ORDER
In the next few months, summer will slowly approach in Wisconsin and, with it, prime swimming season. Swimming is one of the most popular activities in the Badger State with its countless places for recreational swimming, including Lake Michigan, Wisconsin’s 15,000 inland lakes, the state’s 44,000 miles of rivers, and even artificial public and private pools. However, for those who opt for the latter location in which to dip their toes in the hot summer months, besides a rainy or unseasonably cold day, one of the most formidable enemies of a successful swim is green algae, a greenish growth that can appear on the floors and walls of a swimming pool or can suspend on the top of the pool, making the water unsuitable for swimming. To ensure a proliferation of algae does not further the “summertime blues,” swimming pool owners use “shock,” a chemical that is a granular form of highly concentrated chlorine 1 that elevates the chlorine level in pool water, making the water unlivable for algae, helping combat the green pest.
Like other swimming pool owners, the plaintiff, Traci L. Lemmermann (“Lemmermann”), a resident of Belgium, Wisconsin, was faced with a pool filled with algae and opted to use “shock” to treat her pool. Lemmermann claims that on June 11, 2005, upon mixing “HTH Sock It Vinyl Pool Shock” (“Sock It”), a “shock” produced by one of the defendants, Arch Chemicals Inc. (“Arch Chemicals”), with a gallon of water, the solution exploded, causing her respiratory injuries. The defendants dispute that the product exploded upon contact with water and contend that, even assuming the product did explode when exposed to water, the explosion did not cause Mrs. Lemmermann’s injuries. Ultimately, the defendants argue that the plaintiff is unable to proffer “competent, admissible expert opinion evidence” to support her claim (Defs Mot. ¶ 5), and, accordingly, the court should award summary judgment pursuant to Fed.R.Civ.P. 56 in favor of the defendants on all counts. (Docket # 16). With the benefit of the parties’ briefs on the motion for summary judgment and the various motions to exclude expert testimony (Docket # 20, # 22, # 35), the court is prepared to address the motions. The court will begin by briefly discussing the factual issues animating the present dispute, starting with a discussion of Mrs. Lemmermann’s health prior to incident that occurred on June 11, 2005.
UNDISPUTED FACTS
A. Lemmermann’s Health Record Pri- or to the June 11, 2005 Incident
In the years prior to the June 11, 2005 incident, the undisputed evidence indicates that the plaintiff suffered from asthma and other problems with her breathing. Mrs. Lemmermann’s primary care physician, Richard Bunting, M.D. (“Bunting”), who has cared for the plaintiff since June of 1996, repeatedly treated the plaintiff for her affliction, advising her to use steroid inhalers to treat her medical condition.
2
On March 25, 1997, Dr. Bunting ultimately diagnosed Lemmermann as suffering from
Mrs. Lemmermann has also battled allergies, seeing allergist Lauren Charous M.D. (“Charous”) in October of 1998. The plaintiffs allergies included positive allergic reactions to “cats, dogs, and a variety of pollens.” (DPFF ¶ 54). Dr. Charous provided Lemmermann with a trial of “Singulair,” another asthma medicine, although Dr. Bunting does not recall Mrs. Lemmermann undergoing such a trial. In 2002, Dr. Charous formally prescribed Singulair for the plaintiff and also provided Mrs. Lemmermann with Nasacor AQ. Nothing in the record indicates that Lemmermann was treated for asthma in any significant way after 2002, but Lemmermann did report that she was using Albuterol to treat her asthma to hospital officials on June 11, 2005.
B. The June 11, 2005 Incident
In the summer of 2004, the plaintiff purchased a one pound bag of Sock It, a pool treatment product, from a Wal-Mart Stores, Inc. (“Wal-Mart”) retail store in Saukville, Wisconsin, in order to treat algae in a pool and keep it clean. The product itself includes a label indicating the active ingredients within the product are ninety-nine percent “Sodium Dichloros-Triazinetrione Hydrated” (“sodium dichlor” or “dichlor”) 3 and one percent “inert ingredients.” 4 The label contains a series of warnings, such as “Keep Out of Reach of Children” and “First Aid” if the product is swallowed, exposed to the skin or eyes, or inhaled. Moreover, the label provides extensive “directions for use,” noting in bold lettering to “read all [of the precautions] before use.” In relevant part, the label warns to “use [the product with] only clean, dry utensils” and to “not use this product in any chlorinating device which has been used with any inorganic or unstabilized chlorinating compounds (like calcium hypochorite)” because “such use may cause fire or explosion.” This warning is similar to the warning provided on the “Material Safety Data Sheet” for Shock It, which states “if this material becomes damp/wet or contaminated in a container the formation of nitrogen trichloride gas [“trichlor”] may occur and an explosive condition may exist.” The label provides no warning against pre-mixing uncontaminated Shock It in a small volume of water.
On June 11, 2005, taking an action she had done on “multiple occasions” “without incident,” (PPFF ¶ 127), Lemmermann mixed the contents of the one pound of product into a plastic pitcher containing water, in order to better dissolve the product.
5
The solution of the product and wa
The emergency department report for Mrs. Lemmermann indicates that she was admitted because of “chemical chlorine” exposure. (Bunting Dep., 79:21-22). It is undisputed that Lemmermann suffered “superficial eye injuries” and had minor symptoms of respiratory irritation immediately after the incident (PPFF ¶ 175), but whether Mrs. Lemmermann suffered more severe injuries remains in dispute. The plaintiff asserts that she was having difficulties breathing immediately after the explosion, was nauseous, and was suffering from headaches. However, the medical report for Mrs. Lemmermann’s visit to the emergency room states that the plaintiff denied any shortness of breath, fever, chills, nausea, vomiting, or chest pain. Moreover, when examined, Lemmermann’s lungs were “clear and equal, without rales, wheeze or rhonchi.” (DPFF ¶ 65). Dr. Bunting, who examined Mrs. Lemmermann on that day, concluded that Lemmermann’s complaints regarding shortness of breath and a headache were due to an “acute anxiety reaction and hyperventilation,” as opposed to “exposure to chemicals at the time” of the incident, and, accordingly, prescribed an anti-anxiety medicine for his patient. (DPFF ¶¶ 68-69). Lemmermann ultimately stayed at the hospital for two days following the incident. In several follow-up visits, after the June 11, 2005 incident, Dr. Bunting examined the plaintiff, finding the plaintiffs lungs to be “clear.” (DPFF ¶70, ¶73, ¶76). Dr. Bunting concluded that Lemmermann’s complaints were caused by a “significant anxiety component,” as opposed to chemical exposure. (DPFF ¶ 72). Accordingly, Lemmermann’s doctor prescribed Nortriptyline, an antidepressant. Finding nothing abnormal with Lemmermann’s breathing, on July 12, 2005, Dr. Bunting referred the plaintiff to Dr. Rula al-Saghir (“al-Saghir”), a pulmonologist, telling Lemmermann to see Dr. al-Saghir “if she still thinks [her breathing to be] a problem.” (DPFF ¶ 77).
On June 5, 2008, Lemmermann filed a suit in an Ozaukee County circuit court against defendants Wal-Mart and Arch Chemicals, alleging common law negligence and strict liability claims stemming from the plaintiff making a highly concentrated solution of
Sock It
and water. A little over three months later, the defendants removed the case to this court. (Docket # 1). During discovery, Arch Chemicals disclosed an internal incident report dated August 13, 2003, which indicated that a customer called to complain that his wife had “added some water to a bucket filled with”
Sock It,
causing the water to fizz. The report further states
After appropriate discovery occurred, the defendants collectively filed for summary judgment pursuant to Fed.R.Civ.P. 56. (Docket # 16). Propelling the motion for summary judgment were separate motions to exclude the expert testimony of two of the plaintiffs designated experts: (1) Mr. Michael D. Schuck, P.E. (“Schuck”) (Docket # 20); and (2) Dr. al-Saghir (Docket # 22). Accordingly, before the court can determine, based on the evidence provided by the plaintiff, whether Lemmermann can survive summary judgment, the court must first determine what evidence the plaintiff may proffer to challenge the motion for summary judgment. As such, this order will first address the defendants’ motions to exclude the expert evidence. The court notes that the plaintiff has filed her own motion to exclude the testimony of one of the defendants’ expert, Ms. Sonia Oberson (“Oberson”). The court will reserve judgment on this latter motion until the court resolves the summary judgment issue. 6
DISCUSSION
I. Motions to Exclude Expert Evidence
Federal Rule of Evidence 702 and
Daubert v. Merrell Dow Pharmaceuticals, Inc.,
“If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise, if (1) the testimony is based upon sufficient facts or data, (2) the testimony is the product of reliable principles and methods, and (3) the witness has applied the principles and methods reliably to the facts of the case.”
Accordingly, a district court is obliged to function as a “gatekeeper” regarding expert testimony, which requires making sure the proposed testimony is both relevant and reliable.
Daubert,
First, “the witness must be qualified ‘as an expert by knowledge, skill experience, training, or education.’ ”
Id.
An expert need not have particular academic credentials to be “qualified,” but rather “anyone with relevant expertise enabling him [or her] to offer responsible opinion testimony helpful to judge or jury may qualify as an expert witness.”
Tuf Racing Prods., Inc. v. American Suzuki Motor Corp.,
Third, a court must confirm that an expert’s testimony is relevant; that is, the testimony must “assist the trier of fact to understand the evidence or to determine a fact in issue.”
Ervin,
A. Michael D. Schuck
The plaintiff wishes to introduce Michael D. Schuck to testify with respect to “Arch’s negligence in failing to warn ...
1. Mr. Schuck’s Qualifications
First, the court examines whether Mr. Schuck is qualified to testify on
each
of the two issues that his testimony concerns.
See Gayton,
a. Qualification Regarding Sock It’s Volatility
The court initially examines the qualifications of Mr. Schuck to determine whether he has “superior knowledge, skill, experience ' or education” in an area that matches the issue of whether mixing uncontaminated dichlor with water will cause an explosion, “the subject matter of the witness’s testimony.”
Carroll,
Here, the court concludes that Mr. Schuck is qualified to relate his opinion on the volatility of
Shock It
when solely mixed with water. The witness’s years of experience in studying and evaluating the hazards posed by various chemicals and moni
The cases the defendants cite offer little support on the question of whether Mr. Schuck is
qualified
to testify about chemical reactions involving dichlor.
Kirstein v. Parks Corp.,
b. Qualifications Regarding the Necessity of Including a Warning
The plaintiff does not wish for Mr. Schuck to merely opine on the chemical volatility of
Sock It
when mixed with water, however. In addition, the plaintiff proffers the witness’s testimony to provide evidence that Arch Chemicals was negligent in “failing to warn Mrs. Lemmermann about the propensity of
Sock It
to cause a hazardous explosion when mixed in a small volume of water.” (Pi’s Resp. Br. 5). Here, the court concludes that Mr. Schuck is not qualified to testify as to whether Arch Chemicals was negligent in failing to warn the plaintiff regarding the explosive nature of the product in question, as he is not an expert in the field of warnings. While Mr. Schuck’s education and job experience reflects considerable expertise in environmental engineering and superior knowledge of the field of chemistry, it shows no similar expertise in the area of-warnings.
See McCullock v. H.B. Fuller Co.,
Mr. Schuck’s education and past job experience indicate he lacks an expertise in warnings. The best experience the witness has had in the area of warnings is in his work at Aldrich in designing Material Safety Data Sheets for the chemicals produced by that company. However, the majority of the product labels Schuck crafted were not designed for use by the general consuming public, but were rather
2. Reliability of Mr. Schuck’s Methodology
“Even if an expert is qualified,” a court should not allow an expert to offer an opinion that does not “rely on proper methodologies” and is “therefore speculative.”
Weir v. Crown Equip. Corp.,
Here, the court finds that Mr. Schuck’s methodology for determining that
Sock It
has a propensity to cause a hazardous explosion when mixed with a small amount of water is not scientifically reliable, and, accordingly, the entirety of his testimony is excludable under
Daubert.
Indeed, referring to the means by which the witness reached his conclusion as a “methodology” may be generous. Mr. Schuck concluded that dichlor mixed with water was dangerous based on his
reading
of: (1) the Material Safety Data Sheet for
Sock It,
which stated that if the material became “damp/wet or contaminated” an “explosive condition may exist”; (2) the
Ultimately, Mr. Schuck has provided to the court what any other person reading the data sheets regarding dichlor could have concluded: that dichlor when mixed with water
may
cause a reaction. The court is left to speculate whether mixing
only
dichlor and water, as opposed to dichlor, water, and a third substance, will cause a violent reaction, as the witness has only given the court his ultimate conclusion only supported by other ultimate conclusions. The Seventh Circuit has made clear that when an expert offers the court only a “bottom line,” and no means by which to adjudge its validity as an opinion in contrast to a differing opinion, the expert has offered “nothing of value to the judicial process.”
McMahon v. Bunn-O-Matic Corp.,
Most troubling for the court is not so much what Mr. Schuck used to conclude that dichlor was volatile when mixed with a small amount of water; rather, what troubles the court is what the witness did
not
do in providing his expert opinion. Mr. Schuck did absolutely no testing on dichlor and what occurs when the substance is mixed with water. Moreover, the expert did not provide the court with any studies which employed such testing, nor can the expert cite to any literature, document, journal article, textbook, or any other study that indicates that mixing dichlor with water can produce a violent reaction.
12
B. Dr. Rula al-Saghir
Mrs. Lemmermann has designated Dr. al-Saghir, a pulmonologist to whom the plaintiff was referred to by her primary care physician, as the only expert testifying on the medical causation issue. Dr. alSaghir intends to testify that the plaintiff either: (1) became afflicted with Reactive Airways Dysfunction Syndrome (“RADS”), “the development of a persistent asthma-like condition with airway hyperresponsiveness developing in a previously healthy asymptomatic individual within 24 hours of a single exposure to concentrated respiratory irritants,” (DPFF ¶ 97); or (2) suffered an “exacerbation of her asthma” (Pl.’s Resp. Br. 5) as a result of exposure to fumes produced when Lemmermann mixed Sock It with water. The defendants do not contest Dr. al-Saghir’s qualifications to testify on the medical causation issue: the witness is a “licensed physician and surgeon specializing in pulmonary medicine and critical care medicine,” certified by several medical boards. (PPFF ¶¶ 143-145). Instead, the defendants challenge the methodology used by Dr. alSaghir to arrive at her diagnosis of: (1) RADS; or, in the alternative, (2) exacerbation of preexisting asthma. As a result, the court examines the means by which Dr. al-Saghir reached her conclusions.
After Dr. Bunting referred the plaintiff to the witness, Dr. al-Saghir first saw Mrs. Lemmermann on July 20, 2005. Before meeting with the plaintiff, the witness reviewed some of Mrs. Lemmermann’s most recent records, which indicated that the plaintiffs airway was “moderately] obstructed]” and that the plaintiff was being treated with inhaled bronchodialators since the incident. (al-Saghir Dep. Ex. 16). Dr. al-Saghir did not have any conversations with the plaintiffs primary care physician, however. Notably, the witness did not review Mrs. Lemmermann’s “older ■ records” regarding her long history of respiratory problems before the examination. (al-Saghir Dep. 73). During her appoint
Moreover, Dr. al-Saghir appears confused about the nature of the June 11, 2005 incident. While the witness understood that the plaintiff was injured when she tried to dilute sodium dichlor with water, during her deposition Dr. al-Saghir “assume[d] chlorine” was released when dichlor decomposed, when in reality nitrogen trichloride, a distinct substance, is released when dichlor decomposes. (al-Saghir Dep. 66-67). Moreover, Dr. al-Saghir made a similar statement in her February 6, 2009 report. (al-Saghir Dep. Ex. 16) (“Her symptoms started after exposure to chlorine.”) Nonetheless, the witness argues that “any fumes in high concentration can cause RADS.” (al-Saghir Dep. 69). Having said that, Dr. al-Saghir “does not know the minimum concentration of nitrogen trichloride necessary to cause” RADS, (DPFF ¶ 87), and “does not know the concentration of nitrogen trichloride to which Mrs. Lemmermann was exposed.” (DPFF ¶ 88). The witness has not made any statement indicating or explaining whether exposure to nitrogen trichloride can exacerbate preexisting asthma.
The court notes that there are two distinct aspects of any testimony from a medical expert on exposure causation: (1) an expert’s opinion on diagnosis of the specific ailment; and (2) an expert’s opinion on external causation for the specific ailment. Mary Sue Henifin, Howard M. Kipen & Susan R. Poulter, Reference Guide on Medical Testimony, in Reference Manual on Scientific Evidence 472 (2d ed. 2000). Each aspect of the testimony “should generally be assessed separately, since the bases for such opinions are often quite different.” Id. Accordingly, the court will examine each basis for the doctor’s conclusions in turn.
The court finds striking flaws with Dr. al-Saghir’s methodology for diagnosing RADS as the affliction from which Mrs. Lemmermann suffers. Dr. al-Saghir admits, and both parties agree, that the “first diagnostic criterion of RADS is the absence of preexisting disorder, asthma symptomatology or history of asthma in remission, and exclusion of conditions that can simulate asthma.” (DPFF ¶ 98). In addition, all of the parties agree that the “fourth criterion for a valid diagnosis of RADS is the onset of asthma symptoms within minutes to hours, and less than 24 hours after the exposure.” (DPFF ¶ 191). Moreover, the parties do not dispute that absent the first and fourth criterion, “a diagnosis of RADS would not be permissible.” (DPFF ¶ 98, ¶ 101). However, “Dr. al-Saghir has not abandoned her opinion that Mrs. Lemmermann suffers from RADS” (Pi’s Resp. Br. 17), despite: (1) Mrs. Lemmermann’s obvious history of battling asthma; (2) the fact Mrs. Lemmermann did not complain about shortness of breath on the day of the incident; and (3) all of the medical records from June 11, 2005, indicating that the plaintiffs lungs were clear and free of injury. Given the clear disconnect between Dr. al-Saghir’s concessions regarding a proper diagnosis of RADS and the witness’ ultimate diagnosis for Mrs. Lemmermann, it appears that Dr. al-Saghir’s diagnosis is “mere speculation and therefore inadmissible.”
Lewis,
However, the logical gaps in Dr. al-Saghir’s diagnosis are not the exclusive reason for the court excluding the witness’ testimony regarding the RADS diagnosis. The court also notes that the means by which the expert arrived at her conclusion was premised on: (1) the faulty information the plaintiff provided to the expert; and (2) by looking at only the most recent medical records of the plaintiff. While initially relying on Mrs. Lemmermann’s own word to make a diagnosis may not have been a poor methodology in and of itself,
Walker v. Soo Line R.R.,
The expert’s alternative diagnosis of Mrs. Lemmermann’s condition is that she is suffering from an “exacerbation of preexisting asthma.” Dr. al-Saghir never disclosed this diagnosis in her February 6, 2009 report. (al-Saghir Dep. Ex 16). In fact, the only time Dr. al-Saghir even hinted at this diagnosis prior to the plaintiff submitting proposed findings of fact to the court was at the tail end of her sworn deposition. The transcript of the deposition reads as follows in relevant part:
THE WITNESS: ... The other thing, there’s something' — -I mean, one of the subset [sic] of occupational asthma is exacerbation of preexisting asthma, so people who have asthma and, you know, on the record there was no evidence she used any inhalers for a few years prior to the incident, and then it could be that then her diagnosis would be that she has exacerbation of preexisting asthma. 18
The above excerpt from Dr. al-Saghir’s testimony is the only evidence in the record where the expert states any opinion on the issue of whether the plaintiff is suffering from an “exacerbation of preexisting asthma.”
A central role of the court when deciding a
Daubert
motion is to “examine the methodology the expert has used in reaching his [or her] conclusions.”
Smith v. Ford Motor Co.,
2. Dr. al-Saghir’s Opinion Regarding Causation
However, even if the court were to accept as reliable Dr. al-Saghir’s conelusions that Mrs. Lemmermann suffers from either: (1) RADS; or (2) an exacerbation of her asthma, the court would still have to exclude the witness’ testimony, as the expert is primarily testifying to provide causation testimony — that is, she is testifying that Mrs. Lemmermann’s afflictions are caused by her exposure to fumes resulting from dissolving Sock It in water — and her testimony on the external causation is not sufficiently reliable. The Federal Judicial Center’s Reference Manual on Scientific Evidence provides a basic four step process for how an expert should make an evaluation of external causation:
Determining external causation ... occurs in a stepwise fashion. In the first step the physician must establish the characteristics of the medical condition. Second, he or she defines the nature and amount of the environmental exposure. The third step is to demonstrate that the medical and scientific literature provides evidence that in some circumstances the exposure under consideration can cause the outcome under consideration. This step is synonymous with establishment of general causation. As part of this, the clinician attempts to establish the relationship between the dose and response, including whether thresholds exist, ultimately defining the clinical toxicology of the exposure. The fourth step is to apply this general knowledge to the specific circumstances of the case at hand, incorporating the specifics of exposure, mitigating or exacerbating influences, individual susceptibilities, competing or synergistic causes, and any other relevant data.
Mary Sue Henifin, Howard M. Kipen & Susan R. Poulter,
Reference Guide on
four ‘cardinal’ pieces ... of information: 1. The material or agent in the environmental exposure should be identified. 2. The 2. The magnitude or concentration of an exposure should be estimated, including use of clinical inference. 3. The temporal aspects of the exposure should be determined— whether the exposure was short-term and lasted a few minutes, days, weeks, or months, or was long-term and lasted for years. Similarly, the latency between exposure and disease onset is often critical. 4. If possible, the impact on disease or symptoms should be defined.
Id.
at 472,
Here, the expert has provided the court with little to no explanation for her conclusions that the plaintiff suffers from RADS or an exacerbation of her previous asthma as a
result
of the incident on June 11, 2005. In fact, the overwhelming bulk of the plaintiffs submissions to the court defend how Dr. al-Saghir arrived at her diagnoses. (Pi’s Resp. Br. 15) (“Dr. al-Saghir’s
diagnosis
is the result of her own examination, continued treatment, and testing of Ms. Lemmermann, as well as of Ms. Lemmermann’s medical history ... Among other things, Dr. Al-Saghir’s past experience in observing and treating patients with RADS provided her with the necessary background to
diagnose
Ms. Lemmermann with such condition [sic].”). However, the court is at a loss as to how Dr. al-Saghir concluded that Mrs. Lemmermann’s alleged ailments, especially the “exacerbation of her previous asthma,” is the product of what occurred on June 11, 2005.
20
The expert did not appear to examine any medical literature on whether nitrogen trichloride could cause the diagnosed ailments, nor does the witness cite to any data supporting her opinion, flaws that justify this court excluding the witness’ testimony.
Ervin,
The plaintiff attempts to paint the defendants’ objections to Dr. al-Saghir’s testimony as a “battle of the experts” and as “one to be decided by the jury as a matter of credibility.” However, as discussed above, the motion to exclude Dr. al-Saghir’s testimony is not a “battle” in any sense of the word, as Dr. al-Saghir and the plaintiff are not properly “equipped for the fight.” The doctor’s testimony is conclusory and does not exhibit even the slightest signs of reliability and, accordingly, under
Daubert
and its progeny, the court must exclude such evidence from the jury’s consideration.
Kumho Tire Co.,
II. The Motion for Summary Judgment
Coupled with the motions to exclude the expert testimony of Mr. Schuck and Dr. alSaghir was a motion for summary judgment. (Docket # 16). Summary judgment is appropriate where the “pleadings, the discovery, and disclosure materials on file, and any affidavits show that there is no genuine issue of material fact and that the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c); Wis.
Alumni Research Found. v. Xenon Pharms., Inc.,
Lemmermann’s complaint alleges two claims for relief, both stemming from the lack of a warning on the product the plaintiff used: (1) negligence; and (2) strict liability. The negligence claim alleges that “the act of pre-mixing ... Sock It in small of amounts of water creates a dangerous condition,” that Arch Chemicals had a duty to warn Lemmermann about the danger, and that Arch Chemicals’ breach of its duty resulted in Lemmermann’s injuries. (Compl. ¶¶ 16-25). In support of the strict liability claim, the plaintiff contends that the product Sock It was “defective and unreasonably dangerous” “due to the lack of proper warnings” regarding the danger created by “pre-mixing Sock It with water.” (Compl. ¶¶ 26-33). Moreover, Lemmermann contends that she has sustained “substantial and permanent” personal injuries from the incident. (Compl. ¶ 14).
Under Wisconsin law, while plaintiffs are permitted to bring both strict liability and negligence claims premised upon the inadequacy of a product’s warnings, Wisconsin courts have not distinguished between the standards for liability governing each type of claim.
Tanner v. Shoupe,
In this case, the defendants argue without Mr. Schuck’s testimony on liability and without Dr. al-Saghir’s testimony regarding causation that the defendants are entitled to judgment as a matter of law on all counts. The court finds that the defendants have satisfied their initial burden in showing that there are no material facts in dispute and that judgment should be entered in its favor, and accordingly looks to the plaintiff to see if there is any evidence supporting her duty to warn or strict liability claims.
Celotex Corp. v. Catrett,
First, the plaintiff contends that Arch Chemicals’ own Material Safety Data Sheet regarding
Sock It
on its own indicates that the product has a propensity to explode when mixed with water. The court finds the Material Safety Data Sheet for
Sock It,
at best for the plaintiff, is ambiguous as to whether combining uncontaminated dichlor and water would cause an explosion. The data sheet merely states that if the product becomes “damp/ wet or contaminated in a container the formation of nitrogen trichloride gas
may
occur” (emphasis added). The data sheet alone begs more questions than it resolves
25
and, ultimately, this is a case where a qualified and reliable expert is
The lack of any evidence supporting the claim of liability alone is reason to grant the defendants’ motion for summary judgment. The court also notes, however, that even assuming the defendants had a duty to warn Lemmermann about the dangers of
Sock It
and the defendants breached their duty to warn, the plaintiffs claim would still fail because of a lack of evidence proving causation. The plaintiff contends that, even if Dr. al-Saghir cannot testify as an expert witness regarding causation, the doctor can still testify in her capacity as a treating physician with respect to what caused Mrs. Lemmermann’s injuries. It is beyond question that, while a treating physician can testify with regard to his or her observations of and treatment provided to a patient, the treating physician becomes an “expert witness” — and with that is subject to the requirements of Rule 702 and
Daubert
— if the treating physician is opining on matters regarding causation.
O’Conner v. Commonwealth Edison Co.,
However, even if the plaintiff articulated a claim regarding the inadequacy of the warning regarding the risk posed by contamination, the plaintiff has nothing in terms of evidence to support the claim. Both parties agree that Mrs. Lemmermann never contended that she contaminated the product when mixing it with water. (Pi’s Resp. Br. 27; Defs Br. 9, n. 2). As a consequence, there cannot be any causal link between the inadequacy of the warning on the
Sock It
label regarding contamination and Mrs. Lemmermann’s injuries. Moreover, Arch Chemicals’ product conspicuously warns that an explosion can occur when the product has been contaminated.
28
The plaintiff has proffered no evidence, such as a human factors expert, to indicate that the warning on the label was somehow inadequate
29
and the court can readily conclude that “no reasonable jury, properly instructed, could find defendant was negligent.”
Kurer,
Ultimately, the plaintiff has no evidence to support critical elements of her duty to warn or strict liability claims. The expert testimony proffered by the plaintiff screams of unreliability and cannot survive the Daubert test for expert evidence, let alone the “laugh test.” Lemmermann provides no other reasons for why the plaintiff can survive summary judgment, and, as a result, the court is obliged to find that the defendants are entitled to judgment as a matter of law. 30
IT IS ORDERED that defendants’ motion to “exclude opinion testimony and evidence of plaintiffs designated expert, Michael D. Schuck, P.E.” (Docket #20) be and the same is hereby GRANTED;
IT IS FURTHER ORDERED that defendants’ motion to “exclude opinion testimony and evidence of plaintiffs designated expert, Rula al-Saghir, M.D.” (Docket # 22) be and the same is hereby GRANTED;
IT IS FURTHER ORDERED that defendants’ motion for summary judgment (Docket # 16) be and the same is hereby GRANTED;
IT IS FURTHER ORDERED that plaintiffs “motion in limine to exclude expert testimony and evidence from Sonia Oberson” (Docket # 35) be and the same is hereby DENIED as moot;
IT IS FURTHER ORDERED that this action be and the same is hereby DISMISSED with prejudice.
The Clerk of the Court is directed to enter judgment accordingly.
Notes
. Or similar substance.
. Dr. Bunting prescribed Beclovent for Ms. Lemmermann, a "maintenance therapy” that
. The parties refer to "dichlor” with the chemical name "sodium dichloroisocyanurate dihydrate” (NaDCC), but the court merely notes the name referenced on the Sock It label.
. The plaintiff disputes that the product actually contained dichlor, (Pi's Resp. to DPFF ¶ 9), but has no evidence to support its assertion.
.Lemmermann claims she did this because, upon calling Arch Chemicals' customer service number to inquire as to how she could ensure that the
Sock It
product would fully dissolve when added to water, Arch advised the plaintiff to pre-mix the product with water in a container before dumping the mixture in the pool. However, the defendants dispute that Lemmermann made such a
. Accordingly, the court does not rely on Ms. Oberson’s testimony in resolving the motions to exclude the plaintiff's experts.
. Other factors may apply. The Seventh Circuit, parroting the Advisory Committee Notes to Rule 702, has suggested other
benchmarks for gauging expert reliability, including: (5) whether “maintenance standards and controls” exist; (6) whether the testimony relates to "matters growing naturally and directly out of research they have conducted independent of the litigation,” or developed “expressly for purposes of testifying”; (7) "whether the expert has unjustifiably extrapolated from an accepted premise to an unfounded conclusion”; (8) “whether the expert has adequately accounted for obvious alternative explanations”; (9) “whether the expert is being as careful as he would be in his regular professional work outside his paid litigation consulting”; and (10) “whether the field of expertise claimed by the expert is known to reach reliable results for the type of opinion the expert would give.”
Fuesting v. Zimmer, Inc. (Fuesting I),
. Mr. Schuck claims that he "may” have heard of dichlor prior to being engaged in the present lawsuit because it is a "common chemical.” (Schuck Dep. 16:21).
. In
Wintz,
the witness, a toxicologist, was called to testify as to the effect on a young child of in útero exposure to bromide.
. The defendants cite to
Jones,
arguing that the witness must have "extensive hands-on experience over a meaningful period of time during which a person develops a working expertise in a certain area.”
. In his deposition, Mr. Schuck states that most of the “products that we supplied at Aldrich would have gone to ... universities, to people who were ... engaged in research ...” (Schuck Dep. 49:15-21). Moreover, none of the labels that Mr. Schuck designed were for pool sanitizer products, let alone dichlor. Most importantly, the plaintiff has not provided any evidence that the witness has ever created a label for use by the general consuming public.
. Defendants, in support of their proposed findings of fact numbers 17 and 18 cite to pages 62-63 of Mr. Schuck’s deposition testimony. Plaintiff, in opposing defendants' proposed findings of fact numbers 17 and 18 cite to pages 61-62 of the expert’s deposition testimony. However, plaintiff, unlike defendants, does not provide the excerpt of the pages of Schuck’s deposition testimony to which it cites. This makes it impossible for the court to determine whether there is an actual dispute as to the proposed fact. Given that it is the plaintiff's burden to show that the witness' testimony should be included, the court only looks to page 62 of the testimony to conclude there is no dispute as to the fact that Mr. Schuck has never read a report stating that mixing dichlor with a small amount of water will cause an explosion. More broadly, this occurrence highlights the utter inefficiency of the protocol followed by most attorneys when filing for summary judgment. Perhaps filing numerous excerpts from a single person’s deposition testimony made sense when courts relied on paper documents. However, the existence of electronic filing renders such practice archaic. If the parties are going to be citing to various portions of a witness’ deposition, then instead of requiring the court to engage in an archeological dig to find whichever excerpt it needs at any given time, and instead of risking not providing the court with the relevant excerpt, the parties should have simply filed the entire deposition in one place and then both cite to that one filing whenever referring to the witness' deposition. The simple fact is that while the current CM/ ECF system holds the promise of greater efficiency for the court, much of that promise is mooted by attorneys’ antiquated practices. Going forward in future cases before this court the parties' attorneys should be much more mindful of how to use the system so as to reduce clutter, promote clarity, and ensure efficiency.
See
07-CV-926, Docket # 215, Scheduling Order dated 2/2/2010 (proffering
. The court will resolve the question of whether Lemmermann has enough evidence beyond the testimony of Mr. Schuck on the liability issue to survive summary judgment later in this order.
. Dr. al-Saghir eventually ordered and performed a methacholine challenge test for Mrs. Lemmermann in the midst of the litigation on June 2, 2009, just before the doctor's deposition was taken.
. Undoubtedly, Dr. al-Saghir did not make such a conclusion because she was completely unaware of Mrs. Lemmermann's prior history with asthma before the June 11, 2005 incident, even at the time of formalizing her opinion in a report on February 6, 2009.
. Lemmermann attempts to distinguish
Lewis,
arguing the case is only applicable to its exact facts, a case where an expert diagnosed a disorder as being existent two and a half years before the examination and where the proponent of the expert raised no substantive arguments to support the expert's testimony.
Lewis,
. In
Walker,
the Seventh Circuit stated that “in situations in which a medical expert has relied upon a patient's self-reported history and that history is found to be inaccurate, courts [will] usually allow those inaccuracies to be explored through cross-examination.”
Walker v. Soo Line R.R.,
. The court is at a loss regarding the exact context of Dr. al-Saghir's belated diagnosis regarding exacerbation of asthma, as the plaintiff opted to only provide a page of the deposition transcript. The court references its comments in its earlier footnote, again noting the importance of providing the court with as much information as possible to provide a reasoned decision at the summary judgment stage. The burden is on the party proffering the expert witness to provide the court with reasons for accepting the witness. If the party fails to do so, the party can only fault itself.
. It is obviously conceivable that Dr. al-Saghir made her alternative diagnosis on the basis of her own training and experience and
. The Center for Disease Control and Prevention provides a nearly endless list of "triggers” of asthma, including secondhand smoke, dust mites, outdoor air pollution, cockroach allergens, "furry pets,” and physical exercise. Center for Disease Control and Prevention, "Important Asthma Triggers,” April 27, 2009 http://www.cdc.gov/Asthma/ triggers.html (accessed May 12, 2010). To assume that Mrs. Lemmermann's exacerbated asthma was "caused by” what occurred on June 11, 2005, without considering alternatives indicates the woeful methodology employed by the witness, particularly when Dr. al-Saghir made the belated diagnosis of exacerbation of asthma four years after the event in question.
Lewis,
. The plaintiff attempts to distinguish
Ervin
arguing that its holding is limited to its facts, namely cases where a doctor is using differential diagnosis. There is nothing in the opinion to make such a conclusion.
Eivin
makes clear where an expert makes a conclusion without pointing to any data to support his or her claim or without being able to articulate his or her findings, the court must find the expert’s opinion unreliable and, therefore, ex-cludable.
Ervin,
. This is not to say that every expert testifying regarding external causation must follow the method in the Reference Manual on Scientific Evidence. Rather, the court is merely, by comparison, demonstrating how Dr. al-Saghir's methodology was completely divorced from other acceptable methods for determining an external cause for a medical ailment.
. The plaintiff also references
Michaels
v.
Mr. Heater, Inc., 411
F.Supp.2d 992, 998 (W.D.Wis.2006), in support of the admissibility of Dr. al-Saghir’s testimony. However, the quote the plaintiff provides from
Michaels
only indicates that courts cannot exclude testimony based on faulty factual underpinnings or on questionable conclusions. Nothing in
Michaels
states that a court must allow an expert’s testimony whose underlying methodology is severely flawed. Here, the court does not rely on the fact that Dr. al-Saghir’s diagnoses are mutually exclusive in excluding his testimony. However, the court does find that the witness’ conclusions are indicative of a
. The court notes that the law that will be applied in this case on all of the claims is Wisconsin law. In federal court, the choice of law is determined by the choice of law rules of the forum state.
See Klaxon Co. v. Stentor Elec. Mfg. Co.,
. The data sheet states that when dichlor becomes wet or damp it "may” explode. However, the court is left to wonder whether dichlor and water is a sufficient combination to create such a reaction or whether some other substance is needed to created such a reaction.
. The court notes that the only cases cited by the plaintiff to support her claim that a treating physician can testify as to external causation are from the Third Circuit, the Northern District of Ohio, and the Eastern District of Virginia. The court is bound to follow the clear statements of the Seventh Circuit.
. The plaintiff, all but in passing, argues in her brief that the "defendants' own expert acknowledges that Ms. Lemmermann suffered injuries as a result of the explosion.” (Pl.'s Resp. Br. 27). The plaintiff is being disingenuous, however. The defendants’ expert admits the plaintiff had superficial injuries as a result of the incident, but quite succinctly states that the injuries alleged by the plaintiff are either non-existent or were not caused by the June 11, 2005 incident. If the only injuries resulting from the incident are, at best,
de minimis,
the court cannot retain jurisdiction over the case, as the amount in controversy would be trivial. Moreover, a fundamental element of a failure to warn claim is that actual damages resulted from the injury; without any actual damages, the plaintiff's complaint fails.
Kessel,
.The product label states in bold face and in all capital letters:
DO NOT USE THIS PRODUCT IN ANY CHLORINATING DEVICE WHICH HAS BEEN USED WITH ANY INORGANIC OR UNSTABILIZED CHLORINATING COMPOUNDS ... SUCH USE MAY CAUSE FIRE OR EXPLOSION ... CONTAMINATION WITH MOISTURE, DIRT, INORGANIC MATTER, OR OTHER CHEMICALS (INCLUDING OTHER POOL CHEMICALS) OR ANY OTHER FOREIGN MATTER MAY START A CHEMICAL REACTION. THIS REACTION WILL GENERATE HEAT, LIBERATION OF HAZARDOUS GASSES AND POSSIBLE HEAT AND/OR EXPLOSION.
. Moreover, even assuming the plaintiff's assertion, unsupported by any evidence, that the Arch Chemicals' Help Line Operator instructed the plaintiff to mix dichlor with water without warning about contamination, there is absolutely no evidence to indicate that the clear and conspicuous warning on the Sock It ' label was insufficient to warn the plaintiff about the danger of contaminating the product with a foreign substance.
. Accordingly, the motion to exclude Ms. Sonia Oberson’s testimony, the defendants' expert, is mooted by the court's rulings on the other motions.
