by-product of contact visits. Given the security demands and the need to protect not only other inmates but also the facility’s personnel, we did not regard full body cavity searches [without particularized suspicion] as excessive.” (Emphasis supplied.)
Wolfish reminds us that “[t]he test of reasonableness under the Fourth Amendment is not capable of precise definition or mechanical application. In each case it requires a balancing of the need for the particular search against the invasion of personal rights that the search entails.”
If Warden Campbell did not, in fact, have reasonable grounds to suspect the plaintiff of trying to conceal narcotics on her person — and it remains to be seen, of course, whether he actually had such grounds or whether probable cause for the search actually existed — the warden obviously made a mistake in ordering that the plaintiff be subjected to a body cavity search. It would have been a mistake regardless of any constitutional considerations, because the applicable regulations permitted such searches only in cases of probable cause. But a mistake in applying the regulations is not ipso facto a violation of the Constitution — and absent a definitive pronouncement on the constitutional question by the Supreme Court or the Sixth Circuit, I am not satisfied that the warden’s mistake should subject him to personal liability for damages. “In an extraordinary case,” Seiter teaches, it may be possible for the decisions of other courts to provide the clearly established law that is necessary to overcome the defense of qualified immunity.
. In Hunter v. Auger,
. Dicta in Long v. Norris,
