In this сase, plaintiff-appellee Carol Le-itner was an adjunct professor at West-chester Community College, a community college in the State University of New York (“SUNY”) system. She was fired, purportedly for making offensive comments in class. She sued Westchester Community College and certain of its administrators (collectively ‘WCC”), claiming that they violated her state and federal constitutional rights.
The district court (Seibel, J.) granted in part and denied in part WCC’s motion to dismiss. In relevant part, the district court concluded that WCC was not entitled to sovereign immunity under the Eleventh Amendment. We agree. Accordingly, we affirm.
STATEMENT OF THE CASE
A. The Facts
For purposes of this appeal, the facts alleged in Leitner’s first amended complaint are assumed to be true. In addition, the organizational facts relevant to the sovereign immunity question are set forth in the governing statutes and are largely undisputed.
1. WCC
SUNY is a higher education system established by the New York State Education Department, and WCC is a community college within the SUNY system. By statute, SUNY is comprised of four university centers, various technical and specialized colleges, “and such additional universities, colleges and other institutions” as are “acquired, established, operated or contracted to be operated for the state by the state university trustees.” N.Y. Educ. Law § 352(3). New York law defines “community colleges” as “[cjolleges established and operated pursuant to the [New York Education Law] ... and receiving financial assistance from the state.” N.Y. Educ. Law § 350(2).
The laws of Westchester County provide that WCC is a “county department.” Laws of Westchester County § 164.71. WCC is locally sponsored by Westchester County and is predominately operated by and accountable to county authorities. See N.Y. Educ. Law §§ 355, 6306. WCC’s Board of Trustees is composed of ten members: four are appointed by the governor of New York, five are appointed by the Westchester County Board, and one is appointed by WCC’s student body. WCC’s Board appoints WCC’s President, adopts the curriculum, and prepares the annual budget, all subject to approval by SUNY’s Board. N.Y. Educ. Law § 6306(2). Judgments against WCC are paid out of its
WCC has adopted a three-step procedure for disciplining faculty members, which is memorialized in a WCC memorandum written in 1983. The memorandum states that if the administration learns of “some difficulty with the performance or decorum of a faculty member,” the following disciplinary procedures are followed: (1) an informal meeting with the associate dean, department chairperson, and union representative, followed by a letter summarizing the meeting; (2) if the problem recurs, a second meeting with the parties, after which an administrator will draft a lettеr detailing the problem and course of remediation; and (3) if the problem persists, a hearing with the parties and WCC’s dean, after which the dean may recommend termination of the faculty member. June 3, 1983 Memorandum of John F.M. Flynn.
2. Leitner’s Employment at WCC
In 1981, Leitner began working as an adjunct professor at WCC, and. for thirty years, she regularly taught classes in “Speech Communication” and “Voice and Diction.” In 2004, Leitner had a step-one meeting to address WCC’s criticism of “her refusal to lower her academic standards.” App. at 504. In 2007, Leitner had a step-two meeting to address a number of student complaints that Leitner made offensive remarks during class. After this meeting, WCC directed Leitner not to use “any language that [could] be construed as abusive, belittling, humiliating, or insulting” and to “treat every student with courtesy and respect.” App. at 505.
In the fall 2010, an incident during one of Leitner’s classes led to her step-three meeting, and, ultimately, WCC’s termination of her employment. During a class discussion after a student’s recitation of a poem, Leitner expressed her approval of Arizona’s controversial immigration law and her doubts about the fairness of spending taxpayer money on public services for illegal immigrants. In June 2011, Leitner had a step-three hearing. Based on what WCC contended was a pattern of student complaints and Leitner’s continued failure to comply with previous directives to follow WCC’s speech code, WCC dismissed Leitner, effective July 6, 2011. Le-itner contends that her termination “was the culmination of the administration’s longstanding campaign of retaliation against her.” App. at 519.
B. Proceedings Below
On May 11, 2012, Leitner filed a complaint against WCC alleging that WCC improperly retaliated against her in response to her constitutionally protected in-class speech. Leitner pled First Amendment retaliаtion claims and as-applied vagueness and overbreadth claims pursuant to 42 U.S.C. § 1983 and Article I, Sections 6 and 8 of the New York State Constitution. In her amended complaint, Leitner added claims against the Union for breach of duty of fair representation and against WCC for violating her rights under the collective bargaining agreement.
WCC moved to dismiss Leitner’s complaint under Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6) arguing, in relevant part, that the сourt lacked subject matter jurisdiction, the complaint failed to state a claim upon which relief could be granted, and that WCC was entitled to immunity. Ruling from the bench on March 24, 2014, the district court, in relevant part, held that WCC was not entitled to sovereign immunity under the Eleventh Amendment. On April 4, 2014, WCC filed this interlocutory appeal challenging the
DISCUSSION
A. Applicable Law
1.Jurisdiction and Standard of Review
Our jurisdiction is generally limited to hearing “final decisions of the district courts.” 28 U.S.C. § 1291. We do, of course, have jurisdiction to heаr appeals from the small class of non-final “collateral” district court orders that “finally determine claims of right separable from, and collateral to, rights asserted in the action, too important to be denied review and too independent of the cause itself to require that appellate consideration be deferred until the whole case is adjudicated.” Cohen v. Beneficial Indus. Loan Corp.,
In considering whether a governmental entity is entitled to Eleventh Amendment sovereign immunity, we review the district court’s factual findings for clear error and its legal conclusions de novo. McGinty v. New York,
2. Eleventh Amendment Sovereign Immunity
Thе Eleventh Amendment generally bars suits in federal court by private individuals against non-consenting states. Port Authority Trans-Hudson Corp. v. Feeney,
The Supreme Court has not articulated a clear standard for determining whether a state entity is an “arm of the state” entitled to sovereign immunity, and the Circuits have applied different tests for establishing sovereign immunity. The Supreme Court has emphasized, however, that “the Eleventh Amendment’s twin reasons for being”—preserving the state’s treasury and protecting the integrity of the state— “remain our рrime guide.” Hess v. PATH,
3. The Second Circuit’s Tests for Sovereign Immunity
The Second Circuit has applied two different tests to determine whether govern
In 1996, in Mancuso v. N.Y. State Thruway Auth.,
In Mancuso, we found the factors relating to the New York State Thruway Authority to point in different directions, and ultimately held that it was not entitled to sovereign immunity because, while closely identified with the state, it was generally self-funded and not under significant state control.
In 2004, in Clissuras v. City Univ. of N.Y.,
In Clissuras, we held that the New York City College of Technology, a senior college that by statute was part of the City University of New York (“CUNY”), was an arm of the state entitled to sovereign immunity because: (1) the comptroller of the state is responsible for money judgments against a senior CUNY college; and (2) ultimate control over how CUNY is governed and operated rests with the state.
At the same time, we have continued to apply the Mancuso six-part test. See, e.g., Gorton,
4. Sovereign Immunity for SUNY Community Colleges
While we have held that SUNY itself is entitled to sovereign immunity because it is “an integral part of the government of the State,” Dube v. State Univ. of N.Y.,
Other Circuits examining the question whether a particular state’s community colleges are entitled to sovereign immunity have conducted detailed inquiries into those colleges’ fiscal and governance structures. As in our own Mancuso and Clis-suras tests, such inquiries have focused on how much funding a community college receives from its state government, whether a money judgment against the community college will be borne by the state treasury, the balance between local and state control over the community college, and relevant distinctions that state law draws between community colleges and other governmental entities traditionally entitled to immunity. Given the state-specific nature of these questions, federal courts have unsurprisingly concluded that community colleges in some states are entitled to Eleventh Amendment immunity, while community colleges in other states are not.
B. Application
We apply both the Mancuso and Clissuras tests. In the end, as we have seen in our review of the cases, the tests have much in сommon, and the choice of test is rarely outcome-determinative. The Clissuras test incorporates four of the six Mancuso factors. To the extent that the Clissuras factors point in different directions, the additional factors from the Mancuso test can be instructive. Here, we address the Clissuras factors first and then look to the additional Mancuso factors.
1. State’s Responsibility for WCC’s Financial Obligations
The first Clissuras factor, and the most important factor in determining whether a state entity is entitled to sovereign immunity, is “whether a judgment against the entity must be satisfied out of a State’s treasury.” Hess,
Receipt of government funding is relevant in determining whether the state is rеsponsible for judgments against a state entity like a community college. The district court in Kohlhcmsen reasoned that “[t]he absence of an express payment authorization provision suggests that judgments rendered against the SUNY community college or its employees or trustees in their official capacities are simply paid out of the community college’s operating budget, to which the state contributes one-third.”
We have repeatedly held that a school board’s receipt of funds from state appropriations is not equivalent to sаtisfaction of a judgment against the board from the state treasury. See Woods,
We thus conclude that the first Clissu-ras factor—the state’s responsibility for satisfying judgments against WCC— weighs against a finding that WCC is entitled to sovereign immunity.
2. State Control Over WCC
The second Clissuras factor, the extent of the state’s control over a community college, also weighs against a finding that WCC is entitled to sovereign immunity. This condition is also reflected in the second and fifth Mancuso factors, which consider how the governing members of the entity are appointed and whether the state has veto power over the entity’s actions, respectively. WCC has not demonstrated that these considerations favor a finding that WCC is entitled to sovereign immunity-
WCC is not substantially controlled by the state. The governor appoints four of WCC’s ten board members, while the Westchester County Board appoints five members and WCC’s student body elects one member. This balance betweеn state and local appointment differs from that at issue in Clissuras, where ten of CUNY’s seventeen board members were appointed by the state.
Further, as the district court here emphasized, there is no indication in the record that the state has control over WCC’s day-to-day operations. While WCC’s officers, curriculum, and budget are subject to board approval and SUNY provides the standards and regulations governing WCC’s organization and operation, such powers are not dispositive for sovereign immunity. See N.Y. Educ. Law § 6306; N.Y. Comp.Codes R. & Regs. tit. 8, §§ 600.1, 600.2. We have held that state approval, or state veto power, over a state entity is not dispositive for the purpose of sovereign immunity. See Gorton,
We thus conclude that the second Clis-suras factor—the degree of the state’s control over the entity—weighs against a finding that WCC is entitled to sovereign immunity. WCC is not an arm of the state entitled to sovereign immunity under the Clissuras test.
3. Additional Mancuso Factors
The additional Mancuso factors support the conclusion that WCC is not entitled to sovereign immunity.
The first Mancuso factor—how the entity is referred to in the documents that created it—weighs against a finding that WCC is entitled to sovereign immunity. While SUNY’s website designates WCC as part of SUNY, the New York Education Law creates community colleges separately from its creation of SUNY. See N.Y. Educ. Law §§ 350, 352. In a case involving the Fashion Institute of Technology (“FIT”), which is statutorily categorized as a SUNY community college, we affirmed the district court’s holding that FIT is properly categorized as a community college, statutorily distinct from SUNY. Mostaghim v. Fashion Inst. of Tech., 01-CIV-8090,
The fourth Mancuso factor—whether the entity’s function is state or local— similarly weighs against a finding of sovereign immunity. The New York Court of Appeals has held that operation of SUNY community colleges serves a municipal function. See Grimm v. Rensselaer Cnty.,
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We conclude that a finding of sovereign immunity for WCC would not serve the twin aims of the Eleventh Amendment: immunity would not further the state’s interest in preserving its treasury, nor would it protect the integrity of the state. Accordingly, we hold that WCC is not an arm of the state entitled to sovereign immunity under the Eleventh Amendment.
CONCLUSION
Accordingly, the decision of the district court is AFFIRMED.
Notes
. Leitner also sued her union, Westchester Community College Federation of Teachers Locаl 2431 (the “Union''), for breach of its duty of fair representation. The district court denied the Union’s motion to dismiss, and it is not a party to this appeal.
. See, e.g., Williams v. Dist. Bd. of Trustees of Edison Cmty. Coll.,
