Opinion
Steven Leiserson appeals an order denying his motion for more than $40,000 in attorney’s fees pursuant to Code of Civil Procedure 1 section 1021.5 which provides for the award of attorney’s fees under a private attorney general theory. Leiserson contends the trial court erred in concluding he was not a successful litigant for the purposes of such an award because, although his tort action was financially unsuccessful, his lawsuit was the catalyst for the public benefit he perceives flowing from our appellate pronouncement delineating previously undefined rights of news-gatherers at disaster sites and the City’s amendment of its written police policies regarding these persons at disaster sites. Defendants City of San Diego et al. (City) respond by asserting the motion was patently frivolous, untimely and was properly denied and cross-appeal claiming the trial court abused its discretion in denying their request for sanctions under section 128.5. For the reasons which follow, we conclude as a matter of law Leiserson was not a “successful” party within the meaning of section 1021.5 and, thus, is not entitled to attorney’s fees. We also hold the issues he raises and his appeal are not frivolous. Accordingly, we affirm the order.
Factual and Procedural Background
The factual background underlying this litigation is recounted in detail in
Leiserson
v.
City of San Diego
(1986)
On appeal, we affirmed the trial court’s decision, holding substantial evidence supported the trial court’s finding the police reasonably believed the disaster site was also the scene of^a'possible crime and, thus, Penal Code section 409.5, subdivision (d) did not guarantee Leiserson access beyond that designated by the police. (Leiserson v. City of San Diego, supra, 184 Cal.App.3d at pp. 44, 52-53.) However, our determination required us to analyze Penal Code section 409.5 within the context of the trial court’s remaining findings to determine the extent of media access guaranteed. We weighed Leiserson’s claim the statute gave the press unrestricted access to disaster sites for the purpose of news gathering so long as they do not interfere with emergency crews performing their duties and the uncontradicted evidence there was no interference by Leiserson. (Id. at p. 49.) We concluded two of the trial court’s three independent justifications for the police conduct were insufficient. More specifically, we held safety is not a ground to exclude press members from a disaster site because the statute provides a specific exception for members of the media in situations already determined to be unsafe. (Id. at p. 50.) Similarly, we held that providing a separate confined area for the press at disaster sites does not comport with the mandate of the statute, because press access must be unrestricted unless police personnel at the scene reasonably determine such unrestricted access will interfere with emergency operations. (Id. at p. 51.) However, the trial *731 court’s determination the police reasonably believed the crash may have been the result of an assassination attempt on the life of a public official erroneously believed to have been aboard the plane was supported by the record. Thus, we concluded the traditional right to exclude the press from crime scenes justified the police order leading to Leiserson’s arrest. (Id. at pp. 52-53.)
After our opinion became final, Leiserson moved for attorney’s fees of $40,953.50 pursuant to section 1021.5, contending his action had resulted in enforcing an important right affecting the public interest and conferring significant benefits on both the general public and the California news media. He further alleged the necessity and financial burden of private enforcement made the award appropriate since he lost his damages claim.
Leiserson theorizes he is entitled to fees because his damages action served to vindicate the media’s right to gather and disseminate information from and about disaster sites on behalf of the public at large and acted as a catalyst for policy reforms by the San Diego Police Department and a published appellate court decision delineating previously undefined rights of the news media. 2
*732 In support of the motion, Leiserson and his counsel filed declarations. Leiserson’s declaration summarized his inability to gain assistance from large and small news organizations, his employer, KFMB-TV, The Press Club, Sigma Delta Chi, Society of Professional Journalists, the American Civil Liberties Union, the Law Firm of Gray, Cary, Ames & Frye which had handled his criminal defense, and several other attorneys in pursuing his civil action. 3 Leiserson summarizes his position as follows: “It was my desire through such an action to rehabilitate myself in the eyes of my employer and to elevate my own self esteem. Critical, however, to the entire effort was my interest in seeing enforced that which I had taken for granted throughout my career, namely, the right to photograph events at the scene of disasters.”
His counsel’s declaration affirms Leiserson’s difficulty in obtaining civil representation. The attorney explained the litigation’s procedural history; noted mandatory judicial arbitration was ordered in which the arbitrator awarded Leiserson $7,500, but the defendants elected a trial de novo; perceived Leiserson was a crusader in bringing forth a case of first impression regarding the judicial construction of Penal Code section 409.5 terminating in an appellate court decision delineating “significant and previously undefined rights of news gatherers at accident and disaster sites and restraints on law enforcement officials relating to those news gatherers”; suggested Leiserson apparently had a role in the revision of the policies and training of the San Diego Police Department; stated that, although this case was originally filed as a damage claim, there was little likelihood from the inception of the action that damages sufficient to defray actual costs of litigation could be recovered, as Leiserson’s proof of special damages from medical treatment were less than $20 and other special damages were minimal; and emphasized postfiling discovery revealed exemplary damages were not recoverable against the City. Accordingly, Leiserson now claims he pursued the litigation simply to vindicate his rights and seek a judicial interpretation of Penal Code section 409.5, subdivision (d).
The City contended Leiserson was not a “successful” litigant within the meaning of section 1021.5 and, moreover, had enforced no “important right affecting the public interests.” The City also asserted the motion was untimely and patently frivolous, warranting the award of sanctions pursuant to section 128.5. In denying Leiserson’s motion, the trial court expressed its concern whether Leiserson was a “prevailing” party as defined by this court’s truncated statement in
Macias
v.
Municipal Court
(1986)
“I don’t know that this is a frivolous motion. It’s an interesting theory that is being argued here by plaintiffs and I can’t find anything directly on point, but I have problems with putting the law together such that if the court of appeal were to ever step outside the bounds of what it must do and thereby provide guidelines, for example, then it would be creating a prevailing party where really none existed and the actual loser of the appeal was indeed the plaintiff and that is the language that I am seizing on, that which is in Macias.
“I think if the law is going to be made any broader than that, especially in a case like that, it ought to be done by the court of appeal.” Finally, in response to Leiserson’s counsel’s assertion the court should pragmatically assess his action relative to its impact on the revision of the police department’s policy manual and the language of the appellate decision, the trial court stated: “I think that was probably all very very beneficial not only to the parties, but to our policy-makers for the City and maybe even statewide, but I am very fearful I might be making a ruling that really goes beyond what the existing laws intend. If it’s going to be done, I want it to be done by an appellate [court].”
Leiserson Is Not a “Successful” Party Within the Meaning of Section 1021.5
Leiserson contends the sole issue presented is whether litigants in a tort damages action can be deemed “successful” for an award of attorney’s fees under section 1021.5 if by this action, including appeal, they spur enforcement of an important public right and an enunciation of the governing rule of law precisely delineating its breadth, even though they obtain no money damages or other requested relief. As we shall explain, such a litigant can be deemed “successful” for an award of attorney’s fees under section 1021.5, although bur language in
Macias
v.
Municipal Court, supra,
Serving as one of several exceptions to the general rule each party is responsible for his own attorney’s fees
(Gray
v.
Don Miller & Associates,
*734
Inc.
(1984)
Section 1021.5 expressly requires an applicant to be a “successful party” in an action resulting in the enforcement of an important right affecting the public interest. In determining whether the party is “successful,” our Supreme Court has uniformly explained: “[A]n attorney fee award may be justified even when plaintiff’s legal action does not result in a favorable final judgment.
(Westside Community for Independent Living, Inc.
v.
Obledo
(1983)
“ ‘ “The appropriate benchmarks in determining which party prevailed are (a) the situation immediately prior to the commencement of suit, and (b) the situation today, and the role, if any, played by the litigation in effecting any changes between the two.” ’ [Citation.] An award of attorney fees under section 1021.5 is appropriate when a plaintiff’s lawsuit ‘ “was a
catalyst
motivating defendants to provide the primary relief sought,” ’ or when plaintiff vindicates an important right ‘ “by activating defendants to modify their behavior.” ’ [Citations.] In a similar situation involving 42 United States Code section 1988, the United States Supreme Court expressed the appropriate standard as follows; ‘ “plaintiffs may be considered ‘prevailing parties’ for attorney’s fees purposes if they succeed on any significant issue in litigation which achieves some of the benefit the parties sought in bringing suit.” ’
(Hensley
v.
Eckerhart
(1983)
In determining whether a party is “successful” within the meaning of section 1021.5, the court must critically analyze the surrounding circumstances of the litigation and pragmatically assess the gains achieved by a particular action.
(Bouvia
v.
County of Los Angeles, supra,
The trial court’s reliance on the language in
Macias
v.
Municipal Court, supra,
Here, although the trial court did not perform the inquiry summarized above, a review of the record establishes as a matter of law Leiserson is not a “successful” party within the meaning of section 1021.5. Leiserson asserts he is for two reasons: Because we would infer this litigation resulted in the cited revision of the San Diego Police Department’s policy manual and because our published opinion delineated important media rights protected by Penal Code section 409.5. As to the former, Leiserson candidly concedes he has not shown a causal nexus between his lawsuit and the voluntary action undertaken by the San Diego Police Department in revising its manual two years after he filed his lawsuit. (See, e.g.,
Westside Community for Independent Living, Inc.
v.
Obledo, supra,
*737
“The decision as to whether an award of attorney fees is warranted rests initially with the trial court.”
(Baggett
v.
Gates
(1982)
Whether a published opinion clarifies and/or expands the law is probative of whether Leiserson has satisfied the substantial benefit concept underlying the private attorney general rule.
(Wilkerson
v.
City of Placentia, supra,
118 Cal.App.3d at p.445.) Similarly, if that opinion is published because it satisfies the criteria for publication under rule 976 et seq. of the California Rules of Court, such status is also probative of whether the decision clearly vindicates a right where the reason for publication was to announce a rule not found in previously published opinions.
(Los Angeles Police Protective League
v.
City of Los Angeles, supra,
Certainly, our previous opinion recognized the media’s right of access to disaster sites as expressly provided for in Penal Code section 409.5. We upheld access rights of the press representation against the City’s argument that safety hazards alone justified their exclusion, and declared the establishment of a separate press area does not always substantially comply with the statutory mandate. However, we rejected Leiserson’s contention that exclusion can be ordered only where actual interference with emergency crews occur. We stated, “press representatives must be given unrestricted access to disaster sites unless police personnel at the scene reasonably determine that such unrestricted access
will interfere
with emergency operations.”
(Leiserson
v.
City of San Diego, supra,
*738
Granted, litigation which results in a published opinion echoing and perhaps defining “existing rights does not mean that a substantial benefit to the public cannot result”; for, such pronouncements guarantee vital constitutional and statutory principles are not simply relegated to “mere theoretical pronouncements of little practical value to ordinary citizens who cannot afford the price of vindicating those rights.”
(Press
v.
Lucky Stores, Inc.
(1983)
*739 Sanctions Are Not Warranted
Relying on section 907, the California Rules of Court, rule 26(a) and
In re Marriage of Flaherty
(1982)
The order is affirmed.
Todd, J., and Staniforth, J., * concurred.
Notes
All statutory references are to the Code of Civil Procedure unless otherwise specified.
Leiserson relies on police department instruction number 1.15, dated August 11, 1981, and entitled Press Release and Media Relations Guidelines, which superseded department instruction 1.15 dated September 29, 1977. The stated purpose of the guideline was to insure the constitutional rights of a free press and the right of an accused to a fair trial while establishing a consistent means of communicating public information through the news media. At page five of the six-page document, section VIII, entitled News Media at Disaster Areas and Crime Scenes, provides in pertinent part: “The ranking department member present at a disaster or crime scene is responsible for providing appropriate information to the news media. The Public Information Officer, upon his arrival, will assist the ranking department member in providing information to the media. The ranking department member will designate a person to carry out this function pending arrival of the Public Information Officer.
“A. Disaster and accident scenes may be closed to the public pursuant to 409.5 P.C., however, news media representatives are exempt from this restriction. As soon as a disaster or accident has been identified and secured, authorized media shall be permitted free access to the area after being advised of any existing danger. Department members shall not decline to rescue news media personnel in danger, but they will not provide an escort into or out of dangerous areas. In general, authorized members of the news media are to be permitted free movement in the area as long as they do not interfere with law enforcement or public safety functions. Generally, the Public Information Officers will maintain liaison with the new[s] media.
“B. Crime scenes may be closed to all unauthorized persons including] the news media. Crime scenes in areas of public access may be opened for media inspection after any search, preservation and processing of evidence has been completed and the scene is secured. Reporters and/or photographers shall be kept far enough from a crime scene being searched or preserved to protect it from being disturbed, or evidence from being damaged. News media representatives have no right of access to private property greater than the general public and are subject to public access restrictions of the owner or person in charge when a crime scene is located on private property.”
Former department instruction 1.15, dated September 29, 1977, made no reference to Penal Code section 409.5 or its provisions for allowing media access at the disaster sites.
We take judicial notice that the professional associations and the law firm Leiserson states declined to participate on his behalf have often vigorously involved themselves in local cases involving suspected intrusions on the media’s First Amendment privileges.
Moreover, although the trial court did not address this issue, we question whether the record does not conclusively show Leiserson is not entitled to attorney’s fees because the financial burden of his lawsuit is not out of proportion to his individual stake in pursuing the damages action. (See discussion in Beach Colony II v. California Coastal Com., supra, 166 Cal.App.3d at pp. 113, 115.)
In light of Leiserson’s declaration summarizing his inability to gain assistance from a series of large and small news organizations, fraternities, and others, we query whether their *739 inaction may be probative of the media’s belief its significant First Amendment access rights were not in jeopardy.
An appellate court’s determination an action or contention is “without merit” does not automatically relegate it to the category of frivolous.
(In re Marriage of Flaherty, supra,
Retired Associate Justice of the Court of Appeal sitting under assignment by the Chairperson of the Judicial Council.
